Ground 1: ignoring relevant material / no evidence
18 Ground 1, in full, is this:
1. The Minister erred in law by:
a. failing to address the merits of the applicant's case; or
b. failing to give proper and genuine consideration to the risk of harm to the Australian community; or
c. making a legally unreasonable or irrational decision;
by ignoring relevant material, or making a finding based on no evidence, in his assessment of the seriousness of the applicant's offending and the risk the applicant posed to the Australian community.
Particulars
i. The Issues Paper provided to the Minister indicated at paragraph [33] that the victim's injuries included 'permanent injury to the nerves on her neck and back', and the Minister found at paragraph [18] of his reasons that the victim suffered 'permanent injury to the nerves on her neck and back'.
ii. There was no evidence to support the finding of [sic] that a 'permanent injury to the nerves' was sustained by the victim.
iii. The Minister ignored material that characterised the victim's physical injuries as temporary, in particular Judge Smallwood's 18 September 2009 sentencing remarks, which noted at [33] that 'her greatest injury, in her mind, was to her back and neck, that nerves were damaged in her neck where she struggled with good circulation for nearly a year afterwards'.
19 As is apparent, this ground focuses on the Minister's findings as to the nature of Ms W's injuries. This ground was advanced on three basis, reflecting what Wigney J said in Te Puke v Minister for Immigration and Border Protection (2015) 230 FCR 499 at [60]-[61] and [73]. As they will be referred to for various propositions in what follows, those paragraphs will be set out in full:
[60] Difficult questions may arise concerning how far it is possible to take the broad statement by the majority in Huynh that the Minister is not bound to consider "specific factors, personal to the visa holder". There is no doubt, for example, that the Minister is not free to entirely disregard the particular circumstances of the visa-holder. As pointed out in NBMZ v Minister for Immigration and Border Protection (2014) 220 FCR 1 at [26] (Allsop CJ and Katzmann J) and [153] (Buchanan J) and NBNB v Minister for Immigration and Border Protection (2014) 220 FCR 44 at [123] (Buchanan J; Allsop CJ and Katzmann J agreeing at [7]), it is not permissible to put to one side, or fail to address, the merits of a particular visa-holder's case; see also Khan v Minister for Immigration and Ethnic Affairs (1987) 14 ALD 291; Minister for Immigration and Citizenship v SZJSS (2010) 243 CLR 164 at [26].
[61] It does not follow, however, that the Minister is bound, in the Peko-Wallsend administrative law sense, to take into account every or any particular facts or factors personal to the visa-holder that might be relevant to the exercise of the s 501(2) discretion in the particular circumstances of the case. It is ultimately up to the Minister to decide, in the light of the matters put before him (or her), what facts are relevant and what weight should be given to them. In some cases, a failure by the Minister to take into account certain facts concerning the offence or offences committed by the visa-holder may indicate error on the Minister's part. It may, for example, indicate that the Minister failed to address at all the merits of the visa-holder's case, or failed to give proper and genuine consideration to the risk of harm in the particular circumstances, or even made a legally unreasonable or irrational decision. That will depend on the particular facts and circumstances of the case and the particular fact or facts that it is alleged the Minister ignored. The point is, however, that the error in such a case is best addressed in these terms, rather than as a failure to take into account a mandatory consideration.
…
[73] There may equally also be cases where the failure by the Minister to consider the risk of the person re-offending might indicate error. The preferable approach in such cases, however, would not be to ask whether the failure to consider that matter amounted to a failure to have regard to a mandatory relevant consideration. Rather, the question in such a case would be whether, in the particular circumstances and context of the case, the failure to consider the likelihood of the visa-holder re-offending reveals that the Minister failed to consider or decide the visa-holder's case on its individual merits, or failed to give proper or genuine consideration to the risk of harm posed by the visa-holder's continuing presence in Australia, or misunderstood the correct approach to the assessment of the risk of harm, or otherwise made a legally unreasonable decision.
(emphasis added)
20 Each of Mr Buchwald's two grounds was put in the three ways identified by Wigney J: first, that the Minister had failed to consider the case on its individual merits; second, that the Minister had failed to give proper or genuine consideration to the risk of harm in the particular circumstances; and, third, that the Minister had made a legally unreasonable or irrational decision. In my view, the Minister did not err in any of those ways. Specifically, Mr Buchwald alleged that "[b]y making an erroneous finding, the Minister effectively failed to consider the merits of the applicant's case and, or in the alternative, failed to give proper or genuine consideration to the evidence." Neither of the two conclusions contended for follow from the making of an erroneous finding, even if that is what occurred.
21 In effect, Mr Buchwald constructed his case thus: first, the Minister was required to consider the risk of harm posed to the Australian community; second, in the instant case the Minister took into account two elements in that assessment, being the seriousness of potential future harm, and the likelihood of that harm occurring; third, the Minister found that in cases where the harm that may be occasioned in the event of re-offending was very serious, any risk of re-offending posed too great a risk to the Australian community, and that Mr Buchwald's case was such a case; fourth, the Minister's assessment of the seriousness of potential future harm in the event of re-offending was predicated upon a finding that Ms W had suffered permanent injuries; fifth, in fact, Ms W's injuries were only temporary, there was evidence to support that finding, and there was no evidence to support the converse finding that the injuries were permanent; sixth, and finally, if the Minister had correctly apprehended the facts, that may have affected the Minister's view as to the seriousness of the potential harm, such that the modified seriousness may no longer have been sufficiently high that any risk of re-offending would pose too great a risk. Thus:
… it is doubtful whether, had the Minister properly or genuinely considered the sentencing remarks before him, that he would state that the 'harm that would be caused if [the offending] were to be repeated [would be] so serious that any risk of similar conduct in the future is unacceptable.
In my view, the fourth and fifth steps, and consequentially also the sixth and the conclusion, are incorrect. I will explain why.
22 Paragraph 18 of the Minister's Statement of Reasons contains the factual finding about which Mr Buchwald complains:
The victim also suffered permanent injury to the nerves on her neck and back as a result of being hog-tied for a lengthy period. Her feet have also been damaged and she has trouble differentiating between different temperatures. She stated in her victim impact statement that the emotional trauma is what she has suffered from the most, and I accepted that to be true. Judge Smallwood aptly described the breach of trust as being 'massive' and the terror, physical injury and psychological damage as being 'just too much'. I concurred that the victim, [Ms W], suffered terribly in this particular case.
(emphasis added)
23 The dispositive paragraph of the Minister's Statement of Reasons is [48]:
In reaching my decision I found that Mr BUCHWALD poses a risk of reoffending, albeit a low one, but if that risk were to eventuate great harm could flow to a member of the Australian community. Thus if Mr BUCHWALD did re-offend in a similar manner it could result in psychological, mental and/or physical harm to a member of the Australian community. I could not rule out the possibility of further offending by Mr BUCHWALD.
24 Mr Buchwald's first ground fails for these reasons, which will be discussed in turn: first, the Minister's reasoning concerning the harm that might flow to the Australian community in the event of re-offending was not limited by the harm that did in fact flow to Ms W from Mr Buchwald's offending; second, even if "permanent" is read to mean, "lasting for the balance of Ms W's life," there was evidence to support that finding (whether or not it was the best available finding); third, "permanent" need not be read in that way and is more naturally read as meaning "enduring," in which case Mr Buchwald's complaint must fall away. There is arguably another answer to Mr Buchwald's first ground, namely, that the permanence or otherwise of Ms W's injuries was not a jurisdictional fact, and that, for a "no evidence" ground to be established, the fact of which there is no evidence must be a jurisdictional fact. That is discussed hereunder, but is unnecessary to resolve.
25 As to the first point, the injuries sustained by Ms W were relevant to the harm that might flow from any future re-offending of a similar kind, but they were not determinative or delimitating of that issue. The Minister did not say that it was only the same kind and quantum of harm as was suffered by Ms W that was of sufficient seriousness that any risk of re-offending was unacceptable. Rather, the Minister's consideration turned upon the possible consequences of "re-offend[ing] in a similar manner," rather than the actual consequences of the subject offending. If the Minister had said, for example, that the harm in fact suffered by Ms W was the greatest possible harm that could possibly be occasioned by similar re-offending, or even the nature of harm most likely to follow from similar re-offending, the argument might have been open to Mr Buchwald that an error in assessing that harm vitiated the ultimate assessment of the acceptability of the level of risk. But the Minister made no such statement. Further, the Minister made no statement to the effect that only permanent damage of the kind suffered by Ms W was sufficient for him to form the view that the risk of harm was unacceptably high.
26 Supposing, for example, that Ms W had fortuitously suffered only very minor and transitory injuries and had completely recovered within a few days, it would nevertheless have been open to the Minister to form the view that the risk of harm attendant on the circumstances of re-offending of a similar kind - i.e., kidnapping involving hog-tying in which the victim was put in fear of being raped and murdered - was very serious and involved an unacceptable level of risk. In other words, if (as in this hypothetical, but not in reality) Ms W had luckily escaped with no serious injuries, that would not entail that any future victim, in the event of re-offending, would necessarily also be so lucky. Even if it is correct that Ms W was not permanently injured, that would not prevent the Minister from finding that permanent injury, or an unacceptably-serious level of injury, was a risk attendant upon re-offending "in a similar manner."
27 In my opinion, that was the nature of the Minister's reasoning. At [48] of his Statement of Reasons, his attention was upon the harm that "could" flow from "re-offend[ing] in a similar manner." That does not entail, necessarily, that the harm that the Minister had in mind was precisely the same as, or at least no more serious than, that suffered by Ms W. The Minister did not expressly say that he was limiting his analysis to re-offending that resulted in identical or similar harm to that suffered by Ms W. One can easily imagine that similar re-offending could result in more serious harm than that in fact suffered by Ms W. Assuming, for the sake of Mr Buchwald's argument, that the Minister was incorrect in describing Ms W's injuries as "permanent," I do not accept that a correct assessment would have resulted in any change to the Minister's reasoning at paragraph [48]. Accordingly, Mr Buchwald's fourth step fails.
28 As to the second point, there is, in fact, evidence supporting a finding that Ms W's injuries were permanent. Mr Buchwald relies on this passage from the September 2009 sentencing remarks:
I have read from her victim impact statement as to that one aspect but it should also be pointed out that she refers to the physical injuries that she suffered. That her feet eventually healed but she still has trouble differentiating between different temperatures. That her greatest injury, in her mind, was to her back and neck, that nerves were damaged in her neck where she struggled with good circulation for nearly a year afterwards.
(emphasis added)
29 Mr Buchwald's submission assumes that the resolution of the circulation symptom, referenced in the second half of the final sentence, constitutes resolution of the entirety of the nerve damage issue, referenced in the first half of the final sentence. There is no basis for that assumption. It may be that poor circulation was only one symptom of the nerve damage and that other symptoms (e.g., pain) remained. Indeed, the second part of the final sentence makes no reference at all to resolution of Ms W's back injury. And when the matter was before the Victorian Court of Appeal, Hansen JA said (at [195]), "…she suffered severe sunburn, nerve damage to her neck because of the applicant's rough handling which prevented her from playing the piano for a year, and ongoing pain in her lower back. She has required ongoing physiotherapy and counselling." It is relevant that neck and back injuries were mentioned separately by Hansen JA. It is also relevant that that hearing was in August 2011, being two and a half years after the kidnapping occurred. Evidence that, two and a half years after a kidnapping, Ms W was still in physiotherapy and had ongoing pain in her back was probative evidence that Ms W suffered a permanent injury to (at least) her back. Hansen JA did not refer to the nerve damage as being ongoing, but nor did his Honour say it was resolved: his Honour stated only that a symptom of that nerve damage (inability to play the piano) had ceased to exist. That does not deny the existence of other symptoms.
30 If by "permanent" the Minister meant that Ms W's injuries would remain with her for the balance of her life, then it is at least arguable that it might have been better for the Minister to have made a more conservative finding - for example, that Ms W's injuries were longstanding, lasting, or non-transitory. But a criticism to the effect that another available finding was a better one does not establish jurisdictional error. There was evidence that probatively tended to support the Minister's finding of permanence. Therefore particular (ii) of ground 1 is not established. Further, I do not accept that the Minister ignored [33] of the September 2009 remarks. To the contrary, much of what the Minister says in paragraph [18] appears to be taken directly from paragraph [33] of the September 2009 remarks, including (for instance) that Ms W's feet were injured and that she had difficulty differentiating as between temperatures. Really, Mr Buchwald's complaint must be not that the Minister "ignored" the September 2009 remarks or the material therein - to my mind it is clear that he did not so ignore - bur rather that he took some licence in characterising certain of Ms W's injuries as "permanent" when Judge Smallwood had not done so. I do not accept that the Minister "ignored" paragraph [33] of the September 2009 remarks: that is fatal to particular (iii) of ground 1.
31 Next, Mr Buchwald's submissions were predicated upon the word "permanent" meaning "continuing indefinitely." That is one available definition, but another (in definition 1(a) of the word in the Oxford English Dictionary) is, "abiding, enduring, lasting." The Minister submitted that "permanent" should be read as meaning "enduring." It was not suggested that, if that was the Minister's finding, it was an unavailable or wrong one and it seems to me that it would plainly be open on the evidence. It is not necessary for me to determine this issue, in light of what I have said in relation to the two previous points. If it had been necessary, I would have accepted the Minister's submissions. Ms W was a young adult at the time that the Minister made his decision. It seems to me more likely that, in that circumstance, the Minister would confine himself to saying that the injuries were "enduring," instead of saying that they would last the rest of Ms W's life. Then, as I have said, there was clearly evidence in support of such a finding and Mr Buchwald's ground 1 would fail.
32 Finally, Mr Buchwald's ground 1 goes to whether there was evidence for a finding that Ms W's injuries were "permanent." The "no-evidence" ground of review does not apply to every finding of fact. For reasons that follow, irrespective of whether "permanent" means "enduring" or "indeterminate," an error in so finding would not constitute jurisdictional error.
33 The reasons for decision of Kenny J in SZNKV v Minister for Immigration and Citizenship (2010) 118 ALD 232 at [38] disclose what appear to be two approaches in the authorities to the "no evidence" ground. A number (there cited) suggest that jurisdictional error lies where the decision-maker "makes a finding and that finding is a critical step in its ultimate conclusion and there is no evidence to support that finding." One of the cases her Honour cited, SFGB v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 77 ALD 402 at [19], has been many times relied upon for that proposition. On the other hand, a number of authorities (again, set out in SZNKV at [38]) stand broadly for the proposition that, for jurisdictional error to lie, the fact in support of which there is no evidence must be a jurisdictional fact. However, Kenny J expressly did not determine "whether these two approaches co-exist" nor, if a choice had to be made between then, which was the preferred approach.
34 A number of High Court authorities seem to me to support the jurisdictional fact approach. In Minister for Immigration and Multicultural and Indigenous Affairs v SGLB (2004) 78 ALJR 992, Gummow and Hayne JJ (with whom Gleeson CJ agreed) said this, at [39]:
To return to the first ground identified in the Federal Court, the "no evidence" ground, nothing in the Act made the question of whether or not the respondent suffered from PTSD a precondition to the exercise of jurisdiction. No question of a "no evidence" ground of jurisdictional error arises.
35 In Minister for Immigration and Citizenship v SZMDS (2010) 240 CLR 611, Gummow A-CJ and Kiefel J said the following, at [31]:
In Television Capricornia Pty Ltd v Australian Broadcasting Tribunal (1986) 13 FCR 511 at 514, 519-520, Wilcox J carefully, and with respect correctly, distinguished a "no evidence" ground respecting the existence of a jurisdictional fact, from the more debatable question (which does not arise in this appeal, as counsel for the first respondent stressed) of defective fact finding as an independent ground of judicial review, or as indicative of an "error of law" within the meaning of the AD(JR) Act.
36 One of Wilcox J's observations in Television Capricornia Pty Ltd v Australian Broadcasting Tribunal (1986) 13 FCR 511, which Gummow A-CJ and Kiefel J approved in the above extract, was this (at 514):
All of the cases, of which I am aware, in which "no evidence" has been treated as a separate ground were cases in which the power to make the relevant decision depended upon the prior establishment of a particular fact, it being held in those cases that there was no evidence of that fact … .
37 In Australian Postal Corporation v D'Rozario (2014) 222 FCR 303 at [108], I expressed reservations as to the correctness of SFGB and the line of authority following it. That reservation was also expressed by Jessup J at [50].
38 Finally, in Plaintiff S156/2013 v Minister for Immigration and Border Protection (2014) 254 CLR 28, French CJ, Hayne, Crennan, Kiefel, Bell and Keane JJ said this, at [46]:
The plaintiff also argues that there was no evidence that PNG would fulfil its assurances and would promote the maintenance of a programme which was fair to UMAs. However, there was no statutory requirement that the Minister be satisfied of these matters in order to exercise the relevant power. They do not qualify as jurisdictional facts ([SGLB] (2004) 78 ALJR 992 at 998-999 [39]; 207 ALR 12 at 21; [SZMDS] (2010) 240 CLR 611 at 622 [31]).
39 Especially in the light of what was said in the last-mentioned case by a unanimous High Court, it seems that the jurisdictional fact approach is the preferred approach to the "no evidence" ground as a stand-alone ground of judicial review. And, Mr Buchwald accepted in the course of oral submissions that in order to establish a "no evidence" ground it was necessary that the fact of which there is no evidence be a jurisdictional fact. Mr Buchwald submitted, having accepted that proposition, as follows:
MR GOODWIN: … it goes to the mandatory consideration of the risk of harm associated with re-offending, and [the] comment made that there was permanent injury … goes to the Minister's ultimate finding that the risk - that there was a risk of great harm that could flow associated with physical harm to a person in the Australian community.
HIS HONOUR: But a mandatory consideration is not a jurisdictional fact necessarily, is it?
MR GOODWIN: No, but in this circumstance the permanence of the injury did go to a jurisdictional fact associated with the Minister's consideration of the mandatory consideration. So, essentially, the mischaracterisation of the consequences of the crime would go to the level of harm caused as indicative of the potential risk of harm to the Australian community.
40 While it is clear on the authorities, and it was not contested, that the risk of harm to the Australian community was a mandatory consideration, I cannot say that I am persuaded that that consideration constitutes a "jurisdictional fact." I assume that Mr Buchwald's submission was that the existence of some level of risk - perhaps an "unacceptable level" or some other formulation - was a necessary precondition to the exercise of the Minister's discretion to cancel Mr Buchwald's visa, and that that fact was a "jurisdictional fact." That would be difficult to establish. French CJ set out the relevant principles in Plaintiff M70/2011 v Minister for Immigration and Citizenship (2011) 244 CLR 144 at [57]:
The term "jurisdictional fact" applied to the exercise of a statutory power is often used to designate a factual criterion, satisfaction of which is necessary to enliven the power of a decision-maker to exercise a discretion. The criterion may be "a complex of elements". When a criterion conditioning the exercise of statutory power involves assessment and value judgments on the part of the decision-maker, it is difficult to characterise the criterion as a jurisdictional fact, the existence or non-existence of which may be reviewed by a court. The decision-maker's assessment or evaluation may be an element of the criterion or it may be the criterion itself. Where a power is expressly conditioned upon the formation of a state of mind by the decision-maker, be it an opinion, belief, state of satisfaction or suspicion, the existence of the state of mind itself will constitute a jurisdictional fact. If by necessary implication the power is conditioned upon the formation of an opinion or belief on the part of the decision-maker then the existence of that opinion or belief can also be viewed as a jurisdictional fact.
(citations omitted)
41 In light of the terms of s 501(2)(a) and (b), which do not contain any reference to risk to the community, and which are conditioned upon the Minister's reasonable suspicion and his satisfaction respectively, it is difficult to accept that a particular level of risk to the community, relevant consideration though it be, is a "jurisdictional fact." Further assuming for the sake of Mr Buchwald's argument that risk to the community is in some way a jurisdictional fact, for Mr Buchwald to succeed, there would need to have been no evidence of that fact. Counsel for Mr Buchwald did not submit that that was the case. The highest it could fairly be put, and as counsel for Mr Buchwald indeed put it, was that the relevant fact - the permanence of Ms W's injuries - "would go to the level of harm caused as indicative of the potential risk of harm … " (emphasis added). Establishing that there was no evidence in support of a fact that goes to a jurisdictional fact does not necessarily establish that there was no evidence in support of the jurisdictional fact itself, and only the latter is sufficient to establish the "no evidence" ground of review.
42 Assuming, alternatively, that the "critical step" approach is to be applied and that it differs from the "jurisdictional fact" approach, ground 1 nevertheless fails. The impugned finding of fact was not a "critical step" in the Minister's reasoning. Ms W's neck injury was one of a number of physical injuries. She also had psychological injuries. The Minister's assessment of harm included that "if Mr BUCHWALD did re-offend in a similar manner it could result in psychological, mental and/or physical harm" (emphasis added). To the Minister's mind, as disclosed in his reasons, the potential for the occurrence of one only of the three listed kinds of harm arising out of similar conduct was sufficient to establish unacceptable risk to the Australian community. Accordingly, even if a part of the Minister's findings as to one of those kinds of harm was erroneous, a different and correct conclusion would not have altered the Minister's decision. Further, the unaffected findings were sufficient, on the Minster's reasoning, to ground his conclusion. That being so, the impugned finding cannot be said to have been "critical" in any meaningful sense. Mr Buchwald's fifth step fails.
43 It necessary follows from what I have said in relation to the fourth and fifth steps that the sixth step fails. That is, if the assessment of risk was not dependent upon the finding as to the permanence of Ms W's neck injury, or if there was an evidential basis for the finding that the neck injury was permanent, or if in any event error was not jurisdictional, then of necessity the sixth step either has no error to seize upon or seizes upon an error within jurisdiction. The conclusion for which Mr Buchwald militated is not available. Ground 1 fails.