F relief and jurisdictional error
33 The demonstration of error is not enough to ground the relief sought by the appellant in this Court. This would be the case, irrespective as to the relief sought having regard to futility principles, but the discretionary nature of relief is brought into sharper focus here by reflecting on the fact that this is an appeal from the primary judge dismissing an application for review of an ITOA concluding that there were no non-refoulement obligations applicable to the appellant. The ITOA is, of course, a non-statutory process, although review of it may be sought on the basis that it was not conducted according to law. In this case, however, the appropriate relief would be a declaration and possibly an injunction rather than relief by way of orders for certiorari and mandamus: see generally Minister for Immigration and Citizenship v SZQRB [2013] FCAFC 33; (2013) 210 FCR 505 at 544-546 [200] per Lander and Gordon JJ.
34 Irrespective as to the principled nature of the relief, I am required to consider whether sending the matter back would be utile and consistent with the overarching purpose of the efficient and cost effective disposition of this dispute enshrined in Pt VB of the Federal Court of Australia Act 1976 (Cth).
35 At the end of the day, the real issue is whether the Assessor's decision is affected by jurisdictional error. As Gageler J recently explained in Minister for Immigration and Border Protection v SZVFW [2018] HCA 30; (2018) 92 ALJR 713 at 724 [34], in judicial review applications conducted by reference to documentary and affidavit material, an appellate court is in as good a position as the primary judge: see also CIT17 v Minister for Immigration and Border Protection [2018] FCAFC 150 at [93].
Was the Claim Raised?
36 When one has regard to the appellant's claim as refined on this appeal, counsel acting for the appellant accepted that the high-water mark of the alleged separate claim advanced, is found in the September submissions, extracted at [6] above (being the reference to the assertion that he would likely suffer harm "on this very point" (AB 315)). The claim is then, it is said, repeated in the October submissions under the specific heading "Protection claims on point 7" (AB 432): see [8] above.
37 The Minister submitted that sending the matter back would be futile because the Assessor dealt with the actual issue raised by the appellant:
…in his decision at AB 518-520 (particularly in the paragraph in the middle of the page at AB 520). The Assessor (at AB 520) found that "the client is not a LTTE supporter and has no political profile within Sri Lanka." The Assessor, therefore, concluded (at AB 534) that "the client does not run a 'real risk' of being tortured or mistreated if detained on arrival in Sri Lanka."
38 This contention was expanded upon orally. The Minister submitted that the culmination of the appellant's argument before the Assessor, properly understood, is that which appears in the October submissions, that the appellant, as a "young Tamil male from the north who left Sri Lanka illegally on 3 September 2009 during the Humanitarian Operation … would be suspected of some level of involvement with the LTTE and the Tamil Congress in Sydney" (AB 432). This claim was set out fully in the IOTA at (AB 510) and demonstrates how the claim was made by the appellant and understood by the Assessor. The Assessor proceeded to deal with this claim as raised.
39 Reading the October submissions alone, the aspect of the claim relating to date of departure reads as being contextual and peripheral, and the Minister's submission that the Assessor dealt with the whole of the claim is convincing. The Assessor's reasons, as I have outlined above, deal comprehensively with the harm claimed to be feared by reason of the appellant being a young Tamil male from the north who left Sri Lanka illegally.
40 It was accepted by both counsel, that the point of departure between the parties was whether the claim in the October submissions was supplemented or augmented by the relevant portion of the September submissions. In fact, counsel for the Minister conceded fairly (at T22.10-14):
… if your Honour is persuaded that the claim made at 432 in the October submission to the assessor is augmented in the way that my friend says should be read as "by the September submission", then, candidly, I may well lose this appeal.
41 In SZSJB v Minister for Immigration and Border Protection [2017] FCA 229 at [24], Perry J noted that:
While the ITOA is preparatory only of a decision, nonetheless the parties rightly assumed that any failure by the assessor to consider the appellant's claims (and their component integers) to fear persecution or harm apparent from the materials before the assessor would constitute a legal error, given that the authorities have held that an equivalent failure by a decision-maker will result in jurisdictional error.
(citations omitted)
42 It is, therefore, useful to consider the relevant authorities which examine the proper role of a decision-maker in relation to claims asserted and made. It is trite that a decision-maker will fall into jurisdictional error where there is a failure to make a finding on a "substantial, clearly articulated argument relying on established facts": Dranichnikov v Minister for Immigration and Multicultural Affairs [2003] HCA 26; (2003) 197 ALR 389 at 394 [24] per Gummow and Callinan JJ, Hayne J agreeing at 408 [95]; NABE v Minister for Immigration and Multicultural and Indigenous Affairs (No 2) [2004] FCAFC 263; (2004) 144 FCR 1 at 17-18 [55], 20-21 [63]. In NABE, the Full Court said at 18-19 [58]:
The review process is inquisitorial rather than adversarial. The Tribunal is required to deal with the case raised by the material or evidence before it: Chen v Minister for Immigration and Multicultural Affairs (2000) 106 FCR 157 at [114] (Merkel J). There is authority for the proposition that the Tribunal is not to limit its determination to the 'case' articulated by an applicant if evidence and material which it accepts raise a case not articulated: Paramananthan v Minister for Immigration and Multicultural Affairs (1998) 94 FCR 28 at 63 (Merkel J); approved in Sellamuthu v Minister for Immigration and Multicultural Affairs (1999) 90 FCR 287 at 293-294 (Wilcox and Madgwick JJ) … It has been suggested that the unarticulated claim must be raised 'squarely' on the material available to the Tribunal before it has a statutory duty to consider it: SDAQ v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 129 FCR 137 at [19] per Cooper J. The use of the adverb 'squarely' does not convey any precise standard but it indicates that a claim not expressly advanced will attract the review obligation of the Tribunal when it is apparent on the face of the material before the Tribunal. Such a claim will not depend for its exposure on constructive or creative activity by the Tribunal.
(emphasis added)
43 The Minister submits that his reading of the submissions should be preferred for a number of reasons. First, the context of where the purported claim appears in the September submissions, and in particular the heading under which it appears, "Position of Sri Lankan Government on Tamils", indicates the claim underneath is a separate point which relates only to "LTTE cadres". The Assessor found (at AB 520) that the appellant "is not a LTTE supporter and has no political profile within Sri Lanka".
44 Secondly, although the date of departure is mentioned in the September submissions, it is said that the claim is re-iterated in final form in the October submissions, and a fair reading of all the material before the Assessor is that the submission is relied upon only as it appears in the October submissions. Thirdly, the Minister relies upon the structure of the submissions. The preliminary section of the September submissions identifies the appellant's "protection claims". In particular, it is submitted that the submission at AB 315 should be read in the context of claim (b), that the appellant fears he "will be imputed with the political opinion of supporting the LTTE". Ultimately, it was said that upon a fair reading of all the submissions, the claim in the September submissions relates to what the Sri Lankan Government thinks about the overseas Tamil diaspora generally. There was no claim separately raised about the date of departure, but merely the claim which was expressed clearly in the October submissions, where the date of departure is merely contextual.
45 Despite the admittedly confusing structure of the submissions, I am satisfied that the claim is one which, on balance, was sufficiently apparent on the material before the Assessor, despite not being articulated at the interview or in the October submissions. This is so for a number of reasons.
46 First, excluding the number of documents attached, the September submissions themselves, were not lengthy. The claim constitutes the whole point of one of five sub-headings under "country information", in the only set of submissions which were not prepared in direct response to information from the Assessor. The inclusion of a summary list of "claims" elsewhere in the submissions does not relieve the Assessor of the obligation to consider all submissions made. Secondly, an ITOA is not a process whereby a hearing occurs and forensic decisions are perhaps made to only argue certain claims. The interview was, by its very nature, directed by the interviewer. The appellant was not legally represented at the interview, and it is not in the circumstances unreasonable to assume the written submissions prepared by a legal representative will be considered carefully. Thirdly, while the Minister submitted that all claims were articulated in the list under the heading "claims made", the overarching claim, that the appellant will be imputed with the political opinion of supporting the LTTE, was mentioned. As a separately expressed submission based on evidence it constitutes a material integer of that broader claim. Fourthly, the way in which the claim was expressed in the September submissions was not done in a way to conceal the claim among other information that would require the Assessor to engage in "creative activity": NABE at 18-19 [58]. It was clearly stated: "I respectfully submit that if [the appellant] is forcibly returned to Sri Lanka he will be arbitrarily detained and interrogated on this very point". Fifthly, the claim was made with direct reference to evidence which was extracted and set out within the submissions. Sixthly, contrary to the Minister's submission, the claim made in the September submissions was not subsumed or overtaken by the claim made in "point 7" in the October submissions. I have already made mention of the different nature of the September and October submissions, one being in response to contrary country information, and the October submissions should not be read in this case as seeking to replace or refine the submissions made in September submissions.