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[2000] VSCA 141
Court of Appeal (Vic)
2000-08-11
TADGELL, CALLAWAY and BUCHANAN, JJ.A.
Original judgment source is linked above.
"The effect of the impropriety in procuring the confession must be evaluated in all the circumstances of the case."[4]
"The learned trial judge failed to direct the jury, either sufficiently or at all, that before the jury could act on the said "confessions", the jury must first be satisfied beyond reasonable doubt that the confessions were true and/or truthful acknowledgements or statements or accounts of the Applicant's guilt of the killing."
Of course the requirement expressed in the statement of particulars is almost[8] a truism, but the alleged failure by the judge to meet it cannot be sustained. The argument in support of the allegation chiefly depends on an interpretation of the judge's charge that it will not reasonably bear.
"That concludes my directions to you, ladies and gentlemen. As I say, I am the judge of the law and those directions bind you. I will now briefly summarise for you the evidence in the case. My summary, ladies and gentlemen, does not bind you in any way because I am not a judge of the facts, only you twelve good people are...if I make any comment on the facts...my comment does not bind you in any way because I am not a judge of the facts. Any comment I make on the facts you should treat in the same way as submissions of counsel during their final addresses, and that is that if you agree with the comment, well and good, you are entitled to act upon it. However, if you disagree with it, put it completely aside. No comment of mine binds you in any way because you are the judges of the facts, not me. The prosecution says that the confessions of the accused to Mr Martorana on 10 April at the Western Hospital and 25 April on the Yarra River at Studley Park and to Mr Dolan on 8 May at the Point Restaurant and at Clifton Park were true. To convict the accused of murder, you have to be satisfied beyond reasonable doubt not only that the accused made the confessions, which, of course, are on the tape-recordings, except the first one at the Western Hospital, but also that the confessions were true. Accordingly, let me turn to the evidence which was called before you. I will commence with the evidence concerning the body of the deceased."
The principal point of attack on these passages is that the penultimate paragraph quoted was preceded by the judge's statements that he had concluded his binding directions of law and that what followed was a summary of the evidence, which did not bind the jury in any way. The submission was that, the jury's acceptance of the confessions being crucial, without which the Crown could not succeed, the jury received no binding direction of law on the matter but merely a non-binding comment - or perhaps they so understood what the judge said.
"The prosecution has to prove the intention to kill the deceased or to do the deceased really serious bodily injury at the time of the infliction of the fatal wounds. The prosecution does not have to prove beyond reasonable doubt motive...However, it does have to prove intention as I have defined it. You will appreciate...that the prosecution says that there is, indeed, a very powerful and unfortunate motive. The prosecution says that, within this otherwise supportive and caring accused, a dark desire had been developing over time, a desire to inflict pain and suffering on an innocent and unsuspecting victim; an intense sexual desire to exercise the ultimate power, the power of killing. Motive, however, is not an essential element that the prosecution has to prove beyond reasonable doubt; intention is."
Again, no exception was taken by defence counsel at the trial to the direction on this question. The argument in this Court was largely if not entirely reliant on a dictum in Penney v. R[9]., which was said to proscribe the direction that was given. In Penney Callinan, J.[10] (with whose reasons McHugh and Gummow, JJ. expressed their agreement, and Kirby and Hayne, JJ. apparently implied it) accepted a passage in R. v. Murphy[11] as accurately summarising "the relevant principle stated in Chamberlain v. R., which applies if motive is to be used as a factual basis of an inference of guilt". This is the passage :
"In our opinion it is incorrect to direct a jury that the accused's motive is a `subsidiary fact' or a non-essential element in the case which does not require proof beyond reasonable doubt but may be proved to the jury's satisfaction or on the balance of probabilities. Motive is not merely a matter which may explain the accused's conduct. It is rather a fact directed to proof of the accused's guilt; as Chamberlain[12] makes clear, before a jury can infer guilt from motive they must be satisfied that the motive asserted had been proved beyond reasonable doubt."
(i) A curved incision to the left side of the front of the chest, measuring 3.6 cm by .8cm. This was the injury that had caused the damage mentioned in [1] above, penetrating to a depth of approximately 10 cm.
(ii) A 7 cm incision to the upper back, being the longest injury to the upper back, penetrating the eighth left intercostal space, between the eighth and ninth ribs, and the lower left lobe of the lung for approximately 5 cm to a total depth of approximately 7 cm.
(iii) An injury to the right upper back, penetrating the muscles attached to the scapula, and nicking the scapula itself, to a total depth of approximately 5cm.
(iv) A 2 cm incision on the right upper back, entering the chest wall in the eighth right intercostal space, between the eighth and ninth ribs, to a total depth of approximately 18 cm.
(v) A 2 cm incision to the right upper back, penetrating the lower right lobe and the upper right lobe of the lung and lacerating the sixth right intercostal muscle, between the sixth and seventh ribs laterally, fracturing the right fifth rib. This injury was 18 centimetres inferior to the vertebra prominens and 8 centimetres to the right of the mid-line, and the uppermost of the two injuries quite close together on the right upper back.
(vi) A 2 cm incision on the right upper back, being the lower of two almost parallel injuries, entering the right intercostal space, penetrating the right lower lobe of the lung to a depth of approximately 5 cm, and penetrating to a total depth of approximately 7 cm.
(vii) An 8 cm superficial incision, caused by a sharp object, running down the dorsum of the left middle finger.
(viii) An irregular laceration on the dorsum of the left middle finger, beginning at the knuckle and extending to the lower knuckle, and consistent with its being caused by a blunt instrument, such as the handle of a knife, a piece of stone or wood or a hard surface such as concrete.
(ix) A 1 cm diameter superficial abrasion over the medial border of the left eyebrow, which may have been caused by contact with an object or the ground.
"5. The learned trial judge erred in what he said in his Charge to the jury in his 'reference(s)' to the final address of counsel for the Applicant in respect of the Egyptian knife, its width and the width of the back wounds of the deceased.
(i) It was not appropriate for the learned trial judge to make any such 'reference(s)' in his Charge to the jury.
(ii) In the alternative to (i), the 'reference(s)' would (and, in the alternative, could) have been understood as a direction to the jury which had the effect of impermissibly undermining the defence of the Applicant.
(iii) In the alternative to (ii), the 'reference(s)' would (and, in the alternative, could) have had the effect of impermissibly undermining the defence of the Applicant.
6. The conduct of the Applicant's legal representatives in their acting for and on behalf of the Applicant in respect of the proceeding at trial was such as to prejudice the trial of the Applicant and, as a consequence, there has been a substantial miscarriage of justice.
(i) The Applicant's legal representatives failed to seek and obtain expert evidence concerning the nature of the wounds which would and/or could result from the use of the Egyptian knife.
(ii) The Applicant's legal representatives failed to seek and obtain expert evidence concerning whether the wounds sustained by the deceased resulted, or might have resulted, from the use of the Egyptian knife.
(iii) The Applicant's legal representatives failed to adduce before the jury expert evidence concerning the nature of the wounds which would and/or could result from the use of the Egyptian knife.
(iv) The Applicant's legal representatives failed to adduce before the jury expert evidence concerning whether the wounds sustained by the deceased resulted, or might have resulted, from the use of the Egyptian knife.
(v) The Applicant's counsel failed to put questions to the Prosecution witness Dr. Shelley Diane Robertson concerning the nature of the wounds which would and/or could result from the use of the Egyptian knife.
(vi) The Applicant's counsel failed to put questions to the Prosecution witness Dr. Shelley Diane Robertson concerning whether the wounds sustained by the deceased resulted, or might have resulted, from the use of the Egyptian knife.
(vii) The Applicant's counsel failed to seek and/or support an application for the discharge of the jury consequent upon and subsequent to his final address and, in particular, his reference to the Egyptian knife, its width and the width of the back wounds of the deceased."
"14. The Egyptian knife and whether it could have inflicted the wounds upon the deceased became an important issue at the conclusion of the second trial, in which the jury failed to reach a unanimous verdict. During deliberation, the jury returned to ask a number of questions. The first was whether there was anything more to be said in evidence about the Egyptian knife, other than it[s] size or words to that effect. The jury also requested a copy of the coroner's report, however the learned trial judge denied this as it had not formed part of any evidence before the court. 15. At the conclusion of the trial, I became concerned about the Egyptian knife issue, as it appeared to me that the jury thought that this was an important aspect of the case. Until this point in time, the issue seemed to have been overlooked by my legal representatives. 16. I believed that the issue relating to the Egyptian knife should have been explored more thoroughly, both during the preparation and running of the trial. [Although it is not entirely clear, I assume that in this and the following paragraphs the applicant is speaking of the trial before Cummins, J.] The issue was discussed with counsel and I had instructed [him] to examine the depth of the knife wounds. [He] advised me that he would speak to Dr Byron Collins about the matter. 17. During [counsel's] final address to the jury, I became extremely concerned when the learned trial judge did not allow [him] to address the jury on the specific point that five centimeters does not go into two centimeters. I was worried about the manner in which this aspect of the case was handled. I did not say anything in court because I was overwhelmed by what was occurring, nor did I think that it was appropriate."
(i) Dr Robertson was not cross-examined as to the dimensions of the stab wounds to the deceased;
(ii) Uoy was not cross-examined about the dimensions of the Egyptian knife; and in his police statement of 11 June 1997, tendered at the committal proceeding, he had described its dimensions thus -
"The full length would be just over 30 centimetres and the blade itself about 20 centimetres long. It would have been about four to five centimetres wide."
(b) In the first trial before McDonald, J. ( beginning on 1 September 1998) -
(i) Dr Robertson gave detailed evidence-in-chief about the dimensions of the stab wounds; and she was not cross-examined as to the relativity of their dimensions to any dimensions of the knife;
(ii) Uoy gave evidence-in chief about the identity of the knife but gave no dimensions; and he was not cross-examined as to the knife's dimensions in the 20 pages of his cross-examination before the jury were discharged on 3 September (with cross-examination incomplete).
(c) In the second trial before McDonald, J. (beginning on 3 September 1998) -
(i) Dr Robertson again gave detailed evidence-in-chief about the dimensions of the stab wounds; and again she was not cross-examined as to the relativity of their dimensions to any dimensions of the knife;
(ii) Uoy in his evidence-in-chief said the knife was "approximately 30 centimetres"; and he gave no evidence-in-chief and was not cross-examined about its width;
(iii) the applicant gave evidence and did not refer to the dimensions of the knife;
In his final address defence counsel did not refer to the dimensions of the knife or their relativity to the dimensions of the stab wounds.
On the fourth day of their deliberation, 21 September 1998, the jury asked -
"Is it possible to have a copy of Dr Robertson's evidence? We have scanty notes on her evidence so the transcript would be useful regarding stab wounds matching the murder weapon." (Cummins, J. in his report says that "So far as I am aware, this jury request was the first mention in any proceeding of the relativity of the stab wounds to the weapon. The jury was discharged without verdict later that day")
(i) Dr Robertson again gave detailed evidence-in-chief about the dimensions of the stab wounds, and again was not cross-examined as to the relativity of their dimensions to any dimensions of the knife;
(ii) Uoy for the first time gave oral evidence-in-chief describing the knife and its dimensions, as I have summarised it above. He was not cross-examined about the dimensions, but he was asked in cross-examination other questions about the knife, particularly about "a metal bit that covers the handle" and its shape; and he was asked by defence counsel to draw a sketch to indicate the shape. The witness, apparently gratuitously, wrote the dimensions on the sketch, which became exhibit 3.
(iii) The accused for the first time gave evidence capable of bearing on the dimensions of the blade. His evidence consisted of three words in answer to a leading question :
"Q. Chan Uoy has given a description of it; do you agree with that description? --- Yes, I do"
"The matter of the dimensions of the knife then sank into quiescence until defence counsel's final address."
"At no time in his evidence did the applicant refer to the dimensions or the shape of the knife blade, or to exhibit 3."
"I concluded that defence counsel honourably but erroneously had concluded that it was not incumbent upon him to join issue on the relativity matter during the evidentiary phase of the trial. This remains my view."
"It appeared to me that the defence had made a conscious decision to conduct the third trial in precisely the way it was conducted. I do not know what passed between counsel and client and I do not know whether the applicant was complicit in the way the trial was conducted. There is a hiatus between paragraphs 16 and 17 of the applicant's affidavit of 21 February 2000 as to what passed between counsel and client during the evidentiary phase of the trial." "During the trial the applicant no doubt was under significant stress, charged as he was with murder. However I observed the applicant twice give evidence [once on the voir dire] and observed him throughout the trial. The applicant appeared to me to be intelligent, alert and well aware of the trial process and of his right to partake in it."
"In conformity with [the] conception of a fair trial, if an accused person can show that he has been prevented by surprise, fraud, malpractice or misfortune from presenting at his trial evidence of substantial importance which he desired to present, or which he would have desired to present had he not been prevented by such causes from being aware of its existence or its significance, then ordinarily the fact that he has been tried and convicted without such evidence having been called involves that he has been deprived of his right to a fair trial and that there has, in that respect, been a miscarriage of justice. But on the other hand, if the reason why the additional evidence was not called is merely that the accused and his advisers made a deliberate choice not to call particular witnesses or a particular class of evidence, then obviously the accused has not been denied, but has exercised, his right to a fair trial, and there has been no miscarriage of justice of the kind described above. This is made even more obvious where the choice was made to obtain, and has obtained, for the accused, substantial advantages such as the last address and the use of strong arguments based on Crown evidence which the additional evidence would have contradicted."
[1] As explained in such authorities as McDermott v. R.. (1948) 76 C.L.R. 501, at 511_;_ Foster v. R..[1993] HCA 80; (1993) 113 A.L.R. 1, at 19; R. v. Swaffield; Pavic v. R.. [1998] HCA 1; (1998) 192 C.L.R. 159, at 174-5, 181-2, 189-90,195 and 209-10; R.. v. Heaney and Walsh [1998] 4 V.R. 636, at 644; R.. v. Carter [2000] V.S.C.A. 6.
[2] [1993] HCA 80; (1993) 113 A.L.R. 1, at 19.
[3] [2000] V.S.C.A. 6 at [50]; and see Swaffield, at 203, citing R. v. Azar 1991 56 A. Crim. R. 414, at 420.
[4] Duke v. The Queen [1989] HCA 1; (1989) 180 C.L.R. 508, at 513, per Brennan, J.
[5] Such as Swaffield and the Canadian case of R. v. Herbert [1990] 2 S.C.R. 151
[6] Cf. Pavic, at [35], per Brennan, C.J.
[7] Cf. Swaffield, at [89], per Toohey, Gaudron and Gummow, JJ.
[8] R. v.Kotzmann [1999] VSCA 27; [1999] 2 V.R. 123, at [21]
[11] (1985) 4 N.S.W.L.R. 42, at 59-60, a unanimous decision of five judges constituting the New South Wales Court of Appeal and Court of Criminal Appeal.
[12] Chamberlain v. R. (No. 2) [1984] HCA 7; (1984) 153 C.L.R. 521.
[15] Per Phillips, C.J., at [2-3]; Callaway, J.A., at [14-17 and 47]; and Batt,J.A., at [51-4].
[16] R. v. Landells [2000] VSCA 84, especially at [25], for which reference I am obliged to Callaway, J.A.
[17] Along with New South Wales: R. v. Pantoja (unreported, N.S.W. Court of Criminal Appeal, 5 November, 1998).
[18] In general I shall paraphrase unless direct quotation seems to be called for.
[19] [1974] HCA 35; (1974) 131 C.L.R. 510, at 519-20.
[20] [1974] VicRp 26; [1974] V.R. 201, at 214.
[21] An example is provided by Kotzmann, in which Batt, J.A., at [114], refers to relevant authority.
[22] [1974] HCA 35; (1974) 131 C.L.R. 510 at 516-520. See also the judgment of Kenny, J.A. in R. v. Challoner [No. 1] (unreported, Court of Appeal, 28th July 1998).
[23] Transcript at 806: "But this [is] a central and critical matter where, in fact, the defence has said the accused could not have done it, and it is demonstrated physically before you. Nothing could be more central."
[24] I refer not only to the comment in the charge but also to his Honour's assessment, reiterated in his report to this Court, that counsel's decision was a mistake.
[25] R. v. Hadland [1969] VicRp 93; [1969] V.R. 725 at 729 line 53 - 730 line 5; Re Ratten [1974] VicRp 26; [1974] V.R. 201 at 214 lines 24-41; R_. v. Sarek_ [1982] VicRp 99; [1982] V.R. 971 at 982 line 36 - 983 line 8, 987 lines 45-52; Re Knowles [1984] VicRp 67; [1984] V.R. 751 at 770 lines 9-18; R. v. Birks (1990) 19 N.S.W.L.R. 677 at 685E; R. v. D. (1996) 86 A.Crim.R. 41 at 43 and R. v. Miletic [1997] 1 V.R. 593 at 598 lines 26-45. The test is not the culpability of the advocate but the effect on the trial, although the former usually has a bearing on the latter. That is because the ultimate question is whether there has been a miscarriage of justice. See and compare R. v. Clinton [1993] 1 W.L.R. 1181 at 1188A.
[26] Cf. [49]. This submission was made orally and departed from counsel's intention at the outset not to address separate argument on that ground. His primary submission remained that the judge's intervention showed the seriousness of counsel's error.
R
Koeleman [2000] VSCA 141