FIRST SCHEDULE
The plaintiff contends that it has a prima facie case in relation to all aspects of its case, so that there is a serious question to be tried.
The use of aerial shooting as a control method
1. The plaintiff's first concern is that the defendants are carrying out aerial shooting of wild horses in the park in a way that is not consistent with the plan, and therefore that the plan is not being "carried out and given effect to" by the Department as required by s 10 of the Act. The phrase "carried out and given effect to", when used in legislation in relation to an environmental management plan, means "to implement, undertake and deliver" the plan: Neilson v Secretary, Department of Planning & Environment [2023] NSWLEC 32 at [92], [133]. Such a plan is a "legal instrument" which must be construed in accordance with well-established principles of statutory construction: Neilson at [132].
2. The determination of whether the defendants are acting in contravention of their obligations in s 10 of the Act therefore requires an analysis of what the plan, on its proper construction, requires, and then a comparison of those requirements with the activities that are in fact taking place purportedly pursuant to the plan.
Inconsistency with the 2011 Standard Operating Procedures (2011 SOP): Ground 1(a).
1. Clause 6.2 of the plan states that all control methods, including aerial shooting, "will be implemented consistent with" various requirements, including the 2011 SOP. It further states that the defendants will develop standard operating procedures that are tailored for use in the park, but that these documents "will be consistent with national and/or state procedures where available". The "national" procedures include the 2011 SOP.
2. The 2011 SOP provides that:
"In areas of heavy cover (e.g. vegetated creek lines, woodlands and forests), effectiveness [of aerial shooting] is limited since horses might be concealed and difficult to locate from the air."
"Aerial shooting should not be done if the nature of the terrain reduces accuracy resulting in too many wounding shots and prevents the humane and prompt despatch of wounded animals."
"Target horses [in aerial shooting operations] should be mustered away from watercourses and areas of dense vegetation before being shot…"
1. The "tailored" standard operating procedure for use in the park was "endorsed" on 9 December 2023. The National Parks and Wildlife Service SOP is not consistent with the 2011 SOP. This is because the NPWS SOP does not contain any restriction relating to the use of aerial shooting in "areas of heavy cover" or by reference to the "nature of the terrain" and does not require that horses be "mustered away from watercourses and areas of dense vegetation before being shot at".
2. The "Animal Welfare Assessment of Feral Horse Aerial Shooting: Kosciuszko National Park 2023" produced by the defendants, states that the 2011 SOP "do[es] not advocate aerial shooting in sloping areas or in areas with extensive vegetation cover", but that these are "unavoidable aspects of operating in Kosciuszko National Park".
3. As a result, aerial shooting in the park is not being implemented consistently with the requirements of the 2011 SOP. This contravenes the requirements of the plan. In carrying out aerial shooting in this way, the defendants are not carrying out or giving effect to the plan and are in contravention of s 10 of the Act.
Lack of and/or inconsistency with animal welfare assessment: Ground 1(b).
1. Clause 6.2 of the plan states that for certain control methods for which there is an existing Australian or state standard operating procedure (which includes aerial shooting, by reason of the 2011 SOP), "an animal welfare assessment of the method was completed by the Kosciuszko Wild Horse Independent Technical Reference Group (ITRG) (2015) and reviewed by the Kosciuszko Wild Horse Scientific Advisory Panel (2020)". Clause 6.2 further states that for methods where there is no such national or state standard operating procedure, an animal welfare assessment will be completed before the control method is used.
2. The plain and necessary implication from the plan is that a particular control method, if it is to be used in the park, will be supported by an animal welfare assessment and/or carried out consistently with the animal welfare assessment performed in relation to that method. Any other approach would be legally unreasonable and irrational, particularly in light of the statement in clause 6 of the plan that control methods will be selected for use "based on maximising animal welfare outcomes" and the statement in clause 6.2 of the plan that "[e]nsuring optimal animal welfare outcomes is a key priority of the management of wild horses in the park". Statements in a plan of management "should not be dismissed as merely bureaucratic waffle": Neilson at [139].
3. The NPWS SOP is not supported by and/or consistent with the animal welfare assessment of aerial shooting performed by the ITRG in its 2015 assessment ("the 2015 ITRG Assessment") in several respects:
1. The ITRG assessed that aerial shooting was consistent with acceptable animal welfare outcomes only where it fell into "Scenario 1", namely where "horses are chased for <1 minute, are rendered insensible with the first shot and do not recover consciousness prior to death". Scenario 1 contemplated that the first shot would hit the cranium of the horse.
2. No animal welfare assessment (giving rise to any acceptable outcome) has been conducted in relation to any type of aerial shooting other than the type described by the ITRG in Scenario 1. For this reason, in 2016 the ITRG, in its Final Report of the Independent Technical Reference Group: Supplementary to the Kosciuszko National Park Wild Horse Management Plan ("the 2016 ITRG Assessment"), stated expressly that where Scenario 1 aerial shooting is not possible, other control methods should be used instead.
3. However, the NPWS SOP does not contain any of the requirements of Scenario 1, namely that horses are not chased for greater than 1 minute, or that they are rendered insensible with the first shot, or that the first shot hits the cranium. To the contrary, the NPWS recommends that shooters "target the chest (heart/lung or head (brain)" and that initial shots targeting the chest "are preferred". Horses shot through the chest, as recommended by the NPWS SOP, will not be rendered insensible with the first shot and will suffer significant pain prior to their death.
4. The ITRG concluded (consistent with the 2011 SOP) that aerial shooting should only occur "in open areas with minimum high-canopied vegetation (tree cover or woodland)": 2015 ITRG Assessment. As with the 2011 SOP, the NPWS SOP ignores this requirement.
5. The ITRG concluded that it should be ensured that "the point of aim for the first shot is always the cranium": 2015 ITRG Assessment. This is because a shot to the cranium (unlike a shot to the chest) will cause instant insensibility and death. The NPWS SOP ignores this requirement.
1. Having regard to all these matters, the plaintiffs contend that the aerial shooting being carried out by the defendants has not been the subject of an animal welfare assessment and is therefore inconsistent with the plan and contrary to s 10 of the Act.
Inconsistency with animal welfare legislation: Ground 1(c)
1. Clause 6.2 of the plan provides that all control methods will be implemented consistently with relevant NSW animal welfare legislation. This includes the Prevention of Cruelty to Animals Act, which by s 5(1) prohibits any "act of cruelty upon an animal". Section 4(2) of that Act provides that a reference to an act of cruelty committed upon an animal includes a reference to "any act or omission as a consequence of which the animal is unreasonably, unnecessarily or unjustifiably … beaten, kicked, killed, wounded, pinioned, mutilated, maimed, abused, tormented, tortured, terrified or infuriated…or inflicted with pain".
2. The plaintiff asserts that the aerial shooting being carried out by the defendants is unreasonable, unnecessary or unjustifiable in circumstances where it is inconsistent with the 2011 SOP, the 2015 ITRG Assessment and the 2016 ITRG Assessment, in the manner set out above. The defendants are therefore acting contrary to s 5 of the Prevention of Cruelty to Animals Act and, as a result, are not carrying out or giving effect to the plan (which requires compliance with the Prevention of Cruelty to Animals Act) pursuant to s 10 of the Act.
Adoption of aerial shooting as a control method in the plan: Grounds 3
1. As noted above, pursuant to s 5 of the Act, before a plan under the Act is adopted, a draft plan must be produced by the Department, and consultation must take place in relation to that draft plan pursuant to ss 6 and 7 of the Act.
2. Following that consultation, pursuant to s 8 of the Act, the Department must give the draft plan, any representations on the draft plan by the Department, and a summary of any representations received under s 6 of the Act to the Minister for the Minister's consideration. Those representations must be considered by the Minister pursuant to s 9 prior to adopting the plan.
3. The Department provided representations on the draft plan and a summary of representations received under s 6 of the Act to the Minister in a document entitled "Summary of representations".
4. The Summary of Representations provided certain "recommendations" by the Department to the Minister. These included that:
"Evidence to date suggests that best practice aerial shooting would lead to equivalent welfare outcomes to other forms of lethal control, and better outcomes than several of the current techniques".
"Aerial shooting results in welfare outcomes that are equivalent to and better than all other control operations".
1. The Minister was required pursuant to ss 8 and 9 of the Act to consider these representations before adopting the draft plan, that is, the representations were mandatory relevant considerations. Where the Minister relies on advice that is materially inadequate or misleading in respect of such a mandatory relevant consideration, this may introduce legal error into the Minister's decision. In Phosphate Resources Ltd v Minister for the Environment, Heritage and the Arts (No 2) (2008) 251 ALR 80 Buchanan J said in this regard at [95]:
"…a minister is not obliged to attempt personal detailed analysis of matters which, in some cases, may require a high level of expertise, as they did in the present case. He is entitled to rely upon the advice and analysis of officers of his department. That is so whether expressly permitted by statute or not. In the present case the minister was also expressly directed to take into account, among other things, the assessment report prepared by the department. However, when a minister relies upon advice, as he is entitled to do, and the advice is materially inadequate or misleading, any such failing may introduce legal error into the minister's decision. Whether it does so will depend upon the significance of the error or omission in the advice tendered."
1. The plaintiff contends in the present case that it is clear, even at a high level, that the representations referred to above were at best misleading and at worst lacked any proper justification.
2. Although the Minister does not appear to have been informed of this (and it is not referred to in the Summary of Representations), the source of the relevant recommendations appears to be a document entitled "Literature review on humanness and effectiveness of aerial shooting of feral horses" dated 7 August 2023 ("the Literature Review"). The plaintiff is not aware of the author of the Literature Review or how it came to be prepared. Nevertheless, it contains observations in the terms set out above that were included verbatim in the Summary of Representations.
3. The author of the Literature Review reached these conclusions on the basis of a single survey of aerial shooting of wild horses in 2017 ("the 2017 Hampton survey") that:
1. Involved "head shooting" only (that is, shooting at the cranium) with the result that, where the shot was successful, insensibility and death was immediate.
2. Involved 37% of horses not being rendered immediately insensible.
3. Occurred in a flat, arid and sparsely treed environment in central Australia.
4. Involved chase times of less than one minute.
5. Did not comply with the parameters of "Scenario 1" as identified in the 2015 ITRG Assessment, because not all animals were rendered immediately insensible.
1. The representations made in the Summary of Representations were misleading, because they suggested that aerial shooting resulted in welfare outcomes that are equivalent to and better than all other control operations even where the parameters of Scenario 1 were not complied with, where horses were shot in the chest and not the head, where a significant number of horses were not rendered immediately insensible, where chase times exceeded one minute and where aerial shooting occurs in areas of tree cover and woodland. Further, the representations did not disclose that the conclusions were based on a single survey of aerial shooting in 2017 which had been considered by the SAP in 2020 as "insufficient evidence" to reach firm conclusions about the animal welfare impacts of aerial shooting.
2. The misleading nature of the representations gave rise, in accordance with the reasoning of Buchanan J in Phosphate Resources, to legal error in the Minister's decision.
3. Furthermore, a factual error by the Minister in matters informing her consideration of something that is a mandatory relevant consideration may result in jurisdictional error. Moreover, the Minister's decision must have been reached in a way that discloses an evident or intelligible justification. If it does not, it is legally unreasonable and beyond power.
4. To the extent that the conclusions reached in the Literature Review can be read as applying generally, and beyond the limitations set out above, they were fundamentally flawed. The assessment of Scenario 1 by the ITRG and the 2017 Hampton survey do not provide a logical, sensible or probative basis for reaching general conclusions of general application like those ultimately provided to the Minister in the Summary of Representations.
Use of aerial shooting as a control method anywhere in KNP: Grounds 4-5
1. The plan states that it permits the use of aerial shooting of wild horses as a control method "[f]or use in any area of the park", without preference for other control methods other than by reference to "operational factors". The Minister appears to have concluded, as is evident from clause 6.2 of the plan, that this approach was consistent with the Prevention of Cruelty to Animals Act.
2. The plaintiff contends that these statements in the plan are properly to be read as subject to the carrying out of aerial shooting in accordance with the 2011 SOP, animal welfare assessments and animal welfare legislation.
3. To the extent that (contrary to the above) the carrying out of aerial shooting under the plan is not to be read as subject to these requirements, the Minister's approach would disclose an error of law. In light of the known animal welfare risks arising from aerial shooting, the use of aerial shooting of wild horses "[f]or use in any area of the park", without preference for other control methods other than by reference to "operational factors", is an approach that is likely to "unreasonably, unnecessarily or unjustifiably" inflict pain upon wild horses, and is thus contrary to s 5 of the Prevention of Cruelty to Animals Act.
4. Moreover, the plan states at clause 6.3 that there is no hierarchy or preference between control methods other than what is considered operationally efficient. Again, in light of the known animal welfare risks arising from aerial shooting, there was no evident or intelligible justification for the first defendant to proceed in this way. The Minister's approach was therefore legally unreasonable.
Risk of reduction of horses below 3,000 (Ground 2)
1. The plan requires that wild horse numbers in the park be reduced to, but retained at, 3,000 horses.
2. The plaintiff acknowledges that (subject to the various points about aerial shooting made above) the plan imports a discretion as to how the horse numbers are to be reduced to 3,000. However, on the proper construction of the plan there is no discretion in relation to the minimum number of horses to be maintained. NPWS have stated (correctly) that "The adopted plan requires 3,000 wild horses to be retained in the park to enable wild horse heritage values to be protected, consistent with the Act."
3. Thus, if the defendants are acting in a way that may reduce, or risk reducing, the number of wild horses below 3,000, then they are not implementing or delivering the plan and are thus contravening s 10 of the Act.
4. The plaintiff submits that the evidence indicates that there is a serious issue to be tried as to whether this is occurring.
5. The defendants are acting on the basis that, at a confidence level of 95%, there were a minimum of 12,797 horses in the park in October 2023. However, the plaintiff has obtained a report from AirborneLogic Pty Ltd that suggests that the survey figures on which the Defendants are acting may be inflated by approximately 400%. If that is right, then as at October 2023 there may have been as few as 3,298 horses in the park. However, evidence available to the plaintiff indicates that, since the formal aerial shooting operation commenced in April 2024, the defendants have removed 2,777 horses.
6. In these circumstances, the plaintiff maintains that there is a serious question to be tried as to whether the defendants are about to breach, or have already breached, the requirements of the plan and thus s 10 of the Act. Further, and in any event, despite the plaintiff's requests, the defendants have refused to cease horse culling operations even to take a short amount of time to consider the AirborneLogic report. This approach lacks an evident or intelligible justification and is therefore legally unreasonable.