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[2001] VSCA 109
Court of Appeal (Vic)
2001-08-03
Winneke, P., Phillips and Batt, JJ.A
Original judgment source is linked above.
[ 2001] VSCA 109
Criminal law - Murder - Circumstantial Case - Extent to which trial judge required to give directions relating to consciousness of guilt discussed.
Criminal law - Admissibility of unrecorded admissions - Applicability of s.464H of Crimes Act 1958 - Whether judge's discretion pursuant to properly exercised.
Sentence - Life sentence imposed - Discretion exercised not to fix a non-parole period - Whether discretion justified in circumstances of the case.
Ms. Kay Robertson, Solicitor for Public Prosecutions
(a) A note attached to the refrigerator in the kitchen bearing the words "phone Harry" together with an advertisement for the La Trobe University Employment Service.
(b) In a plastic bag, which had been discarded into a rubbish bin at the premises, police found a shopping receipt dated 19 April 1999 bearing a time 11.40 a.m. together with scraps of a sheet of newspaper which had been torn into little pieces. When pieced together they disclosed, in the handwriting of the applicant, the following words:
"Nicky, 9 a.m. Monday, Malcolm, 21 Harper Street, Northcote."
On the opposite side of the newspaper, also to be read when pieced together was an inscription of a telephone number "03 9482 3441". This was the home telephone number of the deceased. In the same rubbish bin the police recovered a discarded pair of running shoes.
(c) Under a trough in the laundry the police found a copy of the "Herald Sun" newspaper dated 21 April 1999 reporting the death of the deceased. This paper had been torn across a photograph of the deceased.
(d) On various objects inside and outside the house at Coane Street, the police found various objects which had been reinforced with yellow PVC tape similar in size and characteristics to the pieces which had been found adhering to the deceased's body. Subsequent analysis showed that the tape found at the Coane Street premises was of similar size and characteristics to that found on the deceased's body; but it was tape of a common type.
(e) Although the police had been in the shed adjacent to the house during the course of the afternoon and had taken some photographs of the interior, Senior Constable Keightly had, during the course of the evening at about 10.30 p.m., returned to the shed to make a search of his own. Inside the shed and adjacent to the work bench were a number of cupboards. In the bottom of the left hand cupboard, and behind other material and a yellow box, he recovered a green jacket which was "rolled up" and appeared to have "stains" on it. He unravelled the jacket and found in one of its pockets a balaclava. He also found a plastic bag on a shelf above where he had found the jacket. That plastic bag contained black and white gloves and a number of condoms. Cruz later identified these items. She had told the applicant to take the condoms out of the bedroom in the house when a young child had come to stay. The gloves, she said, were used for gardening purposes. The stains on the jacket which had been recovered by Keightly were later analysed by a forensic biologist and found to be blood stains. Some of the stains were "contact stains" and others were "droplets". They were widely distributed over the jacket and the stains were subjected to DNA analysis by a forensic biologist, Mr. Hall. He prepared a "DNA chart" setting out his results on 14 of the stains. Most of them, he said, were blood stains emanating from the deceased, some were stains of the applicant's blood and others were a mixture of the two. With respect to those which were consistent with the DNA profile of the deceased, he expressed the opinion that the blood was 6.53 billion times more likely to have come from the deceased than any other female of the Victorian caucasian population.
On the day of the murder, that is 19 April 1999, the earliest phone call recorded as having been made from Coane Street was at 10.51 a.m.
1. The verdict of the jury was unsafe and unsatisfactory.
2. The learned judge erred in his directions concerning lies and post offence conduct, and in particular he erred:
(a) in leaving alleged lies to the police as part of the circumstantial case against the applicant and yet in failing to direct the jury in accordance with Edwards v. R. [1993] HCA 63; (1993) 178 C.L.R. 193;
(b) in failing to direct the jury in accordance with Edwards v. R. with respect to other alleged lies and post offence conduct both in and out of court;
(c) alternatively, in failing to direct the jury to the effect that the alleged lies and post offence conduct (both in and out of court) went only to credit and were not to be used as evidence of implied admissions of guilt.
3. The learned judge erred in his directions concerning the evidence given in cross-examination by Dr. Jelbart at the committal proceedings compared with his cross-examination at trial and the applicant's evidence at trial and, in particular, he erred:
(a) in directing the jury that "counsel at the committal was to be taken as acting upon instructions given";
(b) in failing to direct the jury to the effect that they must not reach the conclusion referred to sub-paragraph (a) unless they excluded all innocent explanations for the difference in the cross-examination at the committal.
(a) in admitting into evidence part of an untaped conversation between police and the applicant at the time of his arrest;
(b) in finding that the circumstances were exceptional and justified the reception of the evidence pursuant to s.464H(2) of the Crimes Act 1958.
His Honour: "The particular problem which I have to consider is whether I say anything in relation to consciousness of guilt. It was not my intention to do so."
Prosecutor: "Your Honour, for my part I did not address about ... ."
His Honour: "I know you didn't ... I have ... a real problem about raising the issue of consciousness of guilt in a circumstantial evidence case as it does have a `boot straps quality' about it. I was going to say to them, with respect to lies, that if they decide ... that the accused did tell any untruths about knowledge of the accused ... that they were simply matters to which they could have regard with the other pieces of evidence as part of that circumstantial matrix."
Prosecutor: "With respect, I entirely agree. It would not advance the case one iota I would have thought."
Defence Counsel: "I agree entirely, your Honour; it's a logical boot straps argument."
Following this exchange, in the course of which his Honour appeared to acquire the consent of both counsel to the course which he proposed to follow, the learned judge went on to direct the jury in the following way:
"I now want to deal with some evidence you have heard to the effect that when the accused was initially approached by the [police] he denied knowing the deceased and denied having had anything to do with her. [The prosecutor] has referred to that evidence which it is said constitutes false denials. In part in this case, the Crown relies upon evidence that the accused made statements at that stage which have been demonstrated to be untrue. In short, it is contended that the making of those false statements were significant in the circumstances of this case. You must remember ... that people may make statements which are untrue in many situations and for a wide variety of motives that are unconnected with any sense of criminal guilt. It may well be that an individual is apprehensive, fearful, inaccurate in recollection, or simply frightened, of being involved in some incident. They may be concerned about what might happen to them if they admit to having any knowledge themselves about a particular occurrence. On occasions, and from an early age, people often resort to a simple denial of any knowledge whatsoever about the matter under consideration. Statements, as I have indicated, can be made in all manner of circumstances. How do you regard the statements attributed to the accused man here if you find they were made. You would take them into account with all of the other evidence of the circumstances involved in this circumstantial case. Do you understand ... ? They simply constitute another part of the circumstances to which you would have, or could have, regard when you are considering, whether looking at the totality of the evidence ..., you are satisfied beyond reasonable doubt of his guilt. You would of course, before you could have regard to any such false denials, have to be satisfied beyond reasonable doubt - first, that the statements attributed to [him] were indeed made by him, and that they were related to a matter of importance with respect to the ... crime."
"There is no exception to what your Honour said, it's just that other little twist, if it can be called that."
"In the course of my instructions to you I indicated to you the way in which that evidence [i.e. the evidence of the applicant's responses to the police when asked whether he knew the deceased] could be used. Obviously the mere denial of any such knowledge or contact, even in the circumstances of this particular case, could not of itself be regarded as proof of involvement in her death. As I pointed out to you people make such statements because of simple concern ... . But I also instructed you that you would be entitled to have regard to that evidence as an additional circumstance when you are considering the totality of the circumstances which exist in this case."
His Honour then went on to explain what he called the "defence perspective" in relation to the evidence upon which the directions were being given. At the end of those directions no exception was taken to them either by the prosecutor or defence counsel.
"The duty of counsel at the bar table is to present the case for the party for whom that counsel appears. Each has tested the case advanced on behalf of the other side and each has presented his own case. Counsel have placed arguments before you in support of their respective cases and in that way have attempted to assist you to understand the evidence and to identify the issues that have arisen between the prosecution and the accused man. Through the process of challenges, which are integral to the adversary system employed in these courts, hopefully their activity will assist you in coming to a decision about the facts ... ."
His Honour then gave very full directions about the jury's task in a case based on circumstantial evidence concluding with the statement that they must "never forget that the circumstances relied upon by the Crown for an inference of guilt must exclude any reasonable hypothesis or explanation consistent with the innocence of the accused man". He then went through the circumstances relied upon by the Crown and the applicant's explanation for each such circumstance and "married in" the submissions made by the prosecutor and defence counsel relating to the weight which each contended should be given to the evidence by the jury. In accordance with the way in which the case had unfolded, the jury were directed to look at the whole of the evidence and were not instructed to consider any piece of it in isolation or any explanation given in respect of such evidence by the applicant as demonstrating a consciousness of guilt. The directions so given were in accordance with directions traditionally given in cases of this sort. Directions of the kind contended for here by counsel for the applicant would have been quite inappropriate and have needlessly distracted the jury from the task which they had been properly set.
"Also, of course, that passage raises a slightly different aspect, but a related notion. Counsel at the committal hearing was to be taken as acting upon the instructions which he is given. What was put to Dr. Jelbart as being what the accused said to him must be taken to be properly and appropriately put to him, and, of course, if you consider that there is a difference in that position from what occurred at that time to what is occurring now in the court, you can have regard to that in determining whether you accept what is currently being presented before you for consideration. ... I should imagine that there would be none of us who would not have had the experience of somebody [telling] you something on one day and giving you a slightly different version on another day, and you are never quite sure which is the correct one. But in this case the evidence which you have before you is the one which is given here and you determine whether you accept that, whether you regard that as reliable and accurate, and in doing so you can have regard to variations in that version from what may have been said at some earlier point in time."
Counsel submitted that, although such an inference (that is, as to different versions) was open, the judge should have gone on to tell the jury that they should not draw any such inference unless they excluded all other possible explanations for the difference in versions put. In support of what seems to me to be a rather extreme submission, counsel referred to authorities such as R. v. Manunta[11] and R. v. McLachlan[12]. Those authorities do not, in my view, support the thrust of the submission being made in this appeal. Each of those cases dealt with a matter different from that with which this ground of appeal is concerned; namely the sufficiency of directions as to what inference could be drawn where an accused had given evidence about material matters when no cross-examination had been directed to Crown witnesses about those matters. In each case the court had remarked that there may be "many explanations for the omission which do not reflect upon the credibility of the witness". In Manunta (supra), King, C.J. said that:
"... Where a possibility of drawing an adverse inference is left to the jury, the jury should be assisted, generally speaking, by some reference to the sort of factors which I have mentioned."
"(1) Subject to sub-section (2), evidence of a confession or admission made to an investigating official by a person who - (a) was suspected; or (b) ought reasonably to have been suspected - of having committed an offence is inadmissible as evidence against the person in proceedings for an indictable offence unless - (c) if the confession or admission was made before the commencement of questioning, the confession or admission was tape-recorded, or the substance of the confession or admission was confirmed by the person and the confirmation was tape-recorded; or (d) if the confession or admission was made during questioning at a place where facilities were available to conduct an interview, the questioning and anything said by the person questioned was tape-recorded; or (e) if the confession or admission was made during questioning at a place where facilities were not available to conduct an interview, the question and anything said by the person was tape-recorded, or the substance of the confession or admission was confirmed by the person questioned and the confirmation was tape-recorded; ... and the tape-recording or video-recording is available to be tendered in evidence. (2) A court may admit evidence of a confession or admission otherwise inadmissible by reason of sub-section (1) if the person seeking to adduce the evidence satisfies the court on the balance of probabilities that the circumstances - (a) are exceptional; and (b) justify the reception of the evidence. ... ."
"No argument has been advanced, nor does any appear to be reasonably open in the circumstances, that there was any kind of trick involved or pretence engaged in by (the police), or that the police members had any expectation or suspicion that the machine might not operate in a normal manner. In other words, it is both undisputed and obvious that the failure to comply with the provisions was purely accidental and unintended ... . This is not a case which raises any suspicion whatever concerning the actions of the members concerned. The evidence obviously possesses relevance in the context of the present trial. I can see no justification based upon the notion of the balance of probative value and prejudice which would justify the raising of any concerns at that level. I consider that the circumstances can be properly regarded as exceptional within the meaning of s.464H(2) and I am of the view that on the balance of probabilities, the circumstances justify the reception of the evidence concerned."
"If a court sentences an offender to be imprisoned in respect of an offence for - (a) the term of his or her natural life ... the court must, as part of the sentence, fix a period during which the offender is not eligible to be released on parole unless it considers that the nature of the offence or the past history of the offender make the fixing of such a period inappropriate."
"When regard is had to the seriousness of the crime which you committed and the other sentencing considerations to which I have adverted, including your high level of culpability, the nature of the offence ... the need to protect the community from the risk which you will continue to present for the foreseeable future, the total lack of remorse and absence of any significant prospect of rehabilitation, only one course can be seen sensibly to remain. You must as a consequence of the terrible crime which has brought you before this court be removed permanently from the society upon whose female members you have preyed for over 30 years. I do not consider that it would be appropriate to fix a minimum term in your case."
"My belief that I was a good judge of character has been destroyed because I have been completely fooled by a monster into believing that he was a caring and gentle man."
This "Jekyll and Hyde" personality of the applicant reflects, in his Honour's words "an ability to exercise a considerable degree of control over your underlying impulses which were then released when you considered that it was safe to do so and they emphasise your resistance to any rehabilitation endeavour".
[2] Edwards v. R. [1993] HCA 63; (1993) 178 C.L.R. 193.
[3] cf. Zoneff v. R. (2000) 200 C.L.R. 234 at 244; R. v. Andrea Morgan (unreported, Court of Appeal, 13 August 1996 per Hayne, J.A. at p.6).
[4] R. v. Andrea Morgan, supra, at p.6; R. v. Nguyen [2001] VSCA 1 at [18] and [20].
[5] R. v. Bogunovic [1999] VSCA 133 at [39].
[7] cf. Osland v. R. [1998] HCA 75; (1998) 197 C.L.R. 316 at 334 per Gaudron and Gummow, JJ., per Callinan, J. at 412.
[8] cf. per Gleeson, C.J. R. v. Birks (1999) 19 N.S.W.L.R. 677 at 685; R. v. Totivan & Dale, Court of Appeal, unreported, 15 August 1996, per Callaway, J.A. at page 13.
[10] R. v. Bogunovic, supra, per Callaway, J.A. at [59].
[11] (1990) 54 S.A.S.R. 17 at 23-24 (per King, C.J.).
[12] [1999] VSCA 127; [1999] 2 V.R. 553 at 568-9.
[13] cf. Heatherington v. R. [1994] HCA 19; (1994) 179 C.L.R. 370 at 383 per Brennan, Dawson and Gaudron, JJ.
[15] cf. Pollard v. R., supra, at 191 per Brennan, Dawson and Gaudron, JJ.
[16] [1955] HCA 59; (1955) 93 C.L.R. 493 at 514.
[17] [1988] HCA 6; (1988) 164 C.L.R. 365 at 371-2.
[20] See R. v. Denyer [1995] VicRp 12; [1995] 1 V.R. 186; R. v. Knight [1989] VicRp 62; [1989] V.R. 705; and R. v. Lascano, unreported, Court of Appeal (Vic.) 7 December 1995.
[21] (1997) 94 A.Crim.R. 41 at 50-51. (See also R. v. Fernando & Anor. (1997) 95 A.Crim.R. 533 at 536 per Abadee, J.)
R
Dupas [2001] VSCA 109