B. Representative bodies and the NT Act
83 Drawing in part on the analysis by Richard H Bartlett in ch 34 of Native Title in Australia ( 3rd ed, LexisNexis Butterworths, 2015) (Native Title in Australia) as well as the commentary in Melissa Perry and Stephen Lloyd, Australian Native Title Law (2nd ed, 2018, Lawbook Co) at [11.20], the following relevant features may be noted.
84 When the NT Act initially commenced, the Commonwealth Minister responsible for Indigenous Affairs was empowered to determine that a body was a "representative Aboriginal/Torres Strait Islander Body" for a specified area (s 202(1)). The functions of a representative body were initially quite limited. They were confined to facilitating the researching, preparation and making of claims for determination of native title or for compensation, assisting in the resolution of disagreements among claimants and assisting claimants by representing them, if requested, in negotiations or proceedings (s 202(4)).
85 In 1996, the Federal Government accepted many of the recommendations made by J C Altman and D E Smith in Review of Native Title Representative Bodies (1995, Aboriginal and Torres Strait Islander Commission) including the recommendation that mandatory obligations be imposed on representative bodies concerning the performance of their functions, their accountability and representation. In 1996, the Office of Indigenous Affairs, Native Title Branch of the Department of the Prime Minister and Cabinet published a document which described the Government's proposals to amend the NT Act. The document is titled Towards A More Workable Native Title Act: An Outline of Proposed Amendments. The document describes the proposed amendments as including making the functions of representative bodies mandatory, requiring broadly representative organisational structures, imposing a greater role in the notification and identification of claimants, providing for the certification of claims as a pre-condition to registration and requiring participation in negotiations. These proposed amendments were part of the objective of enhancing accountability to native title holders and to the public generally.
86 The proposed amendments were ultimately implemented by two tranches of amendments to the NT Act in 1998. The first tranche was in Sch 3 of Pt 1 of the Native Title Amendment Act 1998 (Cth), which commenced on 30 September 1998. It was under this first tranche that the functions of a representative body were expanded for the first time to include certification of applications for determinations of native title, as well as certification of applications for registration of area ILUAs. The first tranche also included amendments which provided for a new process of recognition of representative bodies.
87 The second tranche of amendments was in Pt 2 of the Native Title Amendment Act 1998 (Cth). These amendments commenced on 1 July 2000. They included the conferral of a wider range of functions on representative bodies and provisions to enhance their accountability. As noted above, although the function of certifying applications for registration of ILUAs formed part of the first tranche of amendments, (s 202(4)(e)), that provision was repealed on 30 June 2000 and replaced by the functions declared in the second tranche. The much wider functions (while retaining the certification functions) were set out in s 203B (which is in Div 3 of Pt 11 of the NT Act). Section 203B is in the following terms (emphasis in original):
203B Functions of representative bodies
General
(1) A representative body has the following functions:
(a) the facilitation and assistance functions referred to in section 203BB;
(b) the certification functions referred to in section 203BE;
(c) the dispute resolution functions referred to in section 203BF;
(d) the notification functions referred to in section 203BG;
(e) the agreement making function referred to in section 203BH;
(f) the internal review functions referred to in section 203BI;
(g) the functions referred to in section 203BJ and such other functions as are conferred on representative bodies by this Act.
Other laws may confer functions
(2) The functions conferred on a representative body by this Act are in addition to, and not instead of, any functions conferred on the representative body (whether in its capacity as a representative body or otherwise) by or under:
(a) any other law of the Commonwealth; or
(b) a law of a State or Territory.
Representative bodies to perform functions
(3) Except as mentioned in section 203BB, 203BD or 203BK, a representative body must not enter into an arrangement with another person under which the person is to perform the functions of the representative body.
Priorities of representative bodies
(4) A representative body:
(a) must from time to time determine the priorities it will give to performing its functions under this Part; and
(b) may allocate resources in the way it thinks fit so as to be able to perform its functions efficiently;
but must give priority to the protection of the interests of native title holders.
88 The effect of s 203BA should also be noted. It is another provision introduced as part of the second tranche. The primary Judge described this provision as having the effect of making the functions of a representative body "mandatory functions". It is desirable to set out s 203BA in full, noting the prominence given to the representative role of a representative body and the constituents whose interests must be promoted and safeguarded by the relevant representative body, including by active participation in the body's processes:
203BA How functions of representative bodies are to be performed
Functions to be performed in a timely manner
(1) A representative body must use its best efforts to perform its functions in a timely manner, particularly in respect of matters affected by:
(a) the time limits under this Act; or
(b) time limits, under another law of the Commonwealth or a law of a State or Territory, that are relevant to the performance of its functions.
Maintenance of organisational structures and processes
(2) A representative body must perform its functions in a manner that:
(a) maintains organisational structures and administrative processes that promote the satisfactory representation by the body of native title holders and persons who may hold native title in the area for which it is the representative body; and
(b) maintains organisational structures and administrative processes that promote effective consultation with Aboriginal peoples and Torres Strait Islanders living in the area for which it is the representative body; and
(c) ensures that the structures and processes operate in a fair manner, having particular regard to:
(i) the opportunities for the Aboriginal peoples or Torres Strait Islanders for whom it might act to participate in its processes; and
(ii) the extent to which its processes involve consultation with those Aboriginal peoples or Torres Strait Islanders; and
(iii) its procedures for making decisions and for reviewing its decisions; and
(iv) its rules or requirements relating to the conduct of its executive officers; and
(v) the nature of its management structures and management processes; and
(vi) its procedures for reporting back to persons who hold or may hold native title in the area, and to the Aboriginal peoples or Torres Strait Islanders living in the area.
89 The second tranche of the 1998 amendments (which all commenced on 1 July 2000) also included s 203BK, which is a central provision on the cross-appeal and on the question whether or not the certification functions are delegable. The primary Judge noted at [21] of his Honour's reasons for judgment that the dispute between the parties as to whether the certification functions were delegable "revolved around s 203BK". The full terms of s 203BK are set out at [19] above. We will return below to address the proper construction of s 203BK and explain why we respectfully disagree with the primary Judge's construction.
90 Under the amendments which came into effect on 30 September 1998 for recognition of representative bodies, priority was given to recognising existing representative bodies (which included the NLC). During the transition period from 30 September 1998 to 1 July 2000, the Commonwealth Minister was empowered to invite an existing representative body to be recognised as a representative body for a particular area and it was only if no such application was received that the Minister could invite applications from other relevant bodies (see ss 203AA(3) and (4)). Under s 203AD(1), as originally enacted, an eligible body could only be recognised as a representative body if the Commonwealth Minister was satisfied that the body would:
(a) satisfactorily represent native title holders and persons who hold or may hold native title;
(b) be able to consult effectively with Aboriginal peoples and Torres Strait Islanders living in the area;
(c) if the body was an existing representative body, the body satisfactorily performs its existing functions; and
(d) the body would be able to perform satisfactorily the functions of a representative body.
91 Additional matters to which the Commonwealth Minister is required to have regard in deciding whether or not to recognise a representative body are set out in s 203AI. Those matters relate to whether the body's organisational structures and administrative processes would operate in a fair manner. Without limiting that particular matter, various criteria were explicitly specified in s 203AI(2) as bearing upon the Minister's assessment of the fairness of the body's organisational structures and administrative processes. Section 203AI(2) has now been repealed but the Minister is required to have regard to those same matters by reference to s 203BA within s 203AI(1). Those criteria include the opportunities for Aboriginal peoples or Torres Strait Islanders for whom the body might act to participate in its processes, the body's rules or requirements relating to the conduct of its executive officers and the nature of its management structures and management processes. The operation of these provisions was described by Merkel J in Pilbara Aboriginal Land Council Aboriginal Corporation Inc v Minister for Aboriginal and Torres Strait Islander Affairs [2000] FCA 1113; 103 FCR 539 at [14]-[15] and [52]. His Honour described at [52] how, prior to the end of the transition period referred to in [89]-[90] above, the Minister was required to decide whether to recognise the Pilbara Land Council (as an existing representative body) for the new invitation area.
92 In his book, Native Title in Australia, Mr Bartlett describes at [34.8] the importance of the criteria for recognising an eligible body to be a representative body in the following terms (emphasis in original, footnote omitted):
The criteria introduced an emphasis on representation of native title holders and consultation with Aboriginal peoples or Torres Strait Islanders living in the area, and not just representation of Aboriginal peoples or Torres Strait Islanders generally. In considering the newly introduced criteria, the minister was required to take into account whether "the bodies' organisational structures and administrative processes will operate in a fair manner": NTA 1993 s 203AI(1) (as it was then), the minister was required to have particular regard to opportunities to participate in processes, levels of consultation, procedures for making decisions, rules relating to conduct of executive officers, the nature of its management structures, and the procedures for reporting back to native title holders and Aboriginal peoples or Torres Strait Islanders living in the area: former NTA 1993 s 203AI(2).
93 In 2007, by the Native Title Amendment Act 2007 (Cth), s 203AD(1) was amended so as to delete the first two of the four criteria as summarised in [90] above. That explains why the two remaining criteria in s 203AD(1) in its current form are numbered as paragraphs (c) and (d) (which refer respectively to the need for the Minister to be satisfied that, if the body seeking recognition is already a representative body, the body satisfactorily performs its existing functions and that the body would be able to perform satisfactorily the functions of a representative body). No explanation was provided in the Explanatory Memorandum to the Native Title Amendment Bill 2006 (Cth) as to why the first two criteria were deleted from s 203AD(1). It should be noted, however, that the Minister is still required to take these two criteria into account when considering whether the representative body does or will satisfactorily perform the functions of a representative body (see s 203BA(2)(a) and (b)), which deal with the manner in which a representative body is required to perform its functions. We will have something more to say about this shortly.
94 Only an "eligible body", as defined in s 201B, may seek recognition as a representative body under Pt 11 (see s 203AB). All existing representative bodies are eligible, as provided for in s 201B(1)(b). There are four categories of body which qualify as an "eligible body". To be an "eligible body" the body must be a body corporate as described in s 201B(1)(a), (b) or (c), or otherwise be a company incorporated under the Corporations Act 2001 (Cth) (see s 201B(1)(ba)). The NT Act contemplates that a representative body may have a "governing body" and an "executive officer", which concepts are both defined in s 201A. The "governing body" means "the group of persons (by whatever name called) who are responsible for the executive decisions of the representative body". The definition of "executive officer" includes a director of a representative body or any other person who is concerned in, or takes part in, the management of the representative body at a senior level. This is plainly broad enough to include a person who is the chief executive officer of a representative body.
95 As is evident from the analysis above, a body may be an "eligible body" for recognition as a representative body even though it is not a Land Council established under the ALR Act. Thus it is possible that a representative body, which is not a Land Council established under the ALR Act, will have a governing body which is not constituted by persons who are Aboriginal. There are, however, several provisions in the NT Act which are designed to ensure that every representative body performs its functions in the manner which promotes the satisfactory representation of native title holders and persons who may hold native title in the relevant area and which promotes effective consultation with, relevantly, Aboriginal peoples who live in the area for which the body is the representative body.
96 Some such provisions operate when the Minister is determining whether or not to recognise an eligible body as a representative body (see, for example, ss 203AD(1)(c) and (d), 203AI and 203BA). Thus, in considering whether a body will satisfactorily perform, or is satisfactorily performing its functions as a representative body as required by s 203AD(1)(c) and (d), the Minister must take into account whether, in his or her opinion, the body will comply with, or is complying with, s 203BA (see s 203AI(1)). Section 203BA is an important provision which is intended to ensure that representative bodies act in the interests of their constituents. Thus the Minister is required to assess whether a body maintains organisational structures and administrative processes that promote the satisfactory representation of native title groups and effective consultation with, relevantly, Aboriginal people living in its area. The full terms of s 203BA are set out in [88] above.
97 Other provisions are included in the NT Act which are intended to ensure that, in performing their statutory functions, a representative body acts in the interests of its Aboriginal constituents by satisfactorily representing their interests and consulting effectively with them. Examples of such provisions are s 203BA (how functions of representative bodies are to be performed) and the requirements pertaining to the performance of various individual functions including, for example, the certification functions in s 203BE, the notification functions referred to in s 203BG, the agreement making function in s 203BH and the text of s 203BJ which identifies the other or additional functions to be performed by a representative body in addition to those set out in ss 203BB to 203BI.