Ground 1b - Error in Finding Objective Seriousness
61It is convenient to commence the consideration of the Grounds of Appeal with this ground.
62An assessment of the objective seriousness of an offence, that is to say, the extent of the objective criminality involved, is one which is carried out without reference to matters personal to the particular offending, but is determined by reference to the nature of the offending: Muldrock v R [2011] HCA 39; (2011) 244 CLR 120 at [27].
63This Court has emphasised that the assessment by the sentencing Judge of the objective seriousness of an offence is a matter which is usually not susceptible of interference on appeal. In Mulato v R [2006] NSWCCA 282 at [37], Spigelman CJ, with whom Simpson J agreed, said:
"37 Characterisation of the degree of objective seriousness of an offence is classically within the role of the sentencing judge in performing the task of finding facts and drawing inferences from those facts. This Court is very slow to determine such matters for itself or to set aside the judgment made by a first instance judge exercising a broadly based discretion. The question must be whether or not the particular characterisation which her Honour gave to the circumstances of the offence was open to her Honour. In my opinion it was open, although I have some hesitation in deciding so and find it to be at the lower end of the range which could reasonably be held to be so characterised."
64Simpson J said at [46] this:
"46 The assessment of the objective seriousness of an offence is quintessentially for the sentencing judge. It is, if not a finding of fact, then the exercise of an evaluative process akin to fact finding or the exercise of a discretion. As such it is reviewable in this Court only on the principles stated in House v The King [1936] HCA 40; 55CLR 499. The importance of respecting the role of a first instance judge should never be underestimated. It is not the function of this Court to substitute its own view of objective seriousness for that of the first instance judge. That is not because objective seriousness is something determined by reference to the evaluation of the credibility of witnesses, in respect of which it is conventionally held that the first instance judge is in a superior position. It is because it is a fundamental aspect of the appellate system. Each judicial officer in the hierarchy has his or her own function, and those at appellate level need to take care not to trespass upon the role of those at first instance."
65However, consistently with the observations of Simpson J, Basten JA said in R v Koloamatangi [2011] NSWCCA 288 at [51]:
"51 ... Nevertheless, the appellate court retains a statutory responsibility under s 5D or s 6(3) of the Criminal Appeal Act to intervene in circumstances where, upon an application of the correct principles, error is established: R v KB [2011] NSWCCA 190 at [53] ... ."
66The Crown submitted that the assessment that the offences fell well below the middle range of objective seriousness was not reasonably open to the sentencing Judge. Thus, it submitted error was established.
67The Crown pointed to the following factors as being relevant to that assessment, and which did not, on their face, appear adequately to have been taken into account by the sentencing Judge: the fact that the victim was only six or seven weeks old, and was complete vulnerable without any means of communication other than crying; the disparity in weight between the respondent at 170kg and the victim at about 4.6kg was remarkable; the respondent held a position of trust with respect to his newborn daughter, which he abandoned; and that the respondent's motivation for hurting his child was related to his own anger, stress and a sense of frustration arising from extraneous issues.
68In addition, the Crown pointed to the injuries and described them as severe. The Crown noted that the baby suffered at least 15 different fractures. Of particular importance, the Crown noted that the injuries to the baby's ribs must have involved great force. This submission was based upon the expert evidence of Dr Tzoumi.
69In combination, the Crown submitted that the assessment by the sentencing Judge was erroneous and that objectively he ought to have found that the offence was very serious.
70The respondent submitted that it was necessary to keep in mind that the assessment of the objective seriousness of the offending is traditionally regarded by this Court as being one for the sentencing Judge, and one in respect of which this Court is reluctant to intervene. The respondent called in aid authorities of this Court, to which I have made reference at [63]-[65] above.
71As well, the respondent submitted that the Remarks on Sentence were thorough and careful, and that it could not be said that his Honour had failed to have regard adequately to all of the factors which were relevant in the particular case. In particular, the respondent pointed to the fact that the trial Judge, immediately prior to making his assessment of the objective seriousness of the offences, had noted that the manner in which the injuries were caused was quite cruel, and that such a statement by the trial Judge addressed many of the factors pointed to by the Crown in its submissions in this Court.
72Counsel for the respondent also pointed to the fact that the assessment of objective seriousness relates to the particular offence for which the respondent was convicted, namely, causing grievous bodily harm with intent to cause that harm. Putting it differently, counsel for the respondent submitted that whilst the offence was a serious one, within the many factual examples of offences against the same provision, the sentencing Judge was right to regard this offence as falling well below the middle of the range of objective seriousness.
73Notwithstanding the caution that this Court must exercise when considering a ground of appeal such as this, I am well persuaded that the assessment of objective seriousness of this offence by the sentencing Judge was erroneous.
74The passage relating to the assessment to which I have earlier made reference in [28], appears to me to indicate that the sentencing Judge placed altogether too much emphasis on the fact that the injuries were not as serious as some seen in other cases, and that there was no permanent injury caused, with the result that little, if any, weight has been given to all of the other relevant circumstances.
75Whilst the seriousness of the injuries caused is one element which has to be considered in an assessment of the objective seriousness of an offence, it is not the only feature. In this case, the features which required careful assessment were:
(a)the complete vulnerability of the victim as a six week old baby;
(b)the position of trust which the respondent occupied as the father of the victim;
(c)the enormous physical disparity in size and strength between the respondent and the victim;
(d)the deliberateness of the conduct which was wholly unrelated to anything which the baby had done, and the intention with which the conduct was engaged in, namely, an intention to cause grievous bodily harm;
(e)the cruelty of the manner in which the injuries were caused, and the force and violence necessarily perpetrated by the respondent on the baby;
(f)the seriousness of the physical injuries actually perpetrated, even making due allowance for the fact that, on the probabilities, there has been no permanent injury.
76Each of these features was present in each offence. By the time of the second offence, it must have been obvious to the respondent that his conduct on the first occasion had led to injury, sufficiently serious for the baby to have been taken to hospital and to have been admitted overnight with obvious signs of injury. Although the detail of what had occurred was not then obvious, that the baby had been injured and was in pain, was clear.
77At the hospital on the first occasion, the baby's feet were swollen and she had purplish bruising around her big toes. As well, she was brought to hospital because of her crying and the inability of her mother to settle her.
78The respondent had witnessed all of these things before he undertook the second assault on the baby. In my view, in considering the second offence, his previous experience of what had occurred when he assaulted the baby a few days earlier, is undoubtedly an aggravating factor in the objective seriousness of the second assault.
79In my view, an assessment of the objective criminality involved in each of these offences would be in the middle range of objective criminality and objective seriousness. The second offence was more serious than the first.
80Accordingly, I conclude that the sentencing Judge was in error in making an assessment of this feature, and as its obvious from his remarks, that his assessment related directly to the sentence which he imposed.
81I would uphold this Ground.