RELIANCE ON THE ADVERSE SECURITY ASSESSMENT
56 This ground is founded on the opening words of paragraph 3 of the Minister's reasons in which he said that his conclusion that the applicant did not pass the character test was "[b]ased on the adverse security assessment provided by the Australian Security Intelligence Organisation …". Attention was also directed to a submission from the Department which was considered by the Minister in which he was advised that "[i]t has been longstanding government policy that non-citizens with an [adverse security assessment] will not be settled in the community and will be removed from Australia where it is consistent with Australia's international obligations."
57 The gravamen of the applicant's complaint was that the criteria, prescribed by the ASIO Act, for the making of an adverse security assessment differed from the criteria contained in s 501(6)(d)(v) which the Minister found to have been satisfied.
58 Section 35 of the ASIO Act defines an "adverse security assessment" as a security assessment that contains:
"(a) any opinion or advice, or any qualification of any opinion or advice, or any information, that is or could be prejudicial to the interests of the person; and
(b) a recommendation that prescribed administrative action be taken or not be taken in respect of the person, being a recommendation the implementation of which would be prejudicial to the interests of the person."
59 The word "assessment" is defined in the same section to mean:
"[A] statement in writing furnished by [ASIO] to a Commonwealth agency expressing any recommendation, opinion or advice on, or otherwise referring to, the question whether it would be consistent with the requirements of security for prescribed administrative action to be taken in respect of a person or the question whether the requirements of security make it necessary or desirable for prescribed administrative action to be taken in respect of a person, and includes any qualification or comment expressed in connection with any such recommendation, opinion or advice, being a qualification or comment that relates or that could relate to that question."
60 The word "security" is defined, in s 4 of the ASIO Act, to mean:
"(a) the protection of, and of the people of, the Commonwealth and the several States and Territories from:
(i) espionage;
(ii) sabotage;
(iii) politically motivated violence;
(iv) promotion of communal violence;
(v) attacks on Australia's defence system; or
(vi) acts of foreign interference;
whether directed from, or committed within, Australia or not; and
(aa) the protection of Australia's territorial and border integrity from serious threat; and
(b) …"
61 The applicant drew attention to the wide scope of an adverse security assessment, made under the ASIO Act, and the narrower question posed by s 501(6)(d)(v) of the Act, namely, whether there is a "significant risk" that an applicant would represent a danger to the Australian community or a segment of it. Attention was also directed towards the different purposes served by the two pieces of legislation. It was not open to the Minister, so it was submitted, "to refuse a visa simply because a person has an adverse security assessment."
62 The applicant contended that an examination of the Minister's reasons disclosed that the Minister had not applied the test propounded by s 501(6)(d)(v) of the Act. Rather, he had "effectively substituted" a different and incorrect test posed by the ASIO Act. In doing so he failed to perform his statutory function under s 501 of the Act, asked himself the wrong question and/or "effectively, and impermissibly, abdicated his own decision making role in the s 501 process in favour of the Director-General of ASIO." These errors, individually and collectively, constituted jurisdictional error.
63 The language employed by the Minister in paragraph 3 of his reasons lacks clarity. He asserts that he has based his decision on ASIO's adverse security assessment relating to the applicant. That assessment is said to include "material which is section 503A protected information" and "non-disclosable information." He thereby may be taken to suggest that this material and information forms part of the adverse security assessment.
64 In an open affidavit, sworn on 30 May 2012 in Plaintiff M47, the Director-General of Security deposed that:
"Based on ASIO's investigations, I assess that the plaintiff:
a. was a voluntary and active member of the Liberation Tigers of Tamil Eelam (LTTE) Intelligence Wing from 1996-1999, with responsibilities including identifying Sri Lankan Army collaborators, which he was aware likely led to extrajudicial killings, and maintained further involvement in intelligence activities on behalf of the LTTE from 1999-2006;
b. deliberately withheld information regarding his activities of security concern and provided mendacious information throughout the security assessment process in order to conceal such activities; and
c. remains supportive of the LTTE and its use of violence to achieve its political objectives, and will likely to continue to support LTTE activities of security concern in and from Australia.
I assess the plaintiff to be directly or indirectly a risk to Australia's security, within the meaning of section 4 of the ASIO Act."
In another open affidavit, sworn on 24 October 2013 in the present proceeding, the Director-General reaffirmed the assessment which he had earlier made and recorded in his 30 May 2012 affidavit. This was the adverse security assessment.
65 The reasons for the making of the adverse assessment were to be found in another document. That document was a briefing note prepared by ASIO officers for the Director-General's consideration. It is known internally in ASIO as a "final appreciation". In his open affidavit in the present proceeding the Director-General explained the contents of the final appreciation in the terms set out above at [20].
66 The final appreciation relating to the applicant has not been published because of the successful public interest immunity claim made by the Commonwealth. Nor, as I have held, may it be tendered or relied on in evidence in this proceeding: see The Church of Scientology Inc v Woodward (1982) 154 CLR 25 at 61 (Mason J); Gypsy Jokers Motorcycle Club Inc v Commissioner of Police (2008) 234 CLR 532 at 550-1 (Gleeson CJ), 556 (Gummow, Hayne Heydon and Kiefel JJ); Sagar v O'Sullivan (2011) 193 FCR 311 at 321.
67 The problem with the wording of paragraph 3 is compounded by the failure of the Minister to identify precisely what material he considered to be "s 503a protected information" or "non-disclosable information." There is the further difficulty that s 503A of the Act only applies to information which has been communicated to an authorised migration officer on the condition that it be treated as confidential information. Counsel for the Minister were unable to point to any evidence which established that the final appreciation had been provided by ASIO subject to such a condition.
68 In paragraph 6 of his reasons the Minister refers to an "Issues Paper and attachments" to which he had regard in reaching his decision. It will be necessary to return to the issue of the purpose for which the Minister had resort to these documents. It is sufficient, for present purposes, to note that he had read the issues paper. That paper and the attachments to it throw some light on what the Minister intended to convey in paragraph 3 of his reasons.
69 The issues paper was forwarded to the Minister under cover of a five page minute which was received in the Minister's office on 24 June 2013. On the following day the Minister responded to recommendations which were set out on the front page of the covering document. He signed the draft statement of reasons which had been prepared for him in which he recorded the decisions made by him under ss 501 and 502 of the Act. He signed a certificate which declared the applicant to be an excluded person for the purposes of s 502 and he expressed the opinion that the content of "Attachment B" was "information or matter whose disclosure would be contrary to the national interest because it would prejudice the security of Australia, within the meaning of the definition of 'non-disclosable information' in s 5(1) of the Act." At the end of the covering document Attachment B was identified as "s 503A Protected Information - NOT FOR RELEASE". The evidence called in support of the Commonwealth's public interest immunity claim identified Attachment B more specifically as being the final appreciation. A consequence of the upholding of the public interest immunity claim was that the document was not in evidence at trial. The same document, which was described in the same way, was Attachment E to the Issues Paper. In paragraph 18 of the Issues Paper the Minister was advised that:
"The Department has received additional information relating to [the applicant] which is protected information under s 503A of the Act (Attachment E). Given the nature of this information, it is open to you to form the opinion that its disclosure would be contrary to the national interest because it would prejudice the security of Australia. If you do form such an opinion the information would be 'non-disclosable information' within the meaning of s 5(1) of the Act, in addition to being protected information under s 503A. This information will not be disclosed to [the applicant]."
70 In his open affidavit in the present proceeding the Director-General of Security identifies Attachment E as being the final appreciation prepared by ASIO in relation to the applicant.
71 The Minister's reasons are not to be read zealously in pursuit of error: see Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259 at 272; Collector of Customs v Pozzolanic (1993) 43 FCR 280 at 287. Having regard to what appears in the Issues Paper which was before the Minister and the affidavit of the Director-General, it is tolerably clear that, in using the word "including", in paragraph 3 of his reasons, the Minister was intending to explain that he had based his decision that the applicant had not satisfied the character test on both the adverse security assessment and the reasons for it which were contained in the final appreciation. The Minister was advised in the Issues Paper that the "additional information", contained in Attachment E, was "protected information under s 503A" and that it was open to him to form the opinion that the attachment contained "non-disclosable information" within the meaning of s 5(1) of the Act. Attachment E was the final appreciation. It was the only document which was before him at the time at which he made the decision in respect of which he was advised that it contained non-disclosable information or "material" which was covered by s 503A of the Act.
72 The question then becomes whether there is any evidence before the Court to support the applicant's complaint, that, in reaching his decision, the Minister applied a test other than that propounded by s 501(6)(d)(v) of the Act in determining that the applicant did not satisfy the character test.
73 It was common ground that the criteria, prescribed by the ASIO Act, pursuant to which the adverse security assessment was made, were different from and broader than those which the Minister was required to apply in determining whether or not the applicant failed the character test as defined by s 501(6) of the Act. It is clear, as Kiefel J said in Plaintiff M47 at 362 [459], that the meaning of "security" under the ASIO Act "contemplates wider notions of security" than the Act. Nonetheless, it remains possible, consistently with the concept of "security" comprehended by the ASIO Act, for an adverse security assessment to be made for reasons which would also support a finding that a significant risk existed that an applicant would represent a danger to the Australian community within the meaning of s 501(6)(d)(v). The Minister correctly directed himself that the applicant would fail the character test if there was a significant risk that the applicant would represent a danger to the Australian community in one of the ways referred to in s 501(6)(d)(v). It is conceivable that some or all of the facts, which were relied on in ASIO's final appreciation to explain why the Director-General had determined that an adverse security assessment should be made in relation to the applicant could also have, appropriately, been drawn on by the Minister for the purpose of making his decision. One of the reasons, given by the Director-General in his open affidavit, was that the applicant remained supportive of the LTTE and its use of violence and would continue to support the LTTE's activities "of security concern in and from Australia." The factual findings underpinning this part of the assessment may well have persuaded the Minister that there was a significant risk that the applicant would endanger the Australian community by becoming involved in disruptive or violent activities. So much is, of course speculative, because the material in the final appreciation is not known to the Court. This also means, however, that there is no foundation for the inference which the applicant would have the Court draw.
74 It is, unfortunately for the applicant, not possible for him to establish, on the evidence, that the Minister, by basing his decision on the final appreciation, must be taken to have applied the wrong test. The contents of the appreciation are unknown. In circumstances where the Act specifically precludes reference to them in reasons for decision, it is not possible to infer that the Minister must have applied a wrong test.
75 It is, with respect, plainly correct, as Kiefel J held in Plaintiff M47 at 362 [458] that "it is nowhere contemplated by the Migration Act that officers of ASIO are to have a determinative role regarding applications for visa." The Minister did not, in terms, reason that, because the Director-General had issued an adverse security assessment of the applicant that the applicant must be found to have failed the character test. What the Minister did was to have regard to the contents of the Director-General's assessment and then form a judgment as to whether the applicant was a person to whom s 501(6)(d)(v) applied. He did not refer to what he had been advised, in the issues paper, was the long standing Government policy relating to non-citizens in the position of the applicant. There is no basis for finding that the Minister determined that the applicant had failed the character test simply because the Director-General had issued an adverse security assessment under the ASIO Act.
76 This ground must fail.