Macdonald v R; Maitland v R
[2016] NSWCCA 306
At a glance
Source factsCourt
Court of Criminal Appeal (NSW)
Decision date
2016-11-04
Before
Bathurst CJ, Hulme J, Bellew J, Adamson J
Catchwords
- CRIMINAL LAW - appeal - criminal procedure - temporary stay of proceedings
Source
Original judgment source is linked above.
Catchwords
Judgment (20 paragraphs)
Solicitors: Bilbie Dan Solicitors and Attorneys (Applicant Macdonald) Bob Whyburn Solicitors (Applicant Maitland) Solicitor for Public Prosecutions (Respondent) File Number(s): 2015/59940; 2015/59990 Decision under appeal Court or tribunal: Supreme Court of NSW Jurisdiction: Criminal Citation: [2016] NSWSC 865 Date of Decision: 23 June 2016 Before: Adamson J File Number(s): 2015/59940; 2015/59990
[This headnote is not to be read as part of the judgment] The Independent Commission Against Corruption (ICAC) conducted an inquiry into the circumstances surrounding the grant of an exploration licence by former State Minister, Ian Macdonald (the first applicant), to a company associated with John Maitland (the second applicant). Both applicants were examined by ICAC, with evidence given subject to objection taken pursuant to s 37 of the Independent Commission Against Corruption Act 1988 (NSW) (ICAC Act). Section 37(3) states that evidence given at a compulsory examination or public inquiry is "not … admissible in evidence against the person in any civil or criminal proceedings". Section 37(4)(a) makes an exception where the proceedings are for an offence against the ICAC Act and s 37(4)(b) makes an exception where the witness does not object. Section 112 of the ICAC Act provides that ICAC may make a direction that evidence given before it shall not be published if it is satisfied that it is in the public interest. Section 18 provides that, if there are proceedings for an indictable offence before a court, ICAC must, to the extent it thinks necessary to ensure the accused's right to a fair trial, conduct the investigation in private or give directions under s 112. Section 26 provides that an information statement or document that has been required to be produced under ss 21 and 22 may not be used in proceedings against the person. Section 31 provides that ICAC may conduct a public inquiry if it is satisfied that it is in the public interest to do so. A public inquiry is to be held in public (s 31(8)) unless ICAC considers it to be in the public interest that part of it be held in private (s 31 (9)). No direction was sought under s 112 and no challenge was made to the inquiry being held in public. Section 14(1)(a) of the ICAC Act lists as a function of ICAC: "to gather and assemble … evidence that may be admissible in the prosecution of a person". Section 15A of the Director of Public Prosecutions Act 1986 (NSW) (DPP Act) provides that law enforcement officers investigating alleged indictable offences have a duty to disclose to the Director of Public Prosecutions (DPP) all relevant information expected to assist the case for the prosecution or the accused. Under s 15A(6) they are not required to provide information the subject of a claim of privilege. Transcripts of the public examination were uploaded to ICAC's website following completion of the examination. ICAC's report, published in August 2013, recommended that the advice of the DPP be sought as to whether the applicants should be prosecuted for their conduct the subject of the enquiry. Junior counsel for the Crown, Mr English, and the DPP solicitor with carriage of the matter, Mr Walkowiak, both downloaded the transcript and read portions of the applicants' compulsory evidence. On 7 October 2014, Mr Walkowiak provided written advice to the DPP, Mr Babb, concerning possible charges against Mr Macdonald for misconduct in public office as well as possible charges under s 87 of the ICAC Act. Section 87 makes it an indictable offence to knowingly give evidence that is false or misleading at a compulsory examination or public enquiry. The advice contained substantial extracts from Mr Macdonald's statements at the public inquiry and references to his private compulsory examination. An advice was also provided to Mr Babb on 24 June 2014 by another DPP solicitor, which contained extracts from Mr Maitland's private compulsory examination and public examination but did not relate to charges against him of accessory before the fact to misconduct in public office. Mr Macdonald was charged with two counts of wilful misconduct in public office and Mr Maitland was charged with two counts of aiding and abetting the commission of those offences (the present charges). The applicants sought a stay of the proceedings until such persons who had access to the evidence given by them in the inquiry were no longer involved in the prosecution. The primary judge refused the stay. In the context of considering Mr Babb's evidence, the primary judge stated that the advices of 24 June and 7 October were not prepared with respect to the charges the subject of the proceedings (the par [84] finding). Her Honour accepted the evidence of Mr Babb that he did not use the compelled evidence to consider whether or not to press the present charges. She also accepted the evidence of Mr Walkowiak and Mr English that, to the extent they were able to do so, they had put the compelled evidence out of their minds, while acknowledging the possibility that the evidence had the potential to subconsciously influence them. Her Honour concluded that "the evidence relied on by the applicants goes only as far as to suggest that it is possible that Mr English's advice and Mr Walkowiak's requisitions for further investigations or evidence might have been affected by the compelled evidence" (the par [172] finding). The issues on appeal were: Whether, as a matter of statutory construction, the ICAC Act abrogates the accusatorial principle so as to permit evidence compulsorily obtained from the accused in a public examination, prior to him or her being charged, being made available to the prosecution prior to the charge being laid; Whether the primary judge erred in making the par [84] finding; Whether the primary judge erred in making the [172] finding; Whether a temporary stay of proceedings should be ordered. The Court held (Bathurst CJ, R A Hulme and Bellew JJ agreeing) dismissing the appeal: Abrogation by ICAC Act of accusatorial principle The limited operation of provisions in the ICAC Act which directly protect an accused's right to a fair trial (s 18) and to not self-incriminate (s 26) are relevant in determining whether the legislation, when taken as a whole, intends to abrogate the accusatorial principle: [95] (Bathurst CJ); [143] (R A Hulme J); [144] (Bellew J). Once a public enquiry is ordered, it is difficult to see how the accusatorial principle can be maintained, the answers being in the public domain unless ICAC decides it is in the public interest to hold part of the inquiry in private (s 31(9)) or to make an order that publication of evidence shall be restricted in some way (s 112). Preservation of the accusatorial system of criminal justice may be relevant to the public interest but it is not a determinative factor: [96]-[97] (Bathurst CJ); [143] (R A Hulme J); [144] (Bellew J). Section 37 of the ICAC Act provides that answers given at an inquiry, if objection is taken, are inadmissible in any civil, criminal or disciplinary proceedings, it does not prohibit use being made of such evidence: [98] (Bathurst CJ); [143] (R A Hulme J); [144] (Bellew J). Section 14 of the ICAC Act does not contain a negative implication to the effect that material that is not admissible in the prosecution of a criminal offence should not be supplied to the DPP. It is a matter for the DPP to determine whether evidence supplied is in fact admissible: [103] (Bathurst CJ); [143] (R A Hulme J); [144] (Bellew J). The protection against admissibility conferred by s 37 of the ICAC Act does not constitute a privilege within the meaning of that expression in s 15(6) of the DPP Act. Section 37(2) in its terms abrogates the principle against self-incrimination and any other ground of privilege: [106] (Bathurst CJ); [143] (R A Hulme J); [144] (Bellew J). The ICAC Act by necessary intendment abrogates the accusatorial principle, at least in the circumstance of public examinations occurring before the examinee is charged, and substitutes for it the statutory protections contained in s 18 and s 112 (if ICAC determines that it is in the public interest to make such an order). In that circumstance it is open to ICAC to make the transcript of a public examination available to the DPP: [107] (Bathurst CJ); [143] (R A Hulme J); [144] (Bellew J). Par [84] finding The primary judge's comment that the advices were not prepared with respect to the current proceedings was explicable on the basis that she was referring to the fact that Mr Babb did not take the compelled evidence into account in considering the present charges as distinct from the charges under s 87 of the ICAC Act. This was not an error vitiating the exercise of her discretion: [120] (Bathurst CJ); [143] (R A Hulme J); [144] (Bellew J). Par [172] finding The primary judge's finding at par [172] that Mr English and Mr Walkowiak had put the compelled evidence out of their mind to the extent they were able to do so acknowledged the possibility that the evidence had the potential to subconsciously influence them. As such, the primary judge did not fall into error: [129]-[132] (Bathurst CJ); [143] (R A Hulme J); [144] (Bellew J). Temporary Stay (Obiter) It is well established that the Court has inherent power to direct a temporary stay of proceedings to prevent injustice and that the Court has a responsibility to avoid unfairness to an accused by, if necessary, imposing a temporary stay to avoid such unfairness. However, a stay will only be granted to the extent necessary to relieve against unfair consequences: [140] (Bathurst CJ); [143] (R A Hulme J); [144] (Bellew J). Medaris v Lars Halvorsen & Sons Pty Ltd (1943) 44 SR (NSW) 71; Jago v District Court of NSW (1989) 168 CLR 23; [1989] HCA 46; X7 v R [2014] NSWCCA 273; (2014) 292 FLR 57; Redacted Judgment [2015] NSWCCA 281 considered. (Obiter) There were no unfair consequences which would arise from permitting Mr Babb, Mr Walkowiak and Mr English to continue to participate in the prosecution. Even if the ICAC Act did not abrogate the accusatorial principle, a stay would not have been ordered: [141] (Bathurst CJ); [143] (R A Hulme J); [144] (Bellew J).