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[1999] VSCA 127
Court of Appeal (Vic)
1999-08-25
PHILLIPS, C.J., CALLAWAY and BUCHANAN, JJ.A.
Original judgment source is linked above.
"Derek Jones was killed on the night of 21 June 1996, outside a unit in Canterbury Road, Bayswater, where the two of you then lived. On that night, you, John McLachlan, arrived at the unit after spending some time drinking alcohol in the city. Five of you were talking and drinking alcohol: you two, Derek Jones, Emma Stevens and Kristen Ogilvie. Both of the last two gave evidence at your trial. ...
On that night Derek Jones was drunk. He was boasting; he was threatening. His boasting and threats annoyed both of you. One matter about which he boasted was that he had contacts who could kill people. He said he wanted to kill Andy Jones, the mutual friend who had introduced you to each other. At one point he went to make a telephone call, saying, as if to indicate he would carry out his boasts, 'Now we'll see who's who'.
From about the time he returned from trying to make the telephone call, both of you acted in a number of ways that indicated that you had agreed on a plan to teach Derek Jones a lesson. You, Tracy Marshall, said, 'Now we'll see who's who'. Whereas earlier you, John McLachlan, had merely verbally abused Derek Jones, you turned on cue from Tracy Marshall to physical assaults. First, you punched him so that he fell to the floor. There you kicked him. Within a short period you had immobilized him. You dragged him out to the unit's porch. Over the next hour or so, while Derek Jones was on the porch, and later on the driveway nearby, you subjected him to further sets of assaults. Between those assaults you went back inside the unit.
One set of assaults was linked to you, John McLachlan, trying to obtain from Derek Jones the PIN number for the keycard in his wallet, which you, Tracy Marshall, had taken from Derek Jones. In another set of assaults you, Tracy Marshall, kicked Derek Jones several times as he lay immobilized. In the most brutal set of assaults you, John McLachlan, not only further kicked and punched Derek Jones, you took him by the hair and slammed his head on the concrete.
When it was suggested that an ambulance should be called both of you opposed that course being taken. Instead, Derek Jones was dragged into the unit's garage and there he died."
"I am sentencing you on the basis that the two of you acted in concert. I find that there was a plan. The plan was quickly made and of limited scope. The plan was not to kill Derek Jones or to really seriously injure him; it was to injure him by assaulting him to teach him a lesson for his boasting and threats. It was in the execution of the plan that you, John McLachlan, formed a more serious intention.
In sentencing you, Tracy Marshall, for manslaughter, I have done so upon the basis that you were a party to concerted action to inflict injury, but not really serious injury, on Derek Jones, which action caused his death. I also take account of your having kicked him [in] a way that would not have caused serious injury.
In sentencing you, John McLachlan, for murder, I have done so upon the basis that you departed from the plan. You formed the intention to inflict really serious injury on Derek Jones. The initial assaults were such as to immobilize him almost immediately. The character of the further sets of assaults, and particularly the striking of the deceased's head on the concrete, was such as to warrant a finding that you intended to kill him. In not making that finding, I have given you the benefit of the doubt."
"1. That the learned trial judge failed sufficiently or at all to instruct the jury as to the applicant's defence.
2. The analysis of the evidence as given by the learned trial judge failed sufficiently or at all to bring to the attention of the jury the necessary facts and issues that they were required to consider when determining:
(b) the intention of the applicant at the time the deceased was struck by the applicant;
3. That the learned trial judge failed sufficiently or at all to alert the jury as to the inconsistencies of the evidence as given by the witnesses Stevens and Ogilvie and the effect of such inconsistencies on the prosecution case against the applicant.
4. The trial miscarried because the learned trial judge failed to adequately direct on the onus and standard of proof in relation to the defence of provocation.
5. The trial miscarried because the learned trial judge failed to adequately direct the jury as to how they should apply the element of causation and the defence of provocation to the facts in this case.
6. In the light of the expert evidence and concessions of the Crown it was not open to the jury to identify any particular act of the applicant as the cause of death.
7. The trial miscarried because the learned trial judge erred in declaring Emma Stevens a hostile witness for the prosecution, in that he took into account irrelevant matters and failed to take into account relevant matters.
8. The trial miscarried because the learned trial judge failed to sufficiently confine the prosecutor's cross-examination of Emma Stevens.
9. The trial miscarried because the learned trial judge failed to adequately direct the jury on the subject of accomplices and corroboration, in that:
(a) he failed to define or define adequately the term 'corroboration';
(b) he failed to sufficiently identify evidence which was capable as a matter of law of amounting to corroboration;
(c) he erred in directing the jury that such evidence that he did identify was capable of being used as corroboration in the applicant's trial, namely the evidence of the finding of blood at various places in the crime scene, the record of interview of the co-accused Marshall and the autopsy findings as to injuries.
10. The trial of the applicant miscarried because the learned trial judge gave a direction in accordance with Browne v. Dunn (1893) 6 R. 67 in circumstances that did not justify such a direction.
11. That the 'Browne v. Dunn' direction was incomplete, was unduly favourable to the Crown and was, in the circumstances, unfair to the applicant.
12. The applicant's trial miscarried by reason of any of the above grounds either independently or in combination."
"For that reason there is a legal principle which has to be applied in these circumstances, and the legal principle is that you should look for corroboration of the evidence of an accomplice. By corroboration I mean you look for evidence which tends to confirm or support that evidence. Because it is dangerous to convict an accused person without evidence from elsewhere that tends to confirm or support the evidence of an accomplice, it is appropriate that you look for that kind of evidence." (Emphasis added.)
Variants of the expression "confirm or support" were thereafter used but the definition was not further elaborated.
"Let me come back then, not at great length, to the question of what there is in the way of evidence that tends to support the evidence of Emma Stevens, and then to Kristen Ogilvie. It's a matter for you but you might think that her evidence as to what took place on the night in question was confirmed or supported in part by the evidence of the witness, David Wilks, as to the kicking of the deceased by Tracy Marshall. [1] Perhaps in part by the evidence as to the places where the crime scene policeman and the forensic scientist found blood of a group matching that of the deceased. [2] Perhaps by the evidence of some parts of the answers given in the interviews of John McLachlan and of Tracy Marshall. [3] Perhaps in the evidence of Dr Robertson as to the autopsy findings as to the injuries sustained, at least in relation to the trial of John McLachlan."
The numbers in square brackets identify the three examples of potentially corroborative evidence referred to below: see also ground 9(c). The jury were instructed not to look for confirming evidence in relation to one accomplice in the evidence of another.
(a) There were differences between Stevens's and Ogilvie's evidence. Among other things, Stevens described a sudden attack on the deceased, leaving him immobilized and bleeding. Ogilvie described a gradual build-up of punches, leading to an attack and his being dragged from the house in a headlock. Except on the question of provocation, Stevens's evidence was more favourable to the Crown. It was rendered more probable by the blood found on a rug at the crime scene.
(b) The interview conducted with Tracy Marshall was hearsay, but it was submitted that the jury would have understood that his Honour's words were to be construed distributively, i.e. the tape-recorded conversation with the applicant could afford corroboration in his case and the interview conducted with Marshall in hers. No doubt it would have been better if the learned judge had said so expressly, but it had been made abundantly clear at an earlier stage that Marshall's record of interview was not evidence in the applicant's case. It should, however, be noted that the jury were left at large to decide which parts of the answers in the tape-recorded conversation with the applicant corroborated Stevens's evidence.
(c) The autopsy findings were, I think, capable of corroborating Stevens's evidence. Murderous intent was an issue at the trial and their nature and extent tended to confirm that intent.
"We readily acknowledge that there are rules prescribing the directions that a judge must give in particular classes of case. The warning required with respect to the evidence of an accomplice is a familiar example. But such rules should not be unduly expanded. A trial judge should retain the flexibility to deal with the almost infinite range of factors that affect criminal trials. Where there is no specific rule, the principle is that the judge should give any direction that is necessary and practical, in the circumstances of the case, to avoid a perceptible risk of miscarriage of justice." (Emphasis added.)
(a) In her statement made on 25th June 1996 Stevens said that she saw the applicant kicking the deceased. She did not say so in her evidence at the trial on Thursday 29th or Friday 30th January 1998, but only when she was examined as a hostile witness on Monday 2nd February 1998. Cross-examined by counsel for the applicant, she said, as she had in chief, that she had no actual recollection of the kicking.
(b) Counsel also asked her whether she had seen Marshall speaking to the deceased after he returned from trying to make the telephone call. She answered, "No", but agreed that she was not sure. It was put to her that her recollection of events was faulty because of her ingestion of alcohol and Normison. She agreed that that could be so.
(c) A little later the following question was asked:
"What I put to you is that in fact what happened was there was an altercation between Derek and Tracy and John punched Derek in the face and then kicked him as he was attacking John, going for John?---No."
There was no trace of that suggestion in the tape-recorded conversation with the applicant, but there is in Marshall's record of interview.
(d) After questions designed to establish when Stevens learned that she was in danger of being charged, counsel asked questions about the discrepancies between her evidence on the Friday and on the Monday. She said that on the former occasion she had guessed some things and that there were others that she was not sure about. She claimed that she was more confident on the Monday and started to remember a bit more.
(e) Counsel for Marshall also cross-examined Stevens on discrepancies between her initial evidence-in-chief and her evidence when she was examined as a hostile witness.
"You were terrified that the police might charge you before they did charge you; is that right?---Yes.
Terrified that you would possibly be implicated in a murder charge? ---Yes.
And that you might even have been charged with a murder charge? ---Yes.
Was this explained to you by the police before you made the statements of the 25th and 3rd July, that you could [be] charged? ---Not that I recall.
Were you told by the police before you made your statement of the 25th, that if you assisted the police in their enquiries it would be unlikely that you would be charged?---Yes.
Was it the officer who took the first statement of the 25th, Mr Piper - I am sorry, yes - Mr Ridley - Mr Ridley?---Um - - -
Whatever happened, a police officer told you that if you assisted the police and told them the truth it would be unlikely you would be charged?---Yes.
That was before they sat down at any typewriter or any computer and started typing?---Yes.
You knew then in order to avoid being charged, you had to ensure that the police were sympathetic to your story; correct or not correct; in other words, you had to give them a story which meant that you weren't involved in any way?---No, because I said in my involvement during the three days, I just told the truth. "
"Well, you understood though that you had to shift any blame for these events on other people; I will put it differently. I apologise. Did you believe at the time when you spoke to the police on 25 June, 24th and 25th, the night and morning of the 25th, that you had to ensure that the blame was moved to other people?---No, I didn't really think that either. I just [told] the truth and I wasn't worried about shifting the blame on to anybody else, because I didn't [think] myself that I did anything to contribute to his death.
You went looking for a car to move the body?---Yes.
You played a substantial part in that; is that right?---Yes.
You were charged with attempting to steal a vehicle?---Yes.
As well as attempting or assisting in the offence of concealing the offence of murder?---Yes.
For want of a better description; how many cars did you attempt to steal?---Two.
How long did it take you to make your statement on the 25th, the night of the 24th, and the morning of the 25th?---About ten hours, I was there for."
"Miss Stevens, do you recognise the document that I've just handed to you?---Yes.
Does that record what you told police officers on the night of 24 June and the early morning hours of 25 June?---Yes, at the time I made this it was all true, but right now what I recall is I don't recall. I can't remember the bit about the kicking bit right now.
Well, let's see if we can help you. In the course of speaking to police officers, did you tell the police officers that you were in the lounge room and that Mr McLachlan left through the front door and left the door open?---Yes.
And that you heard John say, 'Wake up, you maggot, wake up, you dog'?---Yes.
Did you tell police officers that after John said this you heard what you thought were like - sounded like kicking sounds?---Yes.
Did you tell a police officer, 'It was a dull thud type sound, a bit lighter than someone punching into a punching bag'; did you tell the police officer that?---Yes.
Did you tell a police officer, 'I went to the front door and I saw John standing on the dri - on the driveway, and he was kicking Derek in the head'; did you tell the police officer that?---Yes.
Did you tell a police officer, 'I saw John kick Derek about seven times'?---Yes.
Did you tell a police officer, 'They were really hard kicks, and John was bringing his leg right back and driving his foot through, right into Derek's head'?---Yes.
Did you tell a police officer, 'Derek was still lying on his stomach, and John was kicking the left-hand side of his head'?---Yes.
Did you say, 'Derek was not moving, other that from the force from the kicks'?---Yes.
Did you tell the police, 'John then bent over Derek and grabbed Derek by the back of his head'; did you tell the police that?---Yes.
Did you tell the police, 'He grabbed his hair at the back of his head'?---Yes.
Did you tell the police, 'John rammed Derek's head into the concrete driveway four times'?---Yes.
Did you tell the police, 'He did this very hard and it sounded like when you stomp your foot on the concrete'?---Yes.
Did you tell the police, 'John then stopped and came back inside and came into the lounge room'?---Yes.
Did you tell the police that John then said to Tracy, 'I think I've just really fucked him up. I was slamming his head into the concrete. We've got to move him, there's fucking blood everywhere'?---Yes.
(a) In the course of the charge his Honour said:
"A finding as to what act or acts caused death is significant in fixing the time for assessing the existence of the requisite intention and for assessing, in relation to the issue of provocation, whether there was a loss of self control at the time of the commission of the act causing death."
(b) Shortly thereafter the jury were told that there were two questions for them to consider in relation to provocation. One of them was whether provocative conduct caused the applicant to lose his self-control and "whether the act or acts of the accused which caused the killing were done during a period of loss of self control". The question was restated in similar language when the learned judge turned to apply his exposition of the law to the facts of the case.
(c) The jury were also instructed that it was important to have regard to "the position as to self control at the time of the act or acts causing death". His Honour continued:
"You have to consider whether it was the first set of blows that caused death, or a later set, and if a later set, whether John McLachlan had time to regain his self control, if he had lost it earlier."
I do not accept that any of those passages or others to which we were referred, when they are read in conjunction with the rest of the charge, would have left the jury in any doubt about the burden and standard of proof applicable to provocation. At a retrial, however, reference might usefully be made to R. v. Anderson (1997) 94 A.Crim.R. 335.
"Mr Shwartz has suggested to me that I did not fairly summarise an important argument, and you heard what he had to say and it's what impression his argument had upon you that matters, but I considered that as a matter of fairness it was appropriate to give you an outline of what that argument was and as a matter of fairness, Mr Kayser has suggested that I need to raise a further matter which - and I'll deal with that first.
The further matter is this; that there's a rule in this court that if a witness is going to be challenged as being wrong in the light of what another witness is going to say, that it's appropriate to put to the first witness what the other witness is going to say to see what that witness says.
The reason that's important here, if I can be more specific, is that the story of Kristen Ogilvie included that at the time that there was in effect the start of the struggle or the table overturning, Emma Stevens had gone to the toilet. As a matter of fairness, according to this principle, then it would've been appropriate to put to Miss Stevens that at the time the struggle broke out, she was at the toilet and she could've given her answer to that question and you could've assessed what her answer was.
The reason why that becomes important is that Mr Schwartz's argument is - that I did not summarise - goes along these lines, that you should accept not Emma Stevens, but Kristen Ogilvie's evidence about what happened in that flat at the time of, in effect, the first incident, and as part of that, you should accept that what Kristen Ogilvie said was that Emma Stevens was at the toilet when it happened and therefore she didn't see it. But what then happened included that the three women were in the kitchen for three or four minutes, that the witness, Ogilvie, heard people struggling, that when she came out, the deceased and John McLachlan were struggling with McLachlan holding the deceased in a headlock, that they moved out the front door, there was pushing and pulling, and that McLachlan ultimately pushed the deceased onto the grass and driveway.
The significance of that so far as Mr Shwartz is concerned, according to his argument, is that if you accept that evidence, you should not accept that the way in which the events occurred, the acts were done, were such as would justify an inference that John McLachlan, at the relevant time, had intent to kill or cause really serious injury. However, the qualification was that if you accepted that evidence, you could be satisfied that he could be convicted of manslaughter by unlawful and dangerous act, but no more."
I have set out that passage at rather greater length than I should otherwise have done because of its bearing on the application of the proviso. Putting provocation to one side, the critical question will be whether, in the absence of misdirection, the jury may have had a reasonable doubt about the applicant's intention to kill or do really serious injury, which in this context meant and would have been understood to mean really serious physical (or bodily) injury.
R
McLachlan [1999] VSCA 127