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[2018] FCA 1162
Federal Court of Australia
2018-08-07
Burley J
Original judgment source is linked above.
3.1 The particulars 17 Ground 1 of the application is that the decision not to revoke the cancellation of Mr Schmidt's visa is vitiated by jurisdictional error in that the Minister made findings for which there was no evidence. The particulars are as follows: (a) At AB 220 [34], the Assistant Minister, in the context of considering "the extent of impediments if removed", stated, after referring to the applicant's partner and children and the fact that separation "would exacerbate the short term difficulties he would face in resettling in the United States of America": "Judicial remarks from 2015 indicate that he has largely led an itinerant and unattached lifestyle in Australia anyway". While the word "itinerant" was used by the Court in the remarks referred to (in the context of the applicant's homelessness): see AB 98, there is no evidentiary foundation for any conclusion that the applicant has led an "unattached" lifestyle. (b) At AB 220 [35], the Assistant Minister, in the context of considering "the extent of impediments if removed", stated: "[T]he United States has a government welfare system that offers a level of support broadly comparable to that in Australia. I find that any practical hardship faced by Mr Schmidt in re-establishing himself in the United States of America would not be so great as to prevent him in maintaining basic living standards". There is no evidentiary foundation in the material that was before the decision maker for any such finding.
3.2 Ground 1(a) - "itinerant and unattached lifestyle" 18 In relation to particular (a), Mr Schmidt submits that the Minister has misunderstood the evidence relating to his lifestyle, which has led to the incorrect characterisation of it as "itinerant and unattached" when in fact the evidence was that during his life before incarceration he was neither. Accordingly, the Minister fell into jurisdictional error in making a finding unsupported by evidence. 19 In the course of considering the extent of the impediments that Mr Schmidt would face if he were to be removed to the United States, the Minister at [34] identifies that Mr Schmidt's immediate family and close social ties are in Australia, and that he will face emotional hardship in being separated from them. The Minister goes on to say that he accepts that separation would exacerbate short term difficulties that Mr Schmidt would face in resettling in the United States but adds, as an ameliorating factor, "though I note that judicial remarks from 2015 indicate that he has largely led an itinerant and unattached lifestyle in Australia anyway". Mr Schmidt submits that the reference to 'judicial remarks' is to the transcript of remarks made by Riley CJ in sentencing Mr Schmidt for the offences that he was found guilty of in 2015. 20 Mr Schmidt contends that it is clear from the context of those remarks that Riley CJ was making a reference to a period of homelessness that Mr Schmidt had experienced rather than making a general statement about his life. In this regard, he submits that the Minister's reference to an unattached and itinerant lifestyle wrongly characterises Mr Schmidt as being both single and nomadic and that the use of the word "anyway" in [34] indicates that, in the view of the Minister, this characterisation militated against the difficulties that the applicant would face in resettling in the United States. 21 Mr Schmidt submits that there was no evidence to support that finding. 22 This aspect of ground 1 may be addressed on a factual level. In my view, the sentencing remarks of Riley CJ are not confined to a reference to a period of homelessness experienced by Mr Schmidt, but refer more generally to his lifestyle, which involved moving from location to location, living on the streets, living in the long-grass and couch surfing. In the Minister's reasons at [34] and [52] (quoted above) he refers to his perception that Mr Schmidt had led a lifestyle that did not involve a great degree of attachment. Hence his observation at [52], drawn from a letter supplied by his uncle, that the fact that Mr Schmidt had lived with him "on and off" up to the time of his most recent incarceration indicated that he continued to live an "itinerant and unstable lifestyle". These observations are consistent with the lifestyle observations made by Riley CJ and were reasonably open to the Minister on the basis of the evidence. I reject ground 1 based on particular (a).
3.3 Ground 1(b) - United States welfare system "broadly comparable"
3.3.1 The arguments 23 In the "no evidence" ground based on particular (b) Mr Schmidt contends that in considering the impediments that he would face if he is returned to the United States, the Minister wrongly concluded at [35] that the United States "has a government welfare system that offers a level of support broadly comparable to that available in Australia". This, Mr Schmidt submits, was a finding critical to the Minister's conclusion, because the material before the Minister made it clear that he has negligible prospects of supporting himself financially in the United States, where he has no support, and in light of his history of substance abuse, depression and his limited work history. Mr Schmidt submits that circumstances where there is no evidence in support of a critical step in the Minister's ultimate conclusion may constitute a jurisdictional error, citing SFGB v Minister for Immigration and Multicultural and Indigenous Affairs [2003] FCAFC 231; (2003) 77 ALD 402 (SFGB). 24 The Minister accepts that there was no evidence before him to support the comparison of the welfare systems in Australia and the United States, but defends the decision on three bases. First, he submits that the Minister's powers and functions are different to that of a Court, and he is entitled to inform himself by reference to matters of his own general knowledge, citing (in the context of the Administrative Appeals Tribunal) Secretary, Department of Family and Community Services v Verney [2000] FCA 570; (2000) 60 ALD 737 at [39] and Minister for Immigration and Multicultural Affairs v Jia Legeng [2001] HCA 17; (2001) 205 CLR 507 at [180] (Hayne J) (Jia Legeng). Secondly, he contends that given the cultural, historical and political similarities between the United States and Australia it was in any event open to the Minister to make that finding and no specific evidence was required, citing McLachlan v Assistant Minister for Immigration and Border Protection [2018] FCA 109 (McLachlan) at [35] - [37] and Uelese v Minister for Immigration and Border Protection [2016] FCA 348; (2016) 248 FCR 296 (Uelese) at [69]. Thirdly, he contends that the finding was not a "critical step" in the Minister's decision and nor was the availability of government welfare services the issue upon which the Minister's decision turned. The finding was one of numerous findings made in considering the extent of any impediments that Mr Schmidt might face on return to the United States and accordingly any error found would not go to jurisdiction, citing Buchwald v Minister for Immigration and Border Protection [2016] FCA 101; (2016) 242 FCR 65 at [39] - [41] (Buchwald). The Minister submits that Mr Schmidt's reliance on SFGB is misplaced, and the correctness of SFGB has been doubted, citing Australian Postal Corporation v D'Rozario [2014] FCAFC 89; (2014) 222 FCR 303 (D'Rozario) at [67], [108].
3.3.2 Consideration 25 In [35], the Minister said: I nevertheless consider that the United States of America's culture and society are broadly similar to Australia's and there would be no language barrier. Furthermore the United States has a government welfare system that offers a level of support broadly comparable to that available in Australia. I find that any practical hardship faced by Mr Schmidt in re-establishing himself in the United States of America would not be so great as to prevent him in maintaining basic living standards. (emphasis added) 26 The Minister's reference to a "government welfare system" encompasses at least matters concerning social security, such as unemployment benefits, and the availability of free or assisted health care. These are two matters that are of significance to the consideration of the position of Mr Schmidt. First, the preceding observations at [29] and in the final sentence of [34] indicate a recognition on the part of the Minister that Mr Schmidt is unlikely to be in a position to secure employment in the event that he returns to the United States. Secondly, at [32] and [33] the Minister observes that Mr Schmidt in the past has suffered from depression and that although no evidence indicates that he does so at present, in the absence of family or social ties in the United States, the likelihood that he will revert to drug use will increase. The availability of employment and medical welfare benefits were quite clearly important to the consideration of the impediments that would face Mr Schmidt upon his removal to the United States. In a statement that was before the Minister, Mr Schmidt refers to his own depression in in the period leading up to his offences. In a letter to which the Minister refers in his reasons (at [52]) Mr Schmidt's uncle expresses fear that should Mr Schmidt be forced to return to the United States and thereby lose the assistance of his family support network, Mr Schmidt's life "would be cut short drastically" because "survival on the street would be near impossible, probably leading to criminal activity to survive and eventually prison or worse". A letter from his former partner, Ms Ulrich, refers to sending Mr Schmidt to the United States as a "death sentence". I have referred at paragraph [26] above to the Minister's findings in relation to his likelihood of securing employment. 27 In these circumstances, the question of the need for Mr Schmidt to rely on welfare as an impediment to his return to the United States was a central issue under consideration. In my view, the finding that there was comparable welfare in the United States of America was a critical step to the Minister's ultimate conclusion that any practical hardship faced by Mr Schmidt would not be so great as to prevent him maintaining basic living standards and the decision not to revoke the decision to cancel Mr Schmidt's visa. 28 There is no dispute that there was no evidence before the Minister to support a general conclusion that the welfare system of the United States and of Australia are broadly similar or, more particularly, that the social security and public healthcare arrangements in the two countries are broadly similar. Were it to be a question of judicial notice under s 144(1) of the Evidence Act 1995 (Cth) (Evidence Act), one might say that this is an unsafe conclusion to reach. Indeed it might be said that the common knowledge in Australia, or alternatively, the knowledge of the ordinary wide-awake person, used by one who is trained to express it in terms of precision (Brisbane City Council v Attorney-General (Qld) [1979] AC 411 at 425 (Privy Council)), indicates that the welfare systems of the United States and Australia are not broadly comparable. However, the standard required by s 144(1) of the Evidence Act is not applicable to an administrative decision such as the present. 29 The relevant test for jurisdictional error arising by reason of an absence of evidence is set out in SFGB the Full Court (Mansfield, Selway Bennett JJ) at [19]: …If the Tribunal makes a finding and that finding is a critical step in its ultimate conclusion and there is no evidence to support that finding then this may well constitute a jurisdictional error: see Australian Broadcasting Tribunal v Bond (1990) 170 CLR 321 at 355-357… 30 This passage has been endorsed in a number decisions of in this Court; see Hands v Minister for Immigration and Border Protection [2018] FCA 662 where Griffiths J said at [37]: Moreover, in the context of the decision-making task under s 501CA(4), such an error may be jurisdictional if the finding of fact is "a critical step" along the path to the ultimate conclusion whether or not to revoke the original decision to cancel a person's visa. In DPR17, Perram J held that the Assistant Minister committed jurisdictional error in concluding that Australia did not owe any international non-refoulement obligations to the applicant in circumstances where there was no evidence before the Assistant Minister concerning the risk of harm to a protection visa holder if they were returned to China (see also SFGB v Minister for Immigration and Multicultural and Indigenous Affairs [2003] FCAFC 231; 77 ALD 402 at [19]). See also Soliman v University of Technology, Sydney [2012] FCAFC 146; (2012) 207 FCR 277 (Marshall, North, Flick JJ) at [23]; ABA15 v Minister for Immigration and Border Protection [2016] FCA 1419 at [34] (Charlesworth J), SZSQL v Minister for Immigration and Border Protection [2015] FCA 294 at [29] (Gleeson J); and DRP17 v Minister for Immigration and Border Protection [2018] FCA 523 at [16]-[17] (Perram J). 31 The Minister points to reservations as to the correctness of SFGB expressed by Jessup and Bromberg JJ in D'Rozario, and contends that the aspect of the Minister's decision in respect of which there was no evidence did not go to a jurisdictional fact. In those circumstances he submits that I ought not follow SFGB. In this regard the Minister places particular emphasis on the reasoning of Bromberg J in Buchwald where his Honour said: [33] The reasons for decision of Kenny J in SZNKV v Minister for Immigration and Citizenship (2010) 118 ALD 232 at [38] disclose what appear to be two approaches in the authorities to the "no evidence" ground. A number (there cited) suggest that jurisdictional error lies where the decision-maker "makes a finding and that finding is a critical step in its ultimate conclusion and there is no evidence to support that finding." One of the cases her Honour cited, SFGB v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 77 ALD 402 at [19], has been many times relied upon for that proposition. On the other hand, a number of authorities (again, set out in SZNKV at [38]) stand broadly for the proposition that, for jurisdictional error to lie, the fact in support of which there is no evidence must be a jurisdictional fact. However, Kenny J expressly did not determine "whether these two approaches co-exist" nor, if a choice had to be made between then, which was the preferred approach. However, whilst concluding that the second of the approaches is to be preferred, his Honour in Buchwald proceeded to find that the ground relied upon before him was made out on both alternatives. In D'Rozario Jessup and Bromberg JJ (at [67] and [117]) proceeded on the basis that SFGB was correct. SFGB has now been followed by single judges and the Full Court, in my view it should be followed. 32 In my view the finding as to the comparability of welfare in the United States was a critical step leading to the decision of the Minister. There was nothing before the Minister which said anything about the welfare system of the United States that might form the basis for the conclusion that the system there was broadly comparable with the welfare system in Australia. Accordingly, there was no evidence for the Minister to find that the two systems were comparable. 33 In this context I do not consider that the Minister's reliance on the reasoning in Jia Legeng is apposite. There is no suggestion in the present case that the Minister was relying on built up "expertise" in matters such as country information of the type to which Hayne J was referring at [180] or that he had considered or informed himself of country information concerning the welfare system in the United States available to him at the time of his decision. 34 Nor do I consider the present case to be comparable to the situation faced by Robertson J in Uelese where (in that case) the applicant was found to be young and in good health (at [24]) and the case put to the Tribunal did not include a submission that the non-availability of welfare benefits constituted an impediment upon removal from Australia (at [69]). In those quite different circumstances, a broad statement by the Minister as to the availability of welfare benefits in New Zealand was regarded as unexceptional. The decision in McLachlan was an application for an extension of time to file an application for review of the Minister's decision. Both cases concerned quite different circumstances not least because the system under consideration was that of New Zealand.
4.1 Ground 2(a) 35 Ground 2(a) is similar to ground 1(a) insofar as it challenges the Minister's characterisation of the lifestyle of Mr Schmidt as "unattached". In section 3.2 above, I have indicated that I respectfully disagree with Mr Schmidt's interpretation of the Minister's reasons in this regard. In particular, I note that the Minister does not find that Mr Schmidt's lifestyle has been completely unattached and itinerant, but that it has been 'largely' so. Furthermore, the Minister plainly had regard to Mr Schmidt's familial and social relationships - see at [21] - [30] of the Minister's decision. In these circumstances it was not irrational for the Minister to characterise Mr Schmidt's lifestyle in the manner that he did.
4.2 Ground 2(b) 36 In ground 2(b) Mr Schmidt again refers to the finding that the United States has a government welfare system that offers a level of support broadly comparable to that in Australia. Mr Schmidt contends that the conclusion at [35], that the hardship that he would face in re-establishing himself in the United States "would not be so great as to prevent him in maintaining basic living standards", was one that no reasonable decision maker could reach on the material before him, in light of the wealth of information about the challenges that would face Mr Schmidt to find employment. He submits that it is clear that the Minister was only able to reach that conclusion based on a finding for which there was no evidence, namely that the United States welfare system was broadly similar to that found in Australia. 37 The Minister submits that he was entitled to find and rely on his view that in the United States the government welfare system offered a broadly comparable level of support. He submits that in his reasons, he also referred at [35] to cultural and societal similarities and the lack of language barrier. He submits that his overall conclusion was a finding that a reasonable decision maker could have reached, even if the Court might itself have reached a different conclusion, citing SZMDS at [131], [135]; and Rawson Finance Pty Ltd v Commissioner of Taxation [2013] FCAFC 26; (2013) 296 ALR 307 at [84] per Jagot J (Nicholas J agreeing). 38 In the latter case, her Honour said at [84]: The distinction between evidence or material which could support a factual finding and evidence or material which should or should not have supported such a finding is fundamental to the exercise of jurisdiction which is limited to questions of law. When courts refer to there being "no probative" evidence to support a finding or a finding not being "reasonably open" or "open" on the evidence (as in Australian Broadcasting Tribunal v Bond at 359-360) or it being necessary that a finding be based on "some probative material or logical grounds" and that a finding not be "completely arbitrary" (as in Australian Broadcasting Tribunal v Bond at 366 and 367, Kostas v HIA Insurance Services Pty Ltd at [16], Minister for Immigration and Multicultural Affairs v Eshetu (1999) 197 CLR 611; [1999] HCA 21 at [145] and Minister for Immigration and Multicultural and Indigenous Affairs v SGLB (2004) 78 ALD 224; [2004] HCA 32 at [38]) the courts are not inviting consideration of whether a finding should or should not have been made. They are considering the anterior question whether the evidence reasonably admitted the making of the finding; that is, whether the evidence could support the finding. Hence, if there is no probative evidence of a fact and no logical grounds to support the fact, the finding of that fact will involve error of law. But where there is some probative evidence of a fact and some logical ground to support the fact, the finding of that fact will not involve error of law. The formula "some probative material or logical grounds" does not convert questions of fact into questions of law. 39 The statement in [35] of the Minister's reasons that "any practical hardship faced by [Mr Schmidt] in re-establishing himself in the United States of America would not be so great as to prevent him in maintaining basic living standards" was plainly predicated on the "broadly comparable" finding to which I have referred in relation to ground 1(b) of the present application. There was no probative evidence of fact and no logical grounds to support that finding, which itself relied on facts that were not before the Minister. Accordingly, in my view the decision of the Minister lacked an evident and intelligible justification; see also Minister for Immigration and Border Protection v Singh [2014] FCAFC 1; (2014) 231 FCR 437 at [44].
4.3 Ground 2(c) 40 In ground 2(c) Mr Schmidt contends that the decision of the Minister is vitiated by jurisdictional error on the basis that the decision is illogical or irrational in that there was no logical connection between the evidence and the inferences and conclusions drawn because: In the context of considerable evidence about the applicant's links with Indigenous communities and his identification as Aboriginal (see eg AB 163), it was illogical or irrational of the decision maker to counter this by referring to the absence of "indigenous genetic makeup" or his not being "officially recognised as having [Indigenous] heritage. 41 The passage upon which Mr Schmidt places reliance is [28] of the Minister's reasons, where he notes that Mr Schmidt has stated that he feels partly indigenous, in that he was partly raised among indigenous Australians, that he still has extensive social contact with indigenous people and that he has undertaken some formal education in indigenous culture and issues. The Minister then accepts this as a statement of Mr Schmidt's subjective feelings, and that the local indigenous community has accepted him as a member. It is then that he observes that Mr Schmidt is not "of indigenous genetic makeup to any extent or is officially recognised as having such heritage". 42 Mr Schmidt submits that it was illogical for the Minister to negate the subjective and community ties that he has with the indigenous community because of the absence of an indigenous genetic makeup or officially recognised indigenous heritage. 43 The difficulty with this ground of review is that the impugned statement of the Minister is not shown to be factually wrong. Nor does the observation of the Minister that Mr Schmidt is not of indigenous genetic makeup or heritage "negate" the other findings of a connection between Mr Schmidt and the indigenous community. I agree with the Minister's submission that nowhere in his reasons does the Minister state, or suggest, that the impugned statement diminishes his reliance on the earlier observations, which accept Mr Schmidt's evidence. Accordingly, this ground of review is not established.
Schmidt
Minister for Immigration and Border Protection
[1999] HCA 21
(2014) 222 FCR 303
(2016) 242 FCR 65
(2017) 252 FCR 352
(2001) 205 CLR 507
(2014) 231 FCR 437
(2010) 240 CLR 611
(2013) 296 ALR 307
(2012) 207 FCR 277
(2016) 248 FCR 296
(1990) 170 CLR 321
(1999) 197 CLR 611