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[1998] VSCA 102
Court of Appeal (Vic)
1998-11-09
TADGELL, CHARLES and CALLAWAY, JJ.A.
Original judgment source is linked above.
"In this case it's clear that there is significant corroboration, with respect, and as a matter of general comment even if the jury are exhorted to test the complainant's evidence for reliability in the general way, that would in itself be in almost the short form of a Longman because her reliability has been attacked fairly clearly, and that raises the issue of looking for support in any event."
The discussion, as recorded, reveals plainly enough that his Honour's inclination remained much as he had originally intimated; and I have little doubt that he would have given a warning to the jury had he not been dissuaded. The nature and content of the warning that his Honour was disposed to give were not, however, made altogether clear. The course of discussion, and reference by defence counsel to "the question" and the submission of counsel for the Crown that I have quoted, suggest that his Honour's ultimate decision that he would "not give the Longman warning" was dominated by the circumstance that there was some corroboration of the complainant's evidence afforded by the record of interview. This was unfortunate, for attention seems to have been diverted from the need to consider whether other aspects of the case called for special attention by the jury in an evaluation of the complainant's evidence.
"To insist upon giving the customary warning as to the evidence of an accomplice in circumstances where to do so could not serve the interests of the accused or would be positively damaging to those interests would be to elevate the rule of practice above the end which it is designed to produce."
"... whenever a warning is necessary to avoid a perceptible risk of miscarriage of justice arising from the circumstances of the case: Bromley v. The Queen; Carr v. The Queen ...".
Such a necessity might arise otherwise than in a case of a sexual offence and whether or not there is evidence which could confirm or support evidence whose nature, quality or provenance might be thought to give rise to the need for a warning of its potential unreliability. It is to be remembered that neither Bromley v. The Queen [1986] HCA 49; (1986) 161 C.L.R. 315 nor Carr v. The Queen [1988] HCA 47; (1988) 165 C.L.R. 314 was a case dealing with a sexual offence. Nor, in the case of Bromley, was the evidence of Carter (the schizophrenic in respect of whose evidence the sufficiency of a warning of its potential unreliability was called into question) entirely uncorroborated. In the joint judgment in Longman their Honours observed, at 87, that -
"A warning [scil. that it is generally unsafe to convict for any sexual offence on the uncorroborated evidence of the alleged victim] may be required because of the circumstances of the case other than, albeit in conjunction with, the sexual character of the issues which the alleged victim's evidence is tendered to prove."
At p.89 their Honours made it clear that a conviction following upon an omission to give the jury a warning of the kind required by the general law will be rendered "liable to be quashed as unsafe and unsatisfactory if it be held that the refusal to warn left a perceptible risk of miscarriage of justice". In the last paragraph on p.90 of the report, the joint judgment referred to a number of "significant" circumstances of the case which drew attention to the danger of acting on the uncorroborated evidence of the complainant otherwise than by reason of her being an alleged victim of a sexual offence. These included the delay in prosecution, the nature of the allegations, the age of the complainant at the time of the events alleged and the absence of complaint. At p.91 the majority set out what the jury should have been told by the trial judge. This passage has been described as "what is known as the 'Longman direction'": Biser v. The Queen (Court of Criminal Appeal, W.A., 7 October 1991). Then again, what was said by McHugh, J., at 108, or something along the lines of it, has been treated as "the Longman direction": Robinson v. The Queen, supra, at 19. The term a "Longman warning" has often been used by this Court as a convenient expression without the need to define exactly its signification. In the present case, however, a "Longman warning" was spoken of by the judge and counsel apparently on the assumption that it signified only a warning to the jury that, in the circumstances of the case, they should scrutinise with care the evidence of the complainant so far as it was uncorroborated. The Crown supported the view that no warning to the jury concerning corroboration was necessary; defence counsel contended that in any event the question of corroboration should be left alone; and the judge appears to have concluded that no warning of any kind referable to the special circumstances of the case should be given to the jury at all. Quite apart from the availability of corroboration, there were aspects of the complainant's evidence that, in my opinion, ought to have been the subject of a warning to the jury to scrutinise it with especial care before acting on it to convict.
"Where a concatenation of circumstances is within the capacity of a jury to evaluate, in the light of their own experience and with the benefit of counsel's addresses, it is only in exceptional cases that a warning is required. More often it is simply a matter for the judge to decide whether or not it is appropriate to make a comment for the assistance of the jury."
Adopting a description applied by counsel for the applicant in Miletic, the Court referred, at 606, to "the nature and quality of the complainant's testimony" which called for careful scrutiny. So it did here, for the reasons I have indicated. So, too, did the remarkable circumstances of the derivation and ultimate extraction of the complainant's deferred complaints and the consequences to the applicant of the delay: his ability to seek to meet the allegations must have been diminished: Longman, at 108, per McHugh, J. I consider that the forensic significance of none of these matters, and especially the consequences to the applicant of the delay, can be assumed to be obvious to a lay mind. They combined to require a warning by the judge so that the authority of his office brought them and their significance to the jury's mind with perspicuous clarity. In the absence of a direction from the judge that, having regard to all the circumstances of the case it would be dangerous to convict on the evidence of the complainant without giving it special scrutiny, the verdicts of guilty (save upon count 3) are in my opinion to be regarded as unsafe.
"It almost goes without saying that the independent assessment of the relevant evidence has to be made in the context of the whole trial, including rulings on evidence and directions to the jury."
In my opinion the jury should not have been invited to accept the complainant's evidence without receiving a clear instruction to consider carefully its potential frailty. I am satisfied to say that, without such an instruction, the jury may have been misled into an acceptance of the evidence without an appropriate consideration of its shortcomings.
"Of the issues with which you have to grapple the first is I suggest to you was [the complainant] sexually penetrated by the accused? The Crown case is that she was and the episodes are those referred to in the counts that I have already said; that is to say 7, 10, 12, 15, 18, 19, 20, 23 and 14. The accused man unequivocally asserted to the police that he did no act of penetration at all, whether by penis or object. That issue is fairly simply stated and understood and will have to be considered by you in relation to each of the sexual penetration counts bearing in mind that it is not good enough for your purpose unless the Crown proves in the case of any particular allegation penetration beyond reasonable doubt and you will consider each of those particular allegations separately. The second issue is whether [the complainant] was dealt with by the accused man as otherwise alleged in the presentment. That is was she indecently assaulted as the Crown alleges? That issue, although easily stated, is by no means as easily dealt with because the accused man when he was interviewed made you may think significant concessions, pointing to a degree of sexual intimacy on at least some occasions."
Having chosen to give no specific direction to the jury about the concept of corroboration or the need for it, his Honour said nothing about it save to refer, towards the end of the passage I have just quoted, to "significant concessions" by the applicant. The reference suggests that the jury might think the applicant's concessions tended to confirm the complainant's allegations of indecent assault and, by inference, invites the jury to look for such confirmation. The passage does not appear to me to suggest that the jury might think that the applicant's concessions tended to confirm the allegations of sexual penetration. Indeed the context seems designed to draw a comparison in this respect between the counts of indecent assault, dealt with in the last of the three paragraphs from the charge that I have just quoted, and the counts of sexual penetration, dealt with in the first and second of those paragraphs. This was unfortunate. Even if it be thought that the applicant's concessions did not tend to confirm the complainant's evidence of penetration of her body by inanimate objects, it does not follow that such concessions as he made did not tend, despite his denials, to confirm the allegations of penile penetration. In his discussions had with counsel before delivering his charge the learned judge indicated, correctly as I respectfully think, that they did; and yet that is not, as I understand the words his Honour used to the jury, the impression that the charge was calculated to convey. It was, I think, an error to convey to the jury an impression that confirmation of the evidence about penile penetration might not be found in the applicant's record of interview. There was, of course, no other source of confirmation of that evidence, and the charge might well have been understood to mean not only that there was no need, but there was no point, in looking beyond the complainant's evidence in considering whether the Crown case on the counts of sexual penetration had been proved beyond reasonable doubt. If, in other words, the judge's charge was calculated to convey positively that there was no evidence independently confirmatory of the complainant's evidence of sexual penetration, that circumstance is to be taken into account when considering whether a failure to warn the jury of the danger of acting on the complainant's evidence without carefully scrutinising it might have led to an unsafe verdict.
"The essence of corroborative evidence is that is 'confirms', 'supports', or 'strengthens' other evidence in the sense that it 'renders [that] other evidence more probable'."
"if accepted, showed that the appellant kept KY Jelly and the towel under his bed for the purposes of masturbation. It therefore tended to confirm the complainant's account of the sexual activity of the appellant which led up to the oral and anal intercourse which were the subject of the charges against the appellant."
"These were matters which were of a kind which the jury could properly take into account in forming a view of the truth and accuracy of the complainant's evidence and, given the nature of the manner in which the applicant's case was conducted and the terms of the learned trial judge's charge, we must assume that these matters were present in the minds of the jurors during their lengthy period of deliberation. When an appellate court is asked to conclude that a jury's verdict, notwithstanding evidence to sustain it, is nonetheless one which was not reasonably open to the jury, the court 'must not disregard or discount either the consideration that the jury is the body entrusted with the primary responsibility of determining the guilt or innocence, or the consideration that the jury has had the benefit of having seen and heard the witnesses' (M. v. The Queen [1994] HCA 63; (1994) 181 C.L.R. 487 at 493)."
"1. The learned trial judge erred in failing to direct the jury in accordance with Longman v. R. [1989] HCA 60; (1989) 168 C.L.R. 79.
2. The learned trial judge erred in failing to direct the jury in relation to relationship evidence.
3. The learned trial judge erred in failing to direct the jury in relation to propensity evidence.
4. The learned trial judge erred in failing to direct the jury on the use to be made of out of court statements made by the applicant in his record of interview.
5. The learned trial judge erred in failing to adequately direct the jury in relation to good character evidence.
8. The trial of the applicant miscarried in that part of the applicant's record of interview (question 417) was admitted into evidence in contravention of Palmer v. R. [1998] HCA 2; (1998) 72 A.L.J.R. 254.
9. The verdicts of the jury are unsafe and unsatisfactory."
When, later in this judgment, I refer to propensity evidence, I shall be using that expression in the broad sense that includes evidence of relationship: see Pfennig v. R. [1995] HCA 7; (1995) 182 C.L.R. 461 at pp.464-465.
1. In 1982 the applicant began clearing a block of land adjoining the complainant's family home. On one occasion she was walking home and took a shortcut through the applicant's property. She stopped and spoke to the applicant when she saw him. After a time he led her into the bushes, pulled her pants down and rubbed the inside of her legs. He then took a twig and rubbed inside her leg and along her crotch area.
2. The complainant saw the applicant a couple of days later on his block of land. He led her among some wattle trees, where he sat her down and started rubbing inside her legs. He pulled her pants so that they were at ankle level and rubbed the insides of her thighs and groin. He then took some of the wattle tree and started tickling the inside of the complainant's thighs and towards her groin.
3. By 1983 the applicant's house had been built. He showed it to the complainant, taking her into the bathroom and removing all her clothes. He also undressed. He then asked her to lie down on the tiles and, when she told him that they were cold, he spread a towel for her. The applicant spread the complainant's legs, lay on top of her supporting his weight on his hands and started rubbing his chest and pelvis up and down her pelvis and belly thereby provoking an erection. The complainant testified that she felt sick as she recounted this episode to the jury.
5. About two weeks later the complainant went back to the applicant's house to return something for her father. He led her to the en suite, where an assault similar to that the subject of count 3 took place. On this occasion, in addition, the complainant's hands were tied with rope around the lavatory bowl.
16A. Approximately a week later the complainant once more went to the applicant's house. They were watching television together in the sitting room. The applicant undid his zip, took his penis out and told the complainant to lick it. She did as she was directed. She was also made to touch the applicant's penis with her fingers.
10.& 12. The complainant was first penetrated when she was aged eight or nine. The applicant took her into his bedroom and undressed her and then inserted the handle of a screwdriver into her vagina. The complainant kept telling him to stop and that it hurt. The applicant then lay on the bed, knelt in between the complainant's legs and started rubbing his penis up against her groin and stomach. He started to lead his penis into the complainant's vagina, whereupon she squealed and the applicant got off. She said that she bled as a result and that her hands were again secured with rope, this time to each side of the bed.
14. & 15. A few weeks after the offences the subject of counts 10 and 12, the complainant was in the applicant's bedroom. He again tied her hands to the bed before undressing the lower part of her body and pulling his own pants down so that his waist, pelvis and buttocks were exposed. He then undid one of the ropes and instructed the complainant to fellate him. Once again she did as she was instructed. The applicant then "wiggled down the bed" and guided his penis into the complainant's vagina.
8. On an occasion prior to the penetration with the screwdriver the applicant tied the complainant's hands around the lavatory bowl in the en suite. He put his fingers in his mouth and then put his fingers in the complainant's vagina.
18. & 20. On a date charged as occurring in 1983, the applicant led the complainant into his bedroom, undressed her and tied her hands to the bed-head. He then left and returned with a carrot and either a zucchini or a cucumber. He spread the complainant's legs and inserted the vegetables one by one into her vagina.
21. & 22. These counts related to indecent assaults consisting of touching the complainant over her clothes. She was ten years old at the time.
23. Either in 1987 or 1988 the applicant again penetrated the complainant with his penis. She pushed her backside into the mattress on which she was lying, which brought the assault to an end but angered the applicant, who slapped her on the buttocks and thigh.
(a) the delay of between ten to 15 years between the alleged offences and their first coming to light;
(b) the extraordinary nature of the allegations, which included the complainant's being tied to a bed and a lavatory bowl with rope and vegetables being inserted into her vagina;
(c) the age of the complainant at the time of the offences; and
(d) the fact that all the alleged acts occurred without any complaint to the complainant's mother or neighbours.
"Under our law a criminal trial is not, and does not purport to be, an examination and assessment of all the information and evidence that exists, bearing upon the question of guilt or innocence. Even the Crown has some degree of choice as to what witnesses it will call. And the accused is completely free to decide how he will conduct his defence. He has the right to choose what issues he will contest, what facts he will dispute, whether he will give evidence or not, whether he will call witnesses or not, and, if he elects to call witnesses, which ones he will call. All these rights are fundamental to the conception of fair trial under our system of criminal justice.
In conformity with this conception of fair trial, if an accused person can show that he has been prevented by surprise, fraud, malpractice or misfortune from presenting at his trial evidence of substantial importance which he desired to present, or which he would have desired to present had he not been prevented by such causes from being aware of its existence or its significance, then ordinarily the fact that he has been tried and convicted without such evidence having been called involves that he has been deprived of his right to a fair trial and that there has, in that respect, been a miscarriage of justice.
But on the other hand, if the reason why the additional evidence was not called is merely that the accused and his advisers made a deliberate choice not to call particular witnesses or a particular class of evidence, then obviously the accused has not been denied, but has exercised, his right to a fair trial, and there has been no miscarriage of justice of the kind described above. This is made even more obvious where the choice was made to obtain, and has obtained, for the accused, substantial advantages such as the last address and the use of strong arguments based on Crown evidence which the additional evidence would have contradicted."
"You have heard evidence from the police that the accused man has not been convicted of any crime in the past and is of good character. That evidence is led by the defence in disproof of guilt of the charges where the accused man says, 'I am not guilty'. It bears directly upon the probability of his having actually committed those offences which he told the police he had not committed. Now, good character can't alter proven facts, but it is evidence that you should consider along with the other evidence in reaching a conclusion as to whether the facts relied upon by the Crown have been proved to your satisfaction beyond reasonable doubt."
1. The record of interview, which contained both inculpatory and exculpatory statements, was evidence in the case. See and compare R. v. Aziz especially at pp.48-50 and R. v. Harrington (unreported, Court of Appeal, 30th October 1997) in the judgment of Charles, J.A., in which Phillips, C.J. and Vincent, A.J.A. concurred, at p.14. The answer to question 417, and possibly that to question 150, proved that the applicant could not suggest a motive for the complainant's allegations.
2. That fact was irrelevant: see paragraph 9 of the judgment of Brennan, C.J., Gaudron and Gummow, JJ. in Palmer's Case. It was therefore inadmissible. Counsel could hardly have objected to its reception, or asked for it to be excluded from the record of interview, having regard to the prevalent view in Victoria at the relevant time: see paragraph 11 of their Honours' judgment. I interpolate that special leave had been granted and the decision of this Court in R. v. Costin (unreported, 7th August 1997) had been published.
3. The evidence was not only irrelevant and inadmissible but prejudicial, especially as some of it was repeated by the judge in the course of his charge. In referring to the record of interview as it bore on counts 18, 19 and 20 his Honour said:
"It is put to him that the vegetables were used and he is asked for his comment and replied: 'The only things I use those things for is a salad.' He said: 'She seems to be making up these ideas of penetration with the screwdriver, the finger, pieces of branch. I've never done anything like that.'"
It will be observed that his Honour did not repeat the answers to either question 150 or question 417. The references are to questions 416 and 418.
4. The applicant's inability to provide an explanation for the complainant's allegations would have been understood by the jury as an argument, on the part of the prosecution, for their consideration. It was an argument that would have assumed particular importance having regard to the character of some of the complainant's allegations. The jury might well have thought that they were strange allegations but then, on the other hand, no reason had been advanced why the complainant should have made them up if they were not true.
"And so the jury will know this: that the first time you made a formal statement to the police you got the dates wrong?---I got the years wrong. I was - also at the time the incident actually happened I was seven, eight, nine, ten years old. Sometimes I don't even remember what I did at 15 and dates and years, let alone at seven or eight."
"1. The learned sentencing judge erred in not allowing for a period greater than two years in respect of which the applicant be released on parole.
2. The learned sentencing judge erred in failing to place any or any sufficient weight upon the applicant not having offended for a period of ten years.
2(a) The learned sentencing judge erred in placing too much weight upon specific deterrence and too little weight upon the applicant's prospects of rehabilitation.
3. The learned sentencing judge erred in failing to place sufficient weight upon the applicant's personal antecedents and the report of Mr Ian Joblin.
3(a) The learned sentencing judge erred in failing to make any finding upon the issue of the applicant having been molested as a child.
5. The individual and total sentences are in all the circumstances manifestly excessive."
R
Arundell [1998] VSCA 102
CRIMINAL LAW - Appeal against conviction - Longman warning omitted at counsel's request - Fairness of trial not thereby compromised - Admissions in record of interview - Propensity warning not required - Use of evidence of applicant's good character - Palmer v. R. [1998] HCA 2; (1998) 72 A.L.J.R. 254 - Prosecution for one offence statute-barred - Whether convictions on other counts unsafe and unsatisfactory - Appeal against sentence - Sentences for indecent assault manifestly excessive - Sentences for acts of sexual penetration with child under ten confirmed - New non-parole period fixed.