recusal application
5 In his recusal application, the applicant sought the following relief:
The Applicant seeks orders from the court directing that;
Her Honour Justice Collier disqualify herself from hearing or determining any further proceedings in relation to this matter QUD70/2022 on the basis that Her Honour has already made determinations concerning the authenticity of Document for Travel to Australia 032105, "the visa", during the determinations of;
i) an interlocutory application Fard v Secretary, Department of Immigration and Border Protection [2016] FCA 1224 13 October 2016; and
ii) Fard v Secretary, Department of Immigration and Border Protection [2016] FCAFC 155;
and these facts and circumstances give rise to a reasonable apprehension of bias, particularly, that Her Honour Justice Collier might not bring an impartial and unprejudiced mind to the resolution of the questions raised in this matter QUD70/2022, as they relate directly to the authenticity of "the visa"
6 In earlier proceedings in the Federal Court in ACD39/2016, Ms Fard appealed against a decision of the Administrative Appeals Tribunal. The Tribunal had summarily dismissed Ms Fard's application under the Freedom of Information Act 1982 (Cth) seeking amendment of records of the Department of Immigration and Border Protection (Department) containing her personal information, which records she claimed were incorrect. Relevantly, the information Ms Fard wished to have corrected was information that she was the mother of a man named Mr Sohail Laghaifar (also known as Mr Qeumars).
7 At first instance, a Judge of the Federal Court dismissed Ms Fard's appeal against the Tribunal decision. In particular, the Judge in the earlier Fard proceeding had found that the failure of the Department to provide information or material concerning the meaning of relevant visa codes did not give rise to procedural unfairness, and that no practical injustice had been established. The Judge also found that the Tribunal had considered the "fresh evidence" tendered by the Ms Fard in conjunction with the other material before it.
8 Ms Fard appealed the decision of the Judge in that case to the Full Court.
9 The Full Court Bench constituted to hear the appeal comprised Katzmann and Farrell JJ and myself.
10 While the appeal was pending, Ms Fard filed interlocutory applications seeking the issue of subpoenas, production of new documents, the appearance of witnesses and the admission of fresh evidence. One of the persons whom Ms Fard sought subpoenaed was Mr Sohail Laghaifar (also known as Mr Qeumars).
11 It appears that Mr Sohail Laghaifar or Mr Qeumars is the applicant in the proceedings presently before me.
12 Returning to the proceedings in Fard, I ordered that the interlocutory applications of Ms Fard be argued before me prior to the hearing by the Full Court.
13 After hearing argument, I refused Ms Fard the issue of the subpoena to Mr Sohail Laghaifar (or Mr Qeumars) and dismissed her interlocutory applications: Fard v Secretary, Department of Immigration and Border Protection [2016] FCA 1224. Relevantly I observed:
39. Further, as the respondent correctly submits, under r 36.57 of the Rules the appellant must describe the ground(s) of appeal to which the application for fresh evidence relates. In this case the appellant seeks to rely on only one ground of appeal, namely that the decision of the primary Judge was unjust and unfair. It may be that the evidence upon which the appellant now seeks to rely is relevant. Indeed, this evidence may be such that the Tribunal could have formed a different view had the Tribunal had the advantage of receiving it at the relevant time. This, however, is simply speculation. Indeed, I note that:
• It is simply not reasonable to suggest that the existence of evidence which was not before the primary Judge could in any way have resulted in that decision being "unjust and unfair". I make this observation in light of the apparent circumstance that the appellant chose not to press this evidence for consideration by the primary Judge.
• It is not the role of either the primary Judge or this Court to conduct a merits review of the decision of the Tribunal. The tenor of the appellant's case in respect of this evidence is that she is inviting the Court to undertake such an impermissible review.
• As the respondent correctly submitted, Sami [2013] FCAFC 128 is authority for the proposition that the Court must have regard to the limits of its jurisdiction in reviewing decisions of the Tribunal in assessing the potential relevance and weight of the fresh evidence sought to be adduced.
(emphasis added)
14 It follows that, in that interlocutory decision, it was unnecessary for me to "[make] determinations concerning the authenticity of Document for Travel to Australia 032105, "the visa". The authenticity of any visa was not the subject of the proceedings before me.
15 The subsequent decision of the Full Court in Fard v Secretary, Department of Immigration and Border Protection [2016] FCAFC 155 was unanimous. The Full Court dismissed the appeal by Ms Fard. Relevantly the Court observed at [21]:
We have summarised, in some detail, the reasons of the primary Judge. We are unable to identify any basis on which his Honour's reasons could be described as "unjust and unfair", as claimed by the appellant in her notice of appeal. On the contrary, the reasons demonstrate that his Honour gave thorough and thoughtful attention to the application before him, and that his decision to dismiss the appeal was correct for the reasons he gave.
16 The Court continued:
23. First, and notwithstanding the generality of the terms in which the ground of appeal before us is framed, it is clear from both written and oral submissions of the appellant that her fundamental complaint is that the Department did not provide her with information concerning "visa codes K4551 and K4552 as they applied from 1984 to 1990 inclusive". The appellant submitted that these "visa codes" related to the gender of visa recipients, and that the "female" visa code was K4551. The appellant submitted that the use of the "female" visa code in respect of the visa issued on 11 December 1989 to the man the Department alleged was her son indicated that the Department had erred in identifying him. The appellant claimed that this indicated a fundamental error in the records of the Department, supporting her application for correction of the Department's records.
24. During the course of the hearing of the appeal however it became apparent that the so-called "visa codes K4551 and K4552" were, in fact, not referable to gender, but were classes of visas prescribed by regulations made under the Migration Act and this information was publicly available…
17 After further discussion, the Court observed:
26. If this is the case - and we have no reason to doubt this publicly available information - it is likely that the appellant is incorrect in her submission that "visa codes K4551 and K4552 as they applied from 1984 to 1990 inclusive" were gender-related. In that light, while we query the wisdom of the Department's decision not to provide the appellant with information concerning visa sub-classes K4551 and K4552, we are unable to see how the provision of that information by the Department would have assisted the appellant's case before the Tribunal.
18 An issue in the appeal concerned whether a proper response had been made by the Department to Ms Fard. The Court found:
35. We find no fault in his Honour's reasoning. The letter of 22 July 2015 constituted "a response to the submissions of the Applicant dated 14 July 2015, in particular paragraphs a) ...". The response did not satisfy the appellant, but that does not mean that it was not "a response" within the meaning of the Tribunal's directions.
…
37. It follows that even if the information in respect of "visa codes K4551 and K4552" was supportive of the proposition advanced by the appellant concerning alleged forgery of travel documentation (which, in our view, it was not), the Department did not fail to comply with a direction of the Tribunal that that information be supplied to the appellant.
19 Plainly, the authenticity of any particular visa, or anyone, was not in issue in the appeal determined by the Full Court in Fard v Secretary, Department of Immigration and Border Protection [2016] FCAFC 155.
20 Turning now to the present application for recusal, I note that the applicant did not provide written submissions in support of his recusal application. However, I note his affidavit filed in support on 1 September 2022 which relevantly stated:
5. On 13 October 2016 Justice Collier made various notes at [FCA 1224], at p. 4 [15] her Honour stated: "an affidavit by Mr Qeumars which annexed copies of two travel documents …". FCA 1224 [2016] and FCAFC 155 [2016] are attached to the annexures of documents marked "F" and "G".
6. In respond to her Honour regarding my affidavit referred to at [FCA 1224], that on 18 September 2015, I provided my affidavit within written application dated 18 September 2015 as an unlawful non-citizen, to the Administrative Appeals Tribunal (AAT), to I be a party to the proceeding of AAT No: 2015/1668, under Section 30 (1A) of the Administrative Appeals Tribunal Act. My affidavit/application to AAT No: 2015/166 attached to the annexures of documents and marked "D".
7. In my affidavit/application to AAT No: 2015/1668, I provided my identification documents. Also, I have made annexure of two versions of an Australian Visa V619<00309C, D033941, Visa code K4551, issued in Sofia, Bulgaria, 11 December 1989, on Document for Travel to Australia 032105, which were provided to me, and the Respondent without providing any affidavit evidence to AAT, by deceptive conduct and fraudulently asserted the said visa document 032105 as my status. I declared in my affidavit/application to AAT, that, the visa document 032105 does not contain my details.
…
12. The matter of QUD285/2021 "The Sovereign Soltan Qeumars Shah Qajar v Australian Human Rights Commission & Minister for the Department of Home Affairs & Minister For Foreign Affairs" proceeded before her Honour Justice Collier for case management on 13 October 2021. Transcript of Proceedings dated 13/10/2021 attached to the annexures of documents and marked "H".
13. At this hearing 13 October 2021, Justice Collier did not disclose to me any information regarding the aforesaid cases FCA 1224 and FCAFC 155.
14. On 13 October 2021 Justice Collier made orders and the matter of QUD285/2021 was listed for 25 November 2021. Sealed orders of Collier J dated 13/10/2021 attached to the annexures of documents marked "I".
15. On 23 November 2021, I filed my 'the Applicant' proposed order, stamped RECEIVED Federal Court of Australia. I sought order that "By 8 December 2021, the Second Respondent file and serve affidavit evidence including the original visa Document for travel to Australia number 032105 alleged to have been issued on 11 December 1989 and any evidence of the identity of the applicant upon which the Second Respondent intends to rely". The stamped RECEIVED proposed order dated 23/11/2021 attached to the annexures of documents and marked "J".
16. On 25 November 2021, Justice Collier did not grant the proposed order that I sought. At this hearing, Justice Collier in any way, shape, or form, did not inform me about the aforesaid cases FCA 1224 and FCAFC 155. Transcript of Proceedings dated 25/11/2021 attached to the annexures of documents and marked "K".
17. On 25 November 2021, Justice Collier made orders and the matter of QUD285/2021 was listed to be heard on 15 March 2022. Sealed orders of Collier J dated 25/11/2021 attached to the annexures of documents marked "L".
18. Pursuant to the orders of Collier J dated 25 November 2021, the Second and the Third Respondents did not provide any affidavit evidence about single photocopy A4 page depicting a Permanent Resident Visa Document for travel to Australia 032105, thus, resulted to serve upon the Second and the Third Respondents with Notice to produce QUD285/2021 dated 18 February 2022, subpoena request dated 2 March 2022, and I lodged an interlocutory application dated 2 March 2022.
…
25. I believe that the above facts and circumstances including the cases FCA 1224 [2016] and FCAFC 155 [2016] attached to the annexures of documents marked "F" and "G" give rise to a reasonable apprehension of bias, and I ask that the Court consider that Her Honour Justice Collier disqualify herself from hearing or determining any further proceedings in relation to this matter QUD70/2022 on the basis that Her Honour has already made determinations concerning the authenticity of "the visa".
21 The crux of the appellant's recusal application appeared to be that I had earlier decided in the Fard litigation, unfavourably to him, that certain documents on which the appellant seeks to rely were not "authentic". As such, the applicant contended at the hearing on 7 September 2022 that I might not bring an impartial mind to the consideration of his application for leave to appeal.
22 The proper test applicable in determining whether a judicial officer is affected by apprehended bias was that set out by the bHigh Court in Ebner v Official Trustee in Bankruptcy [2000] HCA 63; 205 CLR 337.
23 In Ebner, Gleeson CJ and McHugh, Gummow and Hayne JJ relevantly observed:
6. Where, in the absence of any suggestion of actual bias, a question arises as to the independence or impartiality of a judge (or other judicial officer or juror), as here, the governing principle is that, subject to qualifications relating to waiver (which is not presently relevant) or necessity (which may be relevant to the second appeal), a judge is disqualified if a fair-minded lay observer might reasonably apprehend that the judge might not bring an impartial mind to the resolution of the question the judge is required to decide. That principle gives effect to the requirement that justice should both be done and be seen to be done, a requirement which reflects the fundamental importance of the principle that the tribunal be independent and impartial. It is convenient to refer to it as the apprehension of bias principle.
7. The apprehension of bias principle may be thought to find its justification in the importance of the basic principle, that the tribunal be independent and impartial. So important is the principle that even the appearance of departure from it is prohibited lest the integrity of the judicial system be undermined. There are, however, some other aspects of the apprehension of bias principle which should be recognised. Deciding whether a judicial officer (or juror) might not bring an impartial mind to the resolution of a question that has not been determined requires no prediction about how the judge or juror will in fact approach the matter. The question is one of possibility (real and not remote), not probability. Similarly, if the matter has already been decided, the test is one which requires no conclusion about what factors actually influenced the outcome. No attempt need be made to inquire into the actual thought processes of the judge or juror.
8. The apprehension of bias principle admits of the possibility of human frailty. Its application is as diverse as human frailty. Its application requires two steps. First, it requires the identification of what it is said might lead a judge (or juror) to decide a case other than on its legal and factual merits. The second step is no less important. There must be an articulation of the logical connection between the matter and the feared deviation from the course of deciding the case on its merits. The bare assertion that a judge (or juror) has an "interest" in litigation, or an interest in a party to it, will be of no assistance until the nature of the interest, and the asserted connection with the possibility of departure from impartial decision making, is articulated. Only then can the reasonableness of the asserted apprehension of bias be assessed.
(emphasis added)
(footnotes omitted)
24 The High Court further clarified this test in Charisteas v Charisteas [2021] HCA 29, at [11], as follows:
11. Where, as here, a question arises as to the independence or impartiality of a judge, the applicable principles are well established, and they were not in dispute. The apprehension of bias principle is that "a judge is disqualified if a fair‑minded lay observer might reasonably apprehend that the judge might not bring an impartial mind to the resolution of the question the judge is required to decide". The principle gives effect to the requirement that justice should both be done and be seen to be done, reflecting a requirement fundamental to the common law system of adversarial trial - that it is conducted by an independent and impartial tribunal. Its application requires two steps: first, "it requires the identification of what it is said might lead a judge ... to decide a case other than on its legal and factual merits"; and, second, there must be articulated a "logical connection" between that matter and the feared departure from the judge deciding the case on its merits. Once those two steps are taken, the reasonableness of the asserted apprehension of bias can then ultimately be assessed.
(emphasis added)
25 In the context of prior adverse findings forming the basis for recusal owing to apprehended bias, I respectfully note and adopt observations of Bromwich J in Young v Hughes Trueman Pty Ltd (No 5) [2017] FCA 690, at [14], namely:
Merely reaching an adverse view of the merits of a case, even if firmly expressed, does not necessarily, or even ordinarily, preclude a judge determining the next stage of the same proceedings. Damages hearings routinely follow determination of liability; in the criminal jurisdiction sentences follow determinations of guilt (including in cases by way of trial by judge alone). In any court where costs may be awarded, including in particular indemnity costs, the way in which a case was run will fall to be assessed against the backdrop of an unfavourable prior decision which may go to the heart of the decision to be made. It simply cannot be the case that in such situations a new judicial officer is required as a matter of course for that last stage. The focus must be on a proper basis for recusal.
(emphasis added)
26 In light of the principles in Ebner and previous decisions in the Fard litigation, I was not persuaded that I should recuse myself from hearing the applicant's application for leave to appeal for the following reasons.
27 First, the applicant has not identified any cogent or persuasive reason to justify his contention that I would determine his application for leave to appeal on any basis other than its legal and factual merits. His sole contention in this respect is that I was previously involved in decisions in which I allegedly rejected the validity of documents concerning his mother, and as a consequence I have prejudged his application for leave to appeal. As I have already explained, this is not an accurate description of the previous litigation involving Ms Fard, the principles discussed by the Court (either by me sitting alone or as a member of the Full Court), or the outcome of the two Fard cases.
28 Second, as Bromwich J observed in Young, prior adverse decisions made by a judicial officer in a proceeding seldom lead to issues of apprehended bias when determining a later part of that proceeding. Being a member of a Full Court, and separately alone determining interlocutory matters referable to the admissibility of fresh evidence and the issue of subpoenas, some six years ago in two entirely separate proceedings to which the applicant was not a party, would not lead a fair-minded lay observer to reasonably apprehend that I might not bring an impartial mind to determining the application for leave to appeal before me. It follows that the applicant has failed to establish a logical connection between the decisions in the Fard litigation to which I have referred in this judgment, and how I may decide this appeal on anything other than its merits.
29 Third, I further note in any event that an application for special leave to appeal the decision from the Full Court was dismissed by the High Court in Fard v Secretary, Department of Immigration and Border Protection [2017] HCASL 30. In doing so, the High Court stated at [2]:
None of the applicant's proposed grounds of appeal discloses a sufficient basis to doubt the Full Court's decision and, therefore, an appeal to this Court would not enjoy sufficient prospects of success to warrant a grant of special leave to appeal.
30 For these reasons the recusal application stands dismissed.