Buchanan J
1 I have had the benefit of reading the judgment of Griffiths and Mortimer JJ in draft. Their Honours' exposition of the facts and the statutory context of the present appeal avoids the need for me to deal with many of the same matters. However, I find myself in disagreement with their Honours about the outcome of the appeal and so it is necessary to explain why I have come to a different conclusion.
2 Section 5(9) of the Migration Act 1958 (Cth) ("the Act") provides as follows:
(9) For the purposes of this Act, an application under this Act is finally determined when either:
(a) a decision that has been made in respect of the application is not, or is no longer, subject to any form of review under Part 5 or 7; or
(b) a decision that has been made in respect of the application was subject to some form of review under Part 5 or 7, but the period within which such a review could be instituted has ended without a review having been instituted as prescribed.
(emphasis added)
3 The central question in the present case is whether an application by the first respondent for a protection visa made had been finally determined by 24 March 2012 (I will return to the significance of that date in due course). Applying s 5(9) of the Act, that central question must be assessed in the present case by deciding whether a decision of a delegate of the appellant ("the Minister"), which refused the first respondent a protection visa, was no longer subject to any form of review at that date, 24 March 2012.
4 The first respondent (a citizen of Pakistan) applied for a protection visa on 4 March 2010, having arrived in Australia with a temporary business visa. The Minister's delegate decided on 16 June 2010 to refuse the application. The first respondent then applied to the Refugee Review Tribunal ("the RRT") to have the delegate's decision reviewed. The review by the RRT is a review under Part 7 of the Act of a kind referred to in s 5(9).
5 The powers which the RRT may exercise when it reviews a decision not to grant a protection visa are set out in s 415 of the Act, which provides:
415 Powers of Refugee Review Tribunal
(1) The Tribunal may, for the purposes of the review of an RRT-reviewable decision, exercise all the powers and discretions that are conferred by this Act on the person who made the decision.
(2) The Tribunal may:
(a) affirm the decision; or
(b) vary the decision; or
(c) if the decision relates to a prescribed matter - remit the matter for reconsideration in accordance with such directions or recommendations of the Tribunal as are permitted by the regulations; or
(d) set the decision aside and substitute a new decision.
(3) If the Tribunal:
(a) varies the decision; or
(b) sets aside the decision and substitutes a new decision;
the decision as varied or substituted is taken (except for the purpose of appeals from decisions of the Tribunal) to be a decision of the Minister.
(4) To avoid doubt, the Tribunal must not, by varying a decision or setting a decision aside and substituting a new decision, purport to make a decision that is not authorised by the Act or the regulations. (emphasis added)
6 When the RRT reaches a decision on a review carried out by it, it is required, unless it first announces the decision orally, to set out the decision, the reasons for the decision and some further matters in a written statement. The decision of the RRT is taken to be made on the date of the written statement. Those directions are contained in s 430 of the Act, which provides:
430 Refugee Review Tribunal to record its decisions etc.
(1) Where the Tribunal makes its decision on a review, the Tribunal must prepare a written statement that:
(a) sets out the decision of the Tribunal on the review; and
(b) sets out the reasons for the decision; and
(c) sets out the findings on any material questions of fact; and
(d) refers to the evidence or any other material on which the findings of fact were based.
(2) A decision on a review (other than an oral decision) is taken to have been made on the date of the written statement.
(3) Where the Tribunal has prepared the written statement, the Tribunal must:
(a) return to the Secretary any document that the Secretary has provided in relation to the review; and
(b) give the Secretary a copy of any other document that contains evidence or material on which the findings of fact were based.
7 When a decision is pronounced orally, s 430D of the Act also requires that a written statement be prepared within 14 days, but the date of the decision is the date on which it is pronounced. In the present case, the decision of the RRT was given in writing and is therefore taken to have been made on the date it showed - 12 March 2012.
8 Section 430A of the Act requires that an applicant for a protection visa who has sought a review by the RRT must be notified of the decision of the RRT by being provided with a copy of the written statement prepared in accordance with s 430 of the Act. One of the methods specified in s 441A of the Act must be used to give the applicant the copy of the written statement. One such method is to post the decision to the address last notified by the applicant.
9 A copy of the written statement must also be given to the Secretary of the Minister's department.
10 Section 430A of the Act provides:
430A Notifying parties of Tribunal's decision (decision not given orally)
(1) The Tribunal must notify the applicant of a decision on a review (other than an oral decision) by giving the applicant a copy of the written statement prepared under subsection 430(1). The copy must be given to the applicant:
(a) within 14 days after the day on which the decision is taken to have been made; and
(b) by one of the methods specified in section 441A.
(2) A copy of that statement must also be given to the Secretary:
(a) within 14 days after the day on which the decision is taken to have been made; and
(b) by one of the methods specified in section 441B.
(3) A failure to comply with this section in relation to a decision on a review does not affect the validity of the decision.
11 It should be noted that a failure to comply with the procedural requirements for notification to the applicant, and for a copy to be provided to the Secretary, does not affect the validity of the decision (s 430A(3)) which, in the present case, was a decision (taken to be made on 12 March 2012) to affirm the decision of the delegate to refuse a protection visa.
12 In the present case, the written statement prepared by the RRT was sent to the Secretary on 12 March 2012. It was posted on the same day to an address which was, at one time, the address of the first respondent. He gave that address to the RRT on 2 November 2011. However, on 2 February 2012 the first respondent notified the RRT of a change of address. The change was entered in the records of the RRT and, on 9 February 2012, the RRT wrote to the first respondent at the new address to invite him to appear at a hearing on 7 March 2012, which went ahead on that day.
13 Despite those matters, the RRT sent its written statement dated 12 March 2012, which informed the first respondent that it had affirmed the decision of the delegate to refuse him a protection visa, to his previous address and not to his correct address. The error went undetected until 23 May 2012 when the first respondent telephoned to inquire about his application for review. Subsequently, on 28 May 2012, a further letter was sent to the first respondent, giving him a copy of the written statement and informing him: 'The tribunal's review has now been completed.'
14 Between the date of the written statement and the date of effective notification to the first respondent, important changes were made to the Act. Those changes provided for additional grounds for protection visas, known as complementary protection grounds. The complementary protection grounds were available in respect of applications for protection visas which had not been "finally determined" by 24 March 2012.
15 Thus, as earlier indicated, the central question in the present case is whether the application for a protection visa made by the first respondent had been finally determined by 24 March 2012. If it had not been, the first respondent is entitled to further consideration of his application for a protection visa by the RRT to see if he is entitled to such a visa based on complementary protection grounds.
16 Broadly speaking, the competing contentions on the present appeal are, on the one hand, that the decision of the delegate was no longer subject to any form of review after 12 March 2012 (and the application for a protection visa was finally determined on that date) and, on the other hand, that the review function of the RRT was not complete until the RRT had notified the first respondent of its decision in accordance with s 430A of the Act - i.e. when it sent the letter dated 28 May 2012 (and the application for a protection visa was finally determined on 28 May 2012).
17 The appeal to this Court is from a judgment of the Federal Circuit Court of Australia ("the FCCA"). The first respondent applied to the FCCA for judicial review of the decision of the RRT on 12 June 2012, on the ground that the RRT had committed jurisdictional error. The issue which has attracted attention on the present appeal was not raised by the first respondent but counsel for the Minister very properly brought the question to the attention of the FCCA.
18 Before the FCCA, the question was examined by considering whether the RRT became functus officio when it sent a copy of its written statement to the Secretary, so that it had no power to reopen its decision to affirm the decision of the delegate or examine further grounds for the grant of a protection visa.
19 The primary judge who constituted the FCCA, and from whose judgment the present appeal has been brought, felt bound by a decision of a Full Court of this Court in Minister for Immigration and Citizenship v SZQOY (2012) 206 FCR 25 ("SZQOY") to conclude that the RRT did not complete its "core function" of review until it notified its decision to both the first respondent and the Secretary and that the application for a protection visa was not finally determined before notification to the first respondent on 28 May 2012. As a result, the primary judge decided that the matter should be remitted to the RRT for further hearing and determination (SZRNY v Minister for Immigration & Anor [2013] FCCA 197).
20 In my respectful opinion, the observations in SZQOY upon which the primary judge relied do not dictate the outcome of the present case, which turns upon consideration of questions of statutory construction which did not arise for consideration in SZQOY. I take a different view from that of Griffiths and Mortimer JJ about that question of statutory construction. Before I explain why that is so, I propose to explain why I do not regard what was said in SZQOY as being determinative of the present case.
21 In SZQOY, the Full Court held that the RRT was not functus officio when a written record of decision was transmitted internally to its own Registry. The essence of the reasoning was that, at that point, the decision was not beyond the power of the RRT to revise, amend, recall or if necessary reverse (see Buchanan J at [23], Logan J at [34], [40] and Barker J at [55]-[58]).
22 My own judgment referred to, and adopted, the reasons of Spender J and Madgwick J in Semunigus v Minister for Immigration and Multicultural Affairs (2000) 96 FCR 533, who each referred to notification of a decision as a matter putting it beyond effective recall. However, in the context of the present case it is important to draw attention to two matters.
23 First, Spender J and Madgwick J did not have an identical approach to the question. Spender J referred (at [12]) to a decision being beyond recall once sent to "either the Minister or the applicant" (emphasis added). Madgwick J thought it necessary (see [103]) that a decision be "communicated to the applicant or irrevocable steps have been taken to have that done" (emphasis added).
24 In SZQOY, it was not necessary to examine further the question of whether communication at least to the applicant was necessary (Madgwick J in Semunigus), or whether communication to either the applicant or the Secretary was necessary (Spender J in Semunigus) before it could be said that a decision of the RRT was beyond its recall. My own reasoning in SZQOY fits most comfortably with the position taken by Spender J in Semunigus (and also by Merkel J in Singh v Minister for Immigration and Multicultural Affairs (2001) 109 FCR 18 at [31], [38] and by Ryan J in Applicant in V346 of 2000 v Minister for Immigration and Multicultural Affairs (2001) 111 FCR 536 at [77], [79]). The statement by Madgwick J in Semunigus goes further, if it is to be understood as saying that a decision of the RRT may be recalled if it has not been communicated to an applicant, even though sent to the Secretary. It was not necessary in either Semunigus or SZQOY to determine that precise question.
25 Secondly, the underlying principle which Spender J, Madgwick J and I all applied is that expressed by Finn J at first instance in Semunigus (Semunigus v Minister for Immigration and Multicultural Affairs [1999] FCA 422) (at [19]):
19 For present purposes I am prepared to hold that the making of a decision involves both reaching a conclusion on a matter as a result of a mental process having been engaged in and translating that conclusion into a decision by an overt act of such character as, in the circumstances, gives finality to the conclusion - as precludes the conclusion being revisited by the decision-maker at his or her option before the decision is to be regarded as final.
26 In SZQOY, Logan J went further in his explanation of the operation of the review function of the RRT and, in particular, gave consideration to when a review might be said to be complete. However, ultimately that analysis was directed also to the question of whether the review function was complete before a decision left the RRT registry.
27 Thus, Logan said (at [34]):
34 Like Buchanan J, I consider that the RRT's decision was not beyond recall by the member constituting the RRT for the purposes of the review until it was manifested to the applicant for review (the first respondent) and to the Secretary to the appellant Minister's department by some overt act. …
(emphasis added)
and (at [40]):
40 The intellectual process in undertaking the core function of review is not an end in itself. The decision and reasons which are the result of that intellectual process must be made known to the persons interested. Those persons are the applicant for the review and the Secretary. It is only when the decision of the RRT as constituted by the particular member has either been pronounced orally or, if given in writing, sent to the applicant and to the Secretary in accordance with the notification obligation that the core function of review is complete. Before then, the member is entitled to have second (or more) thoughts perhaps on the basis of further reflection on all of the material hitherto to hand, perhaps stimulated by further material. At that stage, the matter is entirely intramural. Depending on the nature and source of that further material there may be procedural fairness obligations which fall upon the member before a final decision is made. That member is entitled to entrust to a registry officer the tasks of recording the decision and of notifying the applicant and the Secretary of that decision but the responsibility for so doing remains that of the member who has conducted the review. Until the decision has been sent out, that member is also entitled to countermand a direction to the registry to record and send out what has proved, upon the member's reflection, to be an earlier version of that member's decision.
(emphasis added)
28 Although Logan J referred to the act of sending a decision to the applicant and to the Secretary, it is clear that his Honour was focussed on the distinction between the act of publication of the decision and a circumstance where the decision had not "been sent out" at all. His Honour was not concerned with questions of effective notification.
29 Similarly, Barker J said (at [57]):
57 The Act, as Logan J, with respect, demonstrates in some detail, indicates communication to a party - and probably to the Secretary too - as a critical point in the process by which the decision arising from the review process is "beyond recall". …
30 Barker J also was focussed on the distinction, which was material for SZQOY, between communication internally within the RRT and some step of overt publication beyond the RRT.
31 In the judgment under appeal, the primary judge invested the discussion in SZQOY with a broader significance than in my respectful view it should be given. Relying principally on the observations of Logan J and Barker J, and focussed on the notion of when the core function of review by the RRT is complete, the primary judge summarised the weight of opinion in SZQOY (at [132]) as being to the effect that 'communication to the applicant [is] essential to completion of such core function'.
32 That understanding of the majority view in SZQOY then led the FCCA to conclude (at [133]):
It can only be said that a delegate's decision is no longer subject to any form of review by the Tribunal if the Tribunal's core function of review has been completed.
33 This last conclusion, although based on the discussion by Logan J (and the agreement of Barker J) in SZQOY, goes beyond what SZQOY actually decided. In my respectful view, the primary judge extended the analysis in SZQOY too far. SZQOY must be understood in the context of the factual situation being addressed. In that case no step had been taken to publish the decision of the RRT outside its own Registry. The central issue was, as I said before, whether communication of the decision by the member of the RRT to the Registry of the RRT put it beyond recall. It plainly did not.
34 I would accept in the present case that the RRT was functus officio in relation to the decision. Its decision had been put beyond recall. It had been put beyond recall both by its transmission to the Secretary and by being posted to the applicant's previous address, from where it might perhaps have been forwarded to the applicant. On any view, the decision had been published in a way which indicated that it could not be revised, amended, recalled or reversed even if the applicant had not been directly or effectively notified.
35 At the same time, however, proper notification to the first respondent remained necessary if the RRT was to comply with its obligations under s 430A of the Act. In a particular case, therefore, it may be very important to make a distinction between the point at which a member of the RRT becomes functus officio in relation to a decision and the finalisation of other essential functions before a review is regarded as complete. The approach taken by the primary judge to the reasoning in SZQOY, in my respectful view, obscured that important distinction.
36 The doctrine of functus officio does not help in the present case to decide whether the decision of the delegate was, or was not, still subject to any form of review after its decision was published on 12 March 2012. The judgment in SZQOY is not determinative one way or the other of that question.
37 The Minister submitted that the Court on the present appeal should find that the decision of the Full Court in SZQOY was "plainly wrong", presumably with a view to it being overruled, although such a finding was not necessary to the Minister's argument. It is not necessary to express any view about this submission. The judgment in SZQOY was not the subject of any application for special leave to appeal to the High Court of Australia. The terms of the judgments in that case speak for themselves, although they must always be read with an eye to the issue actually presented for resolution in that case.
38 It must also be borne in mind that SZQOY did not address the meaning of s 5(9) of the Act, which is the central question in the present case. It was not relevant to do so.
39 Based upon the terms of s 5(9) of the Act, counsel for the first respondent argued that the decision of the delegate would no longer be subject to "any form of review under Part…7" only when the RRT had finally performed all aspects of its review function, including taking all necessary steps required by s 430A of the Act. I do not agree with this proposition, which seems to me to elevate form over substance.
40 In my opinion, once the decision of the RRT was despatched to the Secretary and (albeit incorrectly addressed) to the first respondent, the decision of the delegate was no longer subject to any form of review by the RRT. The position does not change because despatch to the first respondent was ineffective or because it did not conform to the direction in s 430A(1)(b) (i.e. to use a method in s 441A) or to the related direction in s 441A to post the decision to the last notified address. Although it remained necessary to comply with s 430A(1) using one of the methods specified in s 441A (by post or otherwise) that did not mean, in my view, that the decision of the delegate remained under any form of review until that was done. My view about that is strengthened by the operation of s 430A(3) and the fact that the decision itself (on 12 March 2012) must be taken to be valid.
41 If a valid and final decision affirming the decision of the delegate was made on 12 March 2012, it cannot in my respectful view be successfully maintained that the decision of the delegate remained nevertheless under some form of review. In my view, that position does not change even if the applicant was not effectively notified until 28 May 2012. It does not change even if it be correct to say that the review is not complete so far as it concerns the obligations of the member of the RRT.
42 I would uphold the appeal, set aside the judgment of the FCCA and order in lieu thereof that the application to that Court be dismissed. The Minister is entitled to his costs of the appeal, and of the proceedings in the FCCA.
I certify that the preceding forty-two (42) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice Buchanan.