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[2002] VSCA 74
Court of Appeal (Vic)
2002-05-28
WINNEKE, P., PHILLIPS and CHARLES, JJ.A.
Original judgment source is linked above.
[ 2002] VSCA 74
Criminal law - Verdicts of murder returned against applicants - Whether unsafe or unsatisfactory - Whether inconsistent with verdict of manslaughter returned against a co-accused - Applications dismissed.
Criminal law - Murder - Accused raising issue of self-defence - Circumstances in which jury entitled to reject possibility of self-defence discussed.
"I went there [Drysdale] as a friend to help him [Roba] out. Anyway we ended up driving out to Drysdale. And when we got there we parked the car a few hundred metres away. And we walked down the street and the lights came on. ... Paul started talking to the bloke and when he said his name ... somebody kicked the door in. And as we went in there, number 1, he got a knife pulled on him from the other bloke. ... He pulled out the knife on Paul. And as he pulled the knife, we kept on with him - Paul kept on with him. What I did, I helped as in - I went down the side of Paul - never touched him, he went backwards - he went backwards to the back door. As number 1's gone to hit him, he's hit me. As he's hit me he - blood and stuff from me, and I ... I ended up - I ended up going to get the phone off his sister, `cos I was pretty hurt myself. And as I've got the - I got the phone off his sister - She wasn't doing much at all. She was just laying on the bed ... but she was I think screaming a little bit. It happened so quick. And in about 10, 20 seconds later, the only thing I know is Paul said: `Come on, let's go. Let's go, go, go'."
Thus, it was contended by the Crown that Novosel must have seen the deceased struck with the pipe; and that the nature of the assault must have alerted him to the fact that Roba intended to cause really serious bodily injury to the deceased, and that he encouraged the assault by his presence and intentionally assisted its commission by restraining the other occupant - Natalie - from ringing for assistance.
The Jury's verdict, and the Judge's interpretation of it for sentencing purposes
"... I think it unlikely that the jury would have concluded that there was a pre-existing agreement to inflict really serious injury upon the deceased in the presence of Paul Roba's sister, and after Roba had identified himself. ... Further, it is, in this case, difficult to infer prior intentions from what subsequently occurred in the house because the confrontation between the invaders and the deceased was unexpected and created a new dimension to the conflict."
In the course of sentencing his Honour also said that he was quite clear that the deceased was lawfully entitled to pick up a knife and defend himself, his girl friend, and his property from the unlawful entry of the accused. His Honour concluded that, after entry, the three accused moved swiftly to where the deceased was standing and that the deceased's statement of "all right, come on you fucks" was no more than an act of "desperate bravado"; that it did nothing to deter or halt the advance of the intruding aggressors; and that all that it achieved was to increase the aggression and anger of those who had invaded the premises. As his Honour pointed out, the jury's verdict meant that they had rejected any claim of "self defence" and that, inherent in the verdict, was the finding that Roba had acted with either an intent to kill or cause really serious bodily injury to the deceased. However, his Honour accepted that the accused "did not go to Drysdale either to kill [the deceased] or to cause him really serious injury"; rather it was his Honour's view that, in the course of the "ill-conceived" scheme, Roba's resentment had "exploded into a frenzied anger". In support of this view, his Honour referred to the large number of injuries which had been inflicted to the deceased, well beyond the injuries caused by the "two jabs" which Roba had conceded. As his Honour said, the jury would have been entitled to find that many of the injuries diagnosed by the pathologist were caused by a beating with the iron pipe. In this respect, his Honour pointed out that the evidence was consistent with the beating having been, in the main, occasioned in the rear sun-room because that was where the body of the unconscious deceased was found; that was where the blood was located; and that was where a gouge in the plaster ceiling was identified, consistent with the iron pipe having contacted it during an "arc", the end of the pipe containing material consistent with that of the ceiling. In addition the glass light-shade was shattered. Indeed, so the judge concluded, many of the injuries to the deceased must have been inflicted "when [he] was offering no resistance to you [i.e. Roba]". In support of this finding, his Honour called in aid the evidence of Kevelj that, following the incident, Roba had said that Wilson had stopped his assault on the deceased.
"... the jury verdict is consistent with the view that, having associated yourself with the initial attack by Roba with the pipe on the deceased, you restrained Ms. Roba preventing her from obtaining assistance while the assault, which you knew would cause [the deceased] really serious injury was, to your knowledge, continuing in the sun-room. In other words, your culpability was founded upon aiding and abetting Roba."
In his Honour's view, it was not appropriate to distinguish Novosel's level of culpability from that of Roba for sentencing purposes.
"... a finding that you were never a party to any agreement to cause really serious injury to [the deceased]; nor were you guilty of aiding and abetting the perpetration of any violence inflicted with that intention. In reaching that conclusion, the jury must have taken into account your effort to prevent the assault on [the deceased] continuing."
"2. That the verdict was against the evidence and the weight of the evidence."
Novosel was given leave to amend his grounds of appeal by the Registrar on 9 April 2002. The grounds, as amended, are as follows:
"1. The jury's verdict with respect to the count of murder ... was unsafe and unsatisfactory, in that: (a) the verdict was not supported by the evidence; or (b) the jury ought to have entertained a reasonable doubt as to guilt ...; 2. The jury's verdict of guilty with respect to the count of murder against the applicant was inconsistent with the ... verdict with respect to Wilson; 3. The learned judge erred in his directions in respect of corroboration; 4. The judge erred in failing to discharge the jury, notwithstanding the stance of counsel for the defence, following the prosecutor's re-examination of the witness Kevelj."
Mr. Morrissey argued each of these grounds save ground 3 with which, ultimately, he did not persist.
i. Kevelj's evidence that, during the car journey, Roba and Novosel were talking about "teaching [the deceased] a lesson" and "bashing him around a little";
ii. The evidence of Kevelj that, outside the house, Roba and Novosel were "hyped up";
iii. The timing of the visit to the deceased's premises, the acquisition by Roba and Novosel of the disguises and the weapon which ultimately became the weapon used;
iv. The wearing of the tracksuit over-pants capable of being discarded;
v. The violent breaking into the deceased's house after the deceased had told them he was going to call the police;
vi. The evidence of Natalie that, having burst into the house, Roba went straight across the room to where the deceased was standing holding a knife, and then of hearing sounds of "metal on metal" or "wood on wood" coming from the sun-room for a short period before Roba emerged unscathed;
vii. The evidence of Kevelj that he could hear the sounds of a girl screaming, and a male voice (not recognized as one of the accused) yelling "No, No, No";
viii. The vast array of injuries inflicted upon the deceased over such a short period of time, many being consistent with infliction by the iron pipe;
ix. The fact that no injuries were suffered by Roba or his co-accused apart from Novosel who suffered from "friendly fire";
x. The fact that Natalie was restrained whilst the beating was administered and was then warned "never to come back to Clonard Avenue" was, in itself, evidence inconsistent with the proclaimed intention to "give the deceased a scare";
xi. The fact that the accused left the house leaving behind a man whom they knew to be badly injured without calling for assistance, and disposing of weapons and disguises on their way home;
xii. Kevelj's evidence that, after leaving the house, Roba told his compatriots that not only had he hit the deceased with the iron bar, but had "punched and kicked" him (although he said in cross-examination, he was not sure about "kicking").
The factors to which I have referred provided an ample evidentiary basis, in my opinion, to support the jury's finding that Roba had the requisite murderous intent at the time he struck the blows which led to the deceased's death. The jury was not bound to find that the blows with the pipe to the temple were the first blows struck, or that they were delivered in the circumstances stated by Roba in his police interview. Indeed it would be surprising if the jury accepted Roba's explanation in that interview, particularly his statement that the "one or two jabs" were the only times he struck the deceased. Having regard to the totality of the evidence, this was not a case where it could be said that it displayed such inadequacy, or was so lacking in probative force that the appellate court, after making full allowance for the advantages enjoyed by the jury, should conclude that "there is a significant possibility that an innocent person has been convicted"[1].
Q. "Of one thing you are clear, the man that came to you on the bed never went into the back room?"
Q. "And at the time that you heard [the deceased] speak the words that you're being asked about [that is `come on you fucks'] that man was with you?"
Q. "... All right. And the man who was with you left before your brother Paul re-emerged from the sun-room, is that correct?"
It was Mr. Morrissey's submission that, in the face of this evidence, the jury could not reasonably have concluded that Novosel had intentionally encouraged the beating given to the deceased by Roba in the rear room because he was not in a position to know what was happening in that room[7].
"... the respect for the function which the law assigns to juries (and the general satisfaction with their performance) have led courts to express repeatedly ... reluctance to accept a submission that verdicts are inconsistent in the relevant sense."
Where there is no legal or technical inconsistency in the verdicts, "a conviction can only be set aside where the inconsistency in the verdicts demonstrates that no reasonable jury who had applied their minds to the evidence could have arrived at the two different verdicts"[9].
Misdirections in relation to corroboration and failure to discharge the jury
Q. "What was your reaction to the threat? How did you react to that?"
Counsel for Novosel submitted to the trial judge that this line of questioning was designed to implant in the mind of the jury that the Crown's "star witness" had been "nobbled" by the accused; and that that was why he had changed his evidence from time to time. Counsel for the other accused joined with Novosel's counsel in expressing their displeasure, but all refrained from making any application until they had had time to think about it. His Honour said that he regarded the question as inappropriate but did not regard it as conveying any more than the implication that Kevelj had been frightened by the actions which had been taken against him on the night and was still "scared". At the end of the day, no counsel applied for a discharge of the jury, no doubt because they regarded the answers which they had received from the witness as assisting their respective causes.
"Where an accused person raising a plea of self-defence was the original aggressor and induced or provoked the assault against which he claims the right to defend himself, it will be for the jury to consider whether the original aggression had ceased so as to have enabled the accused to form a belief, upon reasonable grounds, that his actions were necessary in self-defence. For this purpose it will be relevant to consider the extent to which the accused declined further conflict and quit the use of force or retreated from it, these being matters which bear upon the nature of the occasion and the use which the accused made of it. ... There is, however, no longer any rule that the accused must have retreated as far as possible before attempting to defend himself. It is a circumstance to be considered with all the others in determining whether the accused believed upon reasonable grounds that what he did was necessary in self-defence."
In the present case Roba and his co-offenders kicked down the front door of the victim's house at dead of night, and broke in disguised and armed with an iron bar. Thereafter the victim took a knife to defend himself and Natalie Roba. He was clearly entitled to do so in the circumstances. There was no evidence to suggest that Roba took so much as a backward step, participating rather in an onward rush in which he was accompanied by Wilson and, initially at least, by Novosel. The attack occupied a very short period of time and the entirety of the evidence gave no basis for saying that the original aggression ever ceased. Roba certainly never declined further conflict or quit the use of force, nor did he retreat. Insofar as his answers in the interview with the police claimed that he was defending himself, the jury must have rejected the view that he had reasonable grounds for forming the belief that his actions were necessary in self-defence. On the whole of the evidence, this was, I think, the only view that the jury could properly have taken. I am inclined to agree with the submission of the Director of Public Prosecutions that the applicant was fortunate that self-defence was even left to the jury in the judge's charge.
[1] M. v. R. [1994] HCA 63; (1994) 181 C.L.R. 487 at 494; Jones v. R. (1997) 191 C.L.R. 439 at 451.
[2] cf. Knight v. R. [1992] HCA 56; (1992) 175 C.L.R. 495 at 503; Cutter v. R. [1997] HCA 7; (1997) 71 A.L.J.R. 638 at 642.
[3] Ryan v. R. [1967] HCA 2; (1967) 121 C.L.R. 205.
[4] Meyers v. R. [1997] HCA 43; (1997) 71 A.L.J.R. 1488 at 1489.
[5] cf. Zecevic v. D.P.P. (Vic) [1987] HCA 26; (1987) 162 C.L.R. 645 at 662-3.
[7] cf. Johnson v. Youden [1950] 1 K.B. 544 at 546 per Lord Goddard, C.J.; Giorgianni v. R. [1985] HCA 29; (1985) 156 C.L.R. 473 at 506 per Wilson, Deane and Dawson, J.J.
[9] Osland v. R. [1998] HCA 75; (1998) 197 C.L.R. 316 at 357-8; R. v. Carter [2000] VSCA 6; [2000] 1 V.R. 175 at 194 per Charles, J.A.
[10] R. v. Boland [1974] VicRp 100; [1974] V.R. 849.
[11] Re Ratten [1974] VicRp 26; [1974] V.R. 201 at 214; R. v. Miletic [1997] 1 V.R. 593 at 597-8; R. v. Arundell [1998] VSCA 102; [1999] 2 V.R. 228 at 248-9 per Callaway, J.A..
[12] [1987] HCA 26; (1987) 162 C.L.R. 645 at 663.
[13] [1992] HCA 56; (1992) 175 C.L.R. 495 at 503-505.
[15] [1997] HCA 43; (1997) 71 A.L.J.R. 1488 at 1489.
[16] Cf. Weissensteiner v. R. [1993] HCA 65; (1993) 178 C.L.R. 217, 229.
[17] [1972] VicRp 63; [1972] V.R. 560 at pp.561-562.
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Roba & Novosel [2002] VSCA 74