Munswamy v Australian Postal Corporation
[2015] FCA 678
At a glance
Source factsCourt
Federal Court of Australia
Decision date
2015-07-07
Before
Robertson J, Allsop J, Emmett JJ, Jagot J
Catchwords
- ADMINISTRATIVE LAW - questions of law - whether Tribunal erred - appeal dismissed
Source
Original judgment source is linked above.
Catchwords
Judgment (9 paragraphs)
Competency of this appeal 1 This is an appeal pursuant to s 44(1) of the Administrative Appeals Tribunal Act 1975 (Cth) (the AAT Act) which provides that: A party to a proceeding before the Tribunal may appeal to the Federal Court of Australia, on a question of law, from any decision of the Tribunal in that proceeding. 2 Before a recent decision of a five member bench of the Full Court of the Federal Court, the most expansive position concerning the scope of s 44 was perhaps that expressed by Robertson J in O'Kane v Comcare [2014] FCA 341; (2014) 221 FCR 482 (O'Kane) at [81] as follows: I reject the respondent's submission that the present appeal may not be brought on a mixed question of fact and law. I do so for the reasons I gave in Comcare v Martinez (No 2) [2013] FCA 439; (2013) 212 FCR 272 at [86], that is that in Collins v Administrative Appeals Tribunal (2007) 163 FCR 35 Allsop J, with whom Lindgren and Emmett JJ agreed, explained Comcare v Etheridge as follows, Collins being a case involving s 120 of the Veterans' Entitlements Act 1986 (Cth). His Honour was considering an argument, the first of two arguments, that even if the Tribunal had gone beyond the process of assessment and had entered into the prohibited domain of fact-finding, prohibited because of the terms of s 120 of the Veterans' Entitlements Act, that was not a question capable of raising a question of law for the purposes of s 44 of the AAT Act, and that the Tribunal could only be found to have erred if the conclusions it reached were unreasonable or capricious (at [55]): [55] The first of these two arguments rests on a number of Full Court decisions including Birdseye v Australian Securities and Investments Commission (2003) 76 ALD 321; [2003] FCAFC 232 at [18]; Australian Securities and Investments Commission v Saxby Bridge Financial Planning Pty Ltd (2003) 133 FCR 290; [2003] FCAFC 244; Comcare v Etheridge (2006) 149 FCR 522; [2006] FCAFC 27; and HBF Health Funds Inc v Minister for Health and Ageing (2006) 149 FCR 291; [2006] FCAFC 34. These authorities, it was submitted, prevented an error of the kind asserted (that the Tribunal exceeded what was legally open to it to do in the formation of its opinion for s 120(3)) being capable of being a question of law for the purposes of s 44 of the AAT Act. This was so, it was submitted, because the Court would need to examine the handling of the facts by the Tribunal and also because at most the question would be a question of mixed fact and law and not a pure question of law. I reject this argument. Nothing in any of the cases referred to at the commencement of this paragraph gainsays the proposition that a properly framed question of law directing the Court's attention to the manner in which the Tribunal failed to discharge its obligations according to law under s 120(3) can be the subject of an "appeal" under the AAT Act. All those cases were directed at the necessity for there to be a proper and precise framing of a "question of law" to found the statutory authority of the Court under s 44 of the AAT Act to dispose of the appeal. Nothing in these cases limits the reach of s 44 to questions of law divorced from the need to look at facts. If, as here (on the hypothesis put forward on behalf of Mrs Collins), the Tribunal has begun a process of fact finding by preferring some evidence to other evidence or by rejecting conflicting material in the formation of its opinion as to reasonable hypothesis, it would have exceeded the statutory task required of it under s 120(3) of the Veterans Act. There can be no doubt that a properly framed question of law raising that legal error would be the legitimate subject of an "appeal" under s 44 of the AAT Act. All the cases relied upon were dealing with what has become an endemic problem in the failure of applicants in appeals under s 44 to frame the question as a question of law, including, but not limited to, the practice of raising of factual issues or simply expressing subject matter to set the outer limits of debate before the Court. As I observed in Martinez: [87] It follows that it is too simple a proposition to say that there cannot be a question of law within s 44 of the AAT Act merely because it is necessary to examine the handling of the facts by the Tribunal and also because at most the question would be a question of mixed fact and law and not a pure question of law. 3 The approach of Robertson J in Comcare v Martinez (No 2) [2013] FCA 439; (2013) 212 FCR 272 is orthodox. Questions of law can involve considerations of factual findings by an administrative decision-maker. However, the first sentence of [81] in O'Kane, if read literally, could not be readily reconciled with previous authority, particularly Comcare v Etheridge [2006] FCAFC 27; (2006) 149 FCR 522 in which Branson J, with whom Spender and Nicholson JJ agreed, said: [15] In Birdseye Stone J and I also expressed approval of the observation of Ryan J in Australian Telecommunications Corporation v Lambroglou (1990) 12 AAR 515 at 527 that: If the question, properly analysed, is not a question of law no amount of formulary like "erred in law" or "was open as a matter of law" can make it into a question of law. [16] A mixed question of fact and law is not a question of law within the meaning of s 44(1) of the AAT Act. Stone J and I observed in Birdseye at [18]: In our view, O 53 r 3(2) discloses an intention that a question of law to be raised on an appeal from the Tribunal should be stated with precision as a pure question of law. It is in the specification of the grounds relied upon in support of the orders sought that, in our view, one should expect to find the links between the question of law, the circumstances of the particular case and the orders sought on the appeal. 4 In Haritos v Commissioner of Taxation [2015] FCAFC 92 (Haritos), the five member decision of the Full Bench, the Court summarised the law in respect of appeals on a "question of law" in these terms: We now turn to consider the more general questions raised by the appeal in relation to s 44 of the AAT Act. In summary, our conclusions are as follows: (1) The subject-matter of the Court's jurisdiction under s 44 of the AAT Act is confined to a question or questions of law. The ambit of the appeal is confined to a question or questions of law. (2) The statement of the question of law with sufficient precision is a matter of great importance to the efficient and effective hearing and determination of appeals from the Tribunal. (3) The Court has jurisdiction to decide whether or not an appeal from the Tribunal is on a question of law. It also has power to grant a party leave to amend a notice of appeal from the Tribunal under s 44. (4) Any requirements of drafting precision concerning the form of the question of law do not go to the existence of the jurisdiction conferred on the Court by s 44(3) to hear and determine appeals instituted in the Court in accordance with s 44(1), but to the exercise of that jurisdiction. (5) In certain circumstances it may be preferable, as a matter of practice and procedure, to determine whether or not the appeal is on a question of law as part of the hearing of the appeal. (6) Whether or not the appeal is on a question of law is to be approached as a matter of substance rather than form. (7) A question of law within s 44 is not confined to jurisdictional error but extends to a non-jurisdictional question of law. (8) The expression "may appeal to the Federal Court of Australia, on a question of law, from any decision of the Tribunal" in s 44 should not be read as if the words "pure" or "only" qualified "question of law". Not all so-called "mixed questions of fact and law" stand outside an appeal on a question of law. (9) In certain circumstances, a new question of law may be raised on appeal to a Full Court. The exercise of the Court's discretion will be affected not only by Coulton v Holcombe [1986] HCA 33; 162 CLR 1 considerations, but also by considerations specific to the limited nature of the appeal from the Tribunal on a question of law, for example the consideration referred to by Gummow J in Federal Commissioner of Taxation v Raptis [1989] FCA 557; 89 ATC 4994 that there is difficulty in finding an "error of law" in the failure in the Tribunal to make a finding first urged in this Court. (10) Earlier decisions of this Court to the extent to which they hold contrary to these conclusions, especially to conclusions (3), (4), (6) and (8), should not be followed to that extent and are overruled. Those cases include Birdseye v Australian Securities and Investments Commission [2003] FCA 232; 76 ALD 321, Australian Securities and Investments Commission v Saxby Bridge Financial Planning Pty Ltd [2003] FCAFC 244, 133 FCR 290, Etheridge, HBF Health Funds and Hussain v Minister for Foreign Affairs [2008] FCAFC 128; 169 FCR 241. 5 Their Honours also said this: [90] However, although the subject matter of the appeal, and the ambit of the appeal are confined to a question or questions of law it remains to identify when and by what means this Court has jurisdiction. [91] It is of great importance that the question or questions of law should be stated with precision. That is the point of r 33.12 of the Federal Court Rules, and of its predecessor, O 53 r 3(2). We have set out the present rule above at [3]. But the end sought to be achieved by the rule is to have the question of law stated with sufficient precision. [92] We agree with Ryan J in [Australian Telecommunications Corporation v Lambroglou [1990] FCA 689; 12 AAR 515] that merely to assert that the Tribunal erred in law in making a particular finding is not to state a question of law. We also agree with the later statement by Ryan J, at 527, that: "[I]t simply begs the question of law to commence it with the words 'whether the Tribunal erred in law'. If the question, properly analysed, is not a question of law no amount of formulary like 'erred in law' or 'was open as a matter of law' can make it into a question of law." (Emphasis added.) But this is not to say that it is impermissible to commence a question of law for the purposes of s 44 with the expression 'whether the Tribunal erred in law' if that is given sufficiently precise content by what follows. [93] We also agree that there would be a deficiency in a notice of appeal if the asserted questions of law did no more than invite the Court to embark on a broad and hypothetical enquiry as to the construction and operation of statutory provisions: Screen Australia v EME Productions No 1 Pty Ltd [2012] FCAFC 19; 200 FCR 282 at [24] per Keane CJ, Finn and Gilmour JJ. [94] In our opinion, the issue must be approached as one of substance. In cases of doubt, the Court should consider the notice of appeal, the alleged question or questions of law, the grounds raised, the statutory context, and the Tribunal's reasons for its decision, and having considered all those matters, satisfy itself that there is in fact a question of law. 6 The notice of appeal in the present case identifies eight alleged "errors of law" in the following terms: The applicant appeals from so much of the decision as related to the injuries of 28 October 2011 and 14 August 2012. 1. The decision as a whole is unreasonable at law for the reasons set out in the grounds of appeal at paragraphs 17, 20, 21, 22, 26, 29, 30, 31, 33, 34, 35, 36, 38, 39, 40, 44, 47, 48, 49, 51 and 52 which are herewith incorporated by reference; 2. The material findings of fact at paragraphs of the grounds of appeal are unreasonable at law for the reason set in those paragraphs 17, 20, 21, 22, 26, 29, 30, 31, 33, 34, 35, 36, 38, 39, 40, 44, 47, 48, 49, 51 and 52 which are herewith incorporated by reference; 3. The material findings of fact at paragraphs 17, 20, 21, 22, 26, 29, 30, 31, 33, 34, 35, 36, 38, 39, 40, 44, 47, 48, 49, 51 and 52 of the grounds of appeal are without any basis in the evidence to support them; and are inconsistent with such evidence as existed on the point; 4. The Tribunal refused and failed to consider the claim made by the applicant for an injury sustained on 14 August 2012 on the erroneous assumption of law that a claim arising from the repetitious nature of bending and lifting was not before it for consideration per paragraphs [14]-[16] of the grounds of appeal. 5. The Tribunal refused and failed to consider the core case or central thesis advanced by the applicant that the work related injuries of 28 October 2011 and 14 August 2012 were aggravations of existing damaged lower discs, which in turn were in a symptomatic and/or damaged state by reason of an earlier accepted work injury of 30 January 2008 per paragraphs [12]-[13][19] of the grounds of appeal; 6. The Tribunal wrongly considered that an issue estoppel of some form arose from the consent settlement in the Tribunal of April 2011 in relation to the injury of 30 January 2008 per paragraphs [12]-[13] of the grounds of appeal; 7. The Tribunal failed to recognise and apply the proper principle of law determinative of its jurisdiction as enunciated in Telstra v Hannaford (2006) 151 FCR 253 in that the Tribunal refused to turn its mind to the role of the injury of 30 January 2008 as an ongoing factor in the later aggravations; 8. The Tribunal's reasons for decision are inadequate for the reasons given at paragraphs 52 and 53 of the grounds of appeal which are incorporated herewith. 7 Those alleged errors of law are followed by 53 paragraphs said to be grounds of appeal which do not, in any way, identify why a particular answer to the non-questions raised would affect the outcome of the matter before the Administrative Appeals Tribunal (the Tribunal). Instead, the 53 paragraphs, in the main, constitute a narrative of the case the applicant put to the Tribunal. 8 If it were necessary to decide the case on the basis of the competency of the appeal, I would invite further submissions from the parties about the effect of Haritos on their respective cases. Without the benefit of such submissions I would say only that paragraphs 1 to 3 of the notice of appeal, and the cross-references to numerous paragraphs of the so-called grounds, in no way discharged the obligation to state questions of law with precision. As a matter of substance, and not merely form, the expression of those issues was inappropriate and unhelpful. Whatever else might be said, the Full Court was not suggesting in Haritos that expressing questions of law in a notice of appeal in the manner adopted in paragraphs 1 to 3 in the present case was acceptable. 9 However, it is not necessary to resolve the appeal on the basis of any of these matters. I informed the applicant at the commencement of the hearing that I found the notice of appeal and written submissions unhelpful (noting that the written submissions incorporated the whole of the notice of appeal by reference and relied on the grounds set out therein as the major part of the applicant's written submissions). Accordingly, I required full oral submissions to be made in support of each alleged error of law on the basis that I would treat the oral submissions as the applicant's case. Counsel for the applicant made oral submissions as requested and, in so doing, helpfully and effectively exposed the essence of each of the applicant's complaints of an error of law by the Tribunal and thus enabled me to resolve the substance of those complaints.