Ritchie v R

Proceedings in the Local Court and District Court

With respect to this charge, the Applicant was represented in both the Local and District Courts by a solicitor who is now deceased.
A substantial body of evidence was placed before the Court on the part of the Applicant in the form of affidavits affirmed by himself, his current solicitor and others. What the evidence revealed was that the Applicant had at all times informed his solicitor that he possessed these five tablets for his own use, and not for the purpose of supply. The Applicant's then solicitor had advised him to plead guilty to the commercial supply charge in the Local Court and the Applicant was committed for sentence to the District Court.
In the District Court, the Applicant adhered to his plea of guilty. His solicitor called the Applicant to give evidence at the sentencing hearing. In the course of his evidence, the Applicant made his position clear (T11, 10 November 2015): "Q. In relation to the drugs that you had, were you intending to use the money to purchase more drugs? A. I wasn't intending to sell any of the drugs, they were for me to self-medicate myself."
Accordingly, the Applicant's position on sentence was that he possessed the five tablets for his own use, and not for the purpose of supply. There was ample evidence that the Applicant had been a heavy user of prohibited drugs for a considerable period of time.
It was common ground in this Court that at no stage of the proceedings was the charge of commercial supply of a prohibited drug read out to the Applicant, with a plea being entered by him personally. The evidence before this Court indicates that the Applicant was advised that if he pleaded guilty, this would assist him going into rehabilitation. At the conclusion of the sentencing hearing, the Applicant was sentenced to a term of imprisonment as set out earlier in this judgment.
In short, the Applicant asserts that he told his then legal representative, consistently throughout the proceedings, that the five tablets were for his own personal use and were not for supply. He gave evidence to that effect at the sentencing hearing. However, the solicitor informed the Applicant, that because of the quantity, it was a deemed supply and that he had no option but to plead guilty because he would be found guilty of the charge. Added to this was his solicitor's reassurance that this approach would assist the Applicant to get into rehabilitation.

Decision on Conviction Appeal

In the case of an appeal against conviction following a plea of guilty, the ultimate question for this Court is whether it has been demonstrated that a miscarriage of justice will occur if the Applicant is not permitted to withdraw the plea. Any miscarriage of justice is to be found in the circumstances in which the Applicant came to enter his plea: R v Rae (No. 2) [2005] NSWCCA 380; 157 A Crim R 182 at 188 [20].
In Thalari v R [2009] NSWCCA 170; 75 NSWLR 307, the Court said at 312-313 [32]-[35]: "32 This Court may quash a conviction entered upon a plea of guilty in the sentencing court if it is demonstrated that a miscarriage of justice will occur if the Appellant is not permitted to withdraw the plea: R v Boag (1994) 73 A Crim R 35 at 36; R v Van (2002) 129 A Crim R 229; Elmir v R [2009] NSWCCA 22 at [33]ff. 33 The onus lies upon the Appellant to demonstrate that leave should be granted: R v Marchando (2000) 110 A Crim R 337 at 338 [4]; R v Toro-Martinez (2000) 114 A Crim R 533 at 536-537 [16]-[23]. The Appellant must establish a good and substantial reason for the Court taking the course of granting leave to withdraw the plea: R v Sewell [2001] NSWCCA 299 at [39]; Wong v Director of Public Prosecutions (2005) 155 A Crim R 37 at 46 [39]. An application to withdraw a plea of guilty is to be approached with caution bordering on circumspection: R v Liberti (1991) 66 A Crim R 120 at 122; R v Parkes [2004] NSWCCA 377 at [48]. 34 The plea of guilty itself is a cogent admission of the ingredients of the offence: R v SL [2004] NSWCCA 397 at [51]. Indeed, it has been described as the most cogent admission of guilt that can be made: Charlesworth v R [2009] NSWCCA 27 at [25]. 35 A person may plead guilty upon grounds which extend beyond that person's belief in his guilt, and the entry of a plea of guilty upon such grounds nevertheless constitutes an admission of all the elements of the offence, and a conviction entered upon the basis of such a plea will not be set aside on appeal unless it can be shown that a miscarriage of justice has occurred, and this will normally only arise where the accused person did not understand the nature of the charge, or did not intend by his plea to admit his guilt of it: Meissner v The Queen (1995) 184 CLR 132 at 157; Wong v Director of Public Prosecutions at 45-46."
There is no closed catalogue of circumstances that are capable of giving rise to such a miscarriage of justice and each case depends on its own facts: MM v R [2016] NSWCCA 235 at [36].
The Applicant relies substantially on the decision of this Court in R v Wilkes [2001] NSWCCA 97; 122 A Crim R 310. Wood CJ at CL (Giles JA and Simpson J agreeing) referred to a number of decisions and said at 314-315 [20]: "The principles established by these decisions are now settled. As a consequence, the present appeal hinges upon three considerations: a) whether the advice given to the appellant was or was not imprudent and inappropriate; b) whether his plea was or was not attributable to a consciousness of guilt; and c) whether the material before this court shows that there is or is not a real question about his guilt."
The Crown acknowledged the substantial body of evidence that supported the Applicant's account concerning the advice he had received from his former solicitor, and his consistent instructions to that solicitor that the five tablets were for his own use and were not for supply. There is no contest on the facts in this case with respect to those features.
The Crown noted that the case involved five tablets. The fact that each tablet bore a stamped logo arguably provided support for a view that each tablet was designed to be used as a single dose.
Further, the evidence before the sentencing Court (and this Court) supports the Applicant's claim that, at the time of his possession of the five tablets, he was struggling with drug addiction issues and that he had a history of self-medicating with drugs since he witnessed his father being murdered in 2009. The Applicant attempted to draw the sentencing Judge's attention to the fact that syringes were present with the drugs. It is noteworthy, as well, that there was no evidence of any other indicia of supply such as money, mobile phones or ledgers.
As the Crown observed, there was no evidence that the Applicant's solicitor had turned his mind to such matters when giving advice to the Applicant that he would be found guilty of commercial supply, despite the Applicant's insistence that the drugs were for his own use.
The Crown accepted that the evidence before this Court was that the guilty plea was not entered as a result of a consciousness of guilt on the part of the Applicant, but rather as a consequence of the advice he had been given by his then solicitor.
The Crown accepted that each of the three considerations in R v Wilkes were made out in this case. Accordingly, the Crown accepted that a miscarriage of justice will occur if the Applicant is not permitted to withdraw his plea.
I accept the submission advanced on behalf of the Applicant and the Crown. Exercising the necessary degree of caution and circumspection, I conclude that there is ample evidence to support the Applicant's claim for relief. Addressing the three questions posed in R v Wilkes (at [26] above), I am satisfied that: 1. the advice given to the Applicant was imprudent and inappropriate. 2. the Applicant's plea was not attributable to a consciousness of guilt; and 3. the material before this Court shows that there is a real question concerning the Applicant's guilt.
Of course, the orders of the Court do not operate to acquit the Applicant of the charge. Rather, they place him in a position where he can proceed to trial on the merits and according to law.
To the extent that the Applicant's written submissions at one point invited this Court to consider acquitting the Applicant given the period he has been in custody to date, I was satisfied that the appropriate course was to order a new trial, with it being a question for the Crown to determine whether to proceed further against the Applicant: Dyers v The Queen [2002] HCA 45; 210 CLR 285 at 314 [81].
There is a substantial similarity between this case and R v Masri [2005] NSWCCA 330. In that case, the appellant entered a plea of guilty to a charge of supplying a prohibited drug on the advice of his then counsel notwithstanding that the appellant at all times had instructed his counsel that he had possession of the drug for his personal use. In R v Masri, the Crown acknowledged that the plea of guilty was entered in circumstances that gave rise to a miscarriage of justice and the appeal against conviction was allowed. A similar conclusion should be reached in this case.
It was for these reasons that I joined in the making of the orders by the Court on 17 February 2017.
FAGAN J: I joined in making the orders of the Court on 17 February 2017 allowing the appeal. I concur in the reasons for the decision given by Johnson J.

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