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[2021] FCA 58
Federal Court of Australia
2021-02-04
Burley J
Original judgment source is linked above.
BURLEY J: 1 INTRODUCTION [1] 2 THE REASONS OF THE TRIBUNAL [10] 3 GROUND 1: FAILURE TO CARRY OUT STATUTORY TASK [24] 3.1 The submissions [24] 3.2 Factual background [26] 3.3 Consideration of ground 1 [29] 4 GROUND 2: TRIBUNAL MISCONSTRUED DIRECTION 79 [48] 4.1 The submissions [48] 4.2 Consideration of ground 2 [50] 5 DISPOSITION [52]
3.1 The submissions 24 In ground 1, Mr Kwatra contends that he made a clear claim that it would not be safe for him to return to India because of the COVID-19 pandemic and that the Tribunal failed to consider this claim. He submits that the Minister's representative made no reference to this claim at the hearing and that the Tribunal failed to refer to it in its reasons. He also submits that, on the basis of the matters which the Tribunal found and accepted, Mr Kwatra could not only be at significant risk of harm in India from COVID-19 but also could be at greater risk than other members of the Indian community. He contends that his claims were significant and were sufficiently raised and expressed so as to require the Tribunal to address them, citing in particular Hernandez v Minister for Home Affairs [2020] FCA 415 (Charlesworth J) and MQGT v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2020] FCAFC 215 (Jagot, Kerr and Anastassiou JJ). 25 The Minister disputes that the Tribunal fell into jurisdictional error. He submits that Mr Kwatra's few, passing references to the COVID-19 pandemic in the course of the Tribunal review did not comprise clearly articulated claims in need of resolution and, accordingly, did not acquire the character of mandatory relevant considerations, citing particularly EVK18 v Minister for Home Affairs [2020] FCAFC 49; 274 FCR 598 (Flick, Griffiths and Moshinsky JJ) and AXT19 v Minister for Home Affairs [2020] FCAFC 32 (Flick, Griffiths and Moshinsky JJ). The Minister submits that Mr Kwatra's references to the COVID-19 pandemic were at best assertions about a sub-issue as to impediments that he may face in India, and that they were not of such objective significance or pivotal relevance that it could be said that the absence of a finding by the Tribunal demonstrates that they had not been considered, citing Guclukol v Minister for Home Affairs [2020] FCAFC 61 (Katzmann, O'Callaghan and Derrington JJ). In the alternative, the Minister submits that even if the Tribunal did fail to consider matters raised, the failure to do so was not material, citing Minister for Immigration and Border Protection v SZMTA [2019] HCA 3; 264 CLR 421 and PQSM v Minister for Home Affairs [2020] FCAFC 125; 382 ALR 195 (Mortimer, Banks-Smith and Jackson JJ).
3.2 Factual background 26 Mr Kwatra represented himself before the Tribunal. In both his written and oral submissions, he raised the issue of his health and the risk to him of COVID-19 infection if returned to India. 27 In his written submissions he said: 26 I am 56 years old, I have chronic pre-existing medical and mental health issues that affect my daily life. These include diabetes, hypertension, hypercholesterolemia, anxiety disorder, depression, PTSD, severe osteoarthritis, cervical spondylosis, sciatica and macular degeneration with vision impairment in my right eye. My mental health is also an ongoing issue... ... 29 I have not visited India in the last 18 years since 16-10-2002. I do not have a family and friends in India who can help and support me in India. In Australia, I have got many friends who are concerned about my welfare and willing to support me. I have got employment prospects in Australia with all the support services available. 30 The lack of medical treatment, social and economic support in India at this age of 56 with all these medical issues will cause a serious decline in my health and will pose a serious life-threatening condition. ... 32 My Mental Health Social worker Mr Johny Mattom expresses his concern that I have no friends and family in India. I do not have a house or belongings in India. I won't be safe in India under my current mental condition. 33 I would not be safe in India because of COVID 19 pandemic. The spread of the virus and the death toll is rising day by day. I have an underlying medical condition especially diabetes. I am susceptible to infection from the widespread of COVID 19 in India. (emphasis added and citations omitted) 28 At the hearing, Mr Kwatra emphasised that in India he would not have job prospects or access to social welfare, and he would not be able to afford medical assistance. He reiterated his concerns arising from COVID-19 in India in his oral submissions: I have been living in this country for 24 years, which is sparsely populated here in Australia and if we talk about corona virus - or Covid-19 the condition is in India is worsening day by day because of the population - the spread is there - there is more spread and I have got that - these medical condition, I am susceptible to all these infections. I will not be able to - sorry sir, I will not be able to foresee or will be able to - what can I say, I will not be able to withstand with the prevailing undergoing conditions in India, which is too much polluted also. If we talk about - I was born in - born and brought up in Delhi, we talk about Delhi. I mean, in that overcrowded, thickly populated, 24 years ago was a different thing but now it's a growing overpopulated city and how can I access services, where will I have - get grocery, food to eat - water - what will be the shelter - with nobody to know - no acquaintance even, if we don't talk about friends - there's no acquaintance even sir.
3.3 Consideration of ground 1 29 The primary issues for determination are whether a sufficiently clear claim was made by Mr Kwatra concerning dangers to his health arising from the COVID-19 pandemic such that the Tribunal fell into error by failing to consider and address it and, if so, whether that error was material. 30 In MQGT at [20] the Full Court quoted the following passage from the decision in Hernandez: 16 As the Full Court (Allsop CJ, Bromberg, Robertson, Griffiths and Perry JJ) said in Minister for Home Affairs v Omar [2019] FCAFC 188; 373 ALR 569, representations made by a non-citizen in response to an invitation given under s 501CA(3) of the Act "play a central role in the relevant statutory regime". The Court said (at [34(g)]): …The Minister's statutory power to revoke (and therefore 'undo') the mandatory cancellation of a person's visa is only enlivened if revocation has been requested and representations are made in support of that request. The making of the representations is a condition on the exercise of the statutory power. 17 The Court went on to say (at [36(d)]) that although s 501CA(4) is expressed in terms containing no express duty to "consider" the non-citizen's representations "it is necessarily implicit in the statutory regime that there is such an obligation". 18 The Minister is obliged to "engage in an active intellectual process with significant and clearly expressed representations" made in support of a revocation request: Omar at [37]. 19 Whether a particular matter raised in the representations is significant and clearly expressed so as to give rise to that obligation is a question of fact. As Colvin J said in Viane v Minister for Immigration and Border Protection (2018) 263 FCR 56 at [68] (in a passage approved by the Court in Omar at [34(i)]): ...the obligation to consider extends to significant matters being those that may with other matters carry sufficient weight or significance to satisfy the Minister to revoke the cancellation. Further, those matters must be made manifest as significant matters by the manner in which they are expressed in response to the invitation that the Minister is required by s 501CA(3) to extend. 20 As to the practical content of the obligation, the Court in Omar said (at [39]): Giving meaningful consideration to a clearly articulated and substantial or significant representation on risk of harm independently of a claim concerning Australia's non-refoulement obligations, requires more than the Assistant Minister simply acknowledging or noting that the representations have been made. Depending on the nature and content of the representations, the Assistant Minister may be required to make specific findings of fact, including on whether the feared harm is likely to eventuate, by reference to relevant parts of the representations in order that this important statutory decision-making process is carried out according to law (see Ezegbe v Minister for Immigration and Border Protection (2019) 164 ALD 139; [2019] FCA 216 (Ezegbe) at [32]-[36] per Perram J). 31 In summarising the conclusions reached in Hernandez, the Full Court in MQGT at [21] noted with approval that Charlesworth J found: (1) the obligation of consideration arose despite the fact that "the representations made by Mr Hernandez display a lesser degree of detail and were accompanied by no country information of the kind supporting the claims made in Omar": [24]; (2) Mr Hernandez's claims (that he was a prime target for mafia groups rendering him at risk of being kidnapped for ransom and murdered) may have been briefly stated but they were not ambiguous. The brevity did not affect the clarity of the claims or the significance of their subject-matter: [25]; and (3) the fact that the claims were not supported by objective country information does not render them insignificant so as to relieve the Minister of the obligation to consider them. Rather, "[t]he absence of corroborative evidence may legitimately bear on the manner in which such claims are considered and determined, but could not (at least on the facts of this case) justify the issue raised in the claim being ignored": at [26]. 32 In his submissions, the Minister emphasised the need to identify what was being advanced as a claim, and the distinction between firstly, a statement that may have been made in passing by a claimant and, secondly, a clearly articulated claim in need of resolution. In this regard he relied upon EVK18 where Flick, Griffiths and Moshinsky JJ said: 14 In GBV18 the Full Court referred to the need for a "representation" to "clearly express" a claim: [2020] FCAFC 17 at [32(d)]. In seeking to identify those "representations" which required the consideration of the decision-maker, the Court there also used a number of like expressions such as a "clearly articulated and substantial or significant representation" and "a substantial or significant and clearly articulated claim" (GBV18 [2020] FCAFC 17 at [32(e) and (f)]). The same Full Court in AXT19 v Minister for Home Affairs [2020] FCAFC 32 subsequently returned to the importance of identifying those claims which may be found within a "representation" made pursuant to s 501CA(3) which attracted the need for consideration as follows: [56] Considerable caution needs to be exercised in resolving an argument that a claim has been made in sufficiently clear terms that it should in turn be considered by the Tribunal. The greater the degree of clarity in which a claim has been made and advanced for consideration, the greater may be the need for the Tribunal to consider the claim in clear terms. Conversely, the more obscure and less certain a claim is said to have been made, the less may be the need for the Tribunal to consider the claim. The need for caution arises lest a reviewing Court is propelled from its sole task of undertaking judicial review and into the murky waters of impermissible merits review. The task of a court undertaking judicial review is not to elevate a statement that may have been made in passing by a claimant into a clearly articulated claim in need of resolution. For a Court undertaking judicial review to engage in such a process has all the dangers of the Court resolving a different factual case to the one advanced to the Tribunal and thereby trespassing into merits - and not judicial - review. The balance that is sought to be struck is to recognise that a "representation" which has been made pursuant to s 501CA(3) may contain a myriad of different claims and assertions and should not be dissected for the purpose of forensically and opportunistically subsequently seizing upon a failure to address a particular "statement" that may be found within a representation as exposing legal error (cf. BHA17 [2018] FCAFC at [139], (2018) 260 FCR at 562), whilst at the same time recognising that a "representation" may not be drafted with the skill of an experienced legal practitioner. 33 The Minister further emphasised the difference, identified in EVK18 at [25] and [26], between a bare assertion made by an applicant which lacks factual material in support, and a clearly articulated claim put before the relevant decision maker. 34 The question of whether or not Mr Kwatra's claim to fear harm as a consequence of COVID-19 amounted to a "clearly articulated and substantial or significant representation", such as to give rise to an obligation on the Tribunal to consider and address it, is a fact sensitive enquiry, to which I now turn. 35 Mr Kwatra was plainly concerned about the health implications of his return to India. He raised that in a general sense, but also in the context of the COVID-19 pandemic. He did so in advance of the hearing in his written submissions, saying that he "would not be safe in India because of COVID 19 pandemic", referring to his underlying medical conditions and claiming that he was "susceptible to infection from the widespread of COVID 19 in India". His concern was repeated in his oral submissions at the hearing. 36 There was nothing ambiguous in these claims. As the decisions to which I have referred make clear, it is not necessary for an applicant to provide extended written or oral submissions on a topic for it to be sufficiently clear that a serious representation is being made. In the present case, the claim advanced was both clear and direct, and made as an independent reason beyond his general health concerns and the inadequacy of the Indian medical system to address them. It was a particular reason advanced as to why the cancellation decision should be revoked in response to the invitation extended to him under s 501CA(3). 37 Furthermore, the claim was supported by the evidence of his medical condition, much of which was accepted by the Tribunal (at [119]). Contrary to the submission advanced by the Minister, it was not necessary for Mr Kwatra to support the concerns raised by further documentary or other evidence in order for it to be characterised as a claim requiring a response. The claimed risk of harm required consideration by the Tribunal in the sense described by the Full Court in Viane v Minister for Immigration and Border Protection [2018] FCAFC 116; 263 FCR 531 and Minister for Home Affairs v Omar [2019] FCAFC 188; 272 FCR 589, and in Hernandez; see also MQGT at [21(3)] (set out at 31 above). 38 In his submissions, the Minister suggested that Mr Kwatra's claim to feared harm due to COVID-19 in India was more in the nature of a bare assertion than a clearly articulated claim in need of a specific finding by the Tribunal. This was said to be illustrated by the fact that Mr Kwatra had not placed material of any weight before the Tribunal addressing the incidence or impact of COVID-19 in India, nor how the situation in India compared to that in Australia. Nor had, in the Minister's submission, Mr Kwatra adequately explained why he was particularly vulnerable to infection or disease as a result of the pandemic. Having regard to the brief, assertive nature of Mr Kwatra's "few passing references to the COVID-19 pandemic", the Minister submits that it is difficult to see how the Tribunal could have made more detailed or specific findings than it did and that, consequently, the court should not conclude that the Tribunal failed to consider the applicant's references to the COVID-19 pandemic. 39 I disagree. Although brief, the references to which I have referred were not passing. To characterise them as such is to diminish the matters raised, which I regard as being substantial or significant. The practical content of the obligation to engage in an active intellectual process with substantial or significant representations about the risk of harm requires, as the Full Court said in Omar, the Tribunal to make specific findings of fact, including on whether the feared harm is likely to eventuate, by reference to the evidence and other material on which those finding are based. Further, as Charlesworth J found in Hernandez, whilst it may legitimately have been open to the Tribunal, in its assessment of the merit to Mr Kwatra's claim, to consider the dearth of supporting evidence identified in the Minister's submissions, given the clear manner in which the claim was raised, it was not open to the Tribunal to ignore it on the basis of the supporting evidence provided (or lack thereof). The Tribunal ought to have addressed the claim, but did not. Indeed, it did not refer, at all, to the consequence of COVID-19 on Mr Kwatra's medical condition should he be returned to India. 40 The fact that the claim was both significant or substantial and clearly raised, and that it was not addressed in the Tribunal's reasons, leaves open the inference that the claim was not considered by the Tribunal. Taking account of the factual circumstances addressed above, I infer that the Tribunal failed to consider Mr Kwatra's claim to feared harm due to COVID-19 in India as it was required to do. 41 The remaining question is whether the Tribunal's failure to consider the claim was material to its decision not to revoke Mr Kwatra's visa cancellation. 42 In this connection, the Minister submits that even if the Tribunal did fail to consider the claim, there is no realistic possibility that its consideration would have led to a different decision; that is, the Tribunal's failure was immaterial. He submits that it is "fanciful" to think that if the Tribunal did consider the claim, that it could have taken the matter any further for Mr Kwatra given the Tribunal ultimately concluded that it was "likely" Mr Kwatra would struggle to establish himself in India and gave this consideration substantial weight (at [131]). 43 In SZMTA, the majority of the High Court (Bell, Gageler and Keane JJ) defined a material breach as being one where it can be shown that, if it were avoided, it is realistic that a different decision would have been reached: 45 Materiality, whether of a breach of procedural fairness in the case of an undisclosed notification or of a breach of an inviolable limitation governing the conduct of the review in the case of an incorrect and invalid notification, is thus in each case essential to the existence of jurisdictional error. A breach is material to a decision only if compliance could realistically have resulted in a different decision. 44 In DQM18 v Minister for Home Affairs [2020] FCAFC 110, a case concerning, inter alia, whether an error made during a review under s 501CA(4) was material to a decision not to revoke the cancellation of a visa, Bromberg and Mortimer JJ explained that: 113 Where questions of weight are involved, and a representation raised by a person is a matter of real and not marginal or fanciful relevance to the statutory task, this Court on review is unlikely to be able to conclude one way or the other what weight might have been given to that representation in the discharge of the statutory task, had the representation been approached rationally and on the basis of probative material. A reviewing court is unlikely to be able to conclude the outcome could not have been different, which is in substance the exercise the Minister asks the Court to perform. 45 In that context, Bromberg and Mortimer JJ suggested at [114] that the adjective "realistic" in the statements of principle by the majority in the High Court in SZMTA is used to distinguish the assessment of (1) a situation where there is a possibility of a different outcome; that is, a breach involving a material error, from (2) a situation where the possibility of a different outcome is fanciful or improbable; that is, a breach involving an immaterial error, and no more than that. 46 In my view, a material claim was made concerning Australia's non-refoulement obligations where an identified risk of harm to Mr Kwatra upon his return to India was not considered. The Tribunal exercised its power without regard to whether the risk existed or not, and without any assessment of its magnitude or the consequences for Mr Kwatra should the risk materialise. As advanced, Mr Kwatra's claim was substantial or significant and clearly raised, the acceptance of which could, realistically, when weighed with other factors, provide "another reason" for revoking the visa cancellation within s 501CA(4) of the Act. I am satisfied that a different decision might have been made had there been active intellectual engagement with the claim in compliance with the conditions on the existence of the Tribunal's power. Accordingly, the error is material and properly characterised as jurisdictional. 47 Ground 1 of the review should be upheld.
4.1 The submissions 48 In ground 2, Mr Kwatra contends that the Tribunal misapplied Direction 79 by conflating its consideration of the weight to be given to the "Expectations of the Australian Community" in sub-clause 13.3 and whether to affirm or revoke the visa cancellation decision. In the particulars appended to this ground he refers to [104], [137] - [141] of the Tribunal's reasons. 49 Although somewhat Delphic, Mr Kwatra's submission appears to be that the Tribunal misapplied Direction 79 in ascribing substantial weight to be given to the expectations of the Australian community at [104] and [137]. He contends that, whilst the Tribunal acknowledged that in assessing the weight to be given to community expectations, it was not necessarily bound by them (citing FYBR v Minister for Home Affairs [2019] FCAFC 185; 74 ALR 601 (Charlesworth J) at [79]), the Tribunal did not go ahead and conduct an assessment to that effect, and thereby failed to take into account the substantial weight it had attributed to the difficulties that he would face if he were to return to India.
4.2 Consideration of ground 2 50 It seems to me that Mr Kwatra's submission fails to take account of the whole of the reasoning process of the Tribunal. In its reasons at [101] - [103] and [137] and [140], the Tribunal accepted that clause 13.3 of Direction 79 deemed the expectations of the Australian community to be that Mr Kwatra should not hold a visa. In [138] it accepted, by reference to FYBR, that it was not bound to give effect to those deemed expectations and, on the facts of the case, determined that it would give them substantial weight (at [137] and [141]). It was open to the Tribunal to do so. It was not necessary, in reaching that subordinate conclusion, to revisit, or set out, all of its other findings. As I have noted above, at [142] - [145] the Tribunal set out the factors in favour of revocation of the cancellation decision. In so doing, it referred at [145] to the impediments that he would face in establishing himself and maintaining basic living standards if returned to India. At [149], it weighed all of these factors in reaching its conclusions. 51 I detect no error in this approach. Accordingly, ground 2 must be dismissed.
Kwatra
Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs