Particular (b) - Australia's non-refoulement obligations engaged by Mr Kwatra's health
31 By particular (b) of ground 1, Mr Kwatra asserts that the primary judge erred in failing to find that the Tribunal failed to consider whether his claims about the risk of harm as a result of his mental and physical health issues engaged Australia's non-refoulement obligations.
32 In order to address this part of the appeal, it is necessary to first provide some additional context. The first Tribunal decision in relation to Mr Kwatra's visa cancellation was set aside on judicial review by a judge of this Court on the basis that the Tribunal had failed to address a claim that Mr Kwatra would be at risk of harm in India because of the COVID-19 pandemic: Kwatra (No 1) at [40]. In considering whether the failure to consider the claim of risk of harm was material, the primary judge described the claim as "concerning Australia's non-refoulement obligations": Kwatra (No 1) at [46]. The decision in Kwatra (No 1) was not appealed.
33 Following the decision in Kwatra (No 1), the High Court handed down its decision in Plaintiff M1 in which the High Court clarified the approach to be adopted by decision-makers exercising the discretionary power under s 501CA to non-refoulment claims, in the following terms (at [28] to [30]):
Decision-makers' approach to non-refoulement
28 Where the representations do not include, or the circumstances do not suggest, a non-refoulement claim, there is nothing in the text of s 501CA, or its subject matter, scope and purpose, that requires the Minister to take account of any non-refoulement obligations when deciding whether to revoke the cancellation of any visa that is not a protection visa.
29 Where the representations do include, or the circumstances do suggest, a non-refoulement claim by reference to unenacted international non-refoulement obligations, that claim may be considered by the decision-maker under s 501CA(4). But those obligations cannot be, and are not, mandatory relevant considerations under s 501CA(4) attracting judicial review for jurisdictional error-they are not part of Australia's domestic law.
30 Where representations do include, or the circumstances do suggest, a claim of non-refoulement under domestic law, again the claim may be considered by the decision-maker under s 501CA(4)60, but one available outcome for the decision-maker is to defer assessment of whether the former visa holder is owed those non-refoulement obligations on the basis that it is open to the former visa holder to apply for a protection visa.
34 The decision in Kwatra (No 1) must be read in light of Plaintiff M1.
35 As noted above, following the decision in Kwatra (No 1), Mr Kwatra's application was considered afresh by the Tribunal, differently constituted. At the second Tribunal hearing, at which Mr Kwatra was again self-represented, the senior member explained that Direction No. 90 - Visa refusal and cancellation under s501 and revocation of a mandatory cancellation of a visa under s501CA enabled the Tribunal to take into account "international non-refoulement obligations" and as a separate consideration, "impediments if removed". Notwithstanding this, Mr Kwatra did not, in his written or oral submissions, advance a claim based on Australia's non-refoulement obligations. Instead, at the second Tribunal hearing, Mr Kwatra framed his claim to focus on the extent of the impediments he would face if returned.
36 Against this background, the Tribunal recorded in its reasons at T [101] to [102]:
Tribunal Consideration: International non-refoulement obligations
101 The Applicant did not advance non-refoulement claims at the first hearing of this matter or during the present hearing. His claims instead focussed on impediments to re-establishing himself in India, including finding work, accessing healthcare, sourcing practical and emotional support, and avoiding COVID-19.
Tribunal findings: International non-refoulement obligations
102 Clause 9.1 of the Direction is not enlivened and carries neutral weight. The Applicant's claims about impediments to removal are considered next.
37 On this appeal, Mr Kwatra did not contend that he had made representations of a non-refoulement claim to the Tribunal. Rather, Mr Kwatra's submission on this appeal was that "because the very basis of the remittal by the Court to the Tribunal was that the Tribunal as first constituted had not considered a non-refoulement claim, it must follow that the circumstances did suggest a non-refoulement claim".
38 The primary judge addressed Mr Kwatra's submission on this aspect at PJ [46] to [58]. The primary judge concluded that the Tribunal found that the representations made by Mr Kwatra did not include, and the circumstances did not suggest that Mr Kwatra was seeking to make a non-refoulement claim: PJ [54]. At PJ [48] to [51], the primary judge observed that:
48 On judicial review, a decision of the Tribunal must be considered in the light of the basis upon which the application was made, not upon an entirely different basis which may occur to an applicant (or an applicant's lawyers) at a later stage[:] S395 v Minister for Immigration and Multicultural Affairs [2003] HCA 71; 216 CLR 473 at [1] (Gleeson CJ, in dissent, but citing Re Minister for Immigration and Multicultural and Indigenous Affairs; Ex parte Applicants S134/2002 [2003] HCA 1; 211 CLR 441 at [31] (Gleeson CJ, McHugh, Gummow, Hayne and Callinan JJ).
49 Even making due allowance for the fact that Mr Kwatra was self-represented, it is apparent that he chose to present his case to the Tribunal on bases other than in reliance on cl 9.1(1). First, the express basis for the remittal to the Tribunal was that the earlier decision had not taken into account an apparent claim arising from non-refoulement obligations: at [46] of Kwatra [(No 1)]. It was plainly a matter of which Mr Kwatra must have been aware. Secondly, Mr Kwatra was found by the Tribunal to be an intelligent man who was fluent in English. He had filed written submissions signed by himself upon which he relied before the Tribunal on both occasions. Thirdly, the Tribunal explained to him during the course of the hearing that it could take into account international non-refoulement obligations. However, the Tribunal considered that Mr Kwatra instead elected to advance his case, not by reference to any non-refoulement obligations, but rather by reference to the extent of impediments that he would face upon his return, under cl 9.2 of the Direction.
50 In those circumstances, the fact that he was self-represented cannot obscure the fact that Mr Kwatra elected to advance his case on a basis that is different to the basis now advanced in this Court.
51 It was against this background that the Tribunal determined that the cl 9.1 was "not enlivened".
39 At PJ [53], the primary judge cited extensively from the majority's decision in Plaintiff M1 (see [14] above), concluding that Mr Kwatra did not advance a non-refoulement claim, and the circumstances did not suggest that one was available.
40 At PJ [55], the primary judge concluded that the non-refoulement obligations enacted under Australia's domestic law did not extend to obligations concerning the risk of harm Mr Kwatra was now seeking to rely upon (emphasis added):
Furthermore, the non-refoulement obligation that Mr Kwatra now seeks to invoke is harm arising under the International Covenant on Civil and Political Rights as risking his "inherent right to life" (Article 6.1), "cruel, inhuman or degrading treatment or punishment" (Article 7.1) and the "right to … security of person" (Article 9.1). Clause 9.1(1) of the Direction concludes that, "in considering non-refoulement obligations where relevant, decision-makers should follow the tests enunciated in the Act". The definition of "non-refoulement obligations" in s 5 of the Act does not extend to include these obligations in the sense of the harm Mr Kwatra submits he would face. The direction in cl 9.1(1) requires that "in considering non-refoulement obligations where relevant, decision-makers should follow the tests enunciated in the Act". In the context of s 36(2A) of the Act and protection visa refusals, the definitions of "cruel or inhuman treatment or punishment" and "degrading treatment or punishment" incorporate the element of actual subjective intent: SZTAL v Minister for Immigration and Border Protection [2017] HCA 34; 262 CLR 362 at [26]-[27] (Kiefel CJ, Nettle and Gordon JJ). In the context of protection visas, a general lack of healthcare services in a country to which an applicant is to be returned does not amount to intentional infliction of harm, as required for "cruel, inhuman or degrading treatment or punishment": see, for example, FJP17 v Minister for Home Affairs [2019] FCA 256 at [33] (Banks-Smith J). Similarly, removal to a country with inadequate medical treatments and the prospect of dying of a health condition was not, without more, something that would "arbitrarily deprive [the applicant] of life" as in Article 6 of the Covenant: see, for example, SZDCD v Minister for Immigration and Border Protection [2019] FCA 326 at [48] (Gleeson J). Furthermore, SZTAL has been applied in the context of s 501CA(4): see Afu v Minister for Home Affairs [2018] FCA 1311, in which the claimant raised his inability to access the medical help that he needed in Tonga because Tonga did not have the same health system as Australia, at [58]-[62] (Bromwich J).
41 No error has been demonstrated in relation to primary judge's conclusions relating to these matters.
42 First, the primary judge was correct to conclude that the representations before the Tribunal on remittal did not include, and the circumstances did not suggest, a non-refoulement claim. The primary judge's conclusion is supported by the decision of the Full Court in HRZN v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2022] FCAFC 133, a decision handed down after the primary judgment was delivered. As the High Court held in Plaintiff M1 at [28], the Tribunal was not obliged to consider whether Australia's non-refoulement obligations were engaged.
43 Second, the risk of harm identified by Mr Kwatra - being the risk to Mr Kwatra's health upon his return to India - is not the type of risk of harm which gives rise to a non-refoulement obligation as enacted in domestic law. As the High Court explained in Plaintiff M1 (at [18]), Australia's non-refoulement obligations, to the extent enacted as domestic law, are addressed in the Act in provisions concerning the grant of protection visas, being a class of visa created specifically to allow decision-makers to grant visas to persons who cannot be removed from Australia consistently, but not co-extensively, with Australia's non-refoulement obligations under international law. Under the Act, non-refoulement obligations (in the form of protection visas) are relevantly owed to a person who is a refugee (under s 36(2)(a)) or who meets the complementary protection criterion (under s 36(2)(aa)), subject to the "ineligibility criteria" in s 36(1C) and (2C). Unenacted international non-refoulement obligations are not mandatory relevant considerations attracting judicial review for jurisdictional error: Plaintiff M1 at [20].
44 In his written submissions, Mr Kwatra framed his non-refoulement claim as follows:
It is further respectfully submitted that the Court at first instance erred (at [55]) in not finding that the definition of non-refoulement in section 5 of the Act did not extend to the matters listed in the Direction given under the Act, including obligations under the International Covenant on Civil and Political Rights at 9.1(1) of the Direction. Apart from the general and obvious risk of harm engaging non-refoulement obligations, even to his life by destitution and disease if he returned to India in the time of Covid-19, this harm engaged specific obligations under the International Covenant on Civil and Political Rights, as risking his "inherent right to life" (Article 6.1), "cruel, inhuman or degrading treatment or punishment" (Article 7.1), and "the right to security of person" (Article 9.1).
45 In oral submissions, Mr Kwatra submitted that ss 36(2)(a) and 36(2)(aa) were not an exhaustive and complete codification of Australia's non-refoulement obligations, particularly where non-refoulement obligations are a matter raised in the mandatory directions by the Minister under s 499 of the Act. Mr Kwatra relied upon the definition of the "non-refoulement obligations" in s 5 of the Act, which is in the following terms:
"non-refoulement obligations" includes, but is not limited to:
(a) non-refoulement obligations that may arise because Australia is a party to:
(i) the Refugees Convention; or
(ii) the Covenant; or
(iii) the Convention Against Torture; and
(b) any obligations accorded by customary international law that are of a similar kind to those mentioned in paragraph (a).
46 Mr Kwatra noted that the definition commences in the chapeau with the phrase "includes, but is not limited to" and it was thus not an exhaustive definition. It was submitted that the definition could extend to the obligations on which he sought to rely by reason of the International Covenant on Civil and Political Rights (ICCPR).
47 Mr Kwatra's reliance upon the definition of non-refoulement obligations in s 5 of the Act is misplaced. The requirement in cl 9.1 of Direction No. 90 is that "in considering non-refoulement obligations where relevant, decision-makers should follow the tests enunciated in the Act". The "non-refoulement obligations" definition is only used in s 197C of the Act. That section addresses the relevance of Australia's non-refoulement obligations to removal of unlawful non-citizens under s 198 of the Act. Section 197C(1) provides (emphasis added):
(1) For the purposes of section 198 [removal from Australia of unlawful non‑citizens], it is irrelevant whether Australia has non-refoulement obligations in respect of an unlawful non-citizen.
Neither the definition in s 5 nor s 197C of the Act satisfy the description of being "tests enunciated in the Act". These provisions are not relevant in the present context.
48 In oral submissions, Mr Kwatra submitted that the risk of harm if he returned to India in the time of COVID-19 engaged specific obligations under the ICCPR, being his "inherent right to life" (Article 6.1) and protection against "cruel, inhuman or degrading treatment or punishment" (Article 7.1). In oral submissions, he did not press his claim based on "the right to security of person" (Article 9.1). It is sufficient to note that, based on its text, the article has no application in the present case (protecting, as it does, against arbitrary arrest or detention).
49 To the extent that Australia has enacted into domestic law obligations of non-refoulement by reason of being a party to the ICCPR, those obligations are reflected in s 36(2A) of the Act. We accept the Minister's submissions, that Mr Kwatra's claims to invoke obligations of non-refoulement based on the following grounds cannot be sustained:
(1) Deprivation of life - Section 36(2A)(a) requires Mr Kwatra to establish that he would be arbitrarily deprived of his life. The prospect of limited access to health treatment, even where it may result in the loss of life, is not arbitrary conduct: SZDCD v Minister for Immigration and Border Protection [2019] FCA 326 at [48]; and CSV15 v Minister for Immigration and Border Protection [2018] FCA 699 at [34].
(2) Cruel or inhuman treatment or punishment - Section 36(2A)(d) requires Mr Kwatra to establish that he would be subjected to cruel or inhuman treatment or punishment. This requires Mr Kwatra to identify "actual subjective intent" to inflict cruel, inhuman or degrading treatment or punishment: SZTAL v Minister for Immigration and Border Protection [2017] HCA 34; 262 CLR 362 at [26] to [27], definitions of "cruel or inhuman treatment or punishment" and "degrading treatment or punishment" in s 5 of the Act. A lack of available medical treatment does not constitute the intentional infliction of harm: Afu v Minister for Home Affairs [2018] FCA 1311 at [61] to [62]. There was nothing before the Tribunal to support a finding that Mr Kwatra would be subject to acts or conduct or mistreatment involving actual subjective intent.
50 For these reasons, ground 1 must be dismissed. Mr Kwatra has not established error on the part of the primary judge.