The Subject Matter of the Earlier Proceeding
28 The first principal submission advanced on behalf of the Respondents was that the claims of Ms Seidler, no matter how expressed, had already been resolved by Cowdroy J and that there was no option but to follow the decision of His Honour. The written submissions filed on behalf of the Respondents contended that "the principles of res judicata and issue estoppel, present an insurmountable hurdle for the Applicant to progress with the present proceeding …".
29 It does considerable disservice to the reasoning of His Honour to focus upon parts of it and to review that reasoning in isolation from the entirety of the judgment. For present purposes, however, it suffices to extract the following comments of His Honour when addressing the "facts":
[8] On 20 February 2008 the applicant instituted proceedings (SYG 398 of 2008) in the FMC ("the FMC proceedings") seeking relief under s 5 of the Disability Discrimination Act 1992 (Cth). The jurisdiction of the FMC was invoked pursuant to the extant s 46PO of the Human Rights and Equal Opportunity Commission Act 1986 (Cth).
[9] On 28 February 2008 the applicant instituted proceedings (677 of 2008) in the District Court of New South Wales ("the District Court proceedings") against UNSW. Such proceedings related to a claim by the applicant of negligence against UNSW allegedly arising out of the applicant's workplace conditions.
[10] Subsequent to negotiations between the applicant, UNSW and AGSM, a document entitled "Heads of Agreement" ("HOA") was signed by such parties on 14 October 2008. The HOA recites an agreement of the parties to settle both the District Court proceedings and the FMC proceedings for a sum of $65,000 "including all costs and expenses". The HOA was stated to be subject to the execution of a Deed of Release.
[11] A Deed of Release was entered into and duly signed on 9 February 2009 by the applicant and by both UNSW and AGSM. The Deed of Release provided for the termination by the applicant of both the District Court proceedings and the FMC proceedings in consideration of a payment to be made to the applicant of $65,000, from which UNSW was authorised to make certain payments as provided by the Deed of Release.
[12] The District Court proceedings were discontinued on 9 February 2009 by the filing of a notice of discontinuance. The FMC proceedings were also discontinued on 20 February 2009 when the applicant filed a notice of discontinuance ("NOD") in the FMC.
[13] On 3 June 2010 the applicant filed an "Application in a Case" in the FMC proceedings seeking to set aside the Deed of Release and the NOD. In support of such application, the applicant claimed that the HOA and the Deed of Release had been obtained as a result of fraud, intent to defraud, "legal criminal collusion", duress, undue influence and unconscionability.
[14] A hearing of the FMC proceedings took place before Nicholls FM on 14, 15 and 16 September 2010.
[15] The judgment of Nicholls FM (see Seidler v University of New South Wales [2010] FMCA 887) ("the FMC decision") delivered on 18 November 2010, records the substantial history of the complaints made by the applicant against UNSW and AGSM. …
His Honour thereafter considered the decision of the Federal Magistrate and the proceeding before him. In addressing the proceeding then before the Federal Court, His Honour summarised that proceeding in part as follows:
[33] The SOC under the heading "Dated Discoverability (TPA s 87G)" is virtually incomprehensible. It apparently alleges that the applicant sustained an "Adjustment Disorder and or Post Traumatic Stress Disorder ("PTSD") in 2008 or 2009". The applicant asserts that the respondents cannot claim that:
… this injury and or illness was part of the Deed and did not compensate for such. I was not informed regarding the meaning or causation of the Adjustment Disorder ("AD") diagnosis until 2010. I was not informed of a misdiagnosis of chronic post traumatic stress disorder until 2010.
[34] The applicant alleges that the:
Respondents and the legal named [sic] within this statement of claim I allege sought to intentionally and or negligently attempt to cover up and or ignore this diagnosis, increase and prolong stress, trauma, aggravation, victimisation and suffering despite known reports of anxiety and despondency since 2005 to intentionally inflict mental harm and prolong suffering by chronically failing to provide care, resolution and or rehabilitation since 2005.
[35] The applicant then asserts:
The respondents have in no way compensated nor settled for PTSD nor even remotely for the damages I experienced and continue to experience. Medicare has never been re-imbursed for such medical care and thus neither has the public. No damages for pain, suffering and humiliation were compensated.
[36] The applicant then submits:
I was not aware of the ability to file under a TPA contravention until 2010 and certainly in no way well enough to do so. OLSC, Costs Assessments and Privacy complaints had to be finalized and all directed me back to court as outside their jurisdictions early to even still late in 2010 - despite being advised by legal to use such channels. I was misled, exploited and victimized.
His Honour then directed attention to the terms of the Deed of Release and in respect to the summary judgment application he concluded as follows:
[69] "The incident" is defined in the Deed of Release as the applicant's alleged ergonomically unsafe workstation in the Honours Room whilst undertaking the honours program and her casual work as a research assistant from about March 2005 and continuing.
[70] The claims now made by the applicant are made against the same parties as those who executed the Deed of Release and against other officers or servants of those institutions. Accordingly, in these proceedings the individual respondents are entitled to the benefit of the Deed of Release, provided the Deed of Release extends to the current claims which the applicant now makes.
[71] Each of the claims now made arise out of the period when she was engaged at either UNSW or AGSM. By the express words of the Deed of Release, the applicant released the respondents not only from claims which were existing, but any future claim that she might have arising out of her engagement at UNSW and/or AGSM either as a student or as an employee.
[72] Insofar as the applicant now seeks to institute what she claims are new matters, namely her alleged PTSD and also a claim under the Fair Work Act, those are claims which she "might at any time have or have had" and as such are also covered by the Deed of Release. Accordingly the respondents are entitled to plead in answer to her SOC the bar provided by cl 10.1 of the Deed of Release.
[73] The complaints which the applicant raises in her SOC of improper conduct, fraud, collusion and duress whilst engaged by AGSM or studying at UNSW were raised in the FMC proceedings and were duly answered by Nicholls FM. Further, the applicant's allegations concerning duress, threats and undue influence in relation to her entry into the Deed of Release were also expressly raised before his Honour and findings were made by his Honour in relation to such allegations.
[74] In the absence of any appeal from the decision of Nicholls FM it must be taken that his Honour's findings concerning the validity of the Deed of Release, its comprehension by the applicant prior to entering into the Deed of Release, and the circumstances surrounding its execution have been established beyond doubt.
[75] Other claims raised by the applicant including alleged breaches of the TPA seek to raise issues which arise out of the same factual matrix relied upon by the applicant in the FMC proceedings. The applicant now alleges that she was unaware "of the ability to file under a TPA contravention until 2010". However, the applicant sought to raise TPA claims before Nicholls FM. Insofar as the applicant now seeks to raise claims that she has not been compensated for her alleged PTSD, the facts relied upon to support such a claim are those which arose in 2008 or 2009 and as such fall within the ambit of the Deed of Release.
[76] Any complaint now concerning the operation of the Fair Work Act can have no consequence, not only because of the existence of the Deed of Release but also because the Fair Work Act only came into operation on 1 July 2009.
[77] The court considers that the other claims made by the applicant, to the extent such claims can be discerned to any level of certainty, all fall within the ambit of the Deed of Release.
It is unnecessary to further set forth His Honour's conclusions in respect to the application founded upon Order 11 r 16 or Order 20 r 5 of the Federal Court Rules.
30 Cowdroy J, with respect, was clearly correct when he observed that the Statement of Claim "under the heading 'Dated Discoverability (TPA s 86G)' is virtually incomprehensible": [2011] FCA 640 at [33]. That which is clear, however, is that the reference there made to "post traumatic stress disorder" is a reference at least in part to the condition the subject of the opinion of Dr De Saxe. The reference there noted by Cowdroy J was not an isolated reference. The Statement of Claim considered both by His Honour and that now before the Court, for example, also later stated under the heading "Employment and Enrollment Conditions":
In the SYG398 of 2008 hearing the court, I feel, did not allow me reasonable time frames by which I could procure expert reports to inform the court and or to advise on or seek stabilisation and or degree of impairment. The issues thus of fitness to sign, Deed and damages particularisation within that Deed, and or issues of duress, undue influence and unconscionability and total damages were not heard or assessed fairly. Nothing can or should be assessed or evaluated without such expert advice. There were I claim inaccurate claims and or understanding made by the Federal Magistrate regarding post traumatic stress disorder which will be now addressed with expert medical. Expert appraisal also could have been ordered by the court. This was expected to be prejudicial and I noted this to the court and the Magistrate claimed he was aware of that. I feel that this does not reflect the intentions of the court in any cases of mental illness and or mental and emotional duress for any party.
The reference to "SYG 398" is a reference to the proceeding before the Federal Magistrate: Seidler v University of New South Wales [2010] FMCA 887. Reference to "post traumatic stress disorder and or other related damages" was also made in paragraph [62]. Specific reference, however, should be made to paragraph [144] and the express claim there made for loss and damage, including loss and damage occasioned by "post traumatic stress disorder, anxiety and depression".
31 The clear distinction sought to be drawn by Ms Seidler as between the issues previously addressed and resolved by Cowdroy J and the subject matter of the proposed amendment disappears. Any characterisation of reliance upon a mental or psychiatric injury as a new issue not previously addressed is without substance. It was an issue which emerged before the Federal Magistrate and was expressly included within the Statement of Claim that was before Cowdroy J.
32 Both of the Statements of Claim also allege (in paragraph [36]) with reference to the proceeding before the Federal Magistrate that "[t]his prior action is thus flawed for any Magistrate assessment due to the failure of legal to do work and file according to court timetables …". Whether or not there is any merit in an allegation that the "prior action is … flawed", the fact is that there has been no appeal from the Magistrate's decision.
33 The manner in which Ms Seidler has drafted her pleadings is the very source of such uncertainty as is now generated. To the extent that that uncertainty may be pierced, it is considered that the decision of Cowdroy J was a decision which embraced the case now sought to be advanced by way of amendment.
34 There is, accordingly, considered to be little doubt but that the Application and the Statement of Claim in the present proceeding should suffer the same fate as their counterparts received at the hands of Cowdroy J in Seidler v University of New South Wales [2011] FCA 640. Not only was Ms Seidler seeking to re-litigate in the present proceeding the very same facts and causes of action as had been resolved by Cowdroy J, she was seeking to do so in the very same terms. The greater emphasis now sought to be placed by Ms Seidler upon her mental conditions, as opposed to the emphasis previously given to her physical injury, does not make the present claims any different to those considered and resolved by Cowdroy J. A litigant cannot unsuccessfully place emphasis upon one aspect of a case before one Judge and thereafter be permitted to place greater emphasis upon another aspect of a case before a different Judge - especially by means of a pleading in substantially identical terms. With the minor exceptions noted, the two Statements of Claim were identical. It would be difficult to envisage a more blatant abuse of process.
35 Any amendment proposed by Ms Seidler would, it is concluded, be but an attempt to re-plead an issue that had been badly and inappropriately pleaded in the other proceeding.
36 Ms Seidler should not now be permitted by way of amendment to re-litigate an issue that has already been resolved. Leave to amend should be refused and judgment entered for the Respondents.