Friday 1 August 2003
STATE OF NEW SOUTH WALES V. RILEY
Judgment
7 SHELLER JA: The State of New South Wales has appealed against the decision of Phegan DCJ given on 6 August 2002. His Honour awarded the respondent Jonathan Riley, damages in a total amount of $270,307.42 for injuries suffered as the result of the activities of several State police officers on two occasions, the first extending over 4 and 5 July 1997 and the second on 9 September 1997. The respondent established that the police officers on the first occasion had assaulted and falsely imprisoned him, had trespassed on his land and, in breach of their duty of care to him, had failed to exercise reasonable care for his safety while he was in their custody. The respondent recovered general damages, aggravated damages and exemplary damages for the assault and false imprisonment, general damages and exemplary damages for the trespass and general damages, out of pocket expenses and damages for loss of past and future earning capacity in the claim of negligence. The trial Judge found the appellant liable for the conduct of police officers amounting to assault, battery, false imprisonment and trespass to property on 9 September and awarded general damages but no aggravated or exemplary damages.
8 In large part the appeal was directed to whether aggravated or exemplary damages could be awarded in the circumstances of the case and in particular whether there was double counting between the compensatory and aggravated damages awarded and whether the circumstances, in particular the respondent's provocation, disentitled him to an award of exemplary damages. The appellant did not attack the trial Judge's acceptance of the respondent's evidence so ground 6 of the grounds of appeal was abandoned.
9 I have had the benefit of reading in draft the judgment of Hodgson JA and agree with what his Honour says about these grounds of appeal and the resultant adjustment to the damages recoverable. I also agree with his Honour's conclusion that in the circumstances the Motor Accidents Act 1988 has no relevant application to what happened.
10 The appellant also challenged (ground 9) the amount of damages awarded for false imprisonment on the first occasion having regard to the finding made that whilst the initial apprehension may have been unauthorised, such detention became authorised once the police officers decided to apprehend the respondent and take him to a hospital pursuant to the provisions of s24 of the Mental Health Act 1990 (the Act). The respondent cross-appealed challenging the trial Judge's conclusion that the respondent's unauthorised detention ended once the decision was made to have him dealt with pursuant to the Act. That brought into consideration the only ground of cross-appeal the respondent relied on, namely that the trial Judge had erred in finding that the unlawful detention of the respondent did not continue up until he was scheduled by Dr Beazley at the Moruya Hospital.
11 The argument about whether the unlawful arrest continued beyond the point when the police officers concerned had decided to apprehend the respondent pursuant to s24 of the Act turned upon whether, under the Act, at the time of an arrest the member of the police force was bound to tell the respondent why he was being arrested: see Christie v Leachinsky [1947] AC 573 particularly at 591-2 and Adams v Kennedy (2000) 49 NSWR 78 at 82-86. Perhaps the most compelling reason for such a requirement depends upon its being the corollary of every citizen's right to be free from arrest unless some other citizen, whether a constable or not, has the right to arrest him, namely that he is entitled to resist arrest unless the arrest is lawful. In the words of Lord Simonds at 591 "How can these rights be reconciled with the proposition that he may be arrested without knowing why he is arrested?"
12 Probably in the very early hours of 5 July 1997 after he had been informed that the respondent was behaving in an erratic manner, and of the earlier events of that night and the mention of suicide, Sergeant Wilson agreed that the respondent should be taken to Moruya Hospital for psychiatric assessment. The trial Judge said that it was clear that the instruction to proceed with the respondent to Moruya Hospital was passed on to those officers immediately responsible for his detention. At about 1.30 am on 5 July the vehicle containing the respondent left Fairhaven Point Way for Moruya. The respondent's evidence was that when the vehicle left Fairhaven he was not told where he was being taken. The vehicle travelled with others to Narooma Police Station where it arrived at 2 am and next proceeded to Moruya Hospital where it arrived at about 2.30 am.
13 According to the trial Judge the purpose of taking the respondent to Moruya Hospital was to have him "scheduled" under the Act, that is to say, detained in the hospital on the certificate of a medical practitioner in the form set out in Part 1 of Schedule 2 of the Act; s24(1) and (2). Dr Margaret Beazley undertook the task of giving such a certificate having satisfied herself of the matters listed in s21(1). The trial Judge found that Dr Beazley spoke to the respondent shortly before 3 am. The respondent initially refused to speak to Dr Beazley but later did so in company with another member of the hospital staff, Denise Nash, a registered psychiatric nurse and leader of the Eurobodalla Mental Health team. On the basis of the interview, her observations and other matters reported to her, Dr Beazley "scheduled" the respondent under the Act as mentally disordered. Because of insufficient facilities to ensure the personal safety of the respondent at Moruya it was decided to take him to Kenmore Hospital at Goulburn, the nearest facility with gazetted beds where the respondent could appropriately be kept and supervised.
14 Hodgson JA has set out the relevant provisions of the Act and I need not repeat them. Section 21(1) permits a person to be taken to and be detained in a hospital (other than an authorised hospital) on the certificate of a medical practitioner or an accredited person. Section 22 enables a member of the police force to enter premises, if need be by force, for the purpose of apprehending a person in respect of whom the assistance of the police force is required to take the person to hospital. Expressly subs (3) allows this to be done without the warrant of a justice. Section 24 enables a member of the police force who finds a person in any place who appears to be mentally disturbed to apprehend any such person without the warrant of a justice if the member of the police force believes that person is committing or has recently committed an offence and that it would be beneficial to the welfare of the person that the person be dealt with in accordance with the Act. Similarly a person may be apprehended by a member of the police force if the person has recently attempted to kill himself or herself or it is probable that that person will attempt to do so. Section 27 enables "the appropriate person", that is a magistrate or person employed by the Attorney-General's Department prescribed in certain circumstances, to enter premises, if need be by force, in order to enable the examination or observation of a person who may be a mentally ill person or a mentally disordered person.
15 Section 29(1) provides that a person taken to and detained in a hospital must be examined as soon as practicable (but not more than twelve hours) after the person's arrival at the hospital by the medical superintendent. Such person must not be detained except as provided by ss 37 or 37A after the examination unless the medical superintendent certifies that, in the opinion of the medical superintendent, the person is a mentally ill person or a mentally disordered person.
16 Section 30(1) provides that the medical superintendent must, as soon as practicable, after a person is taken to a hospital under the division, give to the person an oral explanation and a written statement (in the form prescribed by the regulations) of the person's legal rights and other entitlements under the Act. In the form prescribed under the heading "Your Rights", the person concerned is encouraged to read the questions and answers set out "to find out your rights and what may happen to you after you are brought to a hospital." There is reference to the requirement that the person be seen by a hospital doctor not later than twelve hours after that person arrives at the hospital. The person is told that he or she can be kept in hospital against his or her will if certified by the hospital doctor as a mentally ill person or a mentally disordered person. The meaning of those expressions is set out. It is then said: "The hospital cannot continue to keep you against your will unless at least one other doctor also finds that you are a mentally ill person or a mentally disordered person and that at least one of the doctors must be a psychiatrist." The person is told that he or she may be kept in hospital against his or her will if found to be a mentally disordered person only for up to three days excluding weekends and public holidays during which time they must be seen by a doctor at least once every twenty-four hours and if found to be a mentally ill person may be kept in hospital until he or she sees a magistrate "who will hold an inquiry to decide what will happen to you".
17 Under the heading "How can I get out of hospital?" appears:
You, or a friend or relative, may at any time ask the medical superintendent to let you out. You must be let out if you are not a mentally ill person or a mentally disordered person or if the medical superintendent thinks that there is other appropriate care reasonably available to you.
18 The document then goes on to deal with mandatory treatment and what is meant by a magistrate's inquiry and what rights that person has at a magistrate's inquiry.
19 In Christie v Leachinsky the House of Lords held that except in special circumstances, which do not exist in this appeal, an arrest without warrant can be justified only if it is an arrest on a charge made known to the person arrested. That is so whether the arrest is made by a police officer or by a private person. The person arrested must be told what is the act for which that person is being arrested; see 593. At 598-599 Lord du Parcq said:
The principles established by the authorities are agreeable to common sense, and follow from the governing rule of the common law that a man is entitled to his liberty, and may, if necessary, defend his own freedom by force. If another person has a lawful reason for seeking to deprive him of that liberty, that person must as a general rule tell him what the reason is, for, unless he is told, he cannot be expected to submit to arrest, or blamed for resistance. The right to arrest and the duty to submit are correlative. The principle is applicable both to arrests in execution of civil process and to arrests on the criminal charge. It was stated in this house by Lord Cranworth LC in Hooper v Lane (1859) 6 HLC 443 at 550; [10 ER 1368] when he said that a sheriff 'is bound, when he executes the writ, to make known the ground of the arrest, in order, among other reasons, that the person arrested may know whether he is or is not bound to submit to the arrest.' While this is the general rule, it is certainly true that officers and ministers of public justice, of whom Sir Matthew Hale says in his Pleas of the Crown (vol II, c 10), that they are under a greater protection of the law than private persons, are often justified in making an arrest without a preliminary, or simultaneous, statements of the charge. The law does not encourage the subject to resist the authority of one whom he knows to be an officer of the law.
20 At 600 Lord du Parcq said that the omission to tell a person who is arrested at, or within a reasonable time of, the arrest with what offence he is charged cannot be regarded as a mere irregularity. "Arrest and imprisonment, without a warrant, on a charge which does not justify arrest, are unlawful and, therefore, constitute false imprisonment, whether the person making the arrest is a policeman or a private individual."
21 The same principle applies to other restraints imposed upon persons. In Brazil v Chief Constable of Surrey [1983] 1 WLR 1155 the Queens Bench Division held that a personal search by police officers imposed a restraint on a person's freedom to which he should not be required to submit unless he knew in substance the reason for it; see per Robert Goff LJ at 1162. See also the decision of the New Zealand Court of Appeal in Perkins v Police (1988) 1 NZLR 257 at 262 where Bisson J, delivering the judgment of the Court, said:
These common law principles which respect the civil liberties of the individual are reflected and receive to some extent statutory recognition in s60(3) [of the Arms Act 1983, a section enabling members of the police to search suspected persons and seize firearms]. Where there are compelling reasons statutory provisions are made to augment the common law powers of search and arrest without warrant to meet the particular needs of law and order as they arise ….
Coming now to consider the provisions of s60(3) of the Arms Act 1983 there is not a specific provision in para (a) or para (b) as to precisely when the person exercising any power must identify himself to and tell the person searched the section and subsection of the Act under which the power is being exercised . We have italicised the verbs as their tense is an indication of when the particular duty is to be performed. In this context the word 'searched' does not necessarily imply the past tense. The duty applies, if not performed at the outset, while the power is being exercised. However, this is a situation in which common law principles which are not expressly excluded nor entirely replaced should supplement the statutory requirements. Accordingly, although s60(3)(b) does not require the constable to name the section and subsection of the Act before commencing the search he should in most cases first inform the person he proposes to search of his identity, if not in uniform, and in a general way state the reason for and authority for the proposed search. This we hold to be a constable's duty at common law but we say 'in most cases' because there may be exceptional circumstances in which it is not reasonably possible to do so, perhaps, when dealing with firearms or explosives, for reasons of safety, time does not permit any formality prior to making the search.
22 The Act neither provides for nor excludes the requirement at common law that the person when taken, probably against that person's will, to or detained in a hospital be told why that is being done. In Director of Public Prosecutions v Serratore (1995) 38 NSWLR 137 at 142-3 Kirby P, as his Honour then was, said
Traditionally, in our law, liberty has been regarded as a most precious civic right. Legislation which has the effect of derogating from the right of an individual to enjoy liberty is conventionally accorded (in the case of ambiguity) a strict construction which favours liberty: Piper v Corrective Services Commission of New South Wales (1986) 6 NSWLR 352 at 358".
23 His Honour referred to Article 9 of the International Covenant on Civil and Political Rights:
9.1 Everyone has the right to liberty and security of person. No one shall be subjected to arbitrary arrest or detention. No one shall be deprived of his liberty except on such grounds and in accordance with such procedures as are established by law.
24 As Kirby P observed:
In the event of uncertainty of the common law or ambiguity of legislation, an Australian court may have regard to the provisions of the international covenant to help resolve the uncertainty or ambiguity"
25 In this case the arrest was one by a member of the police force pursuant to s24(1). Subsection (2) permits a member of the police to apprehend a person in the circumstances described in subs (1) "without the warrant of a justice". I can imagine no reason why the common law would allow a police officer so to apprehend a person without a warrant and without telling that person the reason for that person's apprehension any more than if that person was not mentally disturbed and the member of the police force had reasonable grounds for believing that the person had committed an offence. Why would the police officer be excused from making known the reason for the arrest when the person appears to be mentally disturbed? It seems to me, with due respect, every bit as important that a person who, for example, is to be taken from where they live to a hospital and kept there be told at the earliest possible moment of time why that is being done. As was pointed out in the House of Lords it is at the time of arrest that that person should have the opportunity to explain that there has been a misunderstanding or to call attention to other matters which would show that the facts properly understood would not permit his or her being taken to or detained in a hospital. An obvious example would be mistaken identity. As in the case where a person is arrested without warrant on suspicion of committing a crime, there may be exceptional circumstances where no such statement is required from the person who proposes to take the other to a hospital on the ground that that other person is a mentally ill or mentally disordered person. This is not such a case.
26 Accordingly, in my opinion, the learned trial Judge erred in holding that, from the time Sergeant Wilson issued orders for the respondent to be transported to Moruya Hospital, the respondent's detention was authorised under s24(1) of the Act even though the respondent had not been told where he was being taken when the police vehicle left Fairhaven.
27 The trial Judge had said that the perceived risk that the respondent would take his own life became a significant factor in explaining the decision to transport him to Moruya Hospital for psychiatric assessment. His Honour said:
It is difficult in all the circumstances to escape the conclusion that the impression that there was a real and immediate risk of suicide on the plaintiff's part when the decision was made to have him psychiatrically examined was the result of a version of events hastily put together by police at a time when they were searching for a justification for further detaining the plaintiff. This version drew on second hand information in the hands of the police, primarily Constable Wharfe, relating to statements made by the plaintiff on past occasions, reinforced by the discovery of the so-called 'suicide note'. However, flimsy as the grounds upon which the decision was made to have the plaintiff medically examined may have been, the evidence does not go far enough to establish that the collective decision and in particular its endorsement by Sergeant Wilson, the Field Commander, was not made in good faith and was the product of any decision to manufacture a fictitious ground for keeping the plaintiff detained. There was certainly a determination which had gathered momentum as the night progressed to find some means to justify the plaintiff's arrest and detention. This determination had clouded the conduct of all of the police officers involved and resulted in the unlawful arrest and detention of the plaintiff at least for the period he remained in custody in Fairhaven Point Way. To that extent I am in no doubt that the claim for assault, battery and trespass to the person should succeed.
28 However, his Honour rejected the respondent's submission that the requirements of lawful detention under s24 were no different from those which applied to the ordinary powers of arrest or search and detention under s357 and 375E of the Crimes Act 1900. His Honour said:
A careful reading of s24 would not support the plaintiff's submission. The very nature of the powers vested in police in the context of the Mental Health Act would suggest that the appropriately inflexible rules ordinarily applicable to powers of arrest and detention where there is no supervening factor of mental disturbance are not necessarily applicable There would appear to be no useful purpose in insisting on the communication of reasons for detention where the detainee is by definition mentally disturbed. At most, any such communication would be best left to the reasonable exercise of discretion at the time the person is apprehended under the Act rather than the absolute rule which applies to other powers of arrest and detention.
29 With due respect a fundamental error in this reasoning is the proposition that the person being detained "is by definition mentally disturbed". Section 24(1) is conditioned upon a member of the police force finding a person in any place "who appears to be mentally disturbed". In the present case the police officers had grounds for believing that it was probable that the respondent would attempt to kill himself. The trial Judge said that there was more than sufficient evidence to suggest that such a prospect was grossly exaggerated but that Sergeant Wilson's decision had to be measured in the context of the prevailing atmosphere. The respondent had shown signs of being out of control. There was evidence, even if second hand and relating to past occasions, of references to suicide by the respondent and his behaviour in the back of the paddy wagon had, on all the evidence, reached fever pitch. "These were sufficient reasons for Sergeant Wilson to conclude that the plaintiff was by that time a danger to himself and others and it was appropriate to take action under the Act." His Honour went further and said:
….there is no reason why the power could not be validly exercised even if it followed an earlier unlawful assumption of power by the police.
30 In my opinion, and with due respect, none of the matters adverted to by the trial Judge persuade me that the law should contemplate enabling a member of the police force who finds a person in any place who appears to be mentally disturbed, even if the other requirements of s24(1) are satisfied, to apprehend that person and take him or her to a hospital without telling the person why that person is being apprehended. It should not pass without notice that having been transported to the hospital according to the form prescribed by the regulation that person may not be seen by a hospital doctor for up to twelve hours after arrival.
31 For the reasons given by Hodgson JA the appellant has not persuaded me that the damages awarded for false imprisonment were excessive. The respondent has persuaded me that the length of unlawful imprisonment exceeded that found by the trial Judge by about two hours. Despite what I regard to be the error of the trial Judge in finding that once a decision was made to detain the respondent under s24 of the Act the imprisonment ceased to be unlawful, there is before us no material upon which it would be appropriate to increase the amount of damages awarded on this account. Nor for the reasons given by Hodgson JA do I think the Court should interfere with the reduction for contributory negligence. On this basis the cross-appeal fails.
32 HODGSON JA: On 6 August 2002, Phegan DCJ gave judgment in favour of the respondent Jonathon Riley against the appellant the State of New South Wales in the sum of $270,307.42, and made orders for the costs of the proceedings generally in favour of the respondent. The appellant appeals to this Court from that decision.