The Offence
2 Much of the evidence at trial was not in dispute. It was never disputed that the prisoner made a document, in the sense that he compiled a book in Arabic, titled "Provisions on the Rules of Jihad", which was the result of a number of downloads by him of various articles from internet sites over the relevant 3 day period. The prisoner thus selected the contents of the book and placed the chapters in a designated order. Nor was it disputed that the prisoner undertook a number of editorial changes and contributed some commentary of his own to the book, including a dedication and part of an introduction. The prisoner also added a small number of footnotes and re-numbered many others.
3 It was not disputed that the book included material that referred to targeting foreign governments, including the presidents, foreign ministers, ministers of defence and "high ranking generals" of the governments of America, Britain, France, Germany, Australia, Canada, Russia, India and other NATO countries. Parts of the book promoted methods of assassination and the commission of acts of violence in the name of restoring the nation of Islam. Some of the sub headings in the Chapter "Reasons for Assassination" are indicative of the tenor of the material in the document, namely, "Characteristics of the assassination team," "Optimal conditions for assassination", "Features and stages of the assassination process", "Aspects of the assassination mission", "Methods and means of assassination", "Targets that should be assassinated" and "Benefits of assassination". The chapter "Reasons for Assassination" and another titled "The Last Word" were introduced by the prisoner's composition, in favourable terms, of the first paragraph in each of those chapters.
4 The prisoner, using a pseudonym, submitted the document for publication on an internet site, which, according to the expert evidence at trial, was endorsed by al Qaeda and contained a number of publications by leaders of known terrorist organisations. When submitting the document for publication, the prisoner expressed the hope that it would be published on that website, or anywhere else the administrators of the website saw fit. For ease of publication, he re-formatted the book from A5 to A4 size. The prisoner referred to the document as an "urging for jihad", which he had prepared in haste following a request from "the brothers". The Crown case was that the religious or ideological justifications for jihad, meaning violent struggle, were advanced in the first half of the book, and the second half provided the practical guide to achieving martyrdom and destroying those who would oppose or oppress Islam.
5 It is clear that the jury, by their verdict, accepted this characterisation of the Crown case. More particularly, given the particularisation of the charge in the indictment, the jury were satisfied beyond reasonable doubt that :-
(i) the prisoner was aware that the acts, described in the document, were directed at various people including diplomats, military personnel and holders of public office, and
(ii) the prisoner was aware of the purpose of those acts, namely, the advancement of the Muslim religion in the world, including the dominance of that religion in Arabia and/or the establishment of a Muslim nation in that region and/or the expulsion of Jews, Christians and other non Muslims from that region, and
(iii) the prisoner was aware that the acts were intended to coerce or influence by intimidation one or more of the government of this country, the government of a foreign country, or to intimidate the public or a section of the public, and
(iv) the prisoner was aware that the acts, if carried out, would cause serious physical harm or death to persons, or endanger a person's life, or cause serious damage to property or create a serious risk to the health or safety of the public, and
(v) the prisoner was either aware that the acts were not advocacy, protest, dissent or industrial action, or, he was aware that the acts were intended to cause the types of harm referred to in (iv).
Assessment of the Objective Gravity of the Offence
6 The assessment of the objective gravity of this offence must begin with an appreciation of the legislative policy underlying the introduction of the offence in the criminal calendar of the Commonwealth. Not only is the legislature's view of the seriousness of the offence a relevant consideration, but an understanding of the gravamen of the offence is vital, particularly in the light of the prisoner's submissions on sentence that suggested the offence was low on the scale of criminality.
7 The offence is found within Part 5.3 of the Criminal Code, which was enacted in March 2002 in response to the changed security environment since the events of September 11. In the course of the second reading speech, the Attorney General stated :-
September 11 is a stark example of the horror and devastation that can be caused by acts of terrorism. Terrorism has the potential to destroy lives, devastate communities and threaten the national and global economy.
For these reasons this government has affirmed its commitment to combating terrorism in all its forms. We join with the international community in condemning the 11 September attacks and other terrorist activities. Other like-minded countries have passed, or are in the process of passing, antiterrorism legislation designed to assist in this fight. Consequently, counterterrorism legislation and proposals throughout the world have been considered in the preparation of this bill.
8 There are twelve major multilateral conventions and protocols relating to the responsibilities of member states of the United Nations for combating terrorism, most of which impose an obligation to establish criminal jurisdiction over offenders. The provisions of the Code in relation to terrorism offences give effect to Australia's international obligations, as a signatory to these various multilateral instruments. They reflect a worldview that terrorism is a matter of international, not merely domestic concern.
9 Against this background, the offence created by s 101.5(1) is designed to target conduct which renders more likely the carrying out of a terrorist act. The attachment of criminal responsibility to such conduct, whether or not an act of terrorism ultimately takes place, was emphasised by Spigelman CJ in Lodhi v R [2006] NSWCCA 121 at [66] as a significant feature of the legislative regime under Part 5.3 :-
It was, in my opinion, the clear intention of Parliament to create offences where an offender has not decided precisely what he or she intends to do. A policy judgement has been made that the prevention of terrorism requires criminal responsibility to arise at an earlier stage than is usually the case for other kinds of criminal conduct, for example, well before an agreement has been reached for a conspiracy charge. The courts must respect that legislative policy.
10 In Lodhi v R [2007] NSWCCA 360 at [79], the Chief Justice said :-
The provisions creating the offence are directed to preparatory acts and the seriousness with which Parliament regards such acts is manifest in the maximum penalty. By the extended range of conduct which is subject to criminal sanction, going well beyond conduct hitherto generally regarded as criminal, and by the maximum penalties provided, the Parliament has indicated that, in contemporary circumstances, the threat of terrorist activity, requires condign punishment.
11 The prisoner's submission that the above dicta from Lodhi is of little assistance in the circumstances of this case, because it was never suggested that the prisoner was to engage in terrorist activity himself, entirely misses the point. The dissemination of extremist literature, connected or unconnected with a terrorist plot, is caught by the legislative scheme, no doubt because literature of the type sourced by the prisoner is capable of, and has been shown to, foment terrorist activity.
12 The submissions on behalf of the prisoner went further, however. The failure of the jury to agree upon a verdict in respect of a charge brought under s 101.1/s 11.1/s 11.4 of the Code, namely attempting, by the publication of the document, to incite others to commit a terrorist offence, founded a submission that the Court must proceed to sentence on the basis that the prisoner knew that his book was connected with assistance in a terrorist act, but that he did not thereby intend to incite the commission of a terrorist act. It is then said that, essentially for this reason, the offence of which the prisoner was found guilty is "at the lowest end of the spectrum."
13 There are two flaws in this argument. The fact that a jury fails to agree with respect to a criminal charge, containing an element of specific intention, does not establish positively that an offender lacked that specific intention. It establishes that the jury was unable to reach a unanimous verdict on that charge. Of course, the Court accepts that the prisoner does not stand to be sentenced for an offence of which he has not been found guilty, and there is no warrant for a finding beyond reasonable doubt that the prisoner intended to incite the commission of a terrorist act.
14 The further flaw is that the absence of such a specific intent does not correspondingly reduce the objective gravity of the offence the prisoner has committed. That specific intent is no part of an offence under s 101.5(1). If a finding beyond reasonable doubt to that effect were made, it would increase the criminality inherent in the offence, but the absence of an aggravating factor does not, as a matter of logic, mitigate an offence.
15 The inability of the Crown to demonstrate any nexus between the making and publication of the document by the prisoner and the commission of any terrorist act does not substantially affect the assessment of the objective gravity of the offence. In circumstances where material of this nature is published on an internet site, chosen by the prisoner because of its connection with adherents of violent struggle against the enemies of Islam, allowing for almost instantaneous and international distribution, the Crown may never be in a position to bring forward evidence of the identity or numbers of people who read the document, or whether they are influenced by its contents to commit terrorist acts. That is precisely why the gravamen of the offence lies in the construction of a document likely to facilitate a terrorist act, whether or not such an act occurs.
16 In answer to a submission made on appeal by the legal representatives of Lodhi, not dissimilar to the submissions now made on the prisoner's behalf, Price J (Spigelman CJ and Barr J agreeing) said :-
[229] The present offences, however, are not crimes of attempt. Sections 101.4, 101.5 and 101.6 of the Criminal Code Act 1995 (the Criminal Code ) extend criminal liability to acts of preparation. The proximity between the criminal act and the commission of the substantive offence is necessarily more remote. These are anticipatory offences which enable intervention by law enforcement agencies to prevent a terrorist act at a much earlier time than would be the case if they were required to wait for the commission of the planned offence or for an unsuccessful attempt to commit it. The proximity between the preparatory act and the completion of the offence, although relevant, does not determine the objective seriousness of such an offence. It does not follow that as long as the preparatory acts relied upon to constitute the offences are in their infancy criminal culpability must necessarily be low. The main focus of the assessment of objective seriousness must be the offender's conduct and the offender's intention at the time the crime was committed.