CURRENT appeal
33 By his Further Amended Notice of Appeal, the appellant contends that the learned Federal Magistrate erred in a variety of ways which can be loosely grouped into complaints about the following:
(1) According the DVCS telephone log with undue weight and treating it as the only evidence of what was conveyed by the AFP to the respondent;
(2) Placing too little weight on the evidence of Constable Perkins;
(3) Finding that the DVCS workers did not know Mr Kowalski was a complainant as to domestic violence as well as Dr Kowalski;
(4) Relying on the subjective views of the DVCS workers in determining whether Dr Kowalski was the sole complainant;
(5) Refusing to admit further evidence and to adjourn the proceedings to allow for oral evidence from Mr Perkins to be led;
(6) Failing to follow the findings made by Finn J in the earlier Federal Court proceedings which resulted in contradictions in the judgment of the Federal Magistrate;
(7) The circumstances in which original pages from the DVCS telephone log and original files kept or created by the DVCS in respect of Dr Kowalski and the appellant were produced before the Court either too late or not at all; and
(8) His Honour's statement that 'women and children are the primary victims of domestic violence'.
34 The main issue for the appeal is contained within the first three complaints and I address these first. The appellant submits that there was evidence before Driver FM to suggest that it was communicated to the DVCS workers, before they arrived at the Kowalskis' home, that both his wife and he had requested to see them, and that this evidence should have been accepted. The appellant further contends that, upon such a finding, the DVCS workers, had they not been discriminating in favour of the wife, should have adopted their practice (as set out in [15] above) of splitting up and seeing each party separately, rather than opting to speak first to the person who was being described as the complainant.
35 The respondent submits that the Court was required to consider the following: first, why the DVCS workers saw Dr Kowalski first on 6 February 1990; secondly, whether the appellant's gender or marital status formed any part of that reason and, if yes, whether the conduct amounted to less favourable treatment of the appellant; thirdly, if such conduct amounted to 'less favourable treatment', whether it occurred in circumstances which were the same or similar as between the appellant and Dr Kowalski; and finally, whether it caused the damage alleged by the appellant.
36 The respondent further submits that there was ample evidence to support the Federal Magistrate's findings underpinning the conclusion that the two DVCS workers understood that Dr Kowalski was the person requiring assistance and that their decision to see Dr Kowalski first was for that reason and not by reason of the appellant's gender or marital status.
37 Before the Federal Magistrate, the evidence of what was communicated to the DVCS workers included the DVCS call log (see above at [17]). That was direct, non-partisan, contemporaneous evidence. However, the Federal Magistrate also had before him the evidence of Ms Simpson, which included Ms Simpson's handwritten notes made immediately after the event; the evidence of Mr Kowalski; the police operations report dated 6 February 1990, and the evidence of Constable Perkins, including his oral evidence before the Commission and a report dated 1 October 1991. Those police reports point indirectly but powerfully to the probabilities of what occurred.
38 Of particular note is the Police Operations report, which states:
'[AFP] attended and spoke to comp[lainant] Julia [Kowalski] who stated that her husband had been arguing with her about a telephone which the comp[lainant] stated was removed from the bedroom. Comp[lainant] and husband requested that DVCS attend. DVCS were notified and attended. …'
39 Constable Perkins' report of 1 October 1991 states:
'The [DVCS]was called by Police at the request of both Mr and [Dr] Kowalski.'
40 There was also oral evidence before the Commission from Constable Perkins:
'Perkins: DVCS was either going to be notified by myself or through my operations branch to attend so that both he and his wife could probably speak to them. …
Do you understand as your statement says that it was on behalf of both of them that the service was called? --- Yes.
…
Perkins: I think that they both agreed that they would like the opportunity to speak to [the DVCS] through the conversation that I had with both parties. …
So both knew so far as you're aware that both parties wanted to speak to the DVCS workers? ---Yes.
41 Mr Kowalski, in his statement of 8 August 1997, says as follows:
'Approximately 10.00pm there was a knock at the door. Two police officers [came] into the house and spoke to both Julia and myself and Mark [the Kowalskis' son]. On my complaint to the police officer that it is me who has problems with the abusive and violent wife, they advised me that they would request workers from the [DVCS] to come and assist both of us. …'
42 Mr Kowalski also gave oral evidence before the Commission as follows:
'I ask [the police officer] that I have a problem with wife and that is affecting very, very heavily me and my son. So after further discussion he said … "What is the problem?" I said, "She is shouting, she is abusing, she is attacking." So he said, "In such a case you can ask court for the peace order."
…
I asked them or I requested them that I would like Domestic Violence to help me. So they subsequently requested Domestic Violence, "Please, Mr Kowalski requests assistance. Assist him. Attend to him".'
43 Ms Simpson's handwritten notes, written after she had interviewed Dr Kowalski on 6 February 1990 contain the following:
'Called by ops. Julia Kowalski is a Dr. who has a surgery in her home. Julia told us tonight Stan Kowalski (husband) started an argument but police were called before violence erupted. We spoke to Julia in the main bedroom, the room was a complete shambles. Stan had thrown everything from her surgery into the bedroom … .'
44 In her statement of 21 July 1997, Ms Simpson says:
'On 6 February, 1990 … myself or my team partner Karla answered the telephone crisis line. It was a call from Police Operations informing us of a call they had received to attend a domestic violence incident [in] …Pearce. I do not remember if, or whom, we were told had issued the invite, both parties or either party.'
45 The following exchange took place in Ms Simpson's oral evidence in chief before the Commission:
'[Counsel]: 'What view if any did you form about whether Mr Kowalski on 6 February 1990 was in danger or was afraid?
Ms Simpson: From Mr Kowalski's demeanour and his manner and from the fact that he didn't say anything in relation to that, I had no thought that he saw himself as a victim of violence or that he was afraid.'
46 The following exchange occurred during cross-examination of Ms Simpson:
'[Q] … during the course of a crisis intervention call … in 1990 when you attended these premises at Pearce - how was it that you determined who was the alleged perpetrator?
[A] For a start we're not actually there to determine who the alleged perpetrator is. We're not there to make a judgment on that. What happens is that when we actually go to the house, the police took us. We were introduced first off to Mrs Kowalski. So that was a standard thing that took place; that the police would take us to that particular person.
[Q] Well, the standard thing didn't happen on this occasion, did it, because the introduction to [Dr] Kowalski was done by Mr Kowalski, wasn't it?
…
[A] No, I don't recall.'
47 It can be seen that there were several sources of evidence in relation to the issue of what was communicated to the DVCS. It seems to me that when the learned Federal Magistrate referred (at [31]) to the DVCS call log as being the only evidence of what was communicated, he was meaning the only direct evidence. Further, the reference to there being 'no evidence … that Police Operations communicated to DVCS that it was both Mr Kowalski and Dr Kowalski who were requesting their attendance' (see [32] of the Federal Magistrate's decision) again must be taken to mean no direct evidence.
48 However, even if such a characterisation of the evidence is imputed to the Federal Magistrate, the sources of indirect evidence, or evidence from which inferences may be drawn, do not appear to have been specifically taken into account in relation to the question of what was communicated to the DVCS. Whilst his Honour attended very carefully to the whole of the case, and indeed mentions some of the evidence set out above elsewhere in his reasons, it appears that he may have misdirected himself in this area as to what the available evidence was on this particular point. In any case, in my opinion, the other available evidence could have been and should have been taken into account in coming to a view on whether Dr Kowalski was the sole complainant.
49 The Federal Magistrate explicitly relied on the DVCS call log 'with some caution'. The appellant has raised concerns, which I accept, about the contemporaneity and reliability of this document.
50 In my view, the most neutral and contemporaneous evidence on this point is the Police Operations record, set out in [38] above. That makes it clear that both Dr and Mr Kowalski were requesting DVCS attendance. In my opinion, that was the safest, and therefore the best, evidence on this point and it should have been accepted.
51 This is not a matter as to which his Honour as the primary fact finder enjoyed advantages not available to me sitting on appeal. His Honour did not decide the relevant issues by reference to acceptance or rejection of any of the oral evidence given before Driver FM on grounds of impression or credit. This is an appeal by way of re-hearing. Following the principles established by Warren v Coombes (1979) 142 CLR 531, and developed through cases such as Jones v Hyde (1989) 63 ALJR 349 at 351 - 352, Abalos v Australian Postal Commission (1990) 171 CLR 167 at 179, and Devries v Australian National Railways Commission (1993) 177 CLR 472 at 479, and restated in Fox v Percy (2003) 214 CLR 118,the primary Judge's decision, made with the advantage of evaluating the witnesses' credibility and in gaining a 'feel' for the case, should be given full weight and effect.
52 However, the above cases do not depart from the doctrine established by Warren v Coombes that if there is material of an objective kind that does not depend on demeanour, so that no advantage would be derived from seeing and hearing the parties, the appellate court is in as good a position to decide on the proper inference to be drawn as the court at first instance. Further, an appellate court has both a right and a duty to discharge its function in accordance with the legislation governing it and must 'not shrink from giving effect to' its own conclusion. As stated in Fox v Percy,a principal purpose of providing for an appeal by way of 'rehearing' is to ensure, within the appellate process, finality of litigation, correctly decided.
53 In the present circumstances, the Federal Magistrate's findings, and the finding of what was communicated to the DVCS workers in particular, were, as indicated above, not dependent on findings as to the credibility of witnesses. Although there were parts of the evidence that the Federal Magistrate explicitly stated lacked credibility (see for example, [36]), issues of credibility did not impact on the crucial issue.
54 That there has, in my opinion, been a factual error does not, however, of itself mean that the appellant succeeds in the action or that there should be a new trial. The appeal is by way of re-hearing, and the evidence available is sufficient to permit the making of a final determination. Accordingly, it is appropriate for this Court to proceed to determine the case, limited as it was to one narrow issue, without remitting it for re-hearing.
55 While, the appellant's complaints about the Federal Magistrate's treatment of the evidence on that point are sustained, given my ultimate conclusion below, it is also necessary to address the remaining submissions.
56 The appellant submits that the Federal Magistrate's reasons place undue emphasis on the state of mind of the DVCS workers, the 'subjective element', and that, the incorrect test was thereby applied in deciding whether the respondent had engaged in unlawful conduct under s 5. It is contended that the view or knowledge of the workers is not the only factor that needs to be examined; the actual conduct that occurred, the 'objective evidence', is what is important. Once it is accepted that there were two people requesting the service, the appellant submits that a subjective assessment, even of which of them was in the greatest need, would contravene the SD Act.
57 It is useful to recall that for discrimination to be prohibited by s 5 of the SD Act, it must be treatment less favourable than the treatment of a person of the opposite sex, in the same or immaterially different circumstances, by reason of a person's sex etc., or characteristic generally appertaining or imputed to a person's sex.
58 The appellant relies on Waters v Public Transport Corporation (1991) 173 CLR 349 at 359 (albeit conceding that this case concerned indirect discrimination). The passage relied on by the appellant is cited in Human Rights and Equal Opportunity Commission v Mount Isa Mines Ltd (1993) 46 FCR 301, where Lockhart J stated as follows (at 321 - 322, 324 - 326):
'In my opinion the phrase "by reason of" in s 5(1) of the [SD Act] should be interpreted as meaning "because of", "due to", "based on" or words of similar import which bring something about or cause it to occur. …
…
In my view the [SD] Act requires that when an inquiry is being held into alleged discrimination prohibited … on the ground of the sex of an employee, all the relevant circumstances surrounding the alleged discriminatory conduct should be examined. The intention of the defendant is not necessarily irrelevant. The purpose and motive of the defendant may also be relevant.
…
…in some cases intention may be critical; but in other cases it may be of little, if any, significance. The objects of the [SD Act] would be frustrated however, if sections were to be interpreted as requiring in every case intention, motive or purpose of the alleged discriminator: see Waters per Mason CJ and Gaudron J (at 359).
The search for the proper test to determine if a defendant's conduct is discriminatory is not advanced by the formulation of tests of objective or causative on the one hand and subjective on the other as if they were irreconcilable or postulated diametrically opposed concepts. The inquiry necessarily assumes causation because the question is whether the alleged discrimination occurs because of the conduct of the alleged discriminator; and the inquiry is objective because its aim is to determine on an examination of all the relevant facts of the case whether discrimination occurred. This task may involve the consideration of subjective material such as the intention or even motive, purpose or reason of the alleged discriminator; but its significance will vary from case to case.' (Emphasis added)
59 Some assistance may also be gained from a passage in Purvis v New South Wales (2003)202 ALR 133, where, Gummow, Hayne and Heydon JJ, in the context of disability discrimination, said (at 187):
'For present purposes, it is enough to say that we doubt that distinctions between motive, purpose or effect will greatly assist the resolution of any problem about whether treatment occurred or was proposed "because of" disability. Rather, the central question will always be - why was the aggrieved person treated as he or she was? If the aggrieved person was treated less favourably was it "because of", "by reason of", that person's disability? Motive, purpose, effect may all bear on that question. But it would be a mistake to treat those words as substitutes for the statutory expression "because of".'
60 These statements may, I agree, be properly applied also in the context of direct sex discrimination. In the present case, the Federal Magistrate clearly undertook the task of ascertaining why the appellant was treated as he was when the DVCS workers first arrived at the Kowalskis' home. In answering that question, the Federal Magistrate determined that the knowledge of the workers was a factor that was relevant to determining the cause of their conduct. At no stage does the Federal Magistrate state that it was the sole legally requisite factor. As explained in Mount Isa Mines, the significance of the subjective element will vary with the facts of every case. In the present circumstances, the workers' understanding of whom they were meant to be assisting was significant to their objective conduct as the agents of the respondent, and its cause. I see no legal error in the approach taken, and I agree with it.
61 The appellant's other complaints may be dealt with briefly. In relation to the fifth complaint, I previously ruled ex tempore that there was no error on the part of the Federal Magistrate in refusing to admit fresh evidence or to adjourn the proceedings to allow for further oral evidence to be led (see Kowalski v Domestic Violence Crisis Service Inc (No 2) [2004] FCA 1186).
62 The appellant's contentions of a failure to follow the findings made by Finn J in the earlier Federal Court proceedings and contradictions in the judgment of the Federal Magistrate are primarily directed towards the evidence in relation to what was communicated to the DVCS workers. Given the view that I have formed above, and the conclusion below, it is unnecessary to consider these complaints further.
63 There is, in my view, no substance to the complaint that the delay or absence of production of original pages from the DVCS call log and original files kept or created by the DVCS in respect of Dr Kowalski and the appellant constituted a miscarriage of justice. There was no gross misconduct shown nor does it appear that the result of the case might thereby have been affected.
64 Similarly, there is no substance to the appellant's complaint that the Federal Magistrate erred in law or fact in having regard to the proposition that 'women and children are the primary victims of domestic violence'. This general comment was made in the context of responding to briefing notes put forward by the appellant as evidence of an institutional bias. The comment was unexceptionable, notoriously being correct. In addressing that item of evidence, the Federal Magistrate was merely confirming his previous finding (see [24] of the Federal Magistrate's judgment) that there was no institutional anti-male bias, that the DVCS was established to assist all victims of domestic violence but that those victims were most commonly women and children. Contrary to the submissions of the appellant and the grounds raised in his Further Amended Notice of Appeal, such comments were clearly not directed to the appellant's personal circumstances and the Federal Magistrate was under no obligation to put such a general consideration to the appellant for his possible repudiation of it.
65 I return to consideration of the facts of the case. The appellant has succeeded in establishing an error of fact which affected the factual finding as to what was communicated to the DVCS workers.
66 In my view, the DVCS workers were probably told that there was a complaint from the Kowalskis' address about marital trouble, that the wife was a doctor, the complaint was that the husband had moved some of her property, and that both Dr Kowalski and the appellant requested the DVCS to attend.
67 However, it is also highly probable that what was being conveyed was that Dr Kowalski was the complainant. Although it is likely that Mr Kowalski conveyed his position to the police, it is much less likely that the police passed on Mr Kowalski's position in both of its two aspects: that he too wanted DVCS to attend and that he too claimed to be a victim of domestic violence. It seems highly likely that both police would have thought this was a relatively minor incident of domestic violence, and that Mr Kowalski's complaints were considerably less significant than those of his wife.
68 The difficulty for the appellant is that, even if it is accepted that both he and his wife requested the DVCS workers' attendance, the circumstances as a whole must be considered, including that the primary complaint was that the husband was removing property. There is no record in the police log of any complaint by Mr Kowalski of any untoward behaviour at all on the part of his wife.
69 In my view, the evidence does not permit a finding that the existence of two complainants or cross-complaints was communicated to the DVCS. I do not accept the appellant's submission that a request for attendance by Mr Kowalski ought of itself to be viewed as a complaint or ought to have been understood by the DVCS workers as a complaint. There is a wide spectrum of domestic violence. There was no evidence, nor is it a notorious fact, that commonly enough alleged perpetrators of violence would not prefer to deal with a crisis service rather than with police.
70 The appellant submits, however, that, if two parties were requesting services and there was a DVCS instruction to provide services to both those parties, it is not a full and sufficient answer to any allegation of discrimination to say that there was an additional instruction to service one of them in particular, described as a complainant; such would defeat the purpose of s 5 and is the very mischief that s 5 is intended to address. The answer is that, although a choice to provide services in such a situation to one person in particular is a decision to discriminate between those persons, such decisions concerning the priorities and provision of services must be common. Section 5 is not intended to address such bare discrimination. The provision is aimed at the reason for the discrimination and is intended to prohibit discrimination if that reason is the person's sex or a characteristic generally appertaining or imputed to the sex of the person. In my opinion, the reason for the discrimination was not a prohibited one. This may be demonstrated by considering what would probably have happened if the appellant had been a female member of Dr Kowalski's family. As best as can be inferred from the evidence, the action taken by the DVCS workers to see Dr Kowalski first would have been no different.
71 Ultimately then, the conclusion recorded by his Honour must be upheld. That is, there was no discrimination against the appellant on the basis of gender or marital status.
72 Accordingly, the appeal will be dismissed with costs.
I certify that the preceding seventy-two (72) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice Madgwick.