Were the admitted facts capable of supporting Count 1: Aggravated Robbery?
25 A plea of guilty is an admission by the accused of the essential elements of the offence (R v O'Neill [1979] 2 NSWLR 582; (1979) 1 A Crim R 59). Indeed, a plea has been described as the most cogent admission of guilt that can be made (R v Sagiv (1986) 22 A Crim R 73 at 81). Nonetheless, in certain circumstances, it can be set aside on appeal. In Liberti (1991) 55 A Crim R 120, Kirby P (Grove and Newman JJ agreeing) said this: (at 121/2)
"This Court has power to set aside a conviction recorded following a plea of guilty: see Forde [1923] 2 KB 400 at 403; Gower v Ross [1959] SASR 278; Stewart [1960] VR 106; Foley (1963) 80 WN (NSW) 726. From these and other cases it is clear that a court will entertain an appeal against such a conviction, notwithstanding a guilty plea, if it appears:
(a) that the appellant did not appreciate the nature of the charges or did not intend to admit that he was guilty of them; or
(b) that the appellant, upon the admitted facts, could not in law have been convicted of the offence charged: see esp Caruso (1988) 49 SASR 465 at 489; 37 A Crim R 1 at 26.
For good reasons, courts approach attempts at trial or on appeal in effect to change a plea of guilty or to assert a want of understanding of what was involved in such a plea with caution bordering on circumspection. This attitude rests on the high public interest in the finality of legal proceedings and upon the principle that a plea of guilty by a person in possession of all relevant facts is normally taken to be an admission by that person of the necessary legal ingredients of the offence: see O'Neill [1979] 2 NSWLR 582; (1979) 1 A Crim R 59; Sagiv (1986) 22 A Crim R 73 at 81."
26 The appellant filed an affidavit in which he said that he relied upon his solicitor's advice. His solicitor negotiated the plea on his behalf. The appeal was argued by his counsel, based upon paragraph (b) in Liberti. The following was said on his behalf: (AS: 10)
"26 … The agreed facts were substantially based on admissions made by the appellant in his ERISP. Detective Senior Constable Moir was of the opinion that these admissions were an accurate account of events and that he did not deflect his involvement in any way (R/S 3). The problem is that the offences charged are not supported by the agreed facts (or the admissions made by him)."
27 Each charge must be considered in turn. Count 1 charged aggravated robbery under s 95 of the Crimes Act 1900. The elements are conveniently set out in Howie and Johnson's Annotated Criminal Legislation NSW in these terms (omitting alternatives, not material): (2008/2009 Ed: p787/8)
1. The accused with intent
2. took property
3. from the victim's immediate control or presence
4. by the use of violence, or by putting the victim in fear; and
5. in circumstances of aggravation which involved the accused immediately before, at the time of or immediately after, the assault:
(ii) intentionally or recklessly inflicting actual bodily harm to any person.
28 Count 1 was put to the sentencing Judge upon the basis of a joint criminal enterprise (T4: 15.3.07). A convenient statement concerning the nature of a joint criminal enterprise (approved in Osland v The Queen [1998] HCA 75; (1998) 197 CLR 316) was made by Hunt CJ at CL in Tangye (1997) 92 A Crim R 545: (at 556/7)
"1. The law is that, where two or more persons carry out a joint criminal enterprise, each is responsible for the acts of the other or others in carrying out that enterprise. The Crown must establish both the existence of that joint criminal enterprise and the participation in it by the accused.
2. A joint criminal enterprise exists where two or more persons reach an understanding or arrangement amounting to an agreement between them that they will commit a crime. The understanding or arrangement need not be express, and its existence may be inferred from all the circumstances. It need not have been reached at any time before the crime is committed. The circumstances in which two or more persons are participating together in the commission of a particular crime may themselves establish an unspoken understanding or arrangement amounting to an agreement formed between them then and there to commit that crime.
3. A person participates in that joint criminal enterprise either by committing the agreed crime itself or simply by being present at the time when the crime is committed, and (with knowledge that the crime is to be or is being committed) by intentionally assisting or encouraging another participant in the joint criminal enterprise to commit that crime. The presence of that person at the time when the crime is committed and a readiness to give aid if required is sufficient to amount to an encouragement to the other participant in the joint criminal enterprise to commit the crime.
4. If the agreed crime is committed by one or other of the participants in that joint criminal enterprise, all of the participants in that enterprise are equally guilty of the crime regardless of the part played by each in its commission."
29 Counsel for the appellant asserted that there was no basis upon which an inference could be drawn that Mr Charlesworth was complicit in a joint criminal enterprise to commit robbery with the infliction of actual bodily harm. According to the appellant, the Crown case at its highest was capable of supporting a charge that he was an accessory after the fact to robbery, in that he shared in the money withdrawn from the victim's bank account, using the keycard at the ATM.
30 Counsel for the appellant, in submissions, analysed each paragraph of the agreed statement of facts. The agreement, when they left Gorokan, was to "steal something". It was not an agreement to rob. It was submitted that it was certainly not an agreement to commit a robbery involving actual violence. When the victim was stopped, the appellant remained in the rear of the vehicle. He did nothing, according to his counsel, to assist or encourage Hearn. His failure to stop Hearn did not amount to complicity. Whilst the agreed statement contained general phrases such as "all three offenders then followed the complainant flashing their headlights at him", the precise role of the appellant was made clear by the additional material which had been tendered. The answers he provided to the police furnished no basis for inferring that he had encouraged Hearn in his further pursuit of the victim (ERISP 140-142; 152-153).
31 It was further argued that the robbery was complete once the wallet with the keycard was taken by Hearn. The wallet was taken when the complainant was stopped the first time, at which time the appellant was still in the back of the car. When the victim was stopped a second time, after the pursuit, the appellant got out of the car (as did Molloy and Hearn) and addressed the victim saying, "Just give him the money and you can go". The appropriate inference, according to the appellant, was that he was endeavouring to ensure the safety of the victim. It was not, it was submitted, an act intended to encourage or assist Hearn. In any event, no further property was stolen. If there was an offence, it was aiding and abetting an attempted robbery, which had not been charged.
32 Further, there was no evidence that the appellant could have foreseen the possibility of Hearn's assault upon the victim, when he kicked the victim in the head. His Honour remarked, when sentencing the appellant, that he ran off immediately after because "no doubt he was alarmed" (ROS 2).
33 Nor was there evidence, according to the appellant, that Mr Charlesworth knew anything about the theft of the mobile phone. That occurred much later, when the victim was sexually assaulted by Hearn at a time that the appellant was not present.
34 Finally, a joint criminal enterprise to commit robbery with the infliction of actual bodily harm could not be inferred from the acceptance by the appellant of part of the proceeds when the PIN number was used to gain access to the victim's bank at the ATM. Such evidence, at its highest, supported a charge of accessory after the fact to robbery.
35 The Crown answered these submissions by drawing attention to the issue. In the context of a plea of guilty, the issue was whether there was evidence capable of supporting the charges. That should not be confused with the question of whether, at a contested hearing, the offence had been proved. There was, according to the Crown, evidence in respect of each element. The robbery, from the viewpoint of the appellant, was not complete until he ran off. Alternatively, if the view were taken that the robbery was complete before the vehicle stopped for a second time, the indictment should have been amended. Whereas it alleged that the actual bodily harm was inflicted "at the time of such robbery", if the robbery was complete it should have alleged that it was inflicted "after the time of the robbery". The Crown, in written submissions, said this: (CS p 8)
"[28] … Whether it was 'immediately after' the robbery is a question of fact and degree in the light of all the evidence: R v Attard (unreported CCA 20.4.1993). The actual time between the two incidents is not stated in the agreed facts but the assault which caused the injury occurred after what appears to be a brief car chase and it would have been open to a Jury to conclude that it was 'immediately after'. The offence would have been effectively the same and no miscarriage of Justice has been occasioned."
36 The appellant, in a written reply, answered that submission in these words: (Reply p 2)
"2. As to C/s [28], if the appellant had stood trial on the present indictment and the Crown sought to amend the robbery count … so as to plead that the infliction of actual bodily harm occurred 'immediately after' the robbery rather than 'at the time of' the robbery, this amendment may have been allowed. If it was, this was a matter for the jury to determine. However, whilst it may have been open to a jury to be satisfied that the assault was occasioned immediately after the robbery, this is a matter of fact for the jury to determine. In this case no amendment was sought and the plea was entered to the charge alleging the aggravating circumstance occurred 'at the time of the robbery'. It cannot be said that there was no miscarriage of justice."
37 The Crown, when dealing with the sharing of money once the keycard had been used at the ATM, asserted that it was material from which an inference could be drawn that all three were part of the joint enterprise which included robbery with violence.
38 Dealing with these submissions, it should be said at once that there was no evidence that the appellant was party to stealing the victim's mobile phone. On the agreed facts, that appears to have occurred later, after the appellant had run away. However, the theft of the phone was a particular of the indictment. The issue was whether there was evidence that the appellant was party to a robbery that concerned the wallet which included the keycard.
39 The agreed facts described the joint enterprise as the three men setting out for Sydney "to steal something". Once Hearn had succeeded in stopping the complainant's vehicle, and had alighted from the vehicle, the appellant believed, according to the statement of facts, that Hearn intended "to steal money from the complainant" (Q/A 143) (supra [11]). The stealing amounted to robbery. If one supposed that the wallet contained cash, and the proceeds had been distributed between the three, one would readily infer that there was a joint enterprise to rob. If there had been no money but a keycard, and the PIN number had been supplied by the victim and was later used, with the proceeds being distributed between the three, again one would readily infer a joint enterprise to rob. In the context of this case and the issue arising on this appeal, one would say that there was evidence to support the charge of robbery.
40 Here, the matter evolved in a different way. The victim had no cash. His wallet contained the keycard. Hearn snatched the wallet and pushed the victim over the guardrail. The victim got to his feet, returned to his car and drove off. Hearn then drove his vehicle (with Molloy sitting beside him and the appellant in the back seat) in pursuit. The victim was stopped for a second time. On this occasion all three got out. The appellant, whatever his precise motivation, made the demand: "Just give him your money and you can go." (supra [12]). If the victim had handed over money, which had then been distributed between the three, again there would be evidence of a joint criminal enterprise to rob. Had he provided the PIN number for the keycard and all three went to the bank and obtained money, again there would be evidence of a joint criminal enterprise to rob.
41 There was, in my view, one robbery. Hearn, it may be noted, was charged with one count which, in his case, was the more serious robbery in company with wounding. His offence comprehended each phase of the robbery, the stopping of the victim the first time (when his wallet was snatched), pursuing him and stopping him a second time (when the wounding was inflicted) and, later, (in the absence of the appellant) securing by fear the PIN number for his bank account.
42 It would, I believe, be artificial to break up the offence into a series of robberies, or attempted robberies. If someone were stopped in the street and robbed, and then broke away and were chased and caught further down the street, where further demands were made, it would be reasonable in my view to regard that sequence as the one episode, and charge the one offence. In this case, the action of Mr Charlesworth in getting out of the vehicle and, in company, making a demand upon the victim for money, provided a basis for an inference as to his complicity, not only in respect of that demand but in respect of that which had gone before.
43 Here, the offence charged was aggravated robbery. Hence the Crown was obliged to prove that, as an incident of the joint enterprise to rob, Mr Charlesworth foresaw the possibility that actual bodily harm would be intentionally or recklessly inflicted upon the victim. Was there material capable of supporting that inference? I believe there was. Two things came to the notice of Mr Charlesworth concerning Mr Hearn when the victim was stopped on the highway on the first occasion. Both signalled that Hearn was prepared to use violence in pursuit of the primary objective, which was money. It will be remembered that Hearn left the victim standing at the rear of the vehicle whilst he spoke to Molloy and Charlesworth, who were inside the vehicle. He said that he would have to kill the victim. Mr Charlesworth assumed he said that because the victim knew the registration plate of his vehicle. Shortly after, Hearn snatched the wallet and pushed the victim over the guardrail.
44 The statement of facts does not say, in terms, that Mr Charlesworth saw that occur, although one would assume that the vehicle had windows. In the ERISP, the appellant was asked by the police what he saw. His answers were somewhat contradictory. There was, nonetheless, evidence from which it may be inferred that he did see Hearn push the victim over the fence. He said:
"Q129 Front passenger. Yeah. And what happened then?
A. … And then he pulled him over, said he was Constable so and so. And then, and I was just sitting there in the car. And then Brett got out but he did, wasn't doing, he wasn't in on it. And Mick fuckin', the next thing I seen he was over the railing, the, the young bloke was over the railing and Mick tackled him and then, and then from there he got, he got back in his own car and, and he drove off and then Mick pulled him over again. And then that's when, yeah, and then that's when I said, yeah, 'cause the car was like that on the highway.
45 Later, Mr Charlesworth said this:
"Q145 OK. I think you said that at one stage you saw the young kid fall over the rail. Did you see how that happened?
A. No, no. 'Cause I was in the back, I didn't fuckin', I was just thinking what's going on, you know.
Q146 Right. So when that young kid's fallen down the first time you're still in the back of the car?
A. Yeah."
46 There was, in my view, evidence in respect of each element of the first count (aggravated robbery). The plea should not be set aside. The appeal in respect of the conviction on that count should be dismissed.