The legislative framework and the appellant's visa application
5 The class of visa for which the appellant applied was part of the "Subclass 187 Regional Sponsored Migration Scheme (Direct Entry)" stream. It was one of a number of kinds of employment related visas available under the legislative scheme. As the visa application itself stated, a key aspect of the criteria for this class of visa was that the employment position to which the visa application related had to be a position that the applicant has been nominated for by her or his prospective employer, and that employer nomination had been approved by the Minister under the regulations.
6 Section 46(2) of the Migration Act provides that subject to subs (2A) (which is not presently relevant) an application for a visa is valid if under the regulations the application is taken to have been validly made. At the relevant time, one of the requirements prescribed by the Migration Regulations 1994 (Cth), for the purposes of s 46(2) was that an applicant for a RN visa "declare in the application that the position to which the application relates is a position nominated … under regulation 5.19". This validity requirement for the purposes of s 46(2) was contained in cl 1114C(3)(d)(i) of Sch 1 to the Regulations.
7 In turn, reg 5.19 provided for a "nominator" to apply to the Minister for approval of the "nomination of a position in Australia". In substance, this is the mechanism through which an employer wishing to employ a non-citizen applicant for this visa secures ministerial approval of the "position" in which the employer seeks to employ the person. The word "position" is not defined, but it clearly does not refer to whatever label is given to a job. Rather it refers to a particular role, incorporating the duties and tasks involved in performing that role.
8 Regulation 5.19 provided that the Minister must approve a nomination of a position in Australia if certain specified criteria are satisfied: specifically, either the criteria in reg 5.19(3) or (4). The presently applicable set of criteria is reg 5.19(4). Those criteria include whether the position is located in regional Australia, whether the nomination application identifies a need for the nominator to employ a person to work in the position, whether the employee will be employed on a full time basis for at least two years and on terms and conditions no less favourable than those which would be offered to an Australian citizen or permanent resident performing equivalent work in the same workplace and location, whether the tasks to be performed correspond with the tasks for an occupation specified by the Minister in a legislative instrument and, finally, that the nominator has fulfilled specified training requirements relating to the employment of Australian citizens and permanent residents.
9 Although it is a lengthy provision, it is worthwhile setting out the whole of reg 5.19(4), because the level of particularity and specificity is not unimportant in the consideration of some of the appellant's arguments:
(4) The Minister must, in writing, approve a nomination if:
(a) the application for approval:
(i) is made in accordance with subregulation (2); and
(ii) identifies a need for the nominator to employ a paid employee to work in the position under the nominator's direct control; and
(b) the nominator:
(i) is actively and lawfully operating a business in Australia; and
(ii) directly operates the business; and
(c) for a nominator whose business activities include activities relating to the hiring of labour to other unrelated businesses-the position is within the business activities of the nominator and not for hire to other unrelated businesses; and
(d) both of the following apply:
(i) the employee will be employed on a full-time basis in the position for at least 2 years;
(ii) the terms and conditions of the employee's employment will not include an express exclusion of the possibility of extending the period of employment; and
(e) the terms and conditions of employment applicable to the position will be no less favourable than the terms and conditions that:
(i) are provided; or
(ii) would be provided;
to an Australian citizen or an Australian permanent resident for performing equivalent work in the same workplace at the same location; and
(f) either:
(i) there is no adverse information known to Immigration about the nominator or a person associated with the nominator; or
(ii) it is reasonable to disregard any adverse information known to Immigration about the nominator or a person associated with the nominator; and
(g) the nominator has a satisfactory record of compliance with the laws of the Commonwealth, and of each State or Territory in which the applicant operates a business and employs employees in the business, relating to workplace relations; and
(h) either:
(i) both of the following apply:
(A) the tasks to be performed in the position will be performed in Australia and correspond to the tasks of an occupation specified by the Minister in an instrument in writing for this sub-subparagraph;
(B) either:
(I) the nominator's business has operated for at least 12 months, and the nominator meets the requirements for the training of Australian citizens and Australian permanent residents that are specified by the Minister in an instrument in writing for this sub-sub-subparagraph; or
(II) the nominator's business has operated for less than 12 months, and the nominator has an auditable plan for meeting the requirements specified in the instrument mentioned in sub-sub-subparagraph (I); or
(ii) all of the following apply:
(A) the position is located in regional Australia;
(B) there is a genuine need for the nominator to employ a paid employee to work in the position under the nominator's direct control;
(C) the position cannot be filled by an Australian citizen or an Australian permanent resident who is living in the same local area as that place;
(D) the tasks to be performed in the position correspond to the tasks of an occupation at a skill level of ANZSCO skill level 1, 2 or 3;
(E) the business operated by the nominator is located at that place;
(F) a body that is:
(I) specified by the Minister in an instrument in writing for this sub-subparagraph; and
(II) located in the same State or Territory as the location of the position;
has advised the Minister about the matters mentioned in paragraph (e) and sub-subparagraphs (B) and (C).
10 In relation to reg 5.19(4)(h)(ii), several matters may be noted. There are aspects of these criteria which call for some evaluation, such as whether there is a "genuine need" for the nominator to employ a person. The criteria contemplate advice being given to the Minister about certain aspects of the nomination criteria. Further, the legislative scheme intends there to be a high level of specificity around the grant of approval of nominations, with the criteria being directed at ensuring that the employment of Australian citizens and permanent residents is not unduly affected by the employment of a non-citizen in a particular position, as well as that the non-citizen is not going to be exploited by the prospective employer.
11 By reg 5.19(5), if these criteria were not satisfied, the Minister was required to refuse the nomination of the position. By reg 5.19(6), merits review of a refusal was available.
12 Aside from cl 1114C(3)(d)(i) of Sch 1 setting out preconditions to the making of a valid application for a RN visa, as part of the requirements under s 65 of the Migration Act, the criteria set out in cl 187.233 of Sch 2 of the Migration Regulations had to be satisfied at the time of decision. Those criteria, relevantly, were:
(1) The position to which the application relates is the position:
(a) nominated in an application for approval that seeks to meet the requirements of:
(i) subregulation 5.19(4)(h) ii); or
…
(b) in relation to which the declaration mentioned in paragraph 1114C(3)(d) of Schedule 1 was made in the application for the grant of the visa.
…
(3) The Minister has approved the nomination.
…
13 The sequence of events in relation to the appellant's RN visa application was as follows. He made his application on 7 June 2013. In that application he stated he had been nominated by his prospective employer, Harrico Pty Ltd. The "nominated occupation" he identified was a "Customer Service Manager". As reg 5.19 contemplates, the nomination process was carried out by the employer, not the visa applicant: in this case, by Harrico Pty Ltd.
14 The appellant's visa application also contained a declaration, in accordance with cl 1114C(3)(d)(i) of Sch 1 to the Regulations, that the position to which his visa application related was a position nominated under reg 5.19. The relevant declaration in the prescribed form for this class of visa, as completed by the appellant, read:
Have declared that the position to which the application relates is a position nominated under regulation 5.19 or in accordance with a labour agreement by providing details in this application of a nomination that has been lodged with the Department of Immigration and Citizenship.
(Note: This application will not be valid if the details provided cannot be matched to a nomination that has been lodged with the Department of Immigration and Citizenship.)
Yes
15 On 7 June 2013, the appellant was informed by the Department that his visa application had been assessed as a valid application.
16 The nomination application under reg 5.19(1) by Harrico was not in evidence before the Federal Circuit Court or on the appeal. On 5 December 2013, pursuant to reg 5.19(5), a delegate of the Minister decided to refuse the nomination by Harrico. A decision record of this refusal was in evidence before the Court and relevantly stated:
The nomination does not meet the legal requirement in subregulations 5.19(3) and 5.19(4) of the Regulations on the date I made my decision.
….
Reasons for Decision
The nominator, Harrico Pty Ltd, lodged a nomination application online on 2 June 2013 under the Direct Entry stream relating to nominee ANGREJ SINGH in the nominated position of Customer Service Manager (ANZSCO149212).
The application lodged by the nominator did not include any evidence to demonstrate that the nominator meets the requirements under subregulation 5.19(4). To date, no information has been provided by the nominator.
In the absence of any evidence to substantiate the nominator's claims, I find that the nominator does not satisfy Clauses 5.19(4)(a)(ii), 5.19(4)(b)(i), 5.19(4)(d), 5.19(4)(e) and 5.19(4)(h) of the Regulations on the date I made my decision. Therefore, the nominator does not meet 5.19(4).
17 There was no dispute between the parties that as the nominated prospective employer, Harrico could have sought review of that decision in the Migration Review Tribunal: see s 338(9) of the Act, read with reg 4.02(4)(e) and reg 5.19(6). Nor is it in dispute that no such review application was lodged.
18 The appellant, through his representative, was informed of the refusal of Harrico's nomination.
19 In a letter dated 19 December 2013, a delegate invited the appellant, through his representative, to "comment" on the nomination refusal. The letter said:
The nomination submitted to the department by Harrico Pty. Ltd. listing you as their Nominee has been refused. Unfortunately this means that your visa application cannot be approved.
20 The letter went on to inform the appellant he had two options: to withdraw the visa application (losing any review rights) or to have it determined on the basis that the nomination refusal of Harrico "will result in the refusal of your [visa] application", but preserving review rights. No statement was made by the delegate about the value or efficacy of any merits review in these circumstances.
21 The evidence also disclosed that on 15 December 2013, shortly after the nomination refusal but before the delegate's letter to the appellant, the appellant's representative attempted to lodge, on behalf of the appellant's employer, a new position nomination application under reg 5.19(1) in relation to the appellant's visa application. The representative asked that the new nomination application "be joined to" the appellant's RN visa application. Also on 19 December 2013, the Department responded to this request by informing the appellant's representative that a new nomination application cannot be "attach[ed]" to an existing RN visa. Whether this statement is correct or incorrect forms part of the appellant's arguments on the appeal.
22 The absence of an approved nomination under reg 5.19 led, as the delegate had foreshadowed to the appellant and his representative, to the refusal of the appellant's visa application, on the basis that the criterion set out in cl 187.223(3) was not satisfied. That was the criterion which related to whether the Minister has approved the position nomination by the employer.
23 As I have noted, the appellant applied to the Tribunal for review of the delegate's decision to refuse to grant the RN visa on 28 March 2014. The evidence does not reveal what occurred between the lodgement of the review application and December 2014.
24 On 18 December 2014, the Thursday before the week of Christmas 2014, an invitation pursuant to s 359A of the Migration Act was issued by the Tribunal to the appellant, through his representatives. The invitation was in the following form:
18 December 2014
Dear Mr Singh
INVITATION TO COMMENT ON OR RESPOND TO INFORMATION - MR ANGREJ SINGH
1 am writing about your application for review of a decision to refuse you the grant of a Regional Employer Nomination (Class RN) visa, Subclass 187.
On review, the Tribunal is required to determine whether you are the subject of an approved appointment in the business by the nominating employer. The Migration Regulations Schedule 2, clause 187.233 requires the Tribunal to be satisfied that you are the subject of an approved appointment as follows:
187.233
(1) The position to which the application relates is the position:
(a) nominated in an application for approval that seeks to meet the requirements of:
(i) subparagraph 5.19(4)(h)(ii); or
(ii) subregulation 5.19(4) as in force before I July 2012; and
(b) in relation to which the declaration mentioned in paragraph 1114C(3)(d) of Schedule 1 was made in the application for the grant of the visa.
(2) The person who will employ the applicant is the person who was the nominator in the application for approval.
(3) The Minister has approved the nomination.
(4) The nomination has not subsequently been withdrawn.
(5) The position is still available to the applicant.
(6) The application for the visa is made no more than 6 months after the Minister approved the nomination.
The Tribunal now writes to you to invite you to comment on or respond to information.
Invitation to comment on or respond to information
The Tribunal had information that it considers would, subject to any comments or response you make, be the reason, or part of the reason, for affirming the decision that is under review. The purpose of this letter is to invite you to comment on or respond to the information.
However, please note that the Tribunal has not yet made up its mind about the information.
The particulars of the information which you are invited to comment on or respond to are as follows:
• Harrico Pty. Ltd. made an application to nominate you for an appointment in its business under the Regional Sponsored Migration Scheme (RSMS). The Department made a decision to refuse it the nomination on 5 December 2013. No application for review of that decision has been received by the Tribunal.
The effect of this is that there is no approved nomination by Harrico Pty. Ltd. for you in their business under the provisions of the Subclass 187 Regional Employer Nomination (Class RN) visa category.
This information is relevant because, if accepted by the Tribunal, it would lead the Tribunal to conclude that you are not the subject of an approved nomination for employment in the business of Harrico Pty. Ltd. and it would follow that you do not meet the requirements of cl.187.233. This would be the reason or part of the reason for the Tribunal to affirm the decision of the delegate in respect of your subclass 187 visa application.
• You are accordingly invited to give comments on or respond to the above information in writing.
Your comments or response should be received at the Tribunal by 2 January 2015. If the comments or response are in a language other than English, they must be accompanied by an English translation from an accredited translator.
If you cannot provide your written comments or response by 2 January 2015, you may ask the Tribunal for an extension of time in which to provide the comments or response. If you make such a request, it must be received by the Tribunal before 2 January 2015 and you must state the reason why the extension of time is required.
The Tribunal will carefully consider any request for an extension of time and will advise whether or not the extension has been granted.
If the Tribunal does not receive your comments or response within the period allowed or as extended, the Tribunal may make a decision on the review without taking any further action to obtain your views on the information. You will also lose any entitlement you might otherwise have had under the Migration Act 1958 to appear before the Tribunal to give evidence and present arguments.
If you have any questions, please email registry@mrt-rrt.gov.au, or contact me on the number listed below, or telephone the Tribunal's national enquiry line on 1300 361 969. For language assistance, please contact the Translating and Interpreting Service (TIS) on 131 450.
Yours sincerely
[Identifying information redacted.]
(Emphasis in original.)
25 What then occurs, by way of a sequence of events, forms the basis of the appellant's procedural fairness and legal unreasonableness grounds of review, as expressed in his notice of appeal.
26 On 19 December 2014, the day after the s 359A invitation was sent, the appellant's representative sent a facsimile transmission to the Tribunal. In that facsimile transmission, the appellant's representative acknowledged receipt of the s 359A invitation and sought an extension of time to respond to it. An extension was sought to 15 February 2015. In that facsimile transmission, the appellant's agent also stated:
We also advise as follows:
1. Our client has an employer who will sponsor him for the 457 visa.
2. We expect to lodge these applications by 31 January 2015.
3. Our client will then depart Australia to lodge an offshore 457 application. Following this we expect to withdraw the applicants MRT application.
27 There was no direct response by the Tribunal to this facsimile. The next communication was also from the appellant's representative and consisted of an email to the Tribunal on 2 January 2015, stating that the representative's office had closed on 19 December 2014 and "we are not back till 7th jan". I infer the reason for this email being sent was that 2 January was the deadline for a response to the s 359A invitation, and the representative had not heard back from the Tribunal in relation to his 19 December fax and whether any extension of time would be granted. Appropriately, he sent another request on the day of the deadline, to ensure the Tribunal understood there was a request for an extension of time.
28 On 9 January 2015, the Tribunal wrote to the appellant through his representative, referring to the communication on 2 January 2015 and stating the Tribunal had agreed to grant an extension of time to 23 January 2015. The Tribunal's letter stated:
I am writing in relation to the application for review made by you in respect of a decision to refuse to grant a Regional Employer Nomination (Permanent) visa.
On 18 December 2014 the Tribunal sent you an invitation to comment on or respond to information.
On 2 January 2015 the Tribunal received a request for an extension of time to provide the comments or response.
The Tribunal has considered the request carefully and has agreed to grant an extension of time. The comments or response must now be received at the Tribunal by 23 January 2015.
If the Tribunal does not receive your comments or response by 23 January 2015, the Tribunal may make a decision on the review without taking any further action to obtain your views on the information. You will also lose any entitlement you might otherwise have had under the Migration Act 1958 to appear before the Tribunal to give evidence and present arguments.
(Emphasis in original.)
29 Despite the Tribunal granting that extension of time to the appellant, the appellant did not submit any response to the Tribunal, although on the evidence his representative's office had re-opened on 7 January 2015. The appellant's representative did not, for example, inform the Tribunal he had attempted to lodge a second employer nomination. He did not inform the Tribunal Harrico was prepared to lodge a further nomination application, or keep the position open for the appellant. Whether any of these matters would have made a difference one cannot say, however they were relevant factual matters.
30 Four days after the extension of time period expired, on 27 January 2015, the Tribunal affirmed the decision of the delegate to refuse to grant an RN visa to the appellant. The basis for affirming the decision of the delegate is set out in [14]-[16] of the Tribunal's statement of reasons:
14. As indicated in the delegate's decision, a copy of which was provided with the review application, the application for approval of the nominated position made in respect of the applicant was refused by the Department. There is no evidence or any claim that the nominating employer has applied for review of that decision.
15. On the evidence before it, the Tribunal is not satisfied at the time of its decision, there is an approved nominated position in relation to the applicant.
16. Therefore, cl 187.233 is not met.
31 In its reasons for decision, the Tribunal also referred to its invitation pursuant to s 359A of the Migration Act and what it considered to be the statutory consequences of a failure by the appellant to provide any response to that invitation.
32 Section 359A provided:
359A Information and invitation given in writing by Tribunal
(1) Subject to subsections (2) and (3), the Tribunal must:
(a) give to the applicant, in the way that the Tribunal considers appropriate in the circumstances, clear particulars of any information that the Tribunal considers would be the reason, or a part of the reason, for affirming the decision that is under review; and
(b) ensure, as far as is reasonably practicable, that the applicant understands why it is relevant to the review, and the consequences of it being relied on in affirming the decision that is under review; and
(c) invite the applicant to comment on or respond to it.
(2) The information and invitation must be given to the applicant:
(a) except where paragraph (b) applies-by one of the methods specified in section 379A; or
(b) if the applicant is in immigration detention-by a method prescribed for the purposes of giving documents to such a person.
(3) The Tribunal is not obliged under this section to give particulars of information to an applicant, nor invite the applicant to comment on or respond to the information, if the Tribunal gives clear particulars of the information to the applicant, and invites the applicant to comment on or respond to the information, under section 359AA.
(4) This section does not apply to information:
(a) that is not specifically about the applicant or another person and is just about a class of persons of which the applicant or other person is a member; or
(b) that the applicant gave for the purpose of the application for review; or
(ba) that the applicant gave during the process that led to the decision that is under review, other than such information that was provided orally by the applicant to the Department; or
(c) that is non-disclosable information.
33 The statutory consequences of not responding to a s 359A invitation are set out in s 359C(2) of the Act, which provided:
359C Failure to give information, comments or response in response to written invitation
…
(2) If the applicant:
(a) is invited under section 359A to comment on or respond to information; and
(b) does not give the comments or the response before the time for giving them has passed;
the Tribunal may make a decision on the review without taking any further action to obtain the applicant's views on the information.
34 The Tribunal also relied on the terms of s 360, and in particular s 360(3) of the Migration Act. Section 360 provided:
360 Tribunal must invite applicant to appear
(1) The Tribunal must invite the applicant to appear before the Tribunal to give evidence and present arguments relating to the issues arising in relation to the decision under review.
(2) Subsection (1) does not apply if:
(a) the Tribunal considers that it should decide the review in the applicant's favour on the basis of the material before it; or
(b) the applicant consents to the Tribunal deciding the review without the applicant appearing before it; or
(c) subsection 359C(1) or (2) applies to the applicant.
(3) If any of the paragraphs in subsection (2) of this section apply, the applicant is not entitled to appear before the Tribunal.
35 The Tribunal made the following findings about the application of these provisions at [8] and [9] of its statement of reasons:
8. As at the date of this decision, the review applicant has not provided the comments within the prescribed period as extended. In these circumstances, s.359C applies and pursuant to s.360(3) the review applicant is not entitled to appear before the Tribunal. The effect of s.363A of the Act is that if a review applicant has no entitlement to a hearing, the Tribunal has no power to permit him or her to appear: Hasran v MIAC [2010] FCAFC 40.
9. The Tribunal is satisfied that the invitation was correctly issued and has decided to proceed to decision without taking further steps to obtain the comments.