Other areas
87 The other basis for the applicant's claim of a denial of procedural fairness is that the delegate took into account the clearing of other areas undertaken or approved, and other proposed actions for other areas that were being assessed by the Department or the subject of pre-referral discussions.
88 The respondent does not dispute that the delegate had regard to those matters in making the Reconsideration Decision. However, the respondent submits that these are not matters which were irrelevant to the making of the Reconsideration Decision, and are matters of which the respondent could expect the applicant to have been aware, given the undisputed substantial growth of Mandurah in recent years and the applicant's role as a State-owned major land developer.
89 Such presumed knowledge on the part of the applicant in this respect is mere assertion on the part of the respondent.
90 Paragraphs [35]-[38] and [40] of the delegate's Statement of Reasons were as follows:
[35] I considered the impacts of this project as they directly contributed to the decline of habitat for this species in the context of other projects in this area. The project area is one of the few remaining undeveloped stands of black cockatoo habitat in Mandurah. There has already been approval to clear many of the undeveloped stands of black cockatoo habitat in Mandurah.
[36] Delegates to the Minister have approved clearing of stands of black cockatoo habitat for the Mandurah entrance road (2009/4692), which is across the road from this development, Hungerford Avenue urban development (2009/4789), Bridgewater North urban development (2008/3984), Port Bouvard Canal Estate urban development (2007/3737), Florida Partnerships Shopping Centre (2006/3155) and Old Coast Road sand quarry (2008/4326).
[37] We are currently assessing Greenfields Mandurah (2009/4919) which is also across the road from this development, Point Grey Marina (2010/5515) and Halls Head Shopping Centre (2010/5636).
[38] The Department is also currently in pre-referral discussions for clearing of an additional woodland stand to the north of this project in Mandurah, the Point Grey urban development, and are aware that another large stand of habitat to the south of the Mandurah cut associated with the Florida Partnerships Shopping Centre is also scheduled for clearing.
[40] The current and proposed clearing events, if approved, will result in a reduction in the resources available for black cockatoos in Mandurah to the extent that flocks of black cockatoos may be unable to utilise this part of the landscape. The direct impacts of black cockatoo habitat clearing arising from this project proposal are considered in that context.
91 There is, on the evidence, no reasonable basis to support the assertion of presumed knowledge and I, without more, would not accept it. Indeed in the Reconsideration Brief, repeated at para [33] of the Statement of Reasons it is stated that "… it was not clear that the experts and consultants engaged by the proponent … were aware of the details of, or are considering this project in the context of, current clearing patterns in the area". This observation runs directly counter to the asserted knowledge. The information set out above describes not only projects where clearing of stands of Black Cockatoo habitat has been approved but also other projects then only under consideration. Indeed the conclusion at [40] of the Statement of Reasons takes into account a hypothetical circumstance, namely that proposed clearing events are approved. The question of the direct impact of Black Cockatoo habitat clearing from the applicant's project were considered "in that context". There is no evidence to sustain a conclusion that the applicant knew of these proposals or their assumed approval. Such information adverse to the applicant's interests and employed in arriving at an adverse decision ought, as a matter of fairness to have been provided to the applicant for comment. It was not. Senior counsel for the respondent conceded that it was critical that a person such as the applicant who is going to be affected by a decision knows the terms in which the decision will be reasoned. This did not occur here.
92 However, the respondent goes further and submits that the applicant was actually advised of those terms by the Department's officer, Ms Jacqueline Pulkkinen, during a phone conversation she had with the applicant's officers Sergio Famiano and Ben McCarthy on 19 August 2010. A telephone conversation did occur between those persons on that day however the applicant denies that such advice was given. I will now consider this factual question.
93 I have generally preferred the submissions of the respondent as to this factual question which I have considered although, as I will explain, this is not determinative of this ground of review.
94 There was, in evidence, a contemporaneous file note made by Ms Pulkkinen dated 19 August 2010 and which was attached to her email of 20 August 2010 which she sent to Dr Weavers and others in the Department. Ms Pulkkinen was not called to give oral evidence. Relevantly, Ms Pulkkinen's note records that:
(a) she said that the Department did not view Mr Ron Johnstone as an 'alleged' expert, but recognised that he had a bona fide expert knowledge on the species (referring to black cockatoos);
(b) she said that '[her] understanding was that [Mr Johnstone's] assessment of significance was based on site specific issues, whereas the delegate makes decisions in the context of the pressure on the species across their range, and the delegate's view in the past had been that in that context 1 ha was significant';
(c) Mr McCarthy and Mr Famiano "responded that they did not feel assessing for cumulative impacts (i.e. consideration of pressure across the range in looking at individual projects) was legitimate, and they were prepared to seek judicial review to test both this and the 1 ha threshold that the Department applies": para.
95 Mr Famiano in his affidavit sworn 23 November 2011 (Mr Famiano's second affidavit), does not depose explicitly that the statements set out in Ms Pulkkinen's file note were not made, but states that it is his recollection that 'the discussion in this regard was general in nature and did not refer to any specific proposals by the applicant'. I accept that Ms Pulkkinen was speaking in general terms when she said that 'the delegate makes decisions in the context of the pressure on the species across the range'. However, that comment followed upon discussions about the applicant's Mandurah Junction project and, although the response of Mr Famiano and Mr McCarthy is also recorded by Ms Pulkkinen in general terms, it is clear enough that Ms Pulkkinen's statements were applicable to the Department's assessment of the Mandurah Junction project, which was being discussed immediately prior to those statements. His recollection was that the conversation primarily related to the applicant's frustrations at the application of specific thresholds to determine significance rather than the expert advice obtained from Mr Johnstone and other consultants. Mr Famiano agreed in his oral evidence, that he had a recollection of a general discussion about the question of cumulative impacts. Otherwise, Mr Famiano had little recollection of the telephone conference on 19 August 2010.
96 Mr McCarthy, in his oral evidence, accepted that Ms Pulkkinen had said that the delegate who would make the reconsideration decision does so in the context of the pressure of the species across their range. Mr McCarthy also recalled Ms Pulkkinen saying that the delegate's view in the past had been that in that context one hectare was significant
97 As to the Landcorp representatives' response as recorded by Ms Pulkkinen (that they did not feel assessing for cumulative impacts was legitimate), Mr McCarthy said that he did not recall the response 'in that context', and that it was in the context that "the project needs to be assessed on its own merits". He later said that he did not recall "anything like that" as a response on behalf of Landcorp. He again confirmed that Ms Pulkkinen had raised the issue of cumulative impacts in the following exchange during cross-examination:
'Yes. It was my understanding that an earlier answer that you gave but you had no recollection of was Ms Pulkkinen having raised the issue of cumulative impacts. Is that right? No, not correct. She did talk about species in the wider region.
Yes? That's correct.
And you understood that to mean, did you not, that ---? --- Whenever we consider significant impact we're always considering it in the wider region.
Thank you - and did you understand that to mean that the impact of this project would be assessed in the context of the wider region, correct? One would hope so. You would - definitely.
And one of the matters that would be relevant in the assessment would be what other clearings of habitat had taken place in the wider region? That's correct, without a doubt.'
98 This evidence is such that I am left wondering whether in relation to earlier evidence on the same topic, Mr McCarthy may have been at cross-purposes with the questioner.
99 Whether that is correct or not, whilst I regard the applicant's witnesses as having honestly attempted to recall what was discussed, I prefer the evidence of the discussion as revealed by the file note. This is no reflection adverse to the honesty of the applicant's witnesses.
100 There was a further telephone conference on 8 September 2010, again between Ms Pulkkinen, Mr Famiano and Mr McCarthy, but also including the Department's officer, Dr Weavers, and Mr Brent Carter, an environmental consultant employed by Environmental Resources Management Pty Ltd, a company engaged by the applicant to assist it with its submissions to the Department.
101 Dr Weavers deposed in his affidavit sworn on 29 November 2011 that during the telephone conference, he discussed the situation in Mandurah and said that there were several developments in Mandurah that were having an adverse impact on foraging and breeding habitat for black cockatoos. Dr Weavers further deposed that:
4. I also said that when the Minister's delegate makes decisions on the significant impact of projects, she would take into account all clearing events in the local area (if they are over the threshold that the Department is using) due to the impact they were having on the species and the availability of resources for black cockatoos in the local area. I said that the Mandurah Junction project would also be considered in the context of the development going on in the Mandurah area, actual and intended. This was a direct reference to cumulative impacts.
5. My recollection is that prior to this conversation, I had similar discussions with representatives of Landcorp, including Ben McCarthy, about other Landcorp projects, which also involved clearing black cockatoo foraging and breeding habitat.
6. I have a clear recollection that in the course of those conversations, I explained that the assessment of significant impact would take into account the cumulative effect of the relevant proposed action and other actions affecting black cockatoos.
7. On those occasions, I explained to the representatives of Landcorp that considering the effect of a particular proposed development in the context of other developments was part of the logic of how the Department made its significant impact judgements. This cumulative impact approach formed part of the "systematic understanding" I referred to in my earlier affidavits.
102 Mr Famiano, in his affidavit sworn 29 November 2011, deposed that he does not have an independent recollection of the telephone conference on 8 September 2010, and that it is only by reference to the email exchange at annexures "SF7" and "SF8" to his affidavit sworn 11 February 2011 (Mr Famiano's first affidavit) that he is able to confirm that he was present during that conversation.
103 Mr Famiano deposes that the usual practice after such telephone conferences was for an email to then be circulated outlining those issues discussed and the responses required in order to progress the reconsideration, and that there was nothing in the emails at annexures "SF7" and "SF8" to his first affidavit which caused him to think that the usual process was not followed, so that the telephone conference on 8 September 2010 was accurately summarised in those emails. He then said that whilst he did not have a clear recollection of the conversation on that date he could state, generally, that he did not recall that officers of the Department ever raised with him the issue of cumulative impacts in relation to the site which was the subject of the Mandurah Junction project in the context of the wider Mandurah area.
104 However, as the respondent submits correctly, one has only to look at Ms Pulkinnen's File Note of the telephone conference of 19 August 2010 and her email to Mr Famiano and Mr McCarthy sent on 20 August 2010 to see that there was no such invariable practice.
105 I accept that Ms Pulkinnen's email merely sought confirmation on a number of issues in the reconsideration, and that she did not set out all of the matters discussed on 19 August 2010 as recorded in her File Note.
106 Similarly, I accept that in her email of 8 September 2010, Ms Pulkinnen simply sought confirmation/information on three issues, and that the email does not purport to be a record of everything that was discussed during the telephone conference held on that day.
107 Mr Famiano confirmed in cross-examination that, although he believed there was a conversation on 8 September 2011, he could not recall any details about the conversation, and his belief that there was a conversation was based on the subsequent emails at annexures "SF7" and "SF8" of his first affidavit.
108 Mr Carter, in his affidavit sworn 29 November 2011, deposed that he had a specific recollection of the telephone discussion on 8 September 2010; that the matters that were discussed related to the mapping of the potential breeding and foraging habitat at the site; that it was his recollection that, at no point during the conversation, was the issue of cumulative impact raised in relation to the site in the context of the wider Mandurah area or other developments in that area; that his recollection accorded with Ms Pulkkinen's email at annexure "SF7" to Mr Famiano's first affidavit, as that email made no mention of cumulative impact in relation to the Mandurah Junction project or in the context of the wider Mandurah area; and that his experience was that important points discussed between the Department and the applicant during telephone conversations were afterwards addressed in writing by the Department.
109 I accept the respondent's submission that Mr Carter's recollections of the telephone conference on 8 September 2010 are likely based on the matters that Ms Pulkkinen set out in her email of the same date and that, like Mr Famiano, he has erroneously concluded that Ms Pulkkinen's email included all of the matters discussed.
110 I so find because Mr Carter:
(a) had no recollection of matters discussed during the telephone conference other than the matters set out in Ms Pulkkinen's email which is borne out by his evidence in cross-examination;
(b) when asked whether it was his evidence that Dr Weavers must be mistaken about what occurred during that conversation, and he replied '[m]y evidence is that I don't recall any discussion on the matters that Andrew Weavers mentions in the affidavit'; and
(c) confirmed this by responding "that's correct", when asked to confirm that he did not recall those matters being discussed.
111 Mr McCarthy, in his affidavit sworn 29 November 2011, also deposed that he did not have a clear recollection of the details discussed during the telephone conference on 8 September 2010. Mr McCarthy recalls that the topic of conversation was the calculations of Black Cockatoo habitat in the information provided by the applicant, and that at no point was the issue of cumulative impact raised in relation to the site or the context of the Mandurah area. Mr McCarthy further deposes that the usual process following telephone discussions between the Department and the applicant requiring new additional information was for an email to be circulated to the individuals involved outlining the issues discussed and the responses required in order to progress the assessment; that the email exchanges are identified in annexures "SF7' and "SF8" to Mr Famiano's first affidavit: and that those emails accord with his recollection of the discussion.
112 As with Mr Carter, Mr McCarthy's recollections of the telephone conference on 8 September 2010 are based on the subsequent email from Ms Pulkinnen and his email in response; and, I find that, like Mr Famiano and Mr Carter, he erroneously concluded that Ms Pulkkinen's email included all the matters discussed.
113 I so find because:
(a) under cross-examination, Mr McCarthy's recollection of the matters discussed at that telephone conference is confined to the matters in Mr Pulkkinen's email;
(b) when asked whether it was his evidence that Dr Weavers was mistaken in his recollection, Mr McCarthy merely said that with regards to cumulative impact, he did not recall anything of that nature being discussed; and that, if it had, they would have requested an email; and
(c) Mr McCarthy agreed that, during the telephone discussion on 19 August 2010, Ms Pulkinnen had raised the issue of cumulative impact by talking about the pressure on the species in the wider region. Ms Pulkinnen did not refer to that issue in her email of 20 August 2010 and yet Mr McCarthy did not make any reference to that issue not being raised by Ms Pulkkinen in his email reply to her on 23 August 2010.
114 Accordingly, I prefer Dr Weaver's evidence as to the content of the telephone conference on 8 September 2010.
115 However, such findings require to be considered further in this context.
116 The Statement of Reasons at paras [36] and [37] specifically refers to six separate developments and three pending developments that were taken into account as part of the "cumulative impact" of the applicant's proposal.
117 It is not in dispute that notice of those nine developments or the issue of "cumulative impacts" were never addressed in writing in any of the extensive communication between the applicant and the Department advising the respondent's delegate. Indeed, this was the evidence of Mr Famiano. So much appears to have been accepted by Dr Weavers.
118 While under cross-examination, Dr Weavers did not regard the email following the 8 September 2010 telephone conversation to be a recollection of what was discussed, he did describe it as "more of a to-do list". That the applicant should address or comment upon any alleged cumulative impacts of other developments specified or at all was not on the "to-do list".
119 The respondent submits that the fact that, in written communications between the Department and the applicant, the Department did not specifically seek the applicant's comments on the cumulative impacts of other developments provides no basis for asserting that the applicant was not aware of that issue.
120 It contends there was no reason why the Department needed to seek any comments from the applicant about the relevance of the cumulative aspects of the proposed development and other developments, as the applicant was well aware that the Department and the delegate assessed individual projects in the context of cumulative impacts, and the applicant could make submissions about that issue if the applicant wished.
121 I find, even accepting as I do, the evidence of Dr Weavers that the references to "cumulative impacts" was only raised in the most general terms, that it was not raised in a way so as to adequately direct the applicant's mind as to what, in that context, needed to be addressed by it.
122 I find that the particular developments referred to and relied upon by the respondent's delegate in the Statement of Reasons at paras [35]-[38] were not brought to the applicant's attention. Dr Weavers, in effect, accepted that, mainly, this was the case. This was information peculiarly within the knowledge of the respondent. Mr Famiano gave evidence under cross-examination, that he knew of the existence of only one of the other developments referred to and, even in that case, not as a result of any communication with the Department. Mr Carter's evidence was that the developments were not referred to at any time. That evidence was not challenged. Nor was there any challenge to the evidence to the same effect from Mr McCarthy. There can be little doubt that the applicant could not have known about "intended development … in the Mandurah area" referred to by Dr Weavers.
123 If the respondent did not inform the applicant as to those developments, actual and intended, which were to be taken into account and which were central to the decision-making process how could the applicant inform itself in order to make reasoned submissions. Such matters should not be a guessing game. Fairness, in my opinion, required the respondent to disclose with specificity what other developments, actual and intended, were to be taken into account. It was not sufficient merely to raise cumulative impact as a topic. The ventilation by a decision-maker of a particular topic or factor might be sufficient in some cases in affording procedural fairness. It was not so in this case.
124 The parties accept that the rule of natural justice that procedural fairness be afforded to the applicant applies in the context of this case and the relevant legislation. I think that they are correct in that view: Annetts v McCann (1990) 170 CLR 596 at 598.
125 However, the requirements of natural justice are neither absolute (R v The War Pensions Entitlement Appeal Tribunal; Ex parte Bott (1933) 50 CLR 228 at 256 per Evatt J; nor rigid (R v The Commonwealth Conciliation & Arbitration Commission; Ex parte The Angliss Group (1969) 122 CLR 546 at 552).
126 As McHugh J said in Re Minister for Immigration and Multicultural Affairs; Ex parte Miah at [143]:
The rules of natural justice are flexible and adaptable to the particular circumstances of each case.
127 Once it is accepted that a person's interest may be seriously affected by the exercise of a statutory power an opportunity ought ordinarily be given to that person concerned to respond to adverse information that is credible, relevant and significant to the decision to be made: Kioa v West 159 CLR 550 at 629; see also Re Minister for Immigration and Multicultural Affairs; Ex parte Miah at [191] per Kirby J).
128 The delegate relied on information which went to the core of the issue for determination. This information should have been disclosed to the applicant and an opportunity given to respond: (Re Minister for Immigration and Multicultural Affairs; Ex parte Miah at [147] per McHugh J).
129 The relevant information here was not merely the fact that the delegate would take other developments into account: it was what those developments were, both actual and intended, and what was said to be their likely cumulative impact on the foraging and breeding habitat of the Black Cockatoo. The applicant did not have that information. The respondent did but did not provide it to the applicant. Thereby, the applicant was denied procedural fairness which is the relevant rule of natural justice relied upon by it.