GROUND THREE - IRRELEVANT CONSIDERATION
65 Ground three is concerned with the Tribunal's consideration of the applicant's offending when he was aged 17. It should be noted that this matter was adjourned pending the High Court's decision in Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs v Thornton (2023) 409 ALR 234 (Gageler, Gordon, Edelman, Steward and Jagot JJ) (Thornton HC), however upon publication of the High Court's reasons the parties sought to proceed to hearing.
66 The relevant aspects of the Tribunal's Decision relating to this ground are:
At [52], the Tribunal referred to "[a] summary of the applicant's criminal offending" and included reference to an offence that occurred on 22 October 2014.
At [76], the Tribunal referred to "an offence" that occurred in "October 2014".
At [139], the Tribunal referred to an "offence" and provided details of the offending that occurred in October 2014, before then finding at [140] that "[t]his offence falls within paragraph 8.1.1(b)(ii) of the Direction, and weighs heavily against revocation of the cancellation of the applicant's visa."
At [146], the Tribunal states that the applicant's "prior offending was dealt with by way of fines or probation".
67 This ground was originally run as a Thornton HC argument, however the applicant appeared to concede that the Youth Justice Act 1992 (Qld) does not apply to the applicant in circumstances where, at the time of the conduct, he was not a "child" for the purposes of the Youth Justice Act as it was then drafted. In any event, the applicant contended that in fact the applicant was not convicted of the conduct that occurred in October 2014, and therefore it was wrong for the Tribunal to treat those matters as convictions and criminal offences.
68 The applicant submitted that this matter is still analogous to Thornton HC, as s 12 of the Penalties and Sentences Act 1992 (Qld), which deals with when the court may consider whether or not to record a conviction, operates in the same way as the Youth Justices Act with respect to s 85ZR(2) of the Crimes Act.
69 Section 85ZR(2) of the Crimes Act stipulates:
(2) Despite any other Commonwealth law or any Territory law, where, under a State law or a foreign law a person is, in particular circumstances or for a particular purpose, to be taken never to have been convicted of an offence under a law of that State or foreign country:
(a) the person shall be taken, in any Territory, in corresponding circumstances or for a corresponding purpose, never to have been convicted of that offence; and
(b) the person shall be taken, in any State or foreign country, in corresponding circumstances or for a corresponding purpose, by any Commonwealth authority in that State or country, never to have been convicted of that offence.
70 In the decision of Hartwig v PE Hack [2007] FCA 1039, which the applicant accepts he must overcome to succeed on this point, Kiefel J (as her Honour then was) considered the relationship between s 12(3) of the Penalties and Sentences Act, and s 85ZR(2) of the Crimes Act, determining at [11]:
Section 12(3) of the Penalties and Sentences Act (Qld) and s 85ZR(2) of the Crimes Act (Cth) are however dissimilar. The former is concerned that there be no record of a conviction. The Commonwealth provision envisages a state legislation provision, which removes or disregards the conviction altogether. Their common purpose might be said to be rehabilitation, but they arise in different ways, and from a different circumstance. In my view, the Commonwealth provision is not referring to a provision such as the non-recording provision in s 12(3) of the Penalties and Sentences Act (Qld). The Commonwealth provision does not operate on that provision in the way contended for.
71 While this in itself deals with the applicant's submission, the applicant contends that Kiefel J (as she was at the time) was incorrect, by reference to a number of Queensland Court of Appeal decisions.
72 In R v Cay, Gersch and Schell; ex parte A-G (Qld) (2005) 158 A Crim R 488, de Jersey CJ at [11] stated:
The breadth of the discretion arising under s 12 of the Act has been mentioned in a number of cases. See, for example, R v Brown; ex parte Attorney-General [1994] 2 Qd R 182, 193. A Judge exercising the discretion not to record a conviction must however appreciate that in consequence, other people dealing with the offender in the future will not be informed that the offence has been committed, which is itself a potentially serious matter
73 In R v Briese, ex parte Attorney-General (1997) 92 A Crim R 75, Thomas and White JJ at 491 determined:
The consequence is that when there is a non-recording of conviction, there is a prohibition upon entering the conviction into any records whatsoever (s. 12(3)(b)) other than the court's own record and the offender's ''criminal history''. Further, as under s. 12(3)(a) the conviction 20 ''is taken not to be a conviction for any purpose'', it would seem that an offender who declared, even in a statutory declaration, that he had no previous conviction, or expressly denied having been convicted of the relevant offence, could not later be charged with perjury. In short, although s. 12 lacks the detail of the Criminal Law (Rehabilitation of Offenders) Act 1986, it appears to have a similar effect to s. 8 of that Act which permits an offender, after the rehabilitation period, to deny ever having been convicted.
74 In R v Graham [2023] QCA 125, Kelly J considered at [4]:
The relevant statutory provisions may be conveniently outlined as follows. Section 12(1) of the Act confers a discretion upon a sentencing judge to record or not to record a conviction. Section 12(2)(c) provides that in the exercise of that discretion, the court "must have regard to all circumstances of the case" including, relevantly, the impact that recording a conviction will have on the offender's economic or social wellbeing or chances of finding employment. The purpose of recording an offender's conviction is to make the fact of the conviction known to those who have a legitimate interest in knowing about it. Section 12(3)(a) provides for the consequence of not recording a conviction, namely that "a conviction without recording the conviction is taken not to be a conviction for any purpose".
(Footnotes omitted)
75 In R v ZB [2021] QCA 9, Sofronoff P said at [8]-[10]:
Section 12(3) provides that a conviction without recording a conviction "is taken not to be a conviction for any purpose". The conviction is nevertheless entered in the records of the court and in the offender's criminal history. However, the entry of the conviction in the person's criminal history is only for very limited purposes, including an appeal, proceedings for the same offence and proceedings for a subsequent offence. Section 5(2) of the Criminal Law (Rehabilitation of Offenders) Act 1986 (Qld) provides that, subject to certain exceptions, a person is not required to disclose for any purpose a conviction that is not a part of that person's criminal history.
The decision not to record a conviction thus denies the community the benefit of the information that would otherwise be available when it might be relevant to an assessment of the offender's character. The renunciation of these benefits conferred by the recording of a conviction is not for nothing. The benefit is foregone because a sentencing judge has decided that, in the circumstances of the case, it is to the greater benefit of the community to afford the offender the privilege of nondisclosure. Incidentally the offender also enjoys the personal benefit of this privilege but that is not the point of making the order.
A sentencing judge must consider the potential benefits and detriments to the community of adopting either course. That is what the opposing factors stated in s 12(2) of the Penalties and Sentences Act require. The nature of the offence might itself preclude a decision not to record a conviction. It is for this reason, for example, that the Act provides that a conviction must be recorded in all cases in which a sentence of imprisonment is imposed. This must be so because in any case in which an offender is sentenced to imprisonment the offence must have been of such a nature that not recording a conviction cannot sensibly be in contemplation. However, as is implied by the factors that are identified in s 12(2)(b) and (c), the offender's subjective circumstances so far as they relate to the offender's future prospects are also significant matters. They raise for consideration whether the promise of future rehabilitation calls for and justifies affording the offender the advantages that flow from not recording a conviction. To put it another way, the question is whether the community will be better served by not placing the obstacles created by a recorded conviction in the path of the offender towards rehabilitation. The issue is not one of tenderness to the offender.
(Footnotes omitted)
76 The Minister contended that the argument does not hold up in light of the consideration that Hartwig was distinguishable, set out in Thornton HC at [27] (Gageler and Jagot J):
The Youth Justice Act does not define "conviction" as "a finding of guilt, or the acceptance of a plea of guilty, by a court". Like all words, the meaning of "conviction" will depend on its context, but it is apparent that the Penalties and Sentences Act and the Youth Justice Act assume that it ordinarily includes the making of a court order recording the conviction. This is why s 12(4) of the Penalties and Sentences Act additionally provides that a conviction without the recording of a conviction, by para (a), "does not stop a court from making any other order that it may make under this or another Act because of the conviction" and, by para (b), "has the same result as if a conviction had been recorded for the purposes of", amongst other things, "appeals against sentence" and "proceedings against the offender for a subsequent offence", as well as "subsequent proceedings against the offender for the same offence". The expansive definition of "conviction" in the Penalties and Sentences Act also enables s 12(6) of that Act to be framed as an apparent oxymoron in referring to a court which both "convicts an offender of an offence" and "does not record a conviction". In other words, under the Penalties and Sentences Act, a person is in fact "convicted" by a finding or admission of guilt even if no conviction is recorded.
(Footnotes omitted)
77 The application of Hartwig has been subsequently considered by the Full Court of this Court in Fulton v Chief of Defence Force (2023) 411 ALR 528 (Logan, Sarah C Derrington, Stewart JJ). This decision was handed down after judgement in this matter was reserved. While the decisions of the Queensland Court of Appeal to which the applicant referred me were not considered in that case, it must be observed that none of the decisions of the Queensland Court of Appeal considered the operation of s 12 of the Penalties and Sentences Act in the context of s 85ZR(2) of the Crimes Act. Accordingly, I do not consider that they assist the applicant.
78 The Full Court's findings in Fulton are clear. At [58] - [60], Logan J, who dissented but agreed on this point, stated the following:
As the primary judge recognised, a complete answer to the alleged transgression of s 12(3) of the Penalties and Sentences was provided by Kiefel J (as her Honour then was) in Hartwig v Hack [2007] FCA 1039 (Hartwig). As was held in Hartwig, s 12(3) of the Penalties and Sentences Act is concerned with there being no record of a conviction. It does not prevent the taking into account "of the fact of conviction, which is to say: the acceptance of the record and the plea upon which it was based, together with such facts and circumstances as are necessary to provide an understanding of the offence, so far as they are relevant to the question" to be answered in an administrative decision: Hartwig, at [12].
Hartwig is referred to in Minister for Immigration, Citizenship, Migrant Services & Multicultural Affairs v Thornton [2023] HCA 17 (Thornton), an appeal decided by the High Court after the conclusion of oral submissions in the present appeal. For this reason, the Court afforded the parties an opportunity, in addition to an opportunity already granted in respect of an unrelated issue, before judgment was to stand reserved, to make supplementary submissions in respect of the ramifications, if any, of Thornton for the present case.
FLTLT Fulton saw in Thornton support for his contention that WGCDR Nelson had made impermissible use of the 2017 court outcome. However, as the CDF correctly submitted, Thornton is predicated on the correctness of what Kiefel J observed in Hartwig of s 12(3) of the Penalties and Sentences Act but distinguishes those observations and that Act on the basis of the different statutory scheme found in the provision relevant to the alleged impermissible use in that case. That different scheme was found in s 184(2) of Youth Justice Act 1992 (Qld), which provided that a finding of guilt without the recording of a conviction was not taken to be a conviction for any purpose. In turn, s 85ZR(2)(b) of the Crimes Act provides that where, under State law, a person is, in particular circumstances or for particular purpose, taken never to have been convicted of an offence under a law of that State, the person shall be taken, in any State, in corresponding circumstances or for corresponding purpose, by any Commonwealth authority in that State, never to have been convicted of that offence. In Thornton, the Minister had taken into account a person's offending as a child for which no conviction had been recorded in deciding not to revoke the cancellation of that person's visa. In dismissing the Minister's appeal in Thornton, the High Court confirmed that the Minister had made impermissible use of this youthful offending and thus taken into account an irrelevant consideration. In contrast, as Gageler and Jagot JJ identified in their joint judgment in Thornton at [25], s 12(3) of the Penalties and Sentences Act, which concerns only that there be no record of a conviction, does not engage the application of s 85ZR(2) of the Crimes Act; see also to like effect in Thornton per Gordon and Edelman JJ at [81].
79 At [230] - [234], Sarah C Derrington and Stewart JJ stated the following:
The interpretation of this section, and on which the primary judge relied (J[90]-[91]), was considered in Hartwig v PE Hack [2007] FCA 1039 . The question which arose was whether the Administrative Appeals Tribunal, by virtue of s 12(3) of the PSA, was entitled to take account of the fact of conviction (albeit that none was recorded), being the acceptance of the record and the plea upon which it was based, together with such facts and circumstances as are necessary to provide an understanding of the offence, so far as they were relevant to the question before the AAT, which involved the purpose for which a person is said to be fit and proper.
In Hartwig, Kiefel J held:
8 The nature of the State legislation, to which s 85ZR(2) of the Crimes Act (Cth) refers, is one which deems a person never to have been convicted of an offence. The effect of the provision must be such as to take away the fact of the conviction, as a pardon might do. It is not without significance that the section is headed 'Pardons for Persons Wrongly Convicted'. Other legislation of the type to which s 85ZR(2) refers maybe that which deems a person not to have been convicted after the lapse of a number of years.
…
11 Section 12(3) of the Penalties and Sentences Act (Qld) and s 85ZR(2) of the Crimes Act (Cth) are however dissimilar. The former is concerned that there be no record of a conviction. The Commonwealth provision envisages a state legislation provision, which removes or disregards the conviction altogether. Their common purpose might be said to be rehabilitation, but they arise in different ways, and from a different circumstance. In my view, the Commonwealth provision is not referring to a provision such as the non-recording provision in s 12(3) of the Penalties and Sentences Act (Qld). The Commonwealth provision does not operate on that provision in the way contended for.
What flows from that judgment is the necessity of considering "like with like" in determining the applicability of the Commonwealth legislation. In Hartwig, it was a comparison between, s 12(3) of the PSA, a State Act which did not take away the fact of a conviction, as did s 85ZR(2) of the Crimes Act. By contrast, in Minister for Immigration, Citizenship, Migrant Services & Multicultural Affairs v Thornton [2023] HCA 17, the High Court held that the relevant State legislation, s 184(2) of the Youth Justice Act (Qld) did take away the fact of the conviction as might s 85ZR(2). Consequently, Hartwig was to be distinguished.
In the present case, the relevant comparison is between s 12(3) of the PSA, which is concerned with the recording of convictions and proscribes a conviction without recording the conviction from being taken to be a conviction for any purpose, and s 85ZV(3) of the Crimes Act which makes it lawful for a person not to disclose the fact of a spent conviction, with the correlative proscription on taking into account the fact that the person was charged with, or convicted of, the offence: s 85ZW(b)(iii). It will be recalled that, as defined in s 85ZM, a person's conviction of an offence is spent if, inter alia, the person was charged with, and found guilty of, the offence but discharged without conviction and the waiting period for the offence has ended.
The PSA does not define a "spent offence", nor is s 12(3) concerned with a person's right to non-disclosure, as is 85ZV(3). Contrary to the appellant's submissions, s 12(3) cannot be considered to be a State law dealing with the disclosure or taking into account of spent offences. As was held in Hartwig at [11], it is concerned that there be no record of conviction. For that reason, s 85ZV(3) is of no assistance to the appellant.
80 This provides a complete answer to the applicant's argument in relation to this ground. Therefore, this ground must fail.