Ground 1: His Honour erred in finding that the offence fell within the mid range of objective seriousness
61The Crown submitted that despite the fact that the evidence supported a finding that the killing was spontaneous and unpremeditated, and that it occurred quickly in the context of a chance meeting at a location unconnected to either the respondent or the deceased, it remained a brutal and intentional killing of considerable objective gravity committed in circumstances of aggravation. This, it was submitted, necessitated positioning the offence well above the mid range of objective seriousness. (A submission advanced on sentence that a life sentence was warranted was not pressed.)
62In concluding that the offence fell within the mid range of objective seriousness, his Honour relied upon the following factors:
(i) It was spontaneous and unplanned;
(ii) It was not associated with any gratuitous violence beyond that which was instrumental in causing the death of the deceased; and
(iii) The formation of the intention to kill was influenced by the provocative conduct of the deceased.
63The Crown submitted that his Honour was led into error in his assessment of objective seriousness by an uncritical acceptance of a line of authority which was relied upon by defence counsel as exemplifying the proposition that offences without planning usually fall below the mid range. The cases are cited in his Honour's judgment at [45] as follows: R v Shepherd [2006] NSWSC 799 at [49] - [50], [61] and [65]; R v Saalfeld [2007] NSWSC 376 at [24]; and R v Cooper [2005] NSWSC 791 at [103].
64The only reference his Honour made to these authorities in his sentencing remarks (and only then by a citation of them) was when summarising defence counsel's submission that far from the offence being a worst case example of murder, as submitted by the Crown, it was appropriately positioned below the mid range. The absence of premeditation or planning was identified by defence counsel as the first of three significant features of an offence below the mid range (the second and third features being a degree of provocation and the absence of gratuitous violence or cruelty). Although, as noted, his Honour ultimately found that these three features, in combination, operated to appoint the objective seriousness of the murder in the mid range, it is clear that he did not accede to defence counsel's submission that absence of premeditation placed the offending below the mid range, still less uncritically accept the authorities to which defence counsel referred and to which exception is taken.
65I am not satisfied that his Honour was led into error in the way contended for by the Crown. For that reason I do not consider it is necessary to decide whether counsel's reliance on the authorities for the submission he advanced was wrong or overstated.
66The Crown was also critical of what was said to be his Honour's misplaced reliance on the observations of Smart AJ in Nguyen v R [2007] NSWCCA 363; 180 A Crim R 267 in appointing the offending in the mid range (also relied upon by defence counsel) where at [143] Smart AJ said:
An intention to kill and premeditation are usual elements in a murder of mid range objective seriousness.
67This was said by the Crown to be contrary to R v Nelson (Court of Criminal Appeal, 25 June 1996, unreported); R v Wilson [2005] NSWCCA 112; 153 A Crim R 257; R v Hillsley [2006] NSWCCA 312; 164 A Crim R 252 at [16]-[17]; and Versluys v R [2008] NSWCCA 76 at [32], cases where this Court has held that an intention to kill and premeditation would be expected to place an offence above the mid range of objective seriousness.
68Senior counsel for the respondent submitted, correctly in my view, that each of the cases relied on by the Crown is to the effect that absence of an intention to kill does not necessarily mean that the offence is less serious, and that none of them is authority for the proposition for which the Crown contends.
69In Hillsley, where the Court referred to both Nelson and Wilson, the following was said:
[16] Although it will generally be the case that an intention to cause grievous bodily harm is less culpable to a greater or lesser degree than an intention to kill, this is not always the case. In R v Nelson (unreported, NSWCCA 25 June 1996) McInerney J said (Gleeson CJ and Studdert J agreeing) that "there are circumstances where an intention to inflict grievous bodily harm could reflect similar criminality to other cases involving an intention to kill"; see also R v Wilson [2005] NSWCCA [112].
70The Court went on to hold that where death resulted from a premeditated vicious attack of extreme violence on the victim in his own home, the fact that finding that an intention to kill could not be established beyond reasonable doubt did not significantly mitigate the gravity of the offence.
71In Versluys, McClellan CJ at CL (with whom Simpson and Price JJ agreed) rejected a submission that the sentencing judge failed to consider the significance of the fact that there was no intention to kill by observing as follows:
[32] In Apps v R [2006] NSWCCA 290 Simpson J (at [49]) stated that the state of mind in which an offence is committed is a relevant consideration to the assessment of the criminality in relation to the offence of murder. However, her Honour stressed that it is not the only circumstance relevant to that assessment. Although where there is an intention to kill the objective seriousness of the offence is likely to be greater, it does not follow that where the intention is confined to an intention to cause grievous bodily harm that the objective seriousness will fall below the mid range (see Apps per Hunt JA at [4]).
...
[34] It may be accepted that a murder which is not premeditated would usually be less serious than one which involves planning. However murder is a crime which can be committed under a very wide range of circumstances and the absence of premeditation does not dictate a finding that the objective seriousness of the particular offence falls below the mid range.
72Since there was no suggestion of any premeditation in the murder of the deceased, the emphasis on the conjunction between an intent to kill and premeditation in the cases to which the Crown referred does not appear to me to be an issue of principle that falls to be resolved on the appeal.
73The Crown's primary submission in support of the first ground of appeal was that the factual findings his Honour made favourable to the respondent in assessing mid range offending were given undue weight and those adverse to him not given any, or sufficient, weight such as to result in a sentencing error. Central amongst what were said to be the erroneously weighted considerations was his Honour's finding on the issue of provocation (the third factor identified by his Honour as supporting a finding of mid range objective seriousness) and the related issue of the impact of the respondent's intellectual disabilities on his loss of self-control.
74Each of the defences raised at trial were considered for sentencing purposes but only the evidence relating to provocation and substantial impairment were said to be material. Although the respondent had given evidence that he shot the deceased because he thought he was going to be shot, his Honour was not persuaded that there was any element of self-defence involved in the shooting, there being no evidence that the deceased was armed with a firearm or that he presented any immediate threat of personal physical danger or harm to the respondent.
75His Honour was satisfied that there was a degree of provocation in the encounter between the respondent and the deceased which amounted to provocation for the purposes of s 21A(3)(c) of the Crimes (Sentencing Procedure) Act 1999 which, in combination with the mental health issues informing the respondent's perception that the deceased was preventing him from leaving the petrol station, was available to be taken into account in mitigation of the objective criminality of the offence.
76His Honour referred extensively to the respondent's evidence at trial, together with the evidence of the officer in charge and Dr Nielssen:
[22] The evidence in my opinion supports a finding that something happened between the offender and the deceased that caused or provoked the offender to act as he did. It seems apparent that the offender did not take the gun and start shooting immediately upon seeing the deceased. There were two conversations before that occurred. In this respect I observe that the offender gave evidence that the deceased said words to him that contained or amounted to a threat. For example, the offender gave evidence as follows:
"Q. What did you do then?
A. He started to approach me and that's when I approached him.
Q. Do you know exactly where you met?
A. Halfway between, halfway between, like.
Q. What was said between you at that stage - withdraw that. First of all, did you know that that man was Abdul Darwiche?
A. No.
Q. Did he say something to you?
A. When he got there?
Q. Yeah.
A. He asked me, he asked me "is my name Mohammed Fahda?" I said "yes." I said to him "what's your name?" He said "I'm Abdul Darwiche."
Q. What did you do then?
A. I was in shock.
Q. What do you mean you were in shock?
A. You hear the name and you hear the description but you don't think it will actually happen, like. I never think, like, I would really bump into him.
Q. So what happened next?
A. He said a few things then he went back to his car, and that's when I went back to my car.
Q. What language was this conversation in?
A. Arabic.
Q. When you say "he said a few things" what did he say, can you remember?
A. He threatened my brother Hussein and me. And he said he's going to kill us the way he killed my brother Ahmed.
Q. Did he say that in Arabic?
A. Yes, in Arabic."
[23] The offender had earlier given a version of what occurred to Dr Greenberg and Dr Nielssen that included a claim that the deceased had threatened to kill him.
[24] There is also evidence of the relevant history between the Fahda and Darwiche families. This included the undisputed evidence of pre-existing animosity over many years, the murder of the offender's brother by men associated with the Darwiche family and evidence of the deceased's reputation for violence, and his propensity to carry firearms and shoot people in public places that was known to the police and the wider community. This was apparent from the evidence given by Det Oxford in cross-examination as follows:
"Q. Mr Oxford, is it fair to say that the deceased in the case that the jury is dealing with, the man Abdul Darwiche, was suspected by police to have been involved in a large number of shooting incidents?
A. Yes, certainly he was charged with two shootings.
Q. In that context, did he, that is the deceased, Abdul Darwiche, have a reputation for violence?
A. Yes.
Q. That was a reputation known to the police?
A. Yes.
Q. It was also a reputation known within the wider community?
A. Yes.
Q. And particularly the Lebanese, middle eastern community?
A. Middle eastern community, yes.
Q. That computer contains information including warnings to help police in doing their job?
A. Yes.
Q. It includes warnings about when people are considered to be dangerous if approached?
A. Yes.
Q. Abdul Darwiche, the deceased in this case, was a person for whom such a warning would be given to any police officer approaching him, is that correct?
A. Yes.
Q. The warning is a little more specific in that it will also warn the officers if the person may be expected to be carrying a gun?
A. Yes.
Q. In relation to the deceased, Abdul Darwiche, the computer certainly would have warned any officer approaching him that he may well be carrying a gun?
A. Yes, it did.
Q. I think you are in charge of a number of investigations into shootings by members of the Darwiche family and associates of theirs?
A. Yes, and other families.
Q. The family of Razzak was a family known to have an ongoing dispute with the Darwiche family, correct?
A. Yes, that's correct.
Q. And the Fahda family was associated with the Razzak family?
A. Yes.
Q. The Darwiche family were known to possess firearms?
A. Yes.
Q. That includes Abdul Darwiche?
A. Yes."
[25] The medical evidence also established that the offender had psychiatric complaints that affected his ability to control himself. Dr Nielssen gave this evidence on that issue:
"Q. Did you come to the conclusion that Mr Fahda's abnormal state of mind affected his perception of events?
A. Yes, I did.
Q. And that it seemed that he interpreted a chance meeting with Mr Darwiche, and comments made by Mr Darwiche and his hurrying back to the car and then perceiving him to block his exit, as being dangerous to him?
A. Yes. He's got an altered perception of events because he has a heightened perception of threat and sees more danger in commonplace events than another person might.
Q. ... Did you form the opinion that those things affected his capacity to understand events?
A. Yes. In the same way as I described a moment ago, in the heightened perception of threat.
Q. I think you agree with Dr Greenberg that those conditions may have or did affect his ability to control himself?
A. Yes. In the sense that if you're in that acutely fearful state your tendency to act on impulse or without thinking is greater than a person who wasn't affected in that way."
[26] In my opinion it is apparent, and I find, that there was evidence to support a conclusion that there was a degree of provocation, falling short of the partial defence of provocation at law, which directly affects and mitigates an assessment of the objective seriousness of the crime.
77At the hearing of the appeal the Crown conceded that despite the evidence of other witnesses to the shooting which contradicted the respondent's account, it was open to his Honour to find, on the probabilities, that there was some provocative conduct of the deceased in his encounter with the respondent. His Honour expressed that finding in the following way:
[62] I find that there was an element of provocation. People associated with the deceased had murdered the offender's brother. The deceased spoke to the offender at the scene immediately before he was killed and threatened him in direct and forceful terms. I find that these factors influenced the offender in the formation of his intention to kill the deceased and caused him to suffer a significant loss of his self-control.
78His Honour did not expressly consider how a finding that the deceased's conduct caused the respondent to suffer a significant loss of self control, influencing his intention to kill, was consistent with the jury having rejected the partial defence of provocation. He must, however, have been satisfied that the jury accepted that the evidence left open the reasonable possibility that the respondent lost self control by reason of the deceased's conduct, and formed an intention to kill (the first limb of the provocation defence in s 23(2) of the Crimes Act) but were satisfied that the conduct of the deceased in threatening to kill the respondent and his brother was not such as would have caused an ordinary person (in the respondent's position) to have so far lost self control as to have formed the intention to kill (the second limb).
79In the same extract his Honour appeared, on one reading, to take into account that people associated with the deceased had murdered the respondent's brother as part of the circumstances amounting to provocation. Section 21A(2)(c) provides that provocation, as a mitigating factor for sentencing purposes, is limited to where the offender was provoked by the victim. If, however, the reference to the murder of the respondent's brother was intended by his Honour as supplying context to the respondent's state of mind when the deceased threatened to kill him and his brother - in the sense that it made his perception of the threat more real - then there is no error in the application of the section. The Crown did not submit there was error of that kind and, for my part, I find none.
80Finally, the Crown did not submit that there was any error in his Honour having regard to the respondent's limited intelligence and his underlying mental health issues on the question of whether, and to what extent, the shooting was accompanied by a loss of self-control, or that in so doing his Honour's approach was contrary to Muldrock v R [2011] HCA 39; 244 CLR 120 where at [27] the Court emphasised the necessity for the objective seriousness of an offence to be determined without reference to the personal attributes of an offender but wholly by reference to the nature of the offending. Rather, the Crown submitted that such provocation as the respondent was confronted with in his encounter with the deceased was of such little weight in evaluating the objective seriousness of an intentional killing of an unarmed man that a finding of mid range offending was not open and that this was so irrespective of the fact that the respondent's compromised intellectual capabilities contributed to a loss of self-control.
81As to the interrelationship between the provocative conduct of the deceased and the respondent's intellectual capabilities, his Honour said at [68]:
...It is highly likely that the offender's responses to the actual threats that were made to him by the deceased, and the threats that he perceived were being made, such as that the deceased was blocking his exit from the car park, resulted in responses from him that might have been different in a mentally healthy and more intelligent person. I find that what the deceased said to the offender had an impact on his self-control and that there was a considerable loss of self-control when this crime was committed...
82Although these findings were made in the context of his Honour considering the relevance of the respondent's psychiatric, psychological and intellectual disabilities for the purpose of assessing the sentence to be ultimately imposed, it is clear from his Honour's approach to the question of assessment of objective seriousness of the offence that he treated the respondent's limited intelligence and his underlying mental condition as a factor which contributed to the way he reacted to the deceased's provocative conduct.
83The Crown also relied upon the respondent's use of a semi-automatic pistol in an area frequented by the public and that the fatal shooting occurred in the presence of the deceased's wife, children and other family members as aggravating the objective seriousness of the murder and of considerable countervailing weight to those factors which operated in mitigation of it, including the issue of provocation.
84His Honour made express reference to the emphasis the Crown placed upon the respondent's use of a handgun, and the Crown's submission that the possession and use of handguns should not be tolerated, as features of the offence which should be given weight in the assessment of objective seriousness. As to the respondent's use of a handgun, his Honour said:
...I accept that the fact that the offender had for some years customarily armed himself with the very pistol that caused the death is a factor about which the courts should speak in unambiguous denunciation and to which regard must be had in sentencing this offender. By the same token, that weapon had not previously been used to cause death or commit a crime, but was carried as a function of the offender's response to his paranoid and hyper-vigilant perception of threat.
85Consistent with his finding that the shooting was spontaneous and impulsive (which was not challenged by the Crown on the appeal) and in light of the medical evidence where the respondent's paranoia and hyper-vigilance were identified as features of his psychiatric profile (and that his being armed on the day of the murder was explained by that fact), in my view, it was open to his Honour to ameliorate the weight of the respondent's use of a handgun as an aggravating factor.
86As to the other features of aggravation relied upon by the Crown his Honour found as follows:
[65] I acknowledge that the offence took place in public and in the presence of the deceased's family and that the death was the result of an aggressive and violent act. However, the whole incident unfolded and concluded in a very short space of time. It is conspicuously adorned with limited informative contemporaneous, as opposed to historical, detail.
87In light of these findings, the Crown's submission that his Honour made no reference to the fact that the shooting occurred in a public place (other than to note the Crown's submission that the case involved a cold-blooded execution in a public place) must be rejected. The Crown's further submission that his Honour dealt with the fact that the shooting occurred in the presence of the deceased's family solely by reference to defence counsel's submission that this was ameliorated because it was "a spontaneous response to a chance meeting" and that "the offender denied in cross-examination that he saw the children" is also unsupportable given the same extract.
88In his sentencing remarks his Honour made particular mention of the Crown's description of the killing as a "cold-blooded execution", and other epithets used variously by the Crown to describe the killing including "atrocious", "detestable", "hateful", "odious", "gravely reprehensible" and "extremely wicked", as unhelpful. In that regard his Honour said at [64]:
...There can be no doubt that any death of an unsuspecting and innocent person will necessarily invite descriptions that reflect very critically and pejoratively upon the perpetrator, but all of the circumstances of the case need to be considered.
89The Crown's oral and written submission on the appeal that but for the respondent's subjective circumstances, the killing would have been "a cold-blooded execution in a public place using a semi-automatic gun" was also unhelpful and, in light of his Honour's remarks, should not have been repeated, if for no other reason than the term "execution" is suggestive of pre-planning and deliberation and, as the Crown conceded, in this case there was no evidence of either.
90At the hearing of the appeal the Crown acknowledged the broad discretion afforded a sentencing judge in finding the facts and drawing inferences from those facts as part of the evaluative task of characterising the objective seriousness of an offence as classically within the role of the sentencing judge and with which this Court rarely interferes in the absence of a finding of error. As this Court has said, and repeatedly, where there is a challenge to a sentencing judge's characterisation of objective seriousness, the question is whether the finding was open, which is to be resolved without any different view of the facts members of the reviewing Court might hold intruding into that consideration.
91In R v KB; R v JL; R v RJB [2011] NSWCCA 190 at [51] Bathurst CJ referred to the frequently cited statement of principle by Spigelman CJ in Mulato v R [2006] NSWCCA 282 where his Honour said:
...In Mulato v R [2006] NSWCCA 282 Spigelman CJ stated the position as follows (at [37]):
"Characterisation of the degree of objective seriousness of an offence is classically within the role of the sentencing judge in performing the task of finding facts and drawing inferences from those facts. This Court is very slow to determine such matters for itself or to set aside the judgment made by a first instance judge exercising a broadly based discretion. The question must be whether or not the particular characterisation which her Honour gave to the circumstances of the offence was open to her Honour."
92His Honour also referred to the views of Simpson J in Mulato where the strict limits within which appellate review of a finding of objective seriousness is undertaken was emphasised (a view with which Adams J agreed at [70]). At [46] of Mulato Simpson J said:
The assessment of the objective seriousness of an offence is quintessentially for the sentencing judge. It is, if not a finding of fact, then the exercise of an evaluative process akin to fact finding or the exercise of a discretion. As such it is reviewable in this Court only on the principles stated in House v The King [1936] HCA 40; 55CLR 499. The importance of respecting the role of a first instance judge should never be underestimated. It is not the function of this Court to substitute its own view of objective seriousness for that of the first instance judge. That is not because objective seriousness is something determined by reference to the evaluation of the credibility of witnesses, in respect of which it is conventionally held that the first instance judge is in a superior position. It is because it is a fundamental aspect of the appellate system. Each judicial officer in the hierarchy has his or her own function, and those at appellate level need to take care not to trespass upon the role of those at first instance.
93In R v KB Bathurst CJ regarded her Honour's views as particularly apposite in the case of an offence which can occur in a wide variety of different circumstances. While the Court in R v KB was concerned with the offence of aggravated break, enter and steal, the circumstances in which a murder is committed are also notoriously diverse. Bathurst CJ went on to say in [53]:
...That is not to say that appellate courts should not intervene once they have reached a concluded view that the sentencing judge was in error in his or her assessment of the objective seriousness of the offence. However, the approach in Mulato supra, emphasises the need for caution in reaching such a view and the importance of paying due regard to the opinion of the sentencing judge.
94The Crown maintained the submission that in the circumstances of this case the finding of mid range offending was an error warranting intervention, predominantly, although not exclusively, because his Honour's findings on the issue of provocation and the impact of the respondent's intellectual functioning on his response to the deceased's conduct, and the weight he afforded these factors in mitigation of the objective seriousness of the offending, were not open.
95Although, as Simpson J observed in Mulato, the principle cautioning against interference with a sentencing judge's assessment of objective seriousness is not because it is determined by reference to the credibility of witnesses, in Koloamatangi [2011] NSWCCA 288 Basten JA at [51] expressed the view that the reluctance to interfere with a sentencing judge's assessment of objective seriousness may be accentuated where the sentencing judge has had a more extensive opportunity to assess the circumstances bearing upon the seriousness of the offence after trial than where sentence follows a plea of guilty. Such was the case here. In my view, the Crown's challenge to his Honour's findings on the degree of provocation and the impact of the respondent's mental health and functioning, and the weight he apparently afforded these factors, failed to account for the advantage his Honour had in assessing the witnesses who gave evidence at the trial, including the respondent.
96In the result, I am unable to conclude that his Honour's findings of fact bearing on the assessment of objective seriousness and his ultimate finding that the offending was in the mid range were not open to him. In particular, I am unable to conclude that his Honour has overstated the degree of provocation the respondent was confronted with or the extent to which it operated in mitigation of the objective seriousness of the offence. His findings on that issue were open on the evidence and matters to which he was entitled to afford significant weight in his assessment of objective seriousness. I am not unmindful of the fact that in shooting the deceased the respondent intended to kill him or of the interplay of aggravating factors relied upon by the Crown, including unlawful possession of the handgun, the ferocity attending its use when twelve shots were fired in quick succession at the deceased in his car and that the shooting occurred in a public place in the presence of members of the deceased's immediate family. I would venture the view that absent the provocative conduct of the deceased, which in this case was considerable, together with the fact that it was unaccompanied by any pre-planning and unassociated with any gratuitous violence, the objective seriousness of the offence would be above the mid range.
97Because of the way the Crown framed its submissions, that effectively disposes of the first ground of appeal. Although it was submitted that his Honour's approach to the issue of mental illness disclosed error which infected the sentence ultimately imposed (as contended for in Ground 4), the Crown did not advance the submission that his Honour was not entitled to attribute weight to the respondent's underlying mental condition in assessing objective seriousness, or that in combination with other factors it was not capable of moderating the objective seriousness of what was otherwise described by his Honour as a brutal and violent killing.