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[2010] NSWSC 1443
Supreme Court of NSW
2010-06-25
Rothman J
Original judgment source is linked above.
CITATION : Singh v Motor Accidents Authority of NSW (No 2) [2010] NSWSC 1443 This decision has been amended. Please see the end of the judgment for a list of the amendments.
(1) The material relied upon by the Third Defendant to refer for medical assessment again, under s 62 of the Motor Accidents Compensation Act 1999, CARS matter 2008/04/3659 ("the matter"), was not grounds of or for "additional relevant information about the injury";
(2) No valid referral for further medical assessment of the matter has occurred;
DECISION : (3) An order in the nature of prohibition under which the First Defendant is prohibited from taking any further step in the matter as a consequence of the purported referral by the Third Defendant dated 29 October 2008;
(4) The Third Defendant shall pay the Plaintiff's costs of and incidental to these proceedings, as agreed or assessed;
(5) Liberty is granted to the parties to approach within seven days for any further orders or for any different order, including any different or special order as to costs.
CATCHWORDS : ADMINISTRATIVE LAW - judicial review - Motor Accidents Compensation Act 1999 - referral for medical reassessment - construction of s 62 of Motor Accidents Compensation Act 1999 - jurisdictional fact - to whom material must be "additional" - further information of a different kind
LEGISLATION CITED : Motor Accidents Compensation Act 1999 Workplace Injury Management and Workers Compensation Act 1998
Alavanja v NRMA Insurance Ltd [2010] NSWSC 1182 Burrell v The Queen [2008] HCA 34; (2008) 238 CLR 218 Garcia v Motor Accidents Authority of New South Wales [2009] NSWSC 1056 Mills v Selby [1971] VR 836 Mobitel (International) Pty Ltd v Dun & Bradstreet (Aust) Pty Ltd (1977) 17 SASR 140 Price v Pica [1977] VR 272 CASES CITED : Project Blue Sky Inc v Australian Broadcasting Authority [1998] HCA 28; (1998) 194 CLR 355 R v Dunn [1973] 2 NZLR 481 Singler v Ferguson [2010] NSWCA 325 Sydney Ferries v Morton [2010] NSWCA 156 Trazivuk v Motor Accidents Authority of New South Wales [2010] NSWCA 287 Wilkie v Motor Accidents Authority of New South Wales and Anor [2007] NSWSC 1086 Wills v Bowley [1983] 1 AC 57
Savita Singh (Plaintiff) PARTIES : Motor Accidents Authority of NSW (First Defendant) The Proper Officer of the Motor Accidents Authority of NSW (Second Defendant) Allianz Australia Insurance Limited (Third Defendant)
B K Nolan (Plaintiff) COUNSEL : Submitting appearance (First Defendant) Submitting appearance (Second Defendant) K P Rewell SC (Third Defendant)
McCabe Partners Lawyers (Plaintiff) SOLICITORS : Crown Solicitor's Office (First Defendant) Crown Solicitor's Office (Second Defendant) Curwoods Lawyers (Third Defendant)
IN THE SUPREME COURT OF NEW SOUTH WALES COMMON LAW DIVISION
2009/298048 Savita Singh v Motor Accidents Authority of NSW & Ors (No 2)
JUDGMENT 1 HIS HONOUR: The Court must deal with an application for prerogative relief seeking to restrain the Motor Accidents Authority from dealing with a purported reference for a further medical assessment. On 28 May 2010, the Court, as presently constituted, issued reasons for judgment ("the earlier judgment") and orders ("the earlier orders"), the effect of which were relevantly that prohibition would issue to restrain the conduct of a further medical assessment on reference from a party, if the jurisdictional preconditions in s 62(1)(a) and s 62(1A) of the Motor Accidents Compensation Act 1999 ("the Act") were not satisfied. 2 As a consequence of the foregoing, there was the subsequent agitation of the remaining issues in the proceedings, being whether there was "additional relevant information about the injury" (s 62(1)(a) of the Act), and whether, if so, such information was "capable of having a material effect on the outcome of the previous assessment". 3 As recounted in the earlier judgment, the plaintiff claims, inter alia, psychological injury (major depression with psychotic features) arising from a motor vehicle injury that occurred on 7 January 2002. The third defendant (Allianz Australia Insurance Limited) (hereinafter "Allianz") disputes that injury and/or that the Whole Person Impairment ("WPI") arising from all injuries is greater than 10%. 4 It is necessary to reiterate some of the procedural history recounted in the earlier judgment. The plaintiff was initially subject to medical assessment on 20 February 2008. Dr McClure was the medical assessor. Dr McClure determined that the plaintiff suffered no psychiatric injury caused by the motor vehicle accident, and assessed the WPI at 0% for psychological injuries. 5 The plaintiff sought, and was granted, a review of Dr McClure's assessment under s 63 of the Act. The Review Panel conducted a Review on 4 July 2008. The Review was conducted on the papers, i.e. submissions of the parties and the material that had been before Dr McClure for the original assessment together with any additional material, lodged by either party. Both the plaintiff and Allianz had the opportunity to adduce further material and tender further documents or reports for consideration in the Review. Each party filed the material upon which she or it intended to rely. 6 The Review Panel found that Ms Singh was suffering psychological injury; that there was a causal link between the psychological injury and the accident; and determined that the WPI was 44%. As a consequence of the foregoing determination, the Review Panel issued certificates under s 63(4) of the Act. The Reasons for the determination were published on 9 July 2008. 7 It is appropriate for completeness to reiterate s 62 of the Act, which is in the following terms: " 62 Referral of matter for further medical assessment (1) A matter referred for assessment under this Part may be referred again on one or more further occasions in accordance with this Part: (a) by any party to the medical dispute, but only on the grounds of the deterioration of the injury or additional relevant information about the injury, or (b) by a court or claims assessor. (1A) A matter may not be referred again for assessment by a party to the medical dispute on the grounds of deterioration of the injury or additional relevant information about the injury unless the deterioration or additional information is such as to be capable of having a material effect on the outcome of the previous assessment. (1B) Referral of a matter under this section is to be by referral to the member of staff designated by the Authority for the purpose (in this Part referred to as the 'proper officer of the Authority'). (2) A certificate as to a matter referred again for assessment prevails over any previous certificate as to the matter to the extent of any inconsistency." The material at initial assessment 8 Dr McClure's initial assessment accepted that Ms Singh suffered a psychological condition. The Statement of Reasons of 20 February 2008, in part, states: " Psychologically , despite continuing treatment, Ms Singh also remains symptomatic. She is depressed and thinks of death regularly. 'Voices' still occur. Particularly when she leaves the house, she feels that she is being 'followed' by individuals who comment on her actions. She hears their 'voices' and their comments are usually derogatory. They include the voice of her husband 'Prem'. Comments are made such as 'she's no good … mentally sick'.
Current and Proposed Treatment Current medications are: * 'Digesic' tablets (for back pain/headache) ? [sic] two at night; * Paracetamol tablets up to 2 x 500mg, three times a day; * Fluoxetine 20mg, one daily (antidepressant); and * Risperidone 1mg at night (antipsychotic).
… She is not … attending a psychiatrist or psychologist." 9 The Reasons also described Ms Singh during her interview as "perplexed and pre-occupied"; "variably distressed"; with poor attention span; appearing frightened; with eye movements "as if she were attending to auditory hallucinations"; with depressed mood and "little fluctuation of affect". Dr McClure concluded that "Ms Singh currently has a significant psychiatric disorder". Dr McClure's Reasons also recite: " Concentration, Persistence and Pace is moderately to severely affected. Ms Singh does not read. She presents at interview as anxious, distracted, preoccupied and having a short attention span." 10 And in dealing with prior medical opinions Dr McClure recounted, in part: "Psychiatrist Dr Lana Kossoff (MAS Assessor) assessed Ms Singh on 3 July 2006. … According to Dr Kossoff 'some of the current impairment is related to the breakdown of her marriage, which is unlikely to have been completely contributed to by the motor vehicle accident and subsequent physical injuries alone [my emphasis].' Her condition was not felt to have stabilised.
Consultant Psychiatrist Dr Bruce Westmore interviewed Ms Singh … on behalf of the Claimant's solicitors… [and] 'her affect was agitated, anxious and at times very tearful. Her mood state was persistently and pervasively depressed. Her thought content demonstrated paranoid themes.' He diagnosed a Major Depression with Psychotic Features. He attributed this largely to the breakdown of Ms Singh's marriage. However, it may be that 'she was significantly distracted before her husband left.' She had not received definitive psychiatric treatment and obviously needed such." 11 Finally, Dr McClure concluded that "the history of physical symptoms and the significance (or otherwise) of the subject accident does appear to have changed over time. From a psychiatric perspective, however, it seems fairly clear that Ms Singh has had a significant Major Depression with Psychotic Features since about late 2005/early 2006. Prior to that it seems that her symptoms could best be described as a 'reactive' type of depression." 12 Lastly, in relation to Dr McClure's Reasons, the following, which was one of the bases of appeal, was said: "This Claimant has a Major Depressive Episode with psychotic features which has not been adequately treated. The relevant research literature suggests that depressive episodes with these kinds of stereotypic vegetative/biological features are largely genetic in aetiology. Ms Singh, in short, has a constitutional disorder, albeit this may initially have been triggered by the breakdown of her marriage. The marital breakdown, in turn, occurred almost four years after the subject accident and cannot be directly linked to it, in my view. This is also suggested by the Claimant's own self-described improvement in her psychological condition during latter 2004, as expressed in her earlier Statutory Declaration dated '22 December 2004.' The initial precipitant of Ms Singh's psychotic depression occurred at least two years ago. It is likely that this depressive episode is now following an autonomous constitutionally-determined course. It is biological in nature." 13 The reference to the assessment of Dr Kossoff is to the Reasons of Dr Kossoff of 3 July 2006. In that assessment, Dr Kossoff determined psychological injury was caused by the motor accident. Dr Kossoff said: "Following the motor vehicle accident and before her husband left her, Ms Singh developed a clinically significant depressed mood, passive suicidal ideation, loss of interest in activities and preoccupation with her pain. This was likely due to the onset of a Major Depression which continues to be the current diagnosis. After her husband left, which Ms Singh said devastated her, the Major Depression considerably deteriorated and she is now suffering from a severe Major Depression with melancholia and mood-congruent psychotic features. She has previously made a suicide attempt and requires assertive treatment for the condition. I have sought consent from the Motor Accident Authority to send a letter to Dr Hoogerbrug, Ms Singh's general practitioner, recommending that urgent treatment be commenced when she returns to New Zealand in two days' time." Because the psychological condition had not stabilised, Dr Kossoff did not (and, in her opinion, could not) assess the Degree of Permanent Impairment and/or WPI. 14 As is clear from the foregoing, there was a significant amount of psychiatric opinion and assessment before Dr McClure, on the basis of which he assessed Ms Singh. The Review 15 Allianz lodged a reply, dated 16 May 2008, to the application for Review and further material, not before Dr McClure, namely, a report of Dr Hoogerbrug of 3 March 2005. Further reliance was placed by Allianz on material that was before Dr McClure. Dr McClure had, before him, reports of Dr Hoogerbrug, later in time than the further report lodged by Allianz at the Review. Dr Hoogerbrug was Ms Singh's general practitioner. 16 The Review Panel comprised Dr Anthony Samuels (Chair), Dr Robert Lewin and Professor Lorraine Dennerstein, each of whom, like Dr McClure, is a psychiatrist. The Review Panel revoked the assessment of Dr McClure and issued a new certificate of assessment under s 63(4) of the Act, namely, to the effect that the WPI was greater than 10%, being the effect of an injury caused by the motor vehicle accident. The certified injury was "Major Depression with Psychotic Features". 17 The Review Panel issued a Statement of Reasons dated 9 July 2008. The Reasons of the Review Panel detail the disputes identified by the parties as: "The panel considered the matters cited in the Application for Review and noted that the following aspects of the assessment were disputed: * The degree of whole person impairment * Whether the injuries are stabilised
The panel considered the matters cited in the Reply to the Application for Review and noted that: * The respondent agreed with the application but felt the only issue of significance was that of causation." 18 In describing its deliberations, the Review Panel said: " C. Panel Deliberations
Injuries: There was a consensus amongst the panellists that the claimant was indeed suffering from a depressive illness with psychotic features and that the accident was a significant contributing factor to the development of this condition. Of particular utility was the report of the general practitioner, Dr Hoogerbrug, dated 11/5/2006 which indicated that he had known the above patient for more than 15 years and that prior to the accident she had suffered no psychological or psychiatric problems and that following the accident she had developed a chronic anxiety state and Iowgrade depression as well as a chronic pain problem.
The panel felt that the above's injuries had stabilised because she had been treated for a significant period with appropriate therapy and that there was a consistency in all the reports reviewed in regard to the symptoms she was experiencing. Given the appropriateness of the treatment to date it certainly was not foreseeable that any further pharmacotherapeutic or psychological interventions would significantly impact upon her condition. The degree of permanent impairment arising from the injury was determined from the contemporaneous psychiatric reports provided with the panel taking into account all the information provided and considering this material within the terms of reference provided by the terms of the Psychiatric Impairment Rating Scale.
It is clear from the general practitioner's report that there was no pre-existing impairment to be deducted.
It was the view of the panel that the above did become depressed and anxious and developed chronic pain symptoms in the aftermath of the accident of January 2002. The panel felt that it was likely that her psychiatric and psychological symptoms contributed to the break up of her marriage and that following this event her psychiatric and psychological symptoms materially worsened. It was therefore the view of the panel that there was a causal link and that this link was more than negligible to the development of her current psychiatric and psychological injury." 19 It was on the foregoing basis that the Review Panel determined, as it did, that there was 44% WPI, revoked the original certificate and issued a further certificate reflecting its findings that the WPI was greater than 10%. The purported referral for further assessment 20 The "Application for Further Assessment of a Permanent Impairment Dispute by the Medical Assessment Service", lodged by Allianz, is undated, but attaches the insurer's submissions, dated 29 October 2008 and three reports of Dr Selwyn Smith dated 30 September 2008, the Review Panel Assessment Certificate of 4 July 2008 and a DVD of surveillance of Ms Singh and a report relating to same dated 28 February 2008. 21 The basis of the Further Assessment Referral was said to be "new and additional information about the Claimant's psychological state that is capable of having a material effect on the outcome of the existing MAS … certificate". The "new and additional information" is the investigation report of 28 February 2008 with annexures and the three reports of Dr Selwyn Smith of 30 September 2008. In order to satisfy the statutory preconditions, it is unnecessary for the information to be "new" and I hereinafter ignore the extra burden seemingly undertaken by Allianz. 22 The Further Assessment referral did not seek to rely on any "deterioration of the injury" (see s 62(1)(a) of the Act) and the grounds were: "(a) The Claimant is feigning and/or embellishing her symptoms and does not suffer from any psychological disorder or illness.
(b) The Claimant has no whole person impairment arising from psychological injury.
(c) If the Claimant does suffer from any psychological injury it is not causally related to the motor vehicle accident on 7 January 2002 as the claimant's marriage breakdown is a significant intervening event causing the claimant's symptoms.
(d) In the alternative, if it is found that there is a causal connection between the claimant's symptoms and the subject accident, which is denied, then such symptoms do not give rise to a greater than 10% whole person impairment." 23 The submissions of Allianz supporting the Further Assessment Referral (hereinafter "the Submission") refer to the members of the Review Panel not re-examining Ms Singh and relying on the reports of the psychiatrists (and Dr McClure) that were before them. Further, the Submission, relevantly for present purposes, states: "8. The surveillance film provides additional relevant information capable of altering the Review Panel's findings on the existence of a psychological illness and the resulting level of whole person impairment of the claimant. It is important to note that the surveillance film is the only available information on the claimant's true behaviour and presentation when not under clinical examination, which, if one is to accept the concerns of Dr Selwyn Smith, is imperative in the assessment of this claim.
64 The emphasis in the foregoing table is that of Ms Singh, but the emphasised portions clarify that the activities evidenced in the DVD were within the range of activities contemplated by the Review Panel as within Ms Singh's capabilities, and routine. 65 While it is, given the other findings, now unnecessary to deal with the precondition in s 62(1A) of the Act (i.e. whether the ground is capable of having a material effect), the foregoing table and comparison would lead the Court to conclude that this jurisdictional precondition was, in this case, also not satisfied. Conclusion 66 For the foregoing reasons, and the reasons in the earlier judgment,
(i) certiorari will not issue against the Proper Officer;
(ii) the objective existence of the grounds stated in s 62(1)(a) is a jurisdictional precondition to the referral for further medical assessment;
(iii) the material upon which Allianz relies does not objectively give rise to a ground of additional relevant information about the injury, in that
(a) the further medical opinions are, or deal with, matters already considered in the extant medical assessment; and
(b) the DVD and surveillance report are not "additional";
(iv) consequently, no valid referral has occurred and there is no jurisdiction or power to conduct a further medical examination; and
(v) appropriate orders will issue. 67 The Court makes the following declarations and orders:
(1) The material relied upon by the Third Defendant to refer for medical assessment again, under s 62 of the Motor Accidents Compensation Act 1999, CARS matter 2008/04/3659 ("the matter"), was not grounds of or for "additional relevant information about the injury";
(2) No valid referral for further medical assessment of the matter has occurred;
(3) An order in the nature of prohibition under which the First Defendant is prohibited from taking any further step in the matter as a consequence of the purported referral by the Third Defendant dated 29 October 2008;
(4) The Third Defendant shall pay the Plaintiff's costs of and incidental to these proceedings, as agreed or assessed;
(5) Liberty is granted to the parties to approach within seven days for any further orders or for any different order, including any different or special order as to costs. **********
16/03/2011 - Typographical error - Paragraph(s) [21], [61]
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply to this judgment or decision. The onus remains on any person using material in the judgment or decision to ensure that the intended use of that material does not breach any such order or provision. Further enquiries may be directed to the Registry of the Court or Tribunal in which it was generated.
Singh
Motor Accidents Authority of NSW
(2008) 238 CLR 218
(1977) 17 SASR 140
(1998) 194 CLR 355
(2009) 54 MVR 102
[2008] HCA 34