5.2 Disposition of the application
34 The delay in filing the notice of appeal was 6 days only. I consider that this is a relatively short delay. The applicant's explanation for the delay was that "[d]ue to the difference between the dates of making and delivering the order on costs, my time for preparing the notice of appeal was reduced to 7 days. The time was not sufficient for me": applicant's affidavit affirmed on 12 October 2022 at [4]. The Commissioner submits the applicant has not provided an acceptable or reasonable explanation for the delay in circumstances where the applicant was aware that the primary judge's order was pronounced at the hearing on 9 September 2023. I accept that the applicant would have been aware of the primary judge's order from 9 September 2023. However, in circumstances where the primary judge's orders and written reasons were provided to the applicant only on 30 September 2023, I accept that the applicant has provided a reasonable explanation for the delay.
35 As to the prejudice to the Commissioner, the Commissioner accepts that the grant of an extension of time would not cause the Commissioner any prejudice. However, that factor is essentially neutral given that a lack of prejudice to the respondent alone is not a sufficient reason to grant the extension of time: Hunter Valley Developments at 349 (Wilcox J).
36 Turning to the merits of the draft notice of appeal, the proposed grounds of appeal are as follows:
6. Special circumstances exist in this case to depart from the rule that costs follow the event:
7. [Ground one] The case raised a novel issue on the interpretation of the law. The concept that an entity fulfills it's obligations under an enactment through actions performed under an administrative (informal) arrangement is new. Neither the Respondent nor His Honour was able to point out a case which interpreted the law in such a way. The judgment set a precedent for the application of the privacy law.
8. [Ground two] The Respondent's conduct contributed to bringing the matter to the Court. The Privacy Act has not changed but the interpretation of the Act changed, with no reasons provided. The Appellant's argument that actions performed under an administrative arrangement should not be assessed against APP 12 was clearly defined. The Respondent omitted to address the argument in the reasons for a decision, and continued omitting it during the proceedings. The trial might not have been necessary, if the Respondent confronted the argument.
37 In order to succeed on any appeal, it would be necessary for the applicant to establish an error of the nature identified in House v R [1936] HCA 40; (1936) 55 CLR 499 in the exercise of the discretion as to costs by the primary judge. As Dixon, Evatt and McTiernan JJ held in House v R at 504-505:
It is not enough that the judges composing the appellate court consider that, if they had been in the position of the primary judge, they would have taken a different course. It must appear that some error has been made in exercising the discretion. If the judge acts upon a wrong principle, if he allows extraneous or irrelevant matters to guide or affect him, if he mistakes the facts, if he does not take into account some material consideration, then his determination should be reviewed and the appellate court may exercise its own discretion in substitution for his if it has the materials for doing so. It may not appear how the primary judge has reached the result embodied in his order, but, if upon the facts it is unreasonable or plainly unjust, the appellate court may infer that in some way there has been a failure properly to exercise the discretion which the law reposes in the court of first instance.
38 In turn, the legal principles governing the discretion to award costs under s 43(2) of the FCA Act were relevantly summarised by the Full Court in Umoona Tjutagku Health Service Aboriginal Corp v Walsh [2019] FCAFC 32; (2019) 268 FCR 401 at [41]-[42] and [45]-[46] (White, Perry and Banks-Smith JJ) as follows:
The Court has a broad discretion under s 43(2) of the FCA Act when determining appropriate costs orders which must be exercised judicially, that is, not arbitrarily, capriciously, or so as to frustrate the legislative intent…
Thus, while the ordinary rule is that the successful party will receive her or his costs, that is not an absolute rule... As the Full Court explained in Queensland North Australia Pty Ltd v Takeovers Panel (No 2) [2015] FCAFC 128; (2015) 236 FCR 370 at [11], after referring to the decisions in Ruddock and Victoria v Sportsbet Pty Ltd (No 2) [2012] FCAFC 174 with approval:
11. These decisions treat the success or failure of the relevant party as being the starting point in consideration of the question of costs. However they contemplate at least three distinct categories of situation in which a successful party might be deprived of costs, or even ordered to pay the costs of the other side. One such category is where the applicant has been only partially successful in that it has not obtained all of the relief sought. The second category is where a party has succeeded in obtaining the relief sought, but has not succeeded on all bases (factual or legal) upon which it sought such relief. Of course, it is possible that a particular outcome will fall into both categories. A third category involves consideration of the successful party's conduct of the case.
…
The breadth of the discretion as to costs is reflected among other things in s 43(3)(c) and (e) of the FCA Act which respectively permit the Court to make orders that the parties bear costs in specified proportions and to award costs in favour of or against a party irrespective of whether the party is successful in the proceeding… Thus, as the High Court held in Gray v Richards (No 2) [2014] HCA 47; (2014) 89 ALJR 113:
2. The disposition of costs is within the general discretion of the Court. Ordinarily, that discretion will be exercised so that costs are awarded to the successful party, but other factors may have a significant claim on the discretion of the Court. The disposition which is ultimately to be made in any case where there are competing considerations will reflect a broad evaluative judgment of what justice requires.
(emphasis added; citations omitted)
The interests of justice include considerations of the cost-effectiveness of litigation. Thus a court may conclude that a departure from the general rule is warranted where substantial issues are raised by the successful party which unduly extend the time and expense of litigation: A, DC v Prince Alfred College Inc (No 2) [2016] SASCFC 27 at [6]-[11] (the Court). As counsel for Ms Walsh pointed out, the relevance of such considerations is highlighted by the obligation imposed upon a party and a party's lawyer by subss 37N(1) and (2) respectively of the FCA Act to conduct proceedings in a way that is consistent with the overarching purpose in s 37M, namely, to facilitate the just resolution of disputes according to law and as quickly, inexpensively and efficiently as possible.
(Emphasis in original; citations omitted.)
39 Bearing these principles in mind, I do not consider that the draft grounds of appeal have sufficient prospects of success to justify the granting of an extension of time for the following reasons.
40 First, as the Commissioner submits, the issues raised in proposed grounds one and two were not raised before the primary judge and leave would therefore be required to raise them on the appeal.
41 Secondly, in relation to proposed ground one, I do not accept the applicant's submission that the "case raised a novel issue" which justified departure from the ordinary rule of costs. The applicant relies on Ruddock v Vadarlis (No 2) [2001] FCA 1865; (2001) 115 FCR 229. In that case, the Court departed from the usual rule that the successful party should be awarded its costs, holding instead that the appropriate order was that there be no order as to costs. However, this case is clearly distinguishable from Ruddock. In Ruddock, which was described as a "most unusual case", the novel issues raised involved "divided judicial opinion", "high public importance", "questions concerning the liberty of individuals who were unable to take action on their own behalf to determine their rights" and "substantial public and, indeed, international controversy": at [28]-[29] (Black CJ and French J). The same cannot be said for this case where the applicant brought the proceeding, not in the public interest, but in her own interests: Oshlack v Richmond River Council [1998] HCA 11; (1998) 193 CLR 72 at [48] (Gaudron and Gummow JJ).
42 Nor, properly understood, did Skiba No 1 create a novel precedent that an entity can fulfill its obligations under an enactment through an administrative arrangement. The primary judge found that the applicant's submission seeking to characterise the Department's conduct as being "'under the Privacy Act', 'under APP 12.1' or 'under an administrative arrangement' [as] involv[ing] an irrelevancy": at [45]. The primary judge found that the Commissioner was correct in finding that the Department had complied with APP 12.1 because it conducted a search for the requested document and, after finding there were no documents which met the requested criteria, there was no further action required by the Department under the Privacy Act: at [43]-[47]. The Department's decision to release other documents under an administrative arrangement was a separate process which was not the subject of the complaint before the Commissioner.
43 Thirdly, in relation to proposed ground two, I do not accept that the Commissioner's conduct contributed to the applicant bringing the claim. The applicant relies on the decision of Tate v Rafin [2000] FCA 1582. I consider that Tate is readily distinguishable. In Tate, Wilcox J denied the successful respondent their costs under the Disability Discrimination Act 1992 (Cth). His Honour did so on the basis that "the respondents bear substantial responsibility for the fact that [the action] was commenced in the first place": at [71]. That conclusion was reached for the reason, amongst others, that the respondent gave the applicant a "misleading impression" that the applicant was being denied access to Wollongong District Cricket Club Inc facilities because the full extent of his disabilities had been disclosed to the club: at [71]. In this case, however, the delegate of the Commissioner found simply that the Department had not located any documents which met the criteria for the requested documents: Skiba No 1 at [31]. In relation to the tax invoice that the Department located, the delegate explained that the Department was not required to provide that document to the applicant under the Privacy Act because it did not fall within the specific description of the requested documents: Skiba No 1 at [31]. I consider therefore that there are insufficient prospects that this proposed ground of review would succeed.
44 In the fourth place, in addition to the proposed grounds of appeal, the applicant submits that the primary judge automatically found that costs should follow the event without taking any other factors into account, citing Shelton v Repatriation Commission [1999] FCA 181; (1999) 85 FCR 587 at [590]. I do not accept that submission for the following reasons.
45 Based on both the transcript and the applicant's account of the hearing in her affidavit affirmed on 12 October 2022, the primary judge invited the applicant to make submissions on why costs should not follow the event. The applicant made no such submissions and therefore proffered no reasons as to why the ordinary rule as to costs whereby the successful party is awarded their costs should not be made. In those circumstances, there is no error in the primary judge deciding to exercise the discretion by applying the ordinary rule as to costs.
46 In Shelton, the appellant had some success on appeal despite ultimately being unsuccessful on the appeal: at [10]-[11]. It was in those circumstances that the Court considered that it was appropriate for the parties to bear their own costs. Comparatively, the applicant in this case did not have any success in the proceeding at first instance.
47 Finally, it follows that there are no reasonable prospects that the applicant would be able to establish that the primary judge made an error of the type described in House v R at 505 (Dixon, Evatt and McTiernan JJ).
48 The proposed grounds of appeal do not therefore have sufficient prospects of success to warrant the grant of an extension of time. Accordingly, it would not be in the interests of justice to grant the extension of time and the application must be dismissed.