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[2001] VSCA 1
Court of Appeal (Vic)
2001-02-27
WINNEKE, P., CHERNOV, J.A. and SMITH, A.J.A.
Original judgment source is linked above.
Criminal law - Murder - Post-offence lies and deceptive conduct by applicant - Ruling by trial judge that such conduct relevant only to credit - Whether conduct nevertheless relied upon by prosecutor as evidence of consciousness of guilt - Whether Edwards direction required - Whether miscarriage of justice absent such direction - Failure by prosecutor to call witness - Whether trial judge erred in directions concerning inferences, motive, manslaughter - Whether alleged errors in combination led to miscarriage of justice.
"The trial judge erred in his directions concerning lies, and in particular erred: (a) in failing to give a direction in accordance with Edwards v. R. [1993] HCA 63; (1993) 178 C.L.R. 193; (b) in failing to direct the jury that there may be reasons for the telling of a lie other than those which might be thought to affect the applicant's credit, including panic, the desire to escape an unjust accusation, the desire to avoid a consequence extraneous to the offence, the desire to organize the deceased's burial according to ritual, and cultural and personal factors that led to the applicant's distrust of police."
(a) the fact that the kitchen adjoined the lounge room where the child's mother and sister, to the applicant's knowledge, were sitting;
(b) the lack of any apparent motive; it being uncontradicted that the applicant had been generous to the step-son and had acted like a father towards him;
(c) the fact that the applicant was in the kitchen, presumably with the gun, before the deceased entered it;
(d) the fact that the shot, although discharged from a distance of little more than a metre, hit the child in the shoulder;
(e) the fact that there was no evidence of any argument between the applicant and the step-son preceding the shooting, which apparently occurred very shortly after the step-son had entered the kitchen from the adjoining lounge-room;
(f) the fact that the applicant had, in a conversation with his wife and secretly recorded by police, asserted that the shooting was accidental.
It was, no doubt, considerations such as these which - in imposing sentence - moved the trial judge to make a finding that ...
"you did not intend to kill the deceased, but intended to cause him really serious injury."
The "matters" to which his Honour referred, in making this finding, were the apparent lack of motive; the applicant's lack of familiarity with the consequences of a "shot-gun blast"; the fact that the applicant "shot the deceased neither in the head nor close to the heart"; and the fact that the applicant had drunk an amount of alcohol which was sufficient to have impaired his capacity to think clearly.
"... you're his jury, so he's got to try and con you, fool you, lie to you as he lies to his wife, as he lies to the police. Why did he get rid of the gun? If, as he suggests, this was an innocent tragic accident where this boy got shot, why get rid of the gun, why not wait for police to get there and say: look, it's a terribly tragic accident, I should not have had the gun, it went off, it's a nightmare. His first move after the shooting is to get rid of the gun so that when police and the ambulance people turn up, it's gone, it's gone even as at today."
And again, towards the conclusion of his address, the prosecutor said:
"If, in fact, it was an accident, if there was any suggestion it was an accident, that gun would've been there when the police first arrived at the scene; there would've been no reason to get rid of it. There would've been no reason to tell lies about it; there would've been no reason to persist in those lies on each occasion he dealt with police. He was hiding, he was telling lies about it, and that means you look at those lies against what in fact he has told you here."
The Submission of "No Case" and the Judge's Reasons for Rejecting it
"It seems to me that the jury would, given all the circumstances in which the accused claimed that the shooting was an accident, be likely to be highly sceptical about that claim. It was not a claim made either promptly or with detail. It was a claim made after the shotgun had been removed from the scene by the accused with alacrity and before police arrived. It was a claim made after the accused had acted towards the sister of the deceased in the presence of a policeman in a way said to have been aggressive and threatening. It was a claim made after the accused had told police that the shooting must have been the work of an intruder. ... I had no reservations in concluding that there was evidence sufficient to warrant a jury inferring that the accused had the specific intent for murder."
Further Submissions at Close of Evidence by Prosecutor as to "Post-offence Conduct"
"That's why consciousness of guilt was appropriate at a different time but not appropriate now in the context of this trial."
The prosecutor protested that the evidence remained relevant to the remaining issues in the trial because it demonstrated "consciousness of guilt". His Honour responded:
"I'd be against you. If you were to raise it in that way, I'd be telling the jury that it was inappropriate that you raised it in very clear terms. ... You can use it against credibility and the credibility may bring in the behaviour in that there's been a change in his [i.e. the applicant's] position with respect to matters that go to his behaviour, but it seems to me that it can't be a matter raised in the context of consciousness of guilt where the only issues left are whether it was a voluntary act and whether there was a specific intent."
"I hear what your Honour says and I am bound by your Honour's ruling. I've put my submission."
"I turn to the subject of lies, or alleged lies, on the part of the accused. The accused has given evidence before you, and he has spoken at length to the police and that evidence is before you as is the evidence of what he said on other occasions. [The prosecutor] put to you that the accused lied in many respects in what he said to the police and in his evidence before you and on other occasions. I need to say something as to how you should treat what you find to be lies on the part of the accused, if you do so find. It is a matter for you to assess the credibility of the accused. If you are satisfied that he has lied when giving his accounts to the police or when giving his evidence to you or otherwise, you can take that into account in assessing the credibility of his evidence. [The prosecutor] dealt with a number of statements made by the accused which [he] said were lies. He did not say to you that the accused has lied and therefore he is guilty of the crime with which he is charged, and I tell you you are not entitled to go through the process of jumping from - we are satisfied the accused has lied, and then to say if he has lied, he must be guilty of the crime with which he is charged. There are differences in the accounts given by the various witnesses, including the accused, and as I have said before, you do not have to, and you could not, reconcile all those differences. You will or may have to assess which parts of inconsistent accounts you treat as being true and which parts you treat as not being true. Just as with the evidence of other witnesses, so too you have to assess what parts of the account of the accused to believe where those parts are inconsistent with other evidence or are, in your assessment, incredible. You will have to make your assessment of the credibility of each witness, and in doing so you may find that that particular witness has lied. You may find that in relation to more than one witness, you may find that in relation to the accused. What is important, so far as the accused is concerned, is that you cannot take the further step of saying, if he lied he must be guilty of the crime with which he is charged."
As general directions to the jury as to how they should attend their task of assessing witnesses and the credibility of their evidence, these directions appear to me to have been adequate. But, insofar as they were intended to be instructions as to how the jury should deal with the applicant's "post-shooting behaviour", they did not in my view go far enough. I will return to this matter hereunder.
"Above all, you must not draw an inference that an accused person is guilty unless it is the only inference that is reasonable in the circumstances. ... All of this follows from the legal requirement that you cannot convict an accused person unless you are satisfied of the guilt of that person beyond reasonable doubt. If another inference were open, if there was a reasonable hypothesis consistent with innocence, there would be a reasonable doubt. I have spent some time on the subject of inferences and that is because it is important as you have to consider what inference is appropriate to draw as to, at least, the matter of murderous intent, and you will understand what I say in relation to that later."
"The prosecution must prove that there was a specific intent, namely that the accused had the intention either to kill or to do really serious injury to the deceased. ... My next point as to intention is linked back to what I said to you as to the drawing of inferences. The intention of a person, or that person's state of mind at the relevant time, may be inferred by you from evidence as to facts in different areas. Those matters include how the person has acted and what he has said at the time of the actions, beforehand or afterwards, but the facts from which the inference can be drawn may also come from evidence from other sources. ... You must be satisfied that there is no other inference reasonably open on the evidence than that the accused had the intention which is required for murder." (my emphasis)
"... What has been said by the accused has raised at least the possibility that he did not have the required intention for murder, and you will have to consider whether that possibility is a reasonable possibility. If you see that it was a reasonable possibility then the prosecution has not satisfied you beyond reasonable doubt as to the element of intention. ..."
His Honour then canvassed with the jury the evidence to which they might look when considering the issue of "intent". He said:
"You might start with the evidence of what the accused said on the various occasions that he spoke to the police, or before you, or otherwise and you might look at the evidence of how much alcohol the accused had to drink. ... You might like to look at the evidence of the various witnesses as to the relationship between the accused and the deceased and as to how the accused was seen to behave before and after the shooting. You might look at the nature of the injury which caused death. You might look at the evidence of the police investigators as to various matters including their inability to locate signs of the firing of a firearm ... ." (emphasis added)
"Then there are matters of intermediate questions you might ask yourselves that include what motive, if any, did the accused have to want to harm the deceased. What inference is it reasonable to draw from what you know as to the accused's actions immediately before and after the shooting? ... How much was his behaviour affected by what he had to drink? Why did the accused have a shotgun in the kitchen? What was he doing with it there? ... What conclusion do you draw from the different positions taken by the accused?" (my emphasis)
"It has been recognized, however, that when evidence of post-offence conduct is introduced to support an inference of consciousness of guilt, it is highly ambiguous and susceptible to jury error. As this Court observed in Arcangioli, the danger exists that a jury may fail to take account of alternative explanations for the accused's behaviour, and may mistakenly leap from such evidence to a conclusion of guilt. In particular, a jury might impute a guilty conscience to an accused who has fled or lied for an entirely innocent reason, such as panic, embarrassment or fear of false accusation."
The probative strength of post-offence conduct, such as concealment of weapon or flight, with or without "covering lies", will depend upon many factors including the circumstances in which the conduct occurred and the issue in proof of which the evidence is tendered. If it is open to be used by the jury for the purpose of drawing an inference as to the state of the accused's mind at the relevant time, the conduct will have to be assessed in the light of the probabilities[9]. But, because such evidence is capable of being misused by the jury, the interests of a fair trial to the accused require, as I think they required in this case, a careful direction from the trial judge of the type referred to in Edwards v. R. (supra)[10]. Such a direction should have involved a specific identification by the trial judge of the conduct being relied upon by the Crown to prove murderous intent; a direction that they could only use such conduct as proof of guilt if they were satisfied that there was no other explanation, consistent with innocence for it; and that the accused only engaged in the conduct because he knew that revelation of the truth would implicate him in the offence charged. Properly directed, the jury should also have been told that conduct such as that relied upon by the Crown could stem from reasons other than realization by the accused of his guilt of the crime charged, what those other reasons might be, and that, if they accepted that a reason of that kind was the explanation for the conduct, they should not use the evidence as probative of guilt[11].
To leave to the jury a speculative motive as evidence of proof of guilt seems to me to have been unfair to the applicant. It "watered down" the applicant's contention that the absence of motive was a significant factor in rebuttal of the Crown's allegation of intentional killing. If, at the re-trial, the evidence remains the same, careful consideration should be given to the question whether motive should be left to the jury as evidence of guilt.
intruder had entered through it and shot the deceased ("the deceptive conduct") and his other (admitted) lies to the police - was evidence from which the jury could infer consciousness of guilt on the part of the applicant. In the course of his submissions, he said:
".. the jury are entitled to say that the deliberate hiding of the gun is so that he will hide the fact that he has deliberately shot the deceased; that he is creating a totally false story, removing any physical evidence that is contrary to that story, namely, removing the firearm at the earliest opportunity and that is because he has a consciousness of guilt that he has deliberately shot the deceased."
The issue of whether the applicant's relevant behaviour could be left to the jury as evidencing consciousness of guilt was, however, left unresolved at that stage of the trial in the sense that his Honour did not rule on the matter.
"If, in fact, it was an accident, if there was any suggestion it was an accident, that gun would have been there when the police first arrived at the scene; there would have been no reason to get rid of it. There would have been no reason to tell lies about it; there would have been no reason to persist in those lies on each occasion he dealt with the police. He was hiding, he was telling lies about it, and that means you look at those lies against what in fact he has told you here."
"... the jury should be instructed that there may be reasons for the telling of a lie apart from the realisation of guilt .. A lie may be told out of panic, to escape an unjust accusation, to protect some other person or to avoid a consequence extraneous to the offence. The jury should be told that, if they accept that a reason of that kind is the explanation for the lie, they cannot regard it as an admission. It should be recognised that there is a risk that, if the jury are invited to consider a lie by an accused, they will reason that he lied simply because he is guilty unless they are appropriately instructed with respect to these matters. And in many cases where there appears to be a departure from the truth it may not be possible to say that a deliberate lie has been told. The accused may be confused."
"Although the jury was not instructed that Mrs. Osland's lies might be evidence of her consciousness of guilt, there was a real risk that it might reason that, because she lied about her husband's disappearance, she must have known that he had been the victim of premeditated murder. Indeed, the prosecution suggested as much, inviting the jury to find that her conduct was not that `of a person who had killed somebody without lawful justification or excuse'".
"1. The conviction herein is unsafe and unsatisfactory in that the evidence did not support the conviction for murder.
i. The prosecution case was based on a conversation between the Applicant and his de facto wife which was recorded by a listening device installed by the police. This conversation contained many accusations against the Applicant which were not adopted by him. These accusations were not supported by the prosecution by calling the speaker.
ii. The accusations contained in the said conversations were refuted by Ngoc Thi Trinh when she was called by the defence.
iii. There was no evidence of the Applicant having any motive to kill or injure the deceased.
iv. Save for the circumstances of the shooting and the disposal of the weapon, both of which are equivocal, there was no evidence to support the verdict of murder.
2. The Learned Trial Judge erred in that he did not direct the jury to take into account the cultural and environmental circumstances of the Applicant when considering the evidence of the Applicant and the evidence called on his behalf:
i. The Applicant is a poorly educated immigrant from the North of Vietnam.
ii. He grew up in a society in which police do not enjoy the same status as in Victoria.
iii. The Applicant is the son of a father who worked for the French Government before Vietnamese independence. His father was imprisoned and injured by North Vietnamese Police.
iv. In these circumstances, lies to the Police cannot have the same effect as lies told by an Australian born and raised person and the learned trial judge should have made a positive direction to the jury that they could not regard lies by the Applicant in the same way as those told by a person born and raised in Australia."
By order of 17 November 2000, the applicant was given leave to add the following grounds of appeal.
"3. A miscarriage of justice resulted from the prosecutor's failure to call the witness Ngoc Thi Trinh.
4. The trial judge erred in his directions concerning lies, and in particular he erred:
(a) in failing to give a direction in accordance with Edwards v The Queen [1993] HCA 63; (1993) 178 CLR 193;
(b) in failing to direct the jury that there may be reasons for the telling of a lie other than those which might be thought to affect the applicant's credit, including panic, the desire to escape an unjust accusation, the desire to avoid a consequence extraneous to the offence, the desire to organize the deceased's burial according to ritual, and cultural and personal factors that led to the applicant's distrust of police
5. The trial judge erred in his directions concerning the drawing of inferences, and in particular he erred in directing the jury that "[i]f there was another inference or other inference as reasonably open on the facts as you found them, you should not draw the inference in a manner adverse to the accused". (Emphasis added.)
6. The trial judge erred in his directions concerning motive, and in particular he erred:
(a) in failing to direct the jury that they must be satisfied beyond reasonable doubt of motive before relying on such evidence in proof of the charge;
(b) in failing to stress to the jury the particular importance of any failure by the prosecution to prove a motive in the circumstances of this case.
7. The trial judge erred in his directions concerning manslaughter, and in particular he erred:
(a) in directing (in effect) that, for the purposes of manslaughter by unlawful and dangerous act, the element of unlawfulness could be established only if the applicant was 'carrying a gun while under the influence of intoxicating liquor';
(b) in failing to direct that, for the purposes of manslaughter by criminal negligence, the prosecution must show that the act which caused death was done by the applicant consciously and voluntarily, without any intention of causing death or grievous bodily harm but in circumstances which involved a great falling short of the standard of care which a reasonable man would have exercised and which involved such a high risk that death or grievous bodily harm would follow that the doing of the act merited criminal punishment;
(c) in his directions concerning the identification of the voluntary act which caused death and the distinction between murder and manslaughter on that point.
8. An aggregate of errors caused the trial to miscarry."
Prosecution's failure to call Ngoc Thi Trinh (grounds 3 and 1 (i), (ii) )
"the clearest consciousness of guilt exhibited that he did something or was responsible for something. The problem for the Crown is what?"
His Honour, in the course of his discussion with counsel for the applicant, commented[31]:
"I treat this as not being a consciousness of guilt case, anyway, on the basis that the issue is one that goes to the state of mind, not to the question of perpetrator or no perpetrator where consciousness of guilt clearly does have a role to play."
Prosecuting counsel said that the Crown relied on what it alleged to be deliberate lies told to the police on two different occasions in lying about the intruder scenario. The learned trial judge responded saying that he had difficulty in relation to the deliberate lies being used as evidence of consciousness of guilt where there was a distinction to be made between the specific intent required for murder and the non-specific intent required for manslaughter. His Honour said that the credibility of the accused was an issue in that he had given different statements at different times and that what he said at different times may be an issue. In particular, they could be used by the jury in deciding whether to accept his statement that what occurred was an accident. His Honour went on to say that the conduct of removing and secreting the gun or concealing the gun could be an example of behaviour indicating consciousness of guilt but again commented on the difficulty, as he saw it, as to whether that behaviour was indicative of consciousness of guilt of murder rather than some other matter. Counsel for the prosecution argued strongly that the hiding of the gun and the false story were facts the jury were entitled to take into account and revealed a consciousness of guilt that he had deliberately shot the deceased and argued that it should be open to the jury to consider that together with the other evidence in determining whether it was satisfied beyond reasonable doubt that the applicant had murdered the deceased. There was reference to recent authority.[32] His Honour took the view that those authorities did not compel him to permit the Crown to use the conduct and alleged lies as evidence of consciousness of guilt.
"The expression 'consciousness of guilt' is one, probably formulated by lawyers, which amounts to no more than a convenient way of expressing a process of logical thought by no means unique to lawyers. It is in my opinion a mistake to regard it as an abstruse or technical concept. It means no more than the fact that it is logical and natural for any person to ask himself, if he concludes that another person is telling an untruth, whether that person has a motive for doing so. Circumstances will vary in countless ways and the telling of an untruth may not lead to any particular inference that can be safely drawn. But the words or conduct of a person may be such that an inference may arise from them."
(i) he did not think his account of it would be accepted by the police; and/or
(ii) he panicked and/or he wished to be part of the burial ceremony.
There was no issue that the applicant was involved in the death and, therefore, the first inference was not material. The question posed for the learned trial judge was whether the lies where admissible as showing "consciousness of guilt" having regard to the other inferences open and relevant to the issues in dispute.
"Although logic is the test of relevance, not all evidence which is logically relevant is legally admissible. The logical connection between the fact and the issue to be determined may be so slight that the fact is treated as too remote and evidence of it as inadmissible. In some cases, such evidence is described as being irrelevant, an expression which must be taken to indicate that its weight is so minimal that it does not serve to add to or detract from the probability of the principal issue being established. Such evidence may be more correctly described as insufficiently relevant or too remotely relevant."[35].
Views may differ as to the correctness of concluding a lack of sufficient relevance bearing in mind that the Crown was entitled to have the evidence considered with the other evidence given[36]. Alternatively, it was open to the learned trial judge to take the view that the probative value of the evidence was slight and the prejudicial effect of it, because of its potential for misuse by the jury, was such that the Crown should not be allowed to use it in that way. In my view, his Honour's ruling limiting the use of the evidence was open on this basis.
"As a general rule, however, an Edwards - type direction should only be given if the prosecution contends that a lie is evidence of guilt, in the sense that it was told because, . . . , 'the accused knew that the truth . . . would implicate him in [the commission of] the offence and if the lie, in fact, is capable of bearing that character."
"an unmitigated liar, a man who will lie and lie and lie about things relevant to your consideration, a man who, before the ambulance or the police got there, removed all evidence of the existence of a gun within that house and deliberately so, a man who has endeavoured to tell you lies because this is his only opportunity to endeavour to lie to you his jury as to that which the Crown says he has done" [39]
On the following day, he took up the issue and introduced the issue of inferences from the post-event conduct:
"The accused is a liar. Where ever you look at the evidence he is a liar. You might say critically in the chronology of that which we are looking at the first lie in effect is by getting rid of the shotgun. So, in effect, when the police and the ambulance first get there they will be misled as to the circumstances of the shooting, because you may well think, it is a matter you might think of just basic common sense, if the shotgun was still in the kitchen at the time those two young police officers got there, as the first police officers on the scene, things may well have been different. But he has removed the shotgun as part of, in effect, the first lie."
It should be noted that he here indicated to the jury that he was treating the hiding and disposal of the gun as a lie. Counsel then referred to the alleged verbal lies at some length and to the subsequent account of the disposal of the gun as being a lie as well[40]. He went on again relying on the "lie" of the gun disposal as probative evidence (p. 734)
"Why did he get rid of the gun? If, as he suggests, this was an innocent tragic accident where this boy got shot, why get rid of the gun_,_ why not wait for the police to get there and say look, it is a terribly tragic accident, I shouldn't have had the gun, it went off, and it's a nightmare."
"You wouldn't believe anything he said, I suggest, because his consistency is that of a liar. You wouldn't believe anything he says to you in the witness box."
After referring to the de facto-wife's evidence, he spoke to the jury about the recording of the conversation recorded by a listening device. He again alleged that the applicant was telling lies when it suited him and telling them to his wife to try and explain away the events. A little later [41] he said
"You see it all, it all adds up to your evaluation of what, in fact, his attitude was towards this young man, and why he has lied about his situation."
Finally, I refer to a passage [42] where he invited the jury to draw the inference from the accused's lies that the shooting was deliberate:
"It's a matter for you Mr. Foreman, and ladies and gentlemen, that, in fact, the shooting could have taken place as, in fact, the accused now tells you it did. That is a lie, and why has he got to lie? Because he is endeavouring to suggest it is an accident."
It should be noted that prosecuting counsel also relied strongly on what he described as the implausibility of the applicant's account.
"Mr. Johnston dealt with a number of statements made by the accused which Mr. Johnston said were lies. He did not say to you that the accused has lied and therefore he is guilty of the crime with which he is charged, and I tell you, you are not entitled to go through the process of jumping from, we are satisfied that the accused has lied, and then to say, if he lied he must be guilty of the crime with which he is charged."
He talked about differences in the evidence of various witnesses and the jury's task in assessing those. He then stated;[44]
"You have to make your assessment of the credibility of each witness, and in doing so you may find that that particular witness has lied. You may find that in relation to more than one witness, you may find that in relation to the accused. What is important, so far as the accused is concerned, is that you cannot take the further step of saying, if he lied he must be guilty of the crime with which he is charged."
"The intention of a person, or that person's state of mind at the relevant time, may be inferred by you from evidence as to facts in different areas. Those matters include how the person has acted and what he has said at the time of the actions, beforehand, or afterwards, but the facts in which the inference can be drawn may also come from evidence from other sources."
It was put for the applicant that his Honour was here opening up the opportunity for the jury to look at the conduct of the applicant after the event and indicating to the jury that there will be cases where a person's state of mind may be inferred from such conduct.
"evidence of what the accused said on the various occasion when he spoke to the police or before you or otherwise . . .".
After referring to other matters that might be considered in that regard such as the relationship between the accused and the deceased and the evidence of drinking; he said the jury might consider:
"how the accused was seen to behave before and after the shooting."
After referring to other evidence, his Honour referred to what he described as "intermediate questions" including
"What motive, if any, did the accused have to want to harm the deceased".
"What inference is it reasonable to draw from what you know as to the accused's actions immediately before and after the shooting?"
"What conclusion do you draw from the different positions taken by the accused?"
(a) "The lie should be precisely identified."[48]
The majority in that case cited the case of M v R[49]. Reference to that authority illustrates the reason for this requirement:
'This court has frequently said that if a judge proposes to leave to the jury any statement as a possible lie affording possible evidence of guilt, he should identify the particular statement which has been left in that way and should give an appropriate direction relating to it. It is wrong to leave a jury with what amounts to a tacit invitation to comb through the evidence to determine where it might find lies and then to consider whether it should use those as positive evidence of guilt.'
Thus the purpose of this requirement is to ensure, where there is uncertainty as to the lies relied upon, that the judge identify them. That was not a problem in this case.
(b) The circumstances and events that are said to indicate that "it constitutes an admission against interest"[50] should be identified. In this instance the Crown had stated the basis upon which it sought to use the lies. There was no uncertainty as to the circumstances and events said to indicate that the lies constituted admissions against interest.
In fact, were the judge to have addressed the first two requirements, the applicant may have been disadvantaged. I turn to the third aspect.
(c) " . . . the jury should be instructed that they may take the lie into account only if they are satisfied, having regard to those circumstances and events, that it reveals a knowledge of the offence or some aspect of it and that it was told because the accused knew that the truth of the matter about which he lied would implicate him in the offence. . ."(211)[51]
(d) " . . .the jury should be instructed that there may be reasons for the telling of a lie apart from the realisation of guilt. A lie may be told out of panic, to escape an unjust accusation, to protect some other person or to avoid a consequence extraneous to the offence. The jury should be told that, if they accept the reason of that kind as an explanation for the lie, the cannot regard it as an admission."[52]
"It should be recognised that there is a risk that if the jury are invited to consider a lie told by an accused, they will reason that he lied simply because he is guilty unless they are appropriate instructed with respect to these matters."
I suggest that that is the major objective of the Edwards direction - ensuring that the jury does not reason that the accused lied and, therefore, is guilty. It is this concern that prompted the High Court in Zoneff v The Queen to suggest a specific direction where lies were relevant only to credibility.
"[23] a direction which might have appropriately been given and which would have allowed any concerns which the trial judge may have had, in this unusual case, in which the issues may not have been defined as they might have been had the prosecutor made a speech to the jury, is one in these terms:
`You have heard a lot of questions which attribute lies to the accused. You will make up your own mind about whether he was telling lies and if he was, whether he was doing so deliberately. It is for you to decide what significance those suggested lies have in relation to the issues in the case but I give you this warning: do not follow a process of reasoning to the effect that just because a person is shown to have told a lie about something, that is evidence of guilt.' "
"My next point is that before you draw an inference in relation to the subject of intention which is adverse to the accused you must be careful. You must be satisfied that there is no other inference reasonably open on the evidence than that the accused had the intention which is required for murder."
These directions were additional to directions given to the jury earlier that, before they could draw an inference as to the existence of an element of a crime charged, (so far as relevant - voluntariness and intent) they must be satisfied as to the facts on which they intended to base the inference and must also be satisfied that the inference was the only reasonable inference to be drawn from those facts[56]. They were further directed that:
". . .you must not draw an inference that an accused person is guilty unless it is the only inference that is reasonable in the circumstances. That means, that you must be satisfied that the facts upon which the inference is based have been proved beyond reasonable doubt and that the only reasonable inference that can be drawn from those facts is that of guilt."
The charge continued in the usual way explaining how these propositions followed from the fact that the Crown had to prove its case beyond reasonable doubt. In dealing with the issue of intention and the drawing of inferences as to intention referred to above, his Honour expressly referred back to the general directions he had given on the drawing of inferences[57].
(a) The Crown argued that the post-event conduct gave rise to the inference that the accused knew that the shooting was deliberate because the post-event conduct would not have occurred if the shooting was an accident.
(b) The Crown also argued that if you are satisfied that that is the explanation for the post-event conduct, you should then infer in light of all the evidence that the accused fired the gun with an intent to kill or cause really serious injury.
(c) The inference of such intent does not inevitably follow because the accused, if he deliberately fired the gun, may have intended other consequences.
(d) Reference could then be made to the usual directions about inferring intent.
"A warning of the Broadhurst kind, given with judicial authority, might be a healthy corrective to this kind of reasoning."[62]
His Honour also commented generally on the overriding principle to be applied in reviewing judicial directions to a jury when he said[63]:
"The trial judge must ensure, to the best of his or her ability that the accused secures a fair trial, held in accordance with law. This is why it is always important to consider the judicial directions complained about in the context of the issues that were fought at the trial, the addresses that have preceded it and the request (if any) for re-direction. There could be few developments more destructive to the character of a jury trial, as it has been conducted for centuries, and a minute and pernickety attention to the words of the judge's charge, divorced from their context and express purposes. Legal accuracy is demanded. But in most cases particular verbal formula are not."
It must also be borne in mind that the Edwards' direction does not have to be slavishly followed. At times, to do so may in fact work to the disadvantage of an accused[64].
"If there was another inference or other inference as reasonably open on the facts as you found them, you should not draw the inference in a manner adverse to the accused."
Counsel for the applicant submitted that it was an error to suggest that an accused is entitled to an acquittal when two inferences are said to be open one of which is consistent with innocence and the other consistent with guilt but only if they were equally open. Counsel argued that the accused must be acquitted if there is a reasonable hypothesis open on the facts consistent with innocence even if it is not equal in its force to inferences pointing to guilt[67].
"In a criminal trial such as this one, because of the requirement that the prosecution must prove the case against the accused beyond reasonable doubt, you must be careful about the inferences you draw. In particular, before you could draw an inference as to the existence as to any of the elements of the crime charged, you must be satisfied as to the facts upon which you intend to base the inference. You must be satisfied that the inference is the only reasonable inference to be drawn from those facts."
Immediately following the direction in question, the learned trial judge stated the following:
"Above all you must not draw an inference that an accused person is guilty unless it is the only inference that is reasonably open in the circumstances. That means that, you must be satisfied of the facts upon which the inference is based or been proved beyond reasonable doubt and that the only reasonable inference that can be drawn from those facts is that of guilt."
Later in the charge [68] the learned trial judge stated
"My next point is that before you draw an inference in relation to the subject of intention which is adverse to the accused you must be careful. You must be satisfied that there is no other inference reasonably open on the evidence and the accused had the intention which is required for murder."
Charge concerning motive (ground 6; also ground 1 (iii) )
(a) The charge as to unlawful and dangerous act manslaughter
It should be noted, as was conceded by counsel for the applicant, that the applicant was not arguing that the judge erred in putting unlawful and dangerous act manslaughter to the jury on the basis of carrying a gun while under the influence of intoxicating liquor.
Counsel for the applicant submitted that the learned trial judge erred because the only basis upon which unlawfulness was put to the jury was that death resulted from the applicant carrying a gun while under the influence of intoxicating liquor contrary to s. 142 of the Firearms Act[73]. Counsel submitted that there were other bases open; for example using a firearm in a dangerous manner[74] or unlawful assault[75]. Counsel suggested that the latter was open on the basis of the applicant's evidence that the deceased was staring at and close to the applicant when the gun was pointed in his direction. Counsel further submitted that limiting consideration to s 42 Firearms Act was significant because the evidence of intoxication may not have been sufficient to satisfy a jury beyond reasonable doubt that the applicant was "under the influence of intoxicating liquor". As a result the jury may have rejected manslaughter although it was open on other bases which were not put to it.
In considering this submission it is significant that it was counsel for the accused who searched for and selected the way the issue of unlawfulness should be approached. The accused had a forensic choice to make[76] - how to have manslaughter left to the jury without reducing the chances of acquittal of both murder and manslaughter on the basis of reasonable doubt as to whether the shooting was deliberate. To include the other options opened the possibility of conviction on the manslaughter charge even though the jury had such a reasonable doubt.
Having made that forensic choice, the applicant now wishes, with the benefit of hindsight, to suggest a different approach to a manslaughter direction and verdict. But he made that choice and has, therefore, not been deprived of a fair trial. It has not been demonstrated that the learned judge erred or that there was any miscarriage of justice. It must be borne in mind that the contest in the trial centred on whether the shooting was deliberate or accidental.
Another issue raised in this context was whether there was an inconsistency in leaving evidence of intoxication as being relevant to the mens rea and voluntariness required for murder (as occurred in the charge[77]), in respect of which the onus is on the Crown to prove those elements despite the evidence of intoxication, but at the same time leaving intoxication as an actual element of manslaughter to be proved by the Crown. As to this point, the problem posed would have remained even if manslaughter had been left on the additional bases as argued by the applicant.
The applicant argued that the charge of manslaughter by criminal negligence was inadequate because it failed to state that the standard of care required by the law was one
"which involves such a high risk that death or grievous bodily harm would follow that the doing of the act merited criminal punishment".
As a result it is said that the test left by the judge was easier for the Crown to meet and thus the difference between murder and manslaughter was made greater than it should have been in the circumstances. This is an interesting argument; usually an accused hoping for a manslaughter verdict would be grateful that the charge made conviction for manslaughter easier.
The passage quoted by the applicant is contained in Nydham v. R. [78]. The learned trial judge's charge followed the standard form of charge, one that has been given in manslaughter cases, at least since Nydham v R. I am satisfied that the critical concepts were covered in the learned judge's statement of the required standard of care and it was not necessary to direct the jury in terms of the above passage. Again, it is significant that no exception was taken to the charge on this aspect.
(c) Voluntariness and identification of the act causing death
An issue of considerable debate at the trial was the question of the adequacy of the direction given on the question of the identification of the act or acts causing death which must be voluntary in the context of murder and of manslaughter. In particular, counsel sought a re-direction broadening the directions on the identification of the voluntary act causing death for the purposes of manslaughter by negligence.
As a result of these submissions by counsel, a redirection was given. That redirection was not simply accepted by counsel for the accused but strongly approved by him. He, having been told by his Honour what his Honour proposed to say to the jury, responded[79]
"Then I am not just content with your Honour's words, I am humbled by them because they are a lot more complete than mine."
It is true that at a later time[80] counsel for the accused sought a redirection following a question from the jury. As the learned trial judge pointed out, however, the question from the jury sought a restatement of the differences between manslaughter and murder with particular reference to intent and had not raised the issue with which counsel for the accused had been concerned and on which he had sought a redirection. Thus there was no need for a further direction.
In all the circumstances, I am not persuaded that there was any misdirection on the issues raised in relation to manslaughter. It is therefore unnecessary to consider the argument based on Gilbert v The Queen [81].
The verdict was unsafe and unsatisfactory (ground 1)
[1] Knight v. R. [1992] HCA 56; (1992) 175 C.L.R. 495.
[3] Zoneff v. R. (2000) 74 A.L.J.R. 895 at 907-8 per Kirby, J.
[4] cf. R. v. Bandiera & Licastro [1999] VSCA 187; [1999] 3 V.R. 103 at 107.
[5] cf R. v. Heyde (1990) 2 N.S.W.L.R. 234 at 236-7, per Gleeson, C.J.; "Criminal Law Update" (1999) 4 T.J.R. 217 at 250 per Wood, J.)
[6] Longman v. R. [1989] HCA 60; (1989) 168 C.L.R. 79 at 86; Zoneff v. R. (2000) A.L.J.R. 895 at 906 per Kirby, J.
[7] cf Shepherd v. R. [1990] HCA 56; (1990) 170 C.L.R. 573 at 579 per Dawson, J.; R. v. Kotzmann [1999] VSCA 27; [1999] 2 V.R. 123 at 128-9 per Callaway, J.A.
[8] (1998) 125 CCC (3d) 385 at 398; see also Edwards v. R., supra, at 211.
[9] cf. Broadhurst v. The Queen [1964] A.C. 441 at 451.
[10] see also R. v. Faure [1999] VSCA 166 at [28] per Brooking, J.A.; White & Anor. v. R. (1998) 125 CCC (3d) 385 at 404; R. v. Renzella [1997] 2 V.R. 88 at 92.
[11] Edwards v. R., supra at 210-1 per Deane, Dawson and Gaudron, JJ.; Osland v. R. [1998] HCA 75; (1998) 197 C.L.R. 316 at 333 per Gaudron and Grummow, JJ.
[13] cf. Edwards v.R., supra, at 214, per McHugh, J.; R. v. Rice [1996] 2 V.R. 406 at 423-4.
[14] cf. R. v. Clarke & Johnstone [1986] VicRp 64; [1986] V.R. 643 at 662; R. v. Renzella, supra, at 94.
[15] R. v. Ritter, Court of Criminal Appeal (NSW) 31 August 1995, per Gleeson, C.J. at p.6; Chamberlain v. R. [1984] HCA 7; (1984) 153 C.L.R. 521 at 572 per Murphy, J.
[23] [2000] VSCA 125 at [35] per Phillips, C.J., Batt, J.A. and Cummins, A.J.A.
[28] "Apostilides v The Queen" [1984] HCA 38; (1984) 154 CLR 563, 575
[29] Richardson v The Queen [1974] HCA 19; (1974) 131 CLR 116, at 119
[32] Notably R v Rice (1996) 2 VR 406 and an unreported Court of Appeal decision of R v Kim (8 April 1998)
[34] R v White, (1998) 125 CCC (3rd) 385, at 398; cited by Kirby, J. in Zoneff v The Queen (2000) 74 ALJR 895, 901 - and "opaque" at 909.
[35] See also Wells, J. in R v Pfitzner (1976) 15 SASR 171 at 196 and Mason, J. in Alexander v R. [1981] HCA 17; (1981) 34 ALR 289, 317-8 R v Stephenson [1976] VicRp 34; [1976] VR 376
[37] [1993] HCA 63; (1993) 178 CLR 193 at 210, 211
[40] 733 - and see judge's summary 860, (30)
[49] unreported; SA Court of Criminal Appeal; 18 August 1993; pp4-5
[53] Gleeson, C.J., Gaudron, Gummow and Callinan, J.J.
[54] namely those in sub-pars. 39(c) and (d) above
[55] 827 of the transcript, para 34 above.
[60] 211 citing e.g., Lonergan v The Queen (1963) TAS SR 158 at 166 Broadhurst v The Queen [1964] AC 451, at 457
[64] see The Queen v Totivan & Dale (unreported) Court of Appeal 15 August 1996
[65] Quartermaine v R [1980] HCA 29; (1980) 143 CLR 595, 612 and generally R v Gallagher [1998] 2 VR 621 and Crampton v The Queen [2000] HCA 60
[66] Wilde v The Queen [1988] HCA 6; (1988) 164 CLR 365
[67] Knight v The Queen [1992] HCA 56; [1992] 175 CLR 495, 582 - 3
[69] Authorities cited in support of this proposition was Penny v The Queen [1998] HCA 51; (1998) 72 ALJR 1316 at para 26), and it was contrasted with R v Kotzmann [1999] VSCA 27; [1999] 2 VR 123 and R v Koeleman [2000] VSCA 141 at 26-28.
[71] see R v Kotzman and R v Koeleman, above
[74] s. 127 of the Firearms Act
[75] Pemble v The Queen [1971] HCA 20; (1971) 124 CLR 107
[76] Re Ratten [1974] VicRp 26; [1974] VR 201, 214; R v Arundell [1998] VSCA 102; [1999] 2 VR 228, 249, 250
[78] [1972] VR 430, at 445
[82] M v The Queen [1994] HCA 63; (1994) 181 CLR 487
[83] R v Kotzmann [1999] VSCA 27; [1999] 2 VR 123 - 157
R
Nguyen [2001] VSCA 1
(1993) 178 CLR 193
(2000) 74 ALJR 895
(1990) 120 CLR 573
(1984) 154 CLR 563
(1974) 131 CLR 116
(1996) 2 VR 406
(1976) 15 SASR 171
(1981) 34 ALR 289
(1980) 143 CLR 595
(1988) 164 CLR 365
(1998) 72 ALJR 1316
(1971) 124 CLR 107
(2000) 74 ALJR 676
(1994) 181 CLR 487