Briginshaw
48 In Briginshaw a trial judge of the Supreme Court of Victoria erroneously applied the criminal standard of proof in determining whether there should be an order dissolving a marriage on grounds of adultery under the Marriage Act 1928 (Vic). Section 80 of the Marriage Act provided that "it shall be the duty of the Court to satisfy itself, so far as it reasonably can, as to the facts alleged". On appeal, the High Court concluded that phrase was apt to describe the civil standard of proof. The principle invoked in Mr Mailau's case is that stated in the often quoted decision of Dixon J (at 361 - 362):
In the course of a discussion of the matter containing no less wisdom than learning, Professor Wigmore says:- 'In civil cases it should be enough to say that the extreme caution and the unusual positiveness of persuasion required in criminal cases do not obtain. But it is customary to go further, and here also to attempt to define in words the quality of persuasion necessary. It is said to be that state of mind in which there is felt to be a 'preponderance of evidence' in favour of the demandant's proposition. Here, too, moreover, this simple and suggestive phrase has not been allowed to suffice; and in many precedents sundry other phrases- 'satisfied,' 'convinced,' and the like-have been put forward as equivalents, and their propriety as a form of words discussed and sanctioned or disapproved, with much waste of judicial effort' (Wigmore on Evidence, 2nd ed. (1923), vol. v., sec. 2498).
It is evident that Professor Wigmore countenances as much flexibility in the statement and application of the civil requirement as did Mr. Starkie. The truth is that, when the law requires the proof of any fact, the tribunal must feel an actual persuasion of its occurrence or existence before it can be found. It cannot be found as a result of a mere mechanical comparison of probabilities independently of any belief in its reality. No doubt an opinion that a state of facts exists may be held according to indefinite gradations of certainty; and this has led to attempts to define exactly the certainty required by the law for various purposes. Fortunately, however, at common law no third standard of persuasion was definitely developed. Except upon criminal issues to be proved by the prosecution, it is enough that the affirmative of an allegation is made out to the reasonable satisfaction of the tribunal. But reasonable satisfaction is not a state of mind that is attained or established independently of the nature and consequence of the fact or facts to be proved. The seriousness of an allegation made, the inherent unlikelihood of an occurrence of a given description, or the gravity of the consequences flowing from a particular finding are considerations which must affect the answer to the question whether the issue has been proved to the reasonable satisfaction of the tribunal. In such matters 'reasonable satisfaction' should not be produced by inexact proofs, indefinite testimony, or indirect inferences. …
49 To similar effect, McTiernan J said (at 372) that "English law adopts the reasonable rule that the strictness of the proof of an issue should be governed by the nature of the issue and its consequences". In proceedings in which the Evidence Act 1995 (Cth) applies, the same underlying principle finds expression in s 140:
Civil proceedings: standard of proof
(1) In a civil proceeding, the court must find the case of a party proved if it is satisfied that the case has been proved on the balance of probabilities.
(2) Without limiting the matters that the court may take into account in deciding whether it is so satisfied, it is to take into account:
(a) the nature of the cause of action or defence; and
(b) the nature of the subject-matter of the proceeding; and
(c) the gravity of the matters alleged.
50 There can be no doubt that affirmation of the non-revocation decision had serious consequences for Mr Mailau. Unless revoked, the cancellation decision operated to render Mr Mailau an unlawful non-citizen within the meaning of s 13 and s 14 of the Act. As such, he was therefore liable to be held in immigration detention under s 198 of the Act and deported to his home country under s 200.
51 As can be seen, the third ground of review at first instance made no reference to the Briginshaw principle. Before the primary Judge, reference to the principle appears to have first been made by Mr Mailau's then Counsel in the following passage in written submissions in reply:
The Respondent has submitted at paragraph [24] of his submissions that the Tribunal is not bound by the rules of evidence. Briginshaw v Briginshaw (1938) HCA 34; 60 CLR 336 however, is authority that, even though a case might be a civil case, a higher standards [sic] of evidence might be expected in serious matters. In this matter, an adverse decision would result in the Applicant being removed from Australia for the rest of his life. Considering that he has lived in Australia from the age of six and has lived in Australia for 39 years, would be separated from his four living children and the grave of his daughter Grace, and would likely never see his aged mother again, the consequences of an adverse decision are indeed severe. In such a case, Briginshaw v Briginshaw would require a high standard of evidence, and it was not appropriate (or alternatively it was legally unreasonable) for the Tribunal to make an adverse finding against the Applicant based on hearsay evidence.
52 The principle was again invoked in oral submissions in a way that equated the test with the test for legal unreasonableness. So much is apparent from the following exchange between Counsel and the primary judge:
COUNSEL: … in regards to my learned friend's comments in regards to the Briginshaw test as far as hearsay evidence, well, firstly, we would say that evidence such as fraud actually has - probably has less serious consequences than a tribunal decision to cancel someone's visa, and we would certainly submit that the tribunal is obligated to apply a high standard of evidence, but in any case, any decision needs to be legally reasonably, and we would submit that in this case, even if the tribunal didn't err as far as applying hearsay evidence, that the tribunal did err in making a decision that was not legally reasonable.
HIS HONOUR: I think another way of putting your submission might be that, really, the ground that you rely upon is that it was a legally unreasonable decision to place emphasis on the evidence of the sister.
COUNSEL: Yes.
HIS HONOUR: And perhaps … persuasive aspect of your submission that you're putting forward is that if it had been court proceedings where the Evidence Act applies, then the Briginshaw test might have applied, but, insofar as there's a Briginshaw requirement, it's really caught up in the legally reasonable - the jurisprudence on whether or not something is legally unreasonable, which is quite a different test, frankly, but it just seems to me that that's the way to understand your submission in the context of a case alleging jurisdictional error.
COUNSEL: Yes, thank you, your Honour. …
53 In light of that exchange it is unsurprising that the reasons of the primary judge do not give separate consideration to the principle in Briginshaw: it had not been suggested by Mr Mailau's then Counsel that it added anything to the contention that it was legally unreasonable for the Tribunal to act on the hearsay evidence of Mr Mailau's sister. The brief reasons of the trial judge in disposing of the third ground of review reflect the manner in which Mr Mailau's arguments had been presented. His Honour did not fail to grapple with the argument in the terms that it was put.
54 On this appeal a good deal more emphasis was placed on the Briginshaw principle than at first instance. Mr Mailau's new Counsel submitted that it is a discrete category of jurisdictional error for a decision-maker to ignore or fail to apply the principle in cases that fall within it. In written submissions it was said that failure to apply the principle constitutes a jurisdictional error that is distinct from the principles of legal unreasonableness in their application to errant fact finding. That aspect of the argument is new. It was stated at its highest in written submissions and will be considered at that level, although in oral submissions the argument tended to resemble that advanced before the primary judge.
55 It was submitted that there was a divergence of opinion among the judges of this Court concerning the applicability of the principle in migration cases. For the purposes of this appeal, it is sufficient to give a very brief summary of the authorities:
(1) In Minister for Immigration and Ethnic Affairs v Pochi (1980) 44 FLR 41, Deane J (as his Honour then was) appeared to suggest that a principle analogous to Briginshaw may have direct application in an administrative decision-making context (at 61 - 62) (although his Honour did not cite Briginshaw at all).
(2) In Sullivan v Civil Aviation Safety Authority (2014) 226 FCR 555, Flick and Perry JJ comprehensively rejected a submission that departure from the standard of satisfaction required under Briginshaw principles would constitute a category of jurisdictional error separate and distinct from legal unreasonableness (at [108] - [122]). Their Honours nonetheless stated that the question was strictly unnecessary to decide because the consequence of the decision there under review was not of a kind to warrant consideration of the principle in any event (at [123] - [133]).
(3) In Tarrant v Australian Securities and Investments Commission [2015] FCAFC 8; 317 ALR 328, Rares, Yates and Griffiths JJ approved and applied the considered dicta in Sullivan, their Honours noting that the appellant in the case before them had not argued that the reasoning was plainly wrong (at [121]).
(4) Writing separately, Logan J in Sullivan (at [8]) and Sun v Minister for Immigration and Border Protection (2016) 243 FCR 220 (at [18] - [19]) expressed the view that the principles in Briginshaw may be incorporated by an analogy in the body of principle concerning legal unreasonableness in relation to errant fact finding.
56 I accept that the occasion has not yet arisen for the dicta in Sullivan to be considered by a Full Court in a case where the correctness of the reasoning is comprehensively argued and where the question of its correctness is necessary to answer on the facts. However, I do not consider that the present appeal presents an appropriate occasion to express an opinion on the question. In my view, even if there was a proper basis to argue that the formation of the satisfaction in s 501CA(4) was subject to an inviolable restraint equivalent to the principle stated in Briginshaw (contrary to the majority reasoning in Sullivan) I do not consider that such a condition has been shown to have been breached in the present case.
57 As Counsel for Mr Mailau properly acknowledged, there can be no doubt that the decision-maker (here the Tribunal) is not bound by the rules of evidence and so is not expressly prohibited from having regard to evidence of a hearsay nature. In oral submissions Counsel for Mr Mailau further acknowledged that the argument founded in Briginshaw principles was another way of saying that the Tribunal erred by acting on the evidence of Mr Mailau's sister having regard to the consequences for Mr Mailau of its decision, and because that evidence was inexact and unstable viewed in the context of the evidence as a whole.
58 I have already observed that the mandatory cancellation of Mr Mailau's visa under s 501(3A) of the Act had serious consequences for Mr Mailau, which persist because of the non-revocation decision. However, the non-revocation decision in the present case was a highly evaluative one. Revocation of the cancellation decision depended upon there being satisfaction that there was "another reason" for revocation. The Tribunal's lack of satisfaction on that broad topic was founded upon a multitude of factual findings of which the finding concerning his mother's relocation was but one. It cannot be said that the subject matter of the granular finding is one that necessarily enlivens the principles in Briginshaw in and of itself. To the extent that the Briginshaw principle impliedly conditions the formation of the state of satisfaction to be formed under s 501CA(4), in my view compliance with such a condition must be assessed having regard to the body of evidence as a whole. Attacking the evidentiary basis for a discrete finding concerning the mother's likelihood of relocating to Tonga does not demonstrate breach of the asserted condition.
59 More fundamentally, even if the impugned finding is to be regarded as central to the Tribunal's reasoning process, the evidence of Mr Mailau's sister cannot be characterised as inexact or unstable or as otherwise forming a legally impermissible basis for the Tribunal's conclusion. Under the Briginshaw principle, the evidence is not rendered inexact or unstable merely because it is hearsay. As Counsel properly acknowledged, an implication that all hearsay evidence should be excluded from consideration in cases such as the present would be inconsistent with the express exclusion of the rules of evidence provided for by s 33(1)(c) of the AAT Act. As I have already concluded, the evidence of the sister has not otherwise been shown to be contrary to incontestable facts necessitating its rejection by the Tribunal, and the Tribunal was not invited to reject the evidence on that basis. Accordingly, the outcome of this appeal does not turn on whether the reasoning of Flick and Perry JJ in Sullivan is correct.
60 To the extent that arguments on this appeal went beyond that advanced at first instance the submissions are new. Quite apart from the matter identified at [26] above, leave to argue that Briginshaw principles form the basis of a discrete category of jurisdictional error should be refused on the additional basis that the argument cannot assist Mr Mailau having regard to the facts and circumstances of his particular case in any event.