The current position
27 Orders were made in both Patel v Minister for Immigration and Citizenship and Patel v Minister for Immigration and Citizenship (No 2) on the assumption that the appellant had made no submissions concerning the question whether the Court should reopen argument in relation to the decision of the High Court in Plaintiff M70/2011. Putting to one side now the issues I have canvassed in relation to the manner in which the appellant's submissions were communicated to the Court, it is clear that submissions were nonetheless prepared by Counsel for the appellant, and intended to be the subject of reliance by the appellant in relation to his interlocutory application. An important principle of law is that expressed in the maxim audi alteram partem, requiring a person to be heard before a decision is made. In this case, the Court was not able to take into account the appellant's submissions concerning whether the Court should entertain further arguments concerning the decision in Plaintiff M70/2011.
28 A very real question, however, is whether the Court has power to address the situation which has now arisen.
29 Rule 39.04 of the Federal Court Rules provides as follows:
The Court may vary or set aside a judgment or order before it has been entered.
30 It is not in dispute in this case that all relevant orders have been entered. Accordingly, r 39.04 is of no assistance in these proceedings.
31 Once an order has been entered, r 39.05 becomes relevant. This rule provides:
Varying or setting aside judgment or order after it has been entered
The Court may vary or set aside a judgment or order after it has been entered if:
(a) it was made in the absence of a party; or
(b) it was obtained by fraud; or
(c) it is interlocutory; or
(d) it is an injunction or for the appointment of a receiver; or
(e) it does not reflect the intention of the Court; or
(f) the party in whose favour it was made consents; or
(g) there is a clerical mistake in a judgment or order; or
(h) there is an error arising in a judgment or order from an accidental slip or omission.
32 Both parties have provided submissions in relation to the powers of the Court in the current circumstances.
33 Materially, the Minister does not oppose a variation of the judgment if the Court takes the view that there is a proper legal basis for taking such a step. In his submissions, however, the Minister also notes that an application for special leave to appeal to the High Court of Australia against the decision in Patel v Minister for Immigration and Citizenship was filed on 2 October 2012, and that it is arguable that the High Court is now seized of the matter. Nonetheless Mr Bickford for the Minister also directed my attention to the decision of the High Court in Collins v The Queen (1975) 133 CLR 120, and in particular to comments of Barwick CJ, Stephen, Mason and Jacobs JJ at 122 where their Honours said:
But an application for leave or special leave to appeal is not in the ordinary course of litigation. The practice of this Court in granting or refusing leave or special leave makes this clear. First, until the grant of leave or special leave, there are no proceedings inter partes before the Court. This is so even in a case in which the application for leave or special leave is opposed …
(Emphasis added.)
34 To that extent I consider the preferable view is that, notwithstanding the lodgement of the application for special leave to appeal to the High Court by the appellant, this Court continues to have power in relation to these proceedings.
35 The appellant however appears to take a different view. In summary, the appellant submits:
Natural justice cannot be given after the event.
The appellant formally opposes any order to re-list the application to reopen argument prior to judgment being vacated (I understand that the appellant means judgment in the substantive appeal).
If I were to determine this matter again, the objective test of a reasonable apprehension of bias would be breached.
The Court does, however, have power to vacate all orders in these proceedings. All orders ought to be vacated and the matter determined again by a differently constituted Federal Court in its appellate jurisdiction.
36 The appellant has not brought a formal application in this matter. I understand, however, from the written and oral submissions of Counsel for the appellant, that the appellant seeks a vacation of orders made in Patel v Minister for Immigration and Citizenship, Patel v Minister for Immigration and Citizenship (No 2), and Patel v Minister for Immigration and Citizenship (No 3) [2012] FCA 1021 (which deals with the award of costs in relation to the previous decisions). To that extent, there is an interlocutory application before the Court to vacate all orders.
37 The Minister opposes vacation of any orders made in these proceedings.
38 In the recent decision in United Group Resources Pty Ltd v Calabro (No 6) [2012] FCA 431 McKerracher J made the following observations:
[12] In Autodesk Inc v Dyason (No 2) (1993) 176 CLR 300, Mason CJ held (at 303) that an order may be reviewed where the Court has good reason to consider that its earlier judgment has proceeded under a misapprehension as to the facts or to the law and that the misapprehension cannot be attributed solely to the neglect or default of the party seeking the rehearing.
[13] Similarly, in De L v Director-General, NSW Department of Community Services (No 2) (1997) 190 CLR 207, the High Court (Toohey, Gaudron, McHugh, Gummow and Kirby JJ) held in a joint judgment in respect of an application to reopen final orders before the entry of such orders (at 215) (footnotes omitted) that:
The power of this Court to reopen its judgments or orders is not in doubt. The Court may do so if it is convinced that, in its earlier consideration of the point, it has proceeded "on a misapprehension as to the facts or the law", where "there is some matter calling for review" or where "the interests of justice so require". It has been said repeatedly that a heavy burden is cast upon the applicant for reopening to show that such an exceptional course is required "without fault on his part", ie without the attribution of neglect or default to the party seeking reopening. By such expressions of the power to reopen final orders, courts seek to recognise competing objectives of the law. On the one hand, there is the principle of finality of litigation which reinforces the respect that should be shown to orders, final on their face, addressed to the world at large and upon which conduct may be ordered reliant upon their binding authority. On the other hand, courts recognise that accidents and oversights can sometimes occur which, unrepaired, will occasion an injustice. In the case of a final court of appeal, such as this Court, that injustice may be irremediable, unless the Court itself, acting promptly, is persuaded to reopen its orders so as to afford relief in the exceptional circumstances of the case.
39 I further note the following observations of Mason and Wilson JJ in State Rail Authority of NSW v Codelfa Construction Pty Ltd (1982) 150 CLR 29 at 38:
Counsel for the Authority referred the Court to many cases to establish the jurisdiction of the Court to entertain the present application. We have no doubt that such a jurisdiction exists: Rajunder Narain Rae v. Bijai Govind Sing. See also Vienkata Narasimha Appa Row v. Court of Wards; In re Harrison s Share Under a Settlement. Nevertheless, it is a power to be exercised with great caution. There may be little difficulty in a case where the orders have not been perfected and some mistake or misprision is disclosed. But in other cases it will be a case of weighing what would otherwise be irremediable injustice against the public interest in maintaining the finality of litigation. The circumstances that will justify a rehearing must be quite exceptional. In Rae's Case, Lord Brougham said, in words
which the Authority claims are apposite to the present case:
It is impossible to doubt that the indulgence extended in such cases is mainly owing to the natural desire prevailing to prevent irremediable injustice being done by a Court of the last resort, where by some accident, without any blame, the party has not been heard, and an Order has been inadvertently made as if the party had been heard.
In Venkata's Case (38), Lord Watson, delivering the opinion of the Judicial Committee of the Privy Council, referred to Lord Brougham's words in Rae's Case and continued:
Even before report, whilst the decision of the Board is not yet res judicata great caution has been observed in permitting the rehearing of appeals. In the last case to which we were referred, that of Hebbert v. Purchas, where a litigant alleged, before report and approval, that he had been disabled by want of means from appearing and maintaining his case, the Lord Chancellor said: -
Having carefully weighed the arguments, and considering the great public mischief which would arise on any doubt being thrown on the finalty "[sic)" of the decisions of the Judicial Committee, their Lordships are of opinion that expediency requires that the prayer of the petitions should not be acceded to, and that they should be refused.
There is a salutary maxim which ought to be observed by all Courts of last resort - Interest reipublicae ut sit finis litium. Its strict observance may occasionally entail hardship upon individual litigants, but the mischief arising from that source must be small in comparison with the great mischief which would necessarily result from doubt being thrown upon the finality of the decisions of such a tribunal as this.
(Footnotes omitted.)
40 In this case, taking these principles into consideration, I make the following observations.
41 First, this appeal has been the subject of dispositive orders in Patel v Minister for Immigration and Citizenship. However the decision expressed in that judgment was in light of a decision not to grant leave to the appellant to reopen argument in relation to the decision of the High Court in Plaintiff M70/2011, for which I published separate reasons in Patel v Minister for Immigration and Citizenship (No 2).
42 Second, the decision in Patel v Minister for Immigration and Citizenship (No 2) was an interlocutory decision. To that extent, the Court has power pursuant to r 39.05(c) to set aside that decision notwithstanding that it has been entered.
43 Third, alternatively, given the circumstances of this case it may be open to the Court to find that all three decisions contained an error arising from an accidental slip or omission, as contemplated by r 39.05(h).
44 Fourth, it appears from the decisions of the High Court in Autodesk Inc v Dyason (No 2) (1993) 176 CLR 300 and Codelfa that the Court has inherent jurisdiction to recall a judgment given in these circumstances, notwithstanding that it has been entered, however in doing so the Court must weigh injustice against the public interest in maintaining the finality of litigation.
45 Although all three decisions are related, it is the decision in Patel v Minister for Immigration and Citizenship (No 2) which requires immediate reconsideration, because it is in respect of the appellant's interlocutory application to reopen argument that a decision was made on an incorrect basis. Although the orders in Patel v Minister for Immigration and Citizenship (No 2) have been entered, the Court has power to, and should, reopen that decision and have regard to the submissions prepared on behalf of the appellant as well as those filed by the Minister. In my view this is the first step the Court should take in addressing the circumstances arising from the events I have outlined, notwithstanding that the appellant appears to oppose this approach.
46 Following proper consideration of the appellant's case for the reopening of argument in relation to the decision of the High Court in Plaintiff M70/2011, the next step would be to consider the impact (if any) on the decisions already given in Patel v Minister for Immigration and Citizenship and Patel v Minister for Immigration and Citizenship (No 3).
47 Accordingly, I now turn to consideration of the appellant's submissions in relation to Patel v Minister for Immigration and Citizenship (No 2).