BURCHETT J
1 It is a cliché that hard cases make bad law. In the present appeal, the Minister does not shrink from accepting that his argument, if correct, would show the case to be very hard. For his contention is that the respondent, an applicant for a protection visa as a refugee, who has been held by an unchallenged decision of the Court to have been denied the form of justice promised by the Migration Act 1958 (Cth) at a first hearing before the Refugee Review Tribunal, should now be held to have lost irrevocably his right to a second hearing because he did not receive the notice of it that was posted to the address on the Tribunal's file. A full court has ruled otherwise in a case directly in point (Minister for Immigration and Multicultural Affairs v Singh (2000) 171 ALR 53), but the Minister says that authority is plainly wrong, and should not be followed. In other words, he says it is bad law. Before proceeding further with these reasons, I should point out that any assumption the respondent would then be cast out without remedy would seem oddly at variance with the obvious intention of Parliament in enacting s 417 of the Act. That section gives the Minister a discretion to override the sometimes harsh results of draconian rules in the legislation, a discretion the exercise of which (at least to secure a further hearing) would obviously be called for in this case, where the decision against the respondent was based on his failure to attend a hearing of which he was admittedly unaware.
2 The circumstances need little explanation. Mr Mohammad (the respondent) is a Bangladeshi citizen who sought, on 1 May 1997, review by the Refugee Review Tribunal of an adverse decision upon his application for a protection visa. In doing so, he furnished an address for service, being 9/18 Evans Avenue, Eastlakes, stating that it was also his home address. The Tribunal, on 3 November 1998, determined the matter against Mr Mohammad, so he made an application to this Court for review of its decision. That application was successful, judgment being delivered by Moore J on 28 April 1999, when the case was remitted to the Tribunal for determination according to law: Mohammad v Minister for Immigration and Multicultural Affairs [1999] FCA 508.
3 During the period between the Tribunal's decision of 3 November 1998, which affirmed the refusal to him of a protection visa, and the decision of the Court reviving his application to the Tribunal on 28 April 1999, Mr Mohammad moved from 9/18 Evans Avenue to 18/37 Mascot Drive, Eastlakes. Although the Court and the Minister's solicitor were advised of this change of address, the Tribunal was not. Of course, at that stage, the Tribunal was functus officio, having finalised its review of the matter, sothe only current proceeding was the proceeding in the Court: Re V.G.M. Holdings, Ltd [1941] 3 All ER 417; Mordue v Palmer (1870) 6 Ch App 22; Jayasinghe v Minister for Immigration and Ethnic Affairs (1997) 76 FCR 301 at 311, 317; Semunigus v Minister for Immigration and Multicultural Affairs [1999] FCA 422, and on appeal [2000] FCA 240 at paras 12, 78 and 79. Indeed, although the Tribunal's letter advising Mr Mohammad of its first decision is not in the appeal papers, its letter (which appears to be a form letter) advising him of its decision upon the remittal states clearly what must have been the position, and presumably was also stated, upon the earlier occasion: "The Tribunal's file on your case is now closed."
4 After the matter was remitted, the Tribunal sent to the respondent a registered letter, dated 23 June 1999, appointing a hearing date, which was addressed to him at 9/18 Evans Avenue, Eastlakes. The letter was returned through the mail, unclaimed, and was marked with the Tribunal's "received" stamp on 22 July 1999, the day before the date (23 July 1999) fixed for the hearing. As the trial judge put the position: "It is not disputed that Mr Mohammad neither received that letter in fact nor even became aware of its existence until some considerable time after 23 July 1999. Obviously, Mr Mohammad did not act on the invitation given in the letter [to appear to give evidence, and to nominate witnesses he wished called]."
5 The judgment of the trial judge, which is the subject of this appeal, related to the decision given by the Tribunal following the postage and return of the letter of 23 June 1999. On 25 August 1999, a member of the Tribunal (Mr R A Fordham) affirmed the decision under review not to grant a protection visa. The reasons are very brief. Having referred to the respondent's claims of significant involvement in university and national politics, leading to attacks on him and his fleeing Bangladesh, the Tribunal expressed some doubts it had entertained, and continued:
"The applicant has been put on notice by the Tribunal that it is unable to make a favourable decision on the information before it but has not provided any further information in support of his claims despite ample opportunity to do so. Nor has he given the Tribunal the opportunity to explore aspects of his claims with him. A number of relevant questions are therefore left unanswered. I am not satisfied, on the evidence before me, that the applicant has a well-founded fear of persecution within the meaning of the Convention." (Emphasis added.)
6 Mr Mohammad having applied to the Court to review this second decision of the Tribunal against him, the point which determined the matter in his favour, in the view of the trial judge, was that the regulation relied upon by the Minister, as deeming him to have received notice of the hearing fixed for 23 July 1999, was invalid. That had been held by the majority in Singh. His Honour expressed a preference for the dissenting judgment in this case, but rightly held himself bound by the decision nevertheless.
7 In my opinion, there are a number of reasons why the Minister's appeal must fail. Although they may be expressed quite shortly, it is necessary first to explain the relevant provisions of the Act and the relevant regulations. By sections 425 to 426A (inclusive) and 441A, it is provided:
"425 (1) The Tribunal must invite the applicant to appear before the Tribunal to give evidence and present arguments relating to the issues arising in relation to the decision under review.
(2) Subsection (1) does not apply if:
(a) the Tribunal considers that it should decide the review in the applicant's favour on the basis of the material before it; or
(b) the applicant consents to the Tribunal deciding the review without the applicant appearing before it; or
(c) subsection 424C(1) or (2) applies to the applicant.
(3) If any of the paragraphs in subsection (2) of this section apply, the applicant is not entitled to appear before the Tribunal.
425A (1) If the applicant is invited to appear before the Tribunal, the Tribunal must give the applicant notice of the day on which, and the time and place at which, the applicant is scheduled to appear.
(2) The notice must be given to the applicant by one of the methods specified in section 441A. However, this subsection does not apply if the applicant is in immigration detention.
(3) The period of notice given must be at least the prescribed period or, if no period is prescribed, a reasonable period.
(4) The notice must contain a statement of the effect of section 426A.
426 (1) In the notice under section 425A, the Tribunal must notify the applicant:
(a) that he or she is invited to appear before the Tribunal to give evidence; and
(b) of the effect of subsection (2) of this section.
(2) The applicant may, within 7 days after being notified under subsection (1), give the Tribunal written notice that the applicant wants the Tribunal to obtain oral evidence from a person or persons named in the notice.
(3) If the Tribunal is notified by an applicant under subsection (2), the Tribunal must have regard to the applicant's wishes but is not required to obtain evidence (orally or otherwise) from a person named in the applicant's notice.
426A (1) If the applicant:
(a) is invited under section 425 to appear before the Tribunal; and
(b) does not appear before the Tribunal on the day on which, or at the time and place at which, the applicant is scheduled to appear;
the Tribunal may make a decision on the review without taking any further action to allow or enable the applicant to appear before it.
(2) This section does not prevent the Tribunal from rescheduling the applicant's appearance before it, or from delaying its decision on the review in order to enable the applicant's appearance before it as rescheduled.
441A (1) A document specified in subsection (3) is taken to be duly given to an applicant for review if:
(a) the document is sent (physically, electronically or otherwise) to:
(i) the last address for service provided by the applicant in connection with his or her application for review; or
(ii) the last residential address provided by the applicant in connection with his or her application for review; and
(b) the Tribunal has a receipt or other evidence indicating the date of dispatch.
(2) A document specified in subsection (3) is taken to be duly given to an applicant for review if the document is given:
(a) by giving it to the applicant or to a person authorised by the applicant to receive documents of that kind on behalf of the applicant; or
(b) by leaving it at the applicant's place of residence with a person who appears to live there and appears to have turned 16.
(3) The documents specified for the purposes of subsections (1) and (2) are:
(a) an invitation to an applicant under section 424 (other than an invitation to an applicant who is in immigration detention); and
(b) an invitation under section 424A (other than an invitation to an applicant who is in immigration detention); and
(c) a notice under section 425A (other than a notice to an applicant who is in immigration detention); and
(d) a notice under section 430A; and
(e) a statement given under subsection 430B(6).
(4) It is sufficient compliance with the requirement to give a document referred to in subsection (3) if a facsimile, or a certified copy, of the document is so given.
(5) A document posted in accordance with paragraph (1)(a) must bear correct prepaid postage and, if the document is posted to an overseas address, the postage must be at the full airmail rate."
The "prescribed period" referred to in s 425A(3) is prescribed by reg 4.35D, as follows:
"4.35D For subsection 425A(3) of the Act, the prescribed period:
(a) if the applicant is a detainee - starts when the applicant receives notice of the invitation to appear before the Tribunal and ends at the end of 7 days after the day on which the notice is received; or
(b) in any other case - starts when the applicant receives notice of the invitation to appear before the Tribunal and ends at the end of 14 days after the day on which the notice is received."
8 It is in the context of these provisions that the Minister relies on reg 5.03, which provides:
"5.03(1A) This regulation applies to a document sent by the Minister or a Tribunal to a person in that person's capacity as:
(a) an applicant, of any kind, under the Act or these regulations; or
(b) the holder, or the former holder, of a visa; or
(c) a person who is invited in writing by a Tribunal to give information or comments to the Tribunal.
(1) For the purposes of the Act and these Regulations, and subject to the Act and specific provision elsewhere in these Regulations, a document is taken to be received by the person to whom it was sent at the time that the document is taken to be received at the address to which the document is sent, which is either:
(a) if the document is sent from a place in Australia to an address in Australia - 7 days after the date of the document; or
(b) if the document is sent from:
(i) a place outside Australia to an address in Australia; or
(ii) a place in Australia to an address outside Australia; or
(iii) a place outside Australia to an address outside Australia;
21 days after the date of the document.
(2) Subregulation (1) does not apply to a document unless it is sent within 7 days after the date of the document."
9 Importantly, the Minister accepted, in argument, that only para (a) of reg 5.03(1A) could have application here, since the respondent could not properly be described, in the language of para (c), simply as "a person … invited … to give information or comments to the Tribunal". That means that a general provision - referring to "an applicant, of any kind …" - of a mere regulation having general application is said to apply to curtail, in a case such as the present, the specific provisions of the Act ensuring that an applicant to the Refugee Review Tribunal should have the periods of notice provided for in s 425A(3) and (by necessary implication) in s 426(2).
10 It is plain that Parliament intended to qualify the provision for notice in s 425A by s 441A, but this section does not artificially establish a period of notice contrary to the known truth, and so as to satisfy otherwise the requirements of ss 425, 425A and 426 of the Act: cf Rahman v Minister for Immigration and Multicultural Affairs (1999) 94 FCR 391 at 403. Regulation 5.03, if applicable to the specific provisions I have mentioned, would do so. That fact lies at the heart of the decision in Singh denying its valid application. For my part, I would still prefer to reach the same result by the construction I suggested in Sook v Minister for Immigration and Multicultural Affairs (1999) 86 FCR 584 at 589-590. As I have pointed out, reg 5.03(1) is qualified by the words "subject to the Act", which are apt to exclude its application where the Act makes specific provision with which its operation would be inconsistent. Once it appeared (by the return of the letter through the post) that the respondent had not been given the required period of notice, either in respect of his own appearance or in respect of the nomination of witnesses, a regulation which only applied "subject to the Act" could not enable the Tribunal to proceed. The regulation could not be treated as having a conclusive operation at the moment of the posting of the letter, preventing the Act from operating upon events requiring the application of its terms, as those events unfolded. In Minister for Immigration and Multicultural Affairs v Capitly (1999) 55 ALD 365 at 371 - 372, Wilcox and Hill JJ said:
"The legislative direction that the tribunal give an applicant an opportunity to appear before it to give evidence in circumstances where a decision might be unfavourable to the applicant if dealt with only on the papers is a central feature of a fair system of administrative merits review. ...
It was submitted on behalf of the minister that the tribunal had discharged its obligation to give Mr Capitly the opportunity to give evidence before it by forwarding to him the letter of 8 July advising him of the proposed hearing date and his right to give oral evidence. It was said that s 425(1) is concerned only with the acts of the tribunal and not with anything that might thereafter happen to an applicant. Indeed the submission appeared to go so far as to say that, once an opportunity to appear had been afforded, that was the end of the matter. That submission cannot be accepted.
…In the present context an opportunity to give evidence is not given once and for all by the notification to an applicant of a hearing date in the future. The opportunity must be a continuing opportunity and take account of the circumstances which from time to time exist, up until the opportunity is either availed of or not. For example, if an applicant who had received a letter such as that sent to Mr Capitly on 8 July 1997 had been severely injured in a car accident so that he could not attend a hearing on the day on which it was scheduled, he could hardly have then relevantly been given an opportunity to appear before the tribunal to give evidence. That opportunity is one which must exist throughout the period until review, including the date on which it occurs."
Their Honours were speaking in the context of a case where, to the knowledge of the Tribunal, illness had prevented an applicant appearing after he had received notice. But the principle they expound, requiring the Tribunal to look beyond the mere giving of notice, applies equally to a case where the notice is returned undelivered. At the time of the hearing, to the knowledge of the Tribunal, the situation is one, in such a case, in which it cannot then be said that any continuing opportunity is being afforded (or, since the amendment of s 425, any continuing invitation to appear is being extended) to the applicant: cf Rahman v Minister for Immigration and Multicultural Affairs.
11 The facts of the present matter, which bear some resemblance to those of Capitly, raise a further ground of review. In my first instance judgment in that case (Capitly v Minister for Immigration and Multicultural Affairs, unreported, 24 September 1998), I said:
"Here, the tribunal was aware of the applicant's claim that he was prevented by illness from attending the hearing, but ignored that claim without having, or suggesting that it had, any justification whatever for doing so. It then proceeded to give reasons for denying the application without even mentioning the matter - reasons which misleadingly left it to be understood that the applicant had chosen not to avail himself of an actual opportunity to give evidence, when in reality he had not had any reasonable opportunity to do so."
The vice in the reasons given for the decision against Mr Mohammad is even more serious. The Tribunal refers to him as having "not availed himself of the opportunity to attend an oral hearing", and concludes that he "has not provided any further information in support of his claims despite ample opportunity to do so. Nor has he given the Tribunal the opportunity to explore aspects of his claims with him." In the context, the final decision follows these comments - "A number of relevant questions are therefore left unanswered", the Tribunal says, and it proceeds to make its finding of lack of satisfaction that Mr Mohammad has a well-founded fear of persecution within the meaning of the applicable Convention. Thus the decision was squarely "based …. on the existence of a particular fact, and that fact did not exist" (s 476(4)(b) of the Act).
12 The respondent did not have "ample opportunity", or indeed any opportunity, to provide further information or allow the Tribunal to explore aspects of his claims with him at the oral hearing to which the Tribunal referred, of which he was completely unaware. That leaves for consideration, in respect of the ground stated in s 476(1)(g) of the Act, solely the question whether there was no evidence or other material to justify the Tribunal in basing its decision on the respondent's alleged ample opportunity. The only evidence before the Tribunal of the opportunity to attend the oral hearing fixed for 23 July 1999, to which it is plain the Tribunal was referring in the passage I have quoted, and to which it had also referred in the first paragraph of its "FINDINGS AND REASONS" commencing with the words "As the applicant has not availed himself of the opportunity to attend an oral hearing …", was the postage of the letter of 23 June 1999. But the same file of the Tribunal which showed the postage of the letter also showed that it had not been delivered, but had been returned to the Tribunal. In order to defeat an application made in reliance on s 476(1)(g), as elaborated by s 476(4), it is only necessary that the Tribunal should have had some evidence to justify its finding or assuming the fact upon the existence of which it based its decision, although that fact did not exist. But it cannot be said that the file showing the postage of the letter was some evidence of its receipt, when the very same file showed that the letter was returned undelivered. To use the words of Black CJ (with whom Spender and Gummow JJ agreed) in Curragh Queensland Mining Limited v Daniel (1992) 34 FCR 212 at 222, the evidence before the Tribunal was not "capable of supporting the conclusion"; there was no "material before the decision-maker upon which he could have come to the conclusion"; and the material that was before the Tribunal was "incapable of offering any support for the conclusion".
13 The judgment of Black CJ in Curragh Queensland Mining Limited v Daniel also sheds (at 220-221) light on the meaning of the expression "base the decision on the existence of a particular fact", an expression which has been taken, plainly enough, from s 5(3) of the Administrative Decisions (Judicial Review) Act 1977 (Cth), the provision there examined. Black CJ said:
"If the existence of a particular fact is seen to be critical to the making of a decision then the decision will be based on the existence of that particular fact."
His Honour referred to the remarks of Mason CJ in Australian Broadcasting Tribunal v Bond (1990) 170 CLR 321 at 357-358. Black CJ elaborated:
"Section 5(3)(b) does not require the identification of some single particular fact that may be said to be the foundation of the decision. A decision may be based upon the existence of many particular facts; it will be based upon the existence of each particular fact that is critical to the making of the decision. A small factual link in a chain of reasoning, if it is truly a link in a chain and there are no parallel links, may be just as critical to the decision, and just as much a fact upon which the decision is based, as a fact that is of more obvious immediate importance. A decision may also be based on a finding of fact that, critically, leads the decision-maker to take one path in the process of reasoning rather than another and so to come to a different conclusion.
If a decision is in truth based, in the sense I have described, on a particular fact for which there is no evidence, and the fact does not exist, the decision is flawed whatever the relative importance of the fact. Accordingly, I agree with the conclusion of Lee J in Akers v Minister for Immigration and Ethnic Affairs (1988) 20 FCR 363 at 374 that there is no reason to read s 5(3)(b) in a way that would limit its operation to a predominant reason for the decision under review."
These remarks seem to me equally applicable to s 476(4)(b).
14 Similarly, in Abdalla v Minister for Immigration and Multicultural Affairs (1998) 51 ALD 11 at 18, the judgment of the Court (Burchett, Tamberlin and Emmett JJ) found the principle satisfied where it could be said that "[t]he decision … proceeds on the basis" of a particular conclusion as to which the Court said:
"An erroneous premise that the appellant claimed to have come from Gedo is an important consideration bearing on this matter. For this reason it is probable that the factual mistake as to her always having claimed to be a Marehan from Gedo operated in a material way to influence the ultimate determination of the Tribunal that she was not a refugee. The principles set out in Curragh are applicable in the present case."
See also Charaev v Minister for Immigration and Multicultural Affairs [2000] FCA 865; Guden v Minister for Immigration & Multicultural Affairs (2000) 58 ALD 352.
15 There is a further difficulty which the Minister's appeal must overcome. It will be recalled that it was at a time when the Tribunal was functus officio, during the progress of Mr Mohammad's first application to the Court, that he changed his address, and the Court and the Australian Government Solicitor, acting for the Minister, were notified of his new address. The letter of 23 June 1999, on which the Minister relies, was sent to the old address after the matter had been remitted to the Tribunal, the change of address not being then (or at any other time) notified to it. The Minister relies on s 441A(1)(a)(i) on the basis that the letter was sent to "the last address for service provided by the applicant in connection with his … application for review". But that contention immediately raises a question of construction. The provision does not say "the last address provided to the Tribunal", and the fact that it does not is emphasized by the express reference to "the Tribunal" in paragraph (b). The section has to operate in the real world, and in a multiplicity of situations. It is obvious that applicants for protection visas are often in poor financial circumstances and may live in emergency accommodation which may involve quite frequent moves. That an applicant's address might change after a decision has rendered the Tribunal functus officio, and during the pendency of a court proceeding, is not unlikely, and Parliament must have perceived that. There may well be other reasons, related, for example, to a period of custody, which may lead to an applicant notifying an address to the Department rather than to the Tribunal. Having regard to these obvious considerations, the Parliament's choice of the broad expression "in connection with his or her application for review", rather than a narrower expression limiting the last address to that supplied directly to the Tribunal, seems to me to be quite significant.
16 In Coventry and Solihull Waste Disposal Co Ltd v Russell (Valuation Officer) [1999] 1 WLR 2093 at 2103, Lord Hope of Craighead said of the expression "in connection with" that "the phrase is a protean one which tends to draw its meaning from the words which surround it." Thus the contextual factors to which I have referred are of particular importance. Similarly, in Collector of Customs v Cliffs Robe River Iron Associates (1985) 7 FCR 271 at 275, Bowen CJ, Morling and Neaves JJ, in their joint judgment, said:
"The meaning of the word 'connection' is both wide and imprecise. One of its common meanings is 'relation between things one of which is bound up with, or involved, in another' (Shorter Oxford English Dictionary)."
In The Queen v Isaac; Ex parte Transport Workers' Union of Australia (1985) 159 CLR 323 at 333, Gibbs CJ referred to an eligibility rule embracing "every … worker … engaged in … labour in or in connection with any of the following industries or callings … ." His Honour said:
"The words 'in connexion with' in an eligibility rule connote a relationship between the work of the employee and the industry or calling in question."
Again, in Claremont Petroleum NL v Cummings (1992) 110 ALR 239 at 280, Wilcox J said:
"The phrase 'in connection with' is one of wide import."
His Honour cited a passage from an earlier decision of his own, in which it was stated:
"The words include matters occurring prior to as well as subsequent to or consequent upon so long as they are related to the principal thing. The phrase 'having to do with' perhaps gives as good a suggestion of the meaning as could be had."
In Strachan v Marriott [1995] 3 NZLR 272 at 279, Hardie Boys J said of the phrase "in connection with":
"This too is of wide meaning, connoting a less immediate or direct relationship than, for example, the preposition 'of' … . 'In connection with' may signify no more than a relationship between one thing and another."
17 These authorities confirm me in the view that it is appropriate, in s 441A(1)(a), to read the words "the last address for service provided by the applicant in connection with his or her application for review" as including an address for service provided as an incident of a review proceeding in the Court that was the only means by which the original application could be pursued at a time when it had been finally rejected by the Tribunal. When Mr Mohammad took the Tribunal's decision on review, the other party to the proceeding was required by s 480 of the Act to be the Minister, not the Tribunal. I conclude that this address was supplied "in connection with" the application, which was the subject of the matter for adjudication.
18 It follows that the letter of 23 June 1999 was sent to the wrong address, and that s 441A did not operate to deem the notice given by the letter to have been duly given to Mr Mohammad.
19 For all these reasons, the appeal should be dismissed with costs.
I certify that the preceding nineteen (19) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice Burchett.