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[2004] VSCA 41
Court of Appeal (Vic)
2004-04-02
WINNEKE, P., BUCHANAN, J.A. and COLDREY, A.J.A.
Original judgment source is linked above.
"You were living two lives there, it is the father you only know, and at the same time, he is doing these things to you. You were put in a very hard position. You were scared. Do you say anything when you're a kid?"
"1. The trial miscarried by reason of the learned judge's interventions and, in particular: (a) the nature and timing of them; (b) his refusal or failure to afford counsel an opportunity to be properly heard during the first of them; (c) the judge's demeanour when effecting them and the impression it created; (d) their effect on the perceived credit of the (then) accused. 2. The trial miscarried by reason of the learned judge's having not adequately directed the jury about: (a) corroboration and the uncorroborated evidence of the complainant; and (b) delay and, in particular, by his having failed to warn the jury that it was dangerous to convict the (then) accused. 3. The trial miscarried as the consequence of the aggregate effect of the errors alleged in grounds 1 and 2. 4. The verdict of the jury on all counts was unreasonable or cannot be supported having regard to the evidence; or, upon the whole of that evidence, it was not open to the jury, properly directed, to be satisfied beyond reasonable doubt that the applicant was guilty."
I note that ground 4 was not pursued on this application.
"1. That the learned judge erred as to the extent of the cumulation ordered and, as a result, imposed a total effective sentence that offends totality. 2. The learned judge erred in failing to: (a) impose a sentence that allowed greater disparity between the total effective sentence and the non-parole period; (b) give discrete consideration, at all or sufficiently, to the fixing of the non-parole period; and (c) give reasons for fixing the non-parole period."
"Counsel: You were writing in your book about your birthday party and certain things that occurred at this birthday party? Witness: Yes. It is one of my little notes have [sic] disappeared over the time. There is actually a few pages missing in that book, if you don't know. There is. Counsel: Thank you very much. That, I would suggest to you, is the sum total of your written record of what happened on your birthday. What do you say about that? Witness: I say that I have kept quite a few little notebooks like that. Counsel: Thank you. Witness: That was dated in June [sic], so I could have written in another book about other things. Counsel: I said thank you. Witness: I actually don't know, because a lot of my things do go missing. I never had any privacy. He went through all my crap, so - and, like I said before, that his - where did you get that from? Counsel: (Indistinct). His Honour [mentioning counsel's name]: Counsel: It is a non-responsive answer. His Honour: What do you wish to say, please? Witness: I wish to say that diary had been missing and obviously he has had - that is where they got it from. Counsel: Your Honour ... His Honour: You have asked about this document. Counsel: Your Honour ... His Honour: And what is in this and what is not in the rest, and suggested that this is the only record that there is ... Counsel: Well, with respect ... His Honour: I will allow the witness to give her answer. Yes would you continue? Witness: There are a lot of things of mine that have gone missing, and he can't say that that is the only thing that I have written down on that date because where did he get that from? Obviously he has kept it. A lot of my things did go missing. There are pages that have been ripped out from that book. If you look, this is meant to be how many pages in the book, there isn't. There are things ripped out. His Honour: Yes, thank you. Counsel: Thank you, your Honour. Now, is there is any reason that you can tell us, please, why you haven't made a reference in that diary entry to this sexual assault you say that occurred? Witness: Because that was not the only diary that I kept."
There is then further cross-examination about the omission from the diary entry of any allegation of sexual molestation and the response that the incident may be recorded in other diaries is repeated.
"Counsel: Does your signature remain the same over the years? Witness: Oh, I, I know my signature - yes, not really, like that, but this one is ... His Honour: Is that your signature, Mr Olivar, or not? Most people know what that - would you just listen to me, please? Witness: No, it's not my signature. His Honour: Would you listen to me, please? Witness: Yes, sir. His Honour: Most people know what their signature is? Witness: This is - signature is not my ... His Honour: Would you please stop talking against me, do you understand? Witness: Sorry about that. His Honour: Most people know what their signature looks like. Now, would you look to the signature next to 'father' and tell us whether or not you believe that that is your signature? Witness: No, this is not my signature, sorry."
At this point the Crown Prosecutor resumed his questioning.
"that ... in relation to any annoyance that your Honour may have expressed, it was in relation to the witness talking over you."
"The only time that annoyance was expressed is when you weren't allowed to put the question to him."
"If I displayed any annoyance when the accused was giving evidence it was on the basis the accused was talking over me, which is something that I am not accustomed to experiencing in court."
"It would be wrong for you, as lay persons without professional skills or training, to attempt any such [handwriting] examination. So my direction to you - and this is a direction in law - is that you are to totally disregard the issue as to who was the author of the signature that appears on Exhibit B, the school application [sic] form. It is simply a matter that may no longer be before you and you are to disregard that issue ..."
As a result, the exhibit was withdrawn from the jury. It was, of course, made clear to the jury in his Honour's charge that fact finding was a matter for the jury and that any judicial comments on the evidence carried no weight. Indeed, it is not suggested that the judge made any comments adverse to the applicant in the charge.
"The line that a trial judge walks when asking questions of a witness is a narrow one. There is nothing wrong with questions designed to clear up answers that may be equivocal or uncertain, or, within reason, to identify matters that may be of concern to himself. However, once the judge resorts to extensive questioning, particularly of the kind that amounts to cross-examination in a criminal trial before a jury, then he is treading on thin ice. The thinness of that ice will depend upon the identity of the witness being examined (here the person on trial), and on whether the questions appear to be directed towards elucidating an area of evidence that has been overlooked or left in an uncertain or equivocal state, or directed towards establishing a point that is favourable or adverse to the interests of one or other of the parties."
"There were several significant circumstances in the case: the delay in prosecution, the nature of the allegations, the age of the complainant at the time of the events alleged in the two counts in the indictment, the alleged awakening of a sleeping child by indecent acts, the absence of complaint either to the applicant or to the complainant's mother. It would not have been surprising if these circumstances had elicited some comment from the trial judge for it would have been proper to remind the jury of considerations relevant to the evaluation of the evidence. Of course, any comment must be fairly balanced. For example, any comment of the complainant's failure to complain should include (as indeed s.36BD requires) that there may be 'good reasons why victims of an offence such as that alleged may hesitate in making or may refrain from making a complaint of that offence'. But there is one factor which may not have been apparent to the jury and which therefore required not merely a comment but a warning to be given to them; [case cited] that factor was the applicant's loss of those means of testing the complainant's allegations which would have been open to him had there been no delay in prosecution. Had the allegations been made soon after the alleged event, it would have been possible to explore in detail the alleged circumstances attendant upon its occurrence and perhaps to adduce evidence throwing doubt upon the complainant's story or confirming the applicant's denial. After more than 20 years that opportunity was gone and the applicant's recollection of them could not be adequately tested. The fairness of the trial had necessarily been impaired by the long delay [case cited] and it was imperative that a warning be given to the jury. The jury should have been told that, as the evidence of the complainant could not be adequately tested after the passage of more than 20 years, it would be dangerous to convict on that evidence alone unless the jury, scrutinising the evidence with great care, considering the circumstances relevant to its evaluation in paying heed to the warning, were satisfied of its truth and accuracy. To leave a jury without such a full appreciation of the danger was to risk a miscarriage of justice."
"[T]he present case was one where the requirement of a fair trial required a strong warning to the jury of the potential for error in the complainant's testimony. The jury should have been warned that, in evaluating her evidence, they had to bear in mind that it was uncorroborated, that over 20 years had elapsed since the last of the alleged offences occurred, that experience has shown that human recollection, and particularly the recollection of events occurring in childhood, is frequently erroneous and liable to distortion by reason of various factors, the likelihood of error increases with delay, and the complainant had testified concerning incidents occurring to her as a young child after she had woken and pretended to be asleep, that no complaint was made to her mother, and that, by reason of the delay and lack of specificity as to the dates, the offence was unable to examine the circumstances of the alleged offences. To what extent these matters needed elaboration or a consequential warning that it would be unsafe to convict on such uncorroborated evidence was very much a matter for the trial judge."
"... (a) the judge must not warn, or suggest in any way to, the jury that the law regards complainants in sexual cases as an unreliable class of witness; and (b) if evidence is given or a question is asked of a witness or a statement is made in the course of an address on evidence which tends to suggest that there was delay in making a complaint about the alleged offence by the person against whom the offence is alleged to have been committed, the judge must inform the jury that there may be good reasons why a victim of a sexual assault may delay or hesitate in complaining about it. (2) Nothing in sub-section (1) prevents a judge from making any comment on evidence given in the proceeding that it is appropriate to make in the interests of justice. (3) Despite sub-section (2), a judge must not make any comment on the reliability of evidence given by the complainant in a proceeding to which sub-section (1) applies if there is no reason to do so in the particular proceeding in order to ensure a fair trial."
"I give you a further direction in law in relation to the evidence of the complainant, May Olivar. There are a number of factors that you are to take into account in relation to her evidence. Firstly with respect to each count before you, apart from the admissions made on behalf of the accused, the prosecution relies entirely on the evidence of the complainant, to establish the elements of the prosecution case. There is no independent evidence to support the complainant's allegations and that is an important consideration for you to keep in mind. As I have already reminded you, it is alleged that these offences commenced in the period May 1992 to May 1993. The last offence is alleged to have been committed in the period September 1996 to December 1998. Had these allegations, in particular the allegations as to earlier conduct, been made earlier or shortly after they were said to have occurred, it would have been possible for the prosecution and the defence to conduct investigations into the surrounding circumstances, the physical circumstances, evidence as to where, for example, May Olivar was living, whether it was with her aunt or with her parents, might have been more readily available. Recollections might have been clearer. More specific dates might have enabled the accused to call alibi evidence. None of those things could be done, because of the delay. At the time of the alleged offences May Olivar was aged between 9 and 15 years. She is now almost 19. That is relevant to her observation, understanding and reaction to the events at the time. It is relevant now to the reliability of the complainant's recollection of the events. In the light of these considerations that are to be taken into account by you, I direct you, as a matter of law, that since there is no independent evidence that supports the allegations made against the accused, you should carefully scrutinise the complainant's evidence taking full account of the matters that I have drawn to your attention. However, after carefully scrutinising the evidence of the complainant and taking account of the evidence of the circumstances surrounding her account of events with great care, and any other factors that you consider to be relevant, including of course the evidence called by the defence, it remains open to you to be satisfied beyond reasonable doubt of the truth and accuracy of the evidence of May Olivar, or of portions of that evidence. If you so decide, then you can convict the accused on one or more or all of these counts, if you so decide."
"to provide for the mitigation of the punishment of the prisoner in favour of his rehabilitation through conditional freedom, when appropriate, once the prisoner has served the minimum time that a judge determines that justice requires that he must serve having regard to all the circumstances of his offence."
As the authorities make clear, a non-parole period has a penal element and must also appropriately reflect the importance of such principles as specific and general deterrence. The prisoner's prospects of rehabilitation will also be a significant consideration. Moreover, whilst those factors in the material before a court which bear on the question of eligibility for parole require discrete consideration, there is no imperative for a sentencing judge to give specific reasons for the length of the parole period. If the disparity is truly unusual it may be advisable to do so, but the factors giving rise to the length of such period will normally be readily apparent from the circumstances of the individual case.[12]
[1] Longman v. R. [1989] HCA 60; (1989) 168 C.L.R. 79.
[3] [2003] VSCA 205 (18 November 2003); per Charles, J.A. at paras [29] ff.; per Winneke, A.C.J. at paras [46] ff.; and Eames, J.A. at paras [52] ff.
[4] cf. Longman v. R., supra, per McHugh, J. at 108-9.
[9] [1989] HCA 60; (1989) 168 C.L.R. 79 (See also Crampton v. R. (2000) 206 C.L.R. 161).
[10] See R. v. M.C.G. [2001] VSCA 17 at paras.[85]-[86] and R. v. W.E.B. [2003] VSCA 205 (Charles, J.A. paras.[29]-[35], Winneke, P. paras.[46]-[50] and Eames, J.A. paras.[53]-[56]).
[11] [1974] HCA 26; (1974) 131 C.L.R. 623 at 629 (See also R. v. Morgan and Morgan (1987) A.Crim.R. 146 at 154 and Bugmy v. R. [1990] HCA 18; (1990) 169 C.L.R. 525 at 531).
[12] For a discussion on this aspect of sentencing, see the remarks of Winneke, P. in R. v. Mulvale quoted by Batt, J.A. in R.v. Sener (1998) 3 V.R. 749 at 752.
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Olivar [2004] VSCA 41