Consideration
37The principal issue for determination in this appeal, as was stated by the Full Bench in Brown, is whether the question raised on appeal involves an assessment of the proper scope of the TAB's power and jurisdiction. If so, there is an implied decision on a question of law. This is required because s 23A of the TAB Act only allows appeals from a decision made by the TAB on a question of law. The outcome of this appeal, therefore, turns on the scope of the appeal available to a party dissatisfied with a decision of the TAB.
38It follows, that on an appeal from a decision of the TAB, it is necessary for the appellant to identify that the TAB has either expressly or impliedly made a decision on a question of law. In Hutchinson v Roads and Traffic Authority [2000] NSWCA 332, Giles JA in considering s 54 of the Government and Related Employees Appeal Tribunal Act 1980 ("GREAT Act") which was relevantly in the same terms as s 23A of the TAB Act, stated at [33]:
"... The word "decision" is important. It includes an opinion of the Tribunal on a question of law upon which its determination is based ..., but it is not enough that an error of law has occurred in the course of a hearing before the Tribunal ...."
39However, it is not necessary that the question of law be explicitly stated and decided by the TAB. As held in Brown and as Hodgson JA said in Director-General, Dept of Ageing, Disability and Home Care v Lambert [2009] NSWCA 102; (2009) 74 NSWLR 523 at [28] "It is sufficient if a decision of the Tribunal is such that a resolution of a question of law is manifested by it".
40Basten JA at [64] in Lambert observed:
"The reference by Sheller JA to an action or decision "as generally understood" was a reference to the view that an appeal from a decision is a challenge to a final or operative decision or order, being an act adversely affecting rights claimed by the appellant. The idea that a decision may be based on an answer to a particular question of law does not necessarily mean that the tribunal itself must have expressly so identified the question."
41In Edyp & Ors v Brazbuild Pty Ltd [2011] NSWCA 218, the Court of Appeal,considered the construction and application of s 67 of the Consumer Trader and Tenancy Tribunal Act 2001. Section 67 relevantly provided:
"(1) If, in respect of any proceedings, the Tribunal decides a question with respect to a matter of law, a party in the proceedings who is dissatisfied with the decision may, subject to this section, appeal to the District Court against the decision."
42Allsop P, in considering the nature of a "decision" in s 67 stated at [24] - [27]:
[24] The decision of the High Court in Kostas v HIA Insurance Services Pty Ltd [2010] HCA 32; 241 CLR 390 makes clear that the relevant decision for the purposes of s 67 may be implied. The joint judgment of Hayne J, Heydon J, Crennan J and Kiefel J at 418 [91] stated that:
"Whether there was no evidence to support a factual finding is a question of law, not a question of fact. The Tribunal's factual finding in this case, that the builder had served the two relevant claims for extension of time, necessarily depended upon its first accepting that there was evidence to support the finding. As Dixon CJ said in Gurnett v The Macquarie Stevedoring Co Pty Ltd [No 2]:
'... in the legal dichotomy between questions of fact and questions of law we place under the latter head a question whether there is sufficient evidence to submit to a jury in support of a cause of action. That is because it is a question for the court to decide and not for a tribunal of fact.'
A tribunal that decides a question of fact when there is 'no evidence' in support of the finding makes an error of law. What amounts to material that could support a factual finding is ultimately a question for judicial decision. It is a question of law. And in this case, for the reasons given by the primary judge, there was no evidence before the Tribunal, when it decided the separate question identified by the parties, upon which the Tribunal could find that the disputed notices had been served." [First emphasis added, footnotes omitted.]
[25] Their Honours had earlier in their reasons at 412 [69] posited the central question in the appeal as follows:
"Section 67(1) of the Tribunal Act permitted the appellants to appeal to the Supreme Court against the Tribunal's decision that there was material properly before the Tribunal which supported the conclusion that the disputed claims for extension of time had been served on the appellants. The conclusion that there was material of that kind, necessarily implicit in making the finding that the disputed claims had been served, was a decision with respect to a question of law." [Emphasis added.]
[26] Further, at 414 [78] of their reasons, their Honours said:
"... that there was no evidence that the builder had served the two critical claims for extension of time. (It will be recalled that the conclusion that those two claims for extension had been validly served was a necessary step in the Tribunal reaching its conclusion that the appellants had repudiated the contract.)" [Emphasis added.]
[27] Likewise, French CJ stated at 398 [23] that the right of appeal under s 67 is not limited to explicit decisions formulated in the proceedings, saying that s 67:
"... extends to decisions which were necessary steps in the Tribunal's reasoning, whether or not made explicit by the Tribunal." [Emphasis added.]
43At [29] Allsop P stated:
The scope of what is an implied decision was stated by their Honours in the High Court in Kostas broadly and simply. To understand when a decision can be seen to be implied it is unnecessary to go beyond acceptance of the expressions of the matter by French CJ: "decisions which were necessary steps in the Tribunal's reasoning" (398 [23]); and by the plurality: "necessarily implicit in making the finding" (412 [69]); "necessary step in the Tribunal reaching its conclusion" (414 [78]); and "necessarily depended upon" (418 [91]). Once one recognises that the statutory language not only encompasses any express decision of the Tribunal, but also any implicit decision as broadly expressed as in the reasons of the High Court in Kostas, it follows that the decision may concern a question or matter not specifically addressed by the parties. French CJ in Kostas addressed this at 410 [59] and 397-398 [23] of his reasons. The plurality did not address this expressly; but support for the view that I have expressed can be taken from the absence in their Honours' reasons of any necessity that the decision (including an implied decision in the manner formulated by them) be addressed by the parties and the consequence of their expression of what is an implied decision.
44His Honour summarised his conclusions at [57]:
"Whether or not a decision on a question with respect to a matter of law exists will generally be discerned from the nature of the asserted error giving rise to the plaintiff's dissatisfaction. From the error, the question and decision will be identifiable. Each of the question and decision may be express (or implied in the way described by the High Court in Kostas). Here, the error of the Tribunal, giving rise to the dissatisfaction of the builder, was that the Tribunal failed to give effect to a centrally important common position of the parties. The (implied) decision was that the Tribunal had resolved all relevant questions or issues placed before it by the parties necessary to resolve the controversy and to make orders. That way of looking at the matter reflected the substance of the builder's complaints. It was, in substance, a decision on a question with respect to a matter of law. Subsection 67(1) was engaged, as was sub-s 67(8)."
45In the course of submissions, and following exchanges with the Full Bench, counsel for the appellant sought to frame the question of law in respect of which the Board erred in the following terms:
The Commissioner made an erroneous decision on a question of law by failing to make necessary findings of fact on the conduct alleged by the employer before exercising the jurisdiction to reinstate.
46In our opinion, it is abundantly clear that the Board failed to decide facts centrally relevant to the exercise of its jurisdiction. That is, the Board exercised its jurisdiction to reinstate the respondent in his former position in the absence of findings of fact regarding the respondent's alleged conduct that was contended by the employer to warrant dismissal from employment.
47Whilst the Board found the respondent had breached his obligations in relation to the Travel Pass, it did not state in what respects there had been a breach and did not state the gravity of the breaches. Further, whilst the Board found the respondent's conduct had the "potential" to bring RailCorp into disrepute, it did not indicate what conduct it was referring to. Was it the whole of the conduct alleged by RailCorp to have occurred on the train on14 November 2010 or some elements of that conduct? Not having made a finding about whether RailCorp's allegations regarding the conduct had been made out or not it is impossible to know what conduct the Board had in mind in making its "findings" at [88]. There was simply no analysis of any of the evidence regarding the respondent's alleged conduct .
48It may be inferred from the Board's decision that it considered the respondent's conduct, or elements of it, to be unacceptable. That inference may be made from what was stated at [88] ("...the Appellant had breached his obligations in relation to the Travel Pass, his conduct had the potential to bring RailCorp into disrepute..."), and [89] where the Board stated:
[89] Transit Officers are employed to ensure that the Rail System is safe for the public to use and to ensure that the public pay for the service and not obtain free rides on the tax payer. They have a right to expect that they will be respected for the work they do and not be subjected to abuse, particularly by their fellow work mates. I do not doubt from the evidence that the Appellant had to be subdued in the course of their carrying out their functions.
49However, what was stated at [90], namely, that if the CCTV footage of the incident on the train had been produced it would have put the incident beyond doubt, suggests that the Board had doubts about RailCorp's allegations, or some of them, regarding the incident. Because of a complete absence of any analysis of the evidence it is not known what elements of the alleged conduct the Board apparently found unacceptable and what elements it had doubts about. This problem would have been overcome if the Board had made findings of fact, but did not, in relation to each of the allegations particularised in the letter of termination, namely:
(a)whether the respondent refused to produce a train ticket or travel pass to transit officers McKenna and Jones when they asked the respondent to produce a valid rail ticket; and/or
(b)whether the respondent had attempted to punch transit officers McKenna and Jones; and/or
(c)whether the respondent had verbally intimidated or threatened transit officers McKenna, Jones, Ogden, Perrett, Poivesan and Wain saying words to the effect:
(i) "You don't know who your [sic] fucking with, your [sic] jobs are gone do you know Mick Drury?"
(ii) "You're fucked; he will know all about this by Monday morning. You assaulted me. I'm going to make a lot of money out of this." and
(iii) "Fuck you cunts are all fucking gone, you don't know who you're messing with, fuck you all."
50Apart from referring to the fact of the undisclosed criminal convictions, there was no analysis of the evidence surrounding the convictions. The Board made no finding regarding the alleged failure to disclose criminal convictions and whether that failure constituted a breach of the Code of Conduct, despite this being one of the two reasons why the employer determined to dismiss the respondent.
51We are mindful that the TAB Act does not specify the criteria about which the Board must be satisfied in order to uphold an appeal. However, in Duhbihur v Transport Appeal Board and Anor [2005] NSWSC 811 at [117] - [121], Hall J held that the TAB was required to consider whether RailCorp's decision was just and reasonable. This required the Board to consider the gravity of the misconduct (at [118]).
52Hall J also held that the TAB did not generally exercise a protective jurisdiction, but rather, a punitive jurisdiction (at [102], [106] - [107]).
53In reaching this conclusion, his Honour placed weight on the fact that the precursor to the 2005 Regulation just like the 2005 Regulation, empowered the employer to impose "punishment" (at [99], [106]).
54We respectfully agree with his Honour's observations. Further, we consider the correct approach to be followed by the Board in appeals such as that dealt with by Tabbaa C is that stated in Bibby v Rail Corporation New South Wales [2013] NSWTAB 4 at [113]:
[113] The first obligation is to determine whether the matters which were said to be the basis for the termination occurred as a matter of fact. The second is to determine whether, if the matters are found to have occurred, they formed a sufficient basis for the punishment imposed: Dubihur v Transport Appeal Board [2005] NSWSC 811 at [118]- [125].
55In the present case, the Board neither made adequate findings of fact regarding the matters that were alleged to justify the dismissal of the respondent nor did it - or could it have in the absence of such findings - determine whether the dismissal was just and reasonable.
56We would characterise the question of law in this case as the (implied) decision of the Board that it was unnecessary to determine facts that were centrally relevant to the exercise of its jurisdiction in that the Board was not required to determine whether the conduct alleged was proved or not and not required to determine whether RailCorp's decision to dismiss the respondent was just and reasonable. The error was the Board's failure to resolve all relevant questions of fact or issues placed before it by the parties necessary to resolve the controversy.
57The appeal should, therefore, be upheld and in the circumstances the matter remitted to the TAB for determination according to law.