(4) An expert retained to advise a client is not usually confronted with alternative expert evidence. An expert retained to give evidence usually is. In the latter case, the expert's obligations under the applicable schedule require that he or she consider the alternative material, and reconsider his or her position in its light . . ."
24 The first defendant contended that the present circumstances went beyond a permissible delegation by Mr McDougall to Ms Woollams to prepare a report which in due course, with amendments of the type I have referred to, Mr McDougall adopted as his own. Implicit in this criticism is the contention that Mr McDougall did not apply his mind either to the analysis or to the reasoning process developed by Ms Woollams so that when his report was finalised it could be said that the reasoning and conclusions that Mr McDougall's report contained had been adopted as his own reasoning and conclusions. In such a case, so the first defendant emphasised, Mr McDougall could not claim to be the author of the report that is the subject of the present debate.
25 In contrast, the plaintiff submitted that Ms Woollams prepared her report only with the assistance, and directly under the supervision, of Mr McDougall. The document that went out above her signature in 2001 was, according to the plaintiff, in truth Mr McDougall's own report. Ms Woollams signed it for reasons explained by Mr McDougall in evidence before me. In particular, the plaintiff emphasised that when she was cross-examined on behalf of the first defendant, in the passage that is extracted above, it was never put to Ms Woollams that Mr McDougall had made any contribution to her report at all. The plaintiff complained that it was at least unfair for the first defendant to refrain from giving Ms Woollams the opportunity to confront the proposition that Mr McDougall was the real author of the report if the first defendant then knew that it would in due course oppose the tender of Mr McDougall's report because it was no more and no less than an unthinking adoption and representation by Mr McDougall of Ms Woollams' own work. The plaintiff contended that it was unfair for the first defendant to promote Ms Woollams' answers given in cross-examination without also seeking to have her comment upon the extent of any contribution to her report that Mr McDougall may have made. The plaintiff complained that the first defendant was approbating Ms Woollams' evidence as the last word on the issue whilst now seeking to reprobate the evidence of Mr McDougall on the same topic. The proposition implicit in the plaintiff's submission is that the first defendant steered clear of providing Ms Woollams with an opportunity to comment upon Mr McDougall's contribution to the report either because it feared, or knew, that his role in the preparation of her report would be revealed.
26 The first defendant complains that such a submission effectively reverses the onus of proof. However, so I am informed, the first defendant had for some time foreshadowed that it objected to the tender of Mr McDougall's report but had never specified the basis upon which it did so, despite requests from the plaintiff that it indicate the grounds for the objection. The burden of the plaintiff's submission is that the first defendant well knew, but had not revealed, the grounds upon which it would object to Mr McDougall's report when it cross-examined Ms Woollams and that it cannot rely upon her answers without having given her an opportunity to comment upon Mr McDougall's role.
27 It is in my opinion important to bear in mind that the wisdom promoted by cases such as Makita is based, among other things, upon the need to preserve the purity of the evidentiary process. This has at least two relevant aspects. First, a defendant should not be prejudiced by an inability to cross-examine the author of a report in a way that meaningfully exposes the validity of his or her opinions. Secondly, the Court should not be required to form a view, or to decide an issue, upon the basis of an opinion that does not withstand objective scrutiny. In the present case, in line with these sentiments, the first defendant submits that Mr McDougall's opinion is invalid as a work or body of expert evidence on the one hand and cannot reasonably or adequately be tested by it on the other hand.
28 I disagree. The reports of Ms Woollams and Mr McDougall have been in possession of the defendants for some time. It is clear beyond argument - indeed it is not contested - that Mr McDougall's report is little short of a wholesale adoption of Ms Woollams' wording. In normal circumstances that would disqualify it in accordance with the principles set out in the authorities to which I have been referred. However, the short evidence of Mr McDougall makes clear that Ms Woollams' report was an opinion for which he was at least jointly responsible. The transparent adoption by Mr McDougall of Ms Woollams' report to the client as his expert opinion exposed it immediately to the type of scrutiny to which it has now been exposed. For my part I do not understand why Mr McDougall's report omits reference to the opinions of Messrs Combellack, Somervaille and Chiswell that are referred to by Ms Woollams. However, those are matters which in my opinion the first defendant can explore in cross-examination of Mr McDougall. Significantly, the considerable efforts of the first defendant in producing Exhibit 1D6 mean that a convenient and useful framework for an effective cross-examination of Mr McDougall already exists, and the potential areas of controversy have been eloquently identified. In the particular circumstances of this case I consider that Mr McDougall's decision to omit reference to those opinions is likely to draw comment from the defendants but that the omission, and any comments upon it, are properly matters going to the question of weight rather than admissibility.
29 Furthermore, the requirement that the opinion is wholly or substantially based on specialised knowledge can have significant implications where the opinion is expressed jointly by more than one person. Although that is not the position in the present case, the fact that the two reports are in largely identical terms gives rise to similar considerations. In Cooke v Commissioner of Taxation (Cth) [2002] FCA 1315; (2002) 51 ATR 223, Stone J considered a report prepared by two people in circumstances where only one gave evidence. It was not possible to tell from the report which parts of it, if any, were prepared solely by the person who gave evidence. The other joint author was not called. Stone J said this:
"[38] To be admissible, an expert opinion must be wholly or substantially based on the expert witness's specialised knowledge; Sydneywide Distributors Pty Ltd v Red Bull Australia Pty Ltd [2002] FCAFC 157 per Branson J at [12]. This requirement clearly cannot be met if it is partly based on the knowledge or opinion of someone else. I was not prepared, however, to exclude this report, comprising as it did, the whole of the respondent's evidence without giving the respondent the opportunity to elicit (in non-leading questions) evidence from Mr Geurtsen as to the parts (if any) for which he had been solely responsible."
30 The same approach was followed by Barrett J in Paino v Paino [2005] NSWSC 1313. The issue relevantly concerned the admissibility of an expert report dealing with the valuation of several parcels of land on Filicudi, an island off the coast of Italy. His Honour found that one of the expert valuers who was called could not establish that he was solely responsible for any part of the particular report. His Honour therefore concluded at [15] that he could not be satisfied that any part of the report was based wholly, or even substantially, on the knowledge of the expert witness who testified.
31 In this case I am satisfied that Mr McDougall is the person responsible for all of the opinions expressed in the report prepared by Ms Woollams. He has given evidence to that effect. He has explained why Ms Woollams signed the report. I consider that the first defendant consciously refrained, for its own legitimate forensic purposes, from asking Ms Woollams whether or not Mr McDougall contributed to her report, or what that contribution was if he did. I therefore permitted Mr McDougall to give evidence of his role, in accordance with the approach endorsed by Stone J and Barrett J in the cases to which I have referred. It does not appear to me, in the light of the evidence, that any collaboration between Mr McDougall and Ms Woollams has resulted in production of a report that is not, or reports that are not, identifiable as the genuine opinions of Mr McDougall, or that any such collaboration has masked or disguised the extent to which they are not.