The BAL19 Ground - Is the s 501 refusal power available to be exercised by the Minister in relation to a protection visa?
6 In BAL19 v Minister for Home Affairs [2019] FCA 2189, Rares J determined that s 36(1C) of that Act, being a specific criterion applicable only to an applicant for a protection visa, precluded the Minister using s 501 or its analogues as a basis to refuse to grant a protection visa (see at [88]). His Honour's judgment is under appeal but that appeal has not yet been determined. Four judgments this Court have determined that the holding in BAL19 is not "plainly wrong": AEM20 v Minister for Home Affairs [2020] FCA 623 at [139] (Katzmann J); AFX17 v Minister for Home Affairs [2020] FCA 807 at [61] (Flick J); AFX17 v Minister for Home Affairs (No 2) [2020] FCA 858 (Flick J) at [4]); and BFW20 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2020] FCA 562 at [132] (Colvin J).
7 It is necessary to explain how the holding in BAL19 arises on this appeal given that the decision of the Minister which the appellant seeks to impugn is a decision made under s 501A(2) and not s 501.
8 Section 501A(2) of the Act relevantly provides that the Minister may set aside the "original decision" and refuse to grant a visa if:
(c) the Minister reasonably suspects that the person does not pass the character test (as defined by section 501); and
(d) the person does not satisfy the Minister that the person passes the character test; and
(e) the Minister is satisfied that the refusal or cancellation is in the national interest.
For the purposes of s 501A of the Act, the AAT decision was here relevantly the "original decision".
9 The appellant sought to impugn the decision made by the Minister under s 501A(2) contending that the power under s 501A(2) is not exercisable in the absence of an "original decision". The appellant contended that the AAT decision was a nullity as it was made without power. That was so because the delegate's decision, which the AAT purported to review, was itself made without power. This contention was made on the basis of the reasoning of Rares J in BAL19, that the power to refuse the grant of a visa in s 501 on character grounds is not available to be exercised in relation to an application for a protection visa.
10 Relying on SZGME v Minister for Immigration and Citizenship (2008) 168 FCR 487, the Minister did not concede that if the decision of the delegate was made without power (on the BAL19 basis), then the AAT also lacked power to review that decision. The Minister noted that BAL19 concerned a decision of the Minister pursuant to s 501(1) and submitted that the appellant appears to contend that the reasoning in BAL19 applies to s 501A(2). However, the Minister accepted in his submissions that "the power conferred by s 501A(2) is governed directly by the decision in BAL19 because it is exercisable by reference to criteria that are indistinguishable from those in s 501(1)" and that s 501A(2) was therefore an analogue of s 501(1) in the sense identified by Rares J in BAL19.
11 This aspect of the appeal therefore proceeded on an acceptance by the parties that if the refusal power provided by s 501(1) was not available to be exercised in relation to an application for a protection visa, the substantive relief the appellant seeks - that the Minister's s 501A(2) decision be quashed - should be granted.
12 A useful overall summary of the decision in BAL19 is provided by Colvin J in BFW20 at [76]-[81]:
[76] At the heart of the reasoning in BAL19 are four matters. First, Parliament has enacted the protection visa provisions of the Migration Act in order to codify and give effect to Australia's obligations under the Convention relating to the Status of Refugees done at Geneva on 28 July 1951 as amended by the Protocol relating to the Status of Refugees done at New York on 31 January 1967 (Convention).
[77] Second, the protection visa provisions have within them provisions that deal with the circumstances in which matters of character may mean that a person is not entitled to a protection visa and those provisions overlap as to their subject matter and terms with the 'character test' that defines the extent of the general power conferred by s 501(1) to refuse or cancel a visa.
[78] Third, the circumstances in which matters of character may mean that an applicant fails to satisfy the criteria for a protection visa are considerably narrower than the circumstances in which the character test that applies to s 501(1) may not be satisfied.
[79] Fourth, under the protection visa provisions, if a person fails to satisfy the Minister that they meet the relevant character requirements then the person does not meet the criteria to qualify for the grant of a visa (and the application must be refused) whereas, under s 501(1), a failure by a person to satisfy the Minister that they pass the character test enlivens a broad discretion to refuse to grant the visa (and the application may still be granted).
[80] Therefore, if the general discretionary power conferred by s 501(1) was to apply to an application for a protection visa then the effect would be that even though a person qualified for a protection visa according to the provisions in the Migration Act that codify the obligations under the Convention, the person could be refused a protection visa in the exercise of the general discretionary power. The result would be a substantial undermining of the protections afforded by the Convention in circumstances where Parliament had manifested a clear intention to give effect to the Convention in the codified form of the protection visa provisions.
[81] In those contextual circumstances, by the particular reasoning expressed in BAL19, the general terms of s 501(1) were found not to empower the Minister to refuse to grant a protection visa. Instead, in effect, the general power was to be read down as being subject to the more specific protection visa provisions as to the circumstances in which the grant of a protection visa may be refused.
13 To explain the conclusion I have arrived at requires that reference be made to those provisions of the Act of primary relevance. I will commence by locating both s 36(1C) and s 501 within the scheme of the Act.
14 The stated object of the Act is "to regulate, in the national interest, the coming into, and presence in, Australia of non-citizens": s 4(1). To advance its object, the Act provides for visas permitting non-citizens to enter or remain in Australia on the basis that "the Parliament intends that this Act be the only source of the right of non-citizens to so enter or remain": s 4(2).
15 A "visa" is a grant of permission to a non-citizen to either travel to and enter Australia, to remain in Australia or to do both: s 29(1). A visa to remain in Australia may be a permanent visa or it may be a temporary visa: s 30. The Act provides for different classes of visas. A visa can be of a class provided for by the regulations made under the Act (s 31(1)) or be provided for by a section of the Act (s 31(2)). The Act directly provides for permanent protection visas (s 35A(2)), temporary protection visas (s 35A(3)) and safe haven enterprise visas (s 35A(3A)). Each of those classes of visa is defined by s 35A to be a "protection visa". That provision also identifies that the criteria for a protection visa is that set out in s 36 together with any relevant criteria prescribed by the regulations for the purposes of s 31 (s 35A(6)). Section 36 then sets out the criteria for a protection visa.
16 It is of some importance to note that the Migration and Maritime Powers Legislation Amendment (Resolving the Asylum Legacy Caseload) Act 2014 (Cth) ("2014 Amending Act") made substantial changes to the criteria for a protection visa. As the Explanatory Memorandum to the 2014 Amending Act ("Explanatory Memorandum") stated in its "Outline" (at p 10), the 2014 Amending Act removed most references to the Convention Relating to the Status of Refugees done at Geneva on 28 July 1951 ("Refugees Convention") from the Act and instead "creates a new, independent and self-contained statutory framework which articulates Australia's interpretation of its protection obligations under the Refugees Convention". The Explanatory Memorandum went on to explain that it was not the intention of the Government to resile from Australia's protection obligations under the Refugees Convention "but rather to codify Australia's interpretation of these obligations within certain sections of the [Act]".
17 Relevantly, s 36 of the Act provides:
(1A) An applicant for a protection visa must satisfy:
(a) both of the criteria in subsections (1B) and (1C); and
(b) at least one of the criteria in subsection (2).
(1B) A criterion for a protection visa is that the applicant is not assessed by the Australian Security Intelligence Organisation to be directly or indirectly a risk to security (within the meaning of section 4 of the Australian Security Intelligence Organisation Act 1979).
(1C) A criterion for a protection visa is that the applicant is not a person whom the Minister considers, on reasonable grounds:
(a) is a danger to Australia's security; or
(b) having been convicted by a final judgment of a particularly serious crime, is a danger to the Australian community.
Note: For paragraph (b), see section 5M.
(2) A criterion for a protection visa is that the applicant for the visa is:
(a) a non-citizen in Australia in respect of whom the Minister is satisfied Australia has protection obligations because the person is a refugee; or
(aa) a non-citizen in Australia (other than a non-citizen mentioned in paragraph (a)) in respect of whom the Minister is satisfied Australia has protection obligations because the Minister has substantial grounds for believing that, as a necessary and foreseeable consequence of the non-citizen being removed from Australia to a receiving country, there is a real risk that the non-citizen will suffer significant harm;
18 The term "refugee" utilised in s 36(2)(a) is defined in s 5H. It is not necessary to set out that definition nor the definition of "well-founded fear of persecution" used therein. It is sufficient to say, as the Explanatory Memorandum said (at [1167]), that the statutory definition of "refugee" is "intended to codify Article 1A(2) of the Refugees Convention".
19 The term "particularly serious crime" used in s 36(1C) is defined in s 5M as a "serious Australian offence" or a "serious foreign offence" which in turn is defined by s 5 as:
serious Australian offence means an offence against a law in force in Australia, where:
(a) the offence:
(i) involves violence against a person; or
(ii) is a serious drug offence; or
(iii) involves serious damage to property; or
(iv) is an offence against section 197A or 197B (offences relating to immigration detention); and
(b) the offence is punishable by:
(i) imprisonment for life; or
(ii) imprisonment for a fixed term of not less than 3 years; or
(iii) imprisonment for a maximum term of not less than 3 years.
serious foreign offence means an offence against a law in force in a foreign country, where:
(a) the offence:
(i) involves violence against a person; or
(ii) is a serious drug offence; or
(iii) involves serious damage to property; and
(b) if it were assumed that the act or omission constituting the offence had taken place in the Australian Capital Territory, the act or omission would have constituted an offence (the Territory offence) against a law in force in that Territory, and the Territory offence would have been punishable by:
(i) imprisonment for life; or
(ii) imprisonment for a fixed term of not less than 3 years; or
(iii) imprisonment for a maximum term of not less than 3 years.
20 Subject to the Act and the regulations, a non-citizen who wants a visa must apply for a visa of a particular class: s 45(1). The requirements for a valid application are set out in s 46 and include that it be an application for a visa of a class specified in the application: s 46(1)(a).
21 As Crennan, Bell, Gageler and Keane JJ stated in Plaintiff S297/2013 v Minister for Immigration and Border Protection (2014) 255 CLR 179 at [32]:
Section 47 of the Act imposes on the Minister a duty to consider a valid application for a visa (s 47(1)), and a corresponding duty not to consider an application for a visa that is not a valid application (s 47(3)). The duty to consider a valid application continues, subject to exceptions, until the Minister grants or refuses to grant the visa (s 47(2)(b)) in the performance of a complementary duty imposed by s 65.
22 Section 65(1) relevantly provides:
(1) Subject to sections 84 and 86, after considering a valid application for a visa, the Minister:
(a) if satisfied that:
(i) the health criteria for it (if any) have been satisfied; and
(ii) the other criteria for it prescribed by this Act or the regulations have been satisfied; and
(iii) the grant of the visa is not prevented by section 40 (circumstances when granted), 91W (evidence of identity and bogus documents), 91WA (bogus documents and destroying identity documents), 91WB (applications for protection visas by members of same family unit), 500A (refusal or cancellation of temporary safe haven visas), 501 (special power to refuse or cancel) or any other provision of this Act or of any other law of the Commonwealth; and
(iv) any amount of visa application charge payable in relation to the application has been paid;
is to grant the visa; or
(b) if not so satisfied, is to refuse to grant the visa.
23 It has often been said that satisfaction of the criteria prescribed by s 36 of the Act is a necessary but not a sufficient condition for the grant of a protection visa: see Plaintiff M47/2012 v Director-General of Security (2012) 251 CLR 1 at [25] (French CJ) and at [270] (Heydon J); Minister for Immigration and Multicultural Affairs v Ibrahim (2000) 204 CLR 1 at [107] (Gummow J). So much is apparent from the terms of s 65(1). It can be seen that the grant of a visa requires not merely satisfaction of any criteria for that visa that may be prescribed by the Act, but also satisfaction of any criteria that may be prescribed by the regulations: s 65(1)(a)(ii). Any "health criteria" applicable to the visa in question must also be satisfied: s 65(1)(a)(i). The visa application charge must be paid: s 65(1)(a)(iv) and, relevantly for present purposes, the "grant of the visa is not prevented" by the provisions of the Act specified in s 65(1)(a)(iii) or any other provision of the Act or of any law of the Commonwealth. Of the provisions specified by s 65(1)(a)(iii), ss 91W, 91WA and 91WB apply only to protection visas. The other provisions specified including, relevantly, s 501 are not specific to protection visas.
24 Section 501(1) provides the Minister with a power to refuse to grant a visa to a person if the person does not satisfy the "character test" defined by s 501(6). The Minister is also empowered to refuse to grant a visa to a person if the Minister reasonably suspects that the person does not pass the character test and the Minister is satisfied that the refusal is in the national interest: s 501(3)(a). There is nothing in s 501 which expressly limits its operation in relation to protection visas. Note 1 to s 501 provides "Visa is defined by section 5 and includes, but is not limited to, a protection visa". On its face, s 501 operates without restriction to all classes of visa. I will say more shortly about the function or purpose of s 501 which is largely revealed by, or implicit from, the "character test" specified in s 501(6). It is necessary to set out s 501(6):
Character test
(6) For the purposes of this section, a person does not pass the character test if:
(a) the person has a substantial criminal record (as defined by subsection (7)); or
(aa) the person has been convicted of an offence that was committed:
(i) while the person was in immigration detention; or
(ii) during an escape by the person from immigration detention; or
(iii) after the person escaped from immigration detention but before the person was taken into immigration detention again; or
(ab) the person has been convicted of an offence against section 197A; or
(b) the Minister reasonably suspects:
(i) that the person has been or is a member of a group or organisation, or has had or has an association with a group, organisation or person; and
(ii) that the group, organisation or person has been or is involved in criminal conduct; or
(ba) the Minister reasonably suspects that the person has been or is involved in conduct constituting one or more of the following:
(i) an offence under one or more of sections 233A to 234A (people smuggling);
(ii) an offence of trafficking in persons;
(iii) the crime of genocide, a crime against humanity, a war crime, a crime involving torture or slavery or a crime that is otherwise of serious international concern;
whether or not the person, or another person, has been convicted of an offence constituted by the conduct; or
(c) having regard to either or both of the following:
(i) the person's past and present criminal conduct;
(ii) the person's past and present general conduct;
the person is not of good character; or
(d) in the event the person were allowed to enter or to remain in Australia, there is a risk that the person would:
(i) engage in criminal conduct in Australia; or
(ii) harass, molest, intimidate or stalk another person in Australia; or
(iii) vilify a segment of the Australian community; or
(iv) incite discord in the Australian community or in a segment of that community; or
(v) represent a danger to the Australian community or to a segment of that community, whether by way of being liable to become involved in activities that are disruptive to, or in violence threatening harm to, that community or segment, or in any other way; or
(e) a court in Australia or a foreign country has:
(i) convicted the person of one or more sexually based offences involving a child; or
(ii) found the person guilty of such an offence, or found a charge against the person proved for such an offence, even if the person was discharged without a conviction; or
(f) the person has, in Australia or a foreign country, been charged with or indicted for one or more of the following:
(i) the crime of genocide;
(ii) a crime against humanity;
(iii) a war crime;
(iv) a crime involving torture or slavery;
(v) a crime that is otherwise of serious international concern; or
(g) the person has been assessed by the Australian Security Intelligence Organisation to be directly or indirectly a risk to security (within the meaning of section 4 of the Australian Security Intelligence Organisation Act 1979); or
(h) an Interpol notice in relation to the person, from which it is reasonable to infer that the person would present a risk to the Australian community or a segment of that community, is in force.
Otherwise, the person passes the character test.
25 The expression "substantial criminal record" used in para (a) of the "character test" is defined in s 501(7) as follows:
Substantial criminal record
(7) For the purposes of the character test, a person has a substantial criminal record if:
(a) the person has been sentenced to death; or
(b) the person has been sentenced to imprisonment for life; or
(c) the person has been sentenced to a term of imprisonment of 12 months or more; or
(d) the person has been sentenced to 2 or more terms of imprisonment, where the total of those terms is 12 months or more; or
(e) the person has been acquitted of an offence on the grounds of unsoundness of mind or insanity, and as a result the person has been detained in a facility or institution; or
(f) the person has:
(i) been found by a court to not be fit to plead, in relation to an offence; and
(ii) the court has nonetheless found that on the evidence available the person committed the offence; and
(iii) as a result, the person has been detained in a facility or institution.
26 It is not s 501 in and of itself which operates to "prevent" the grant of a visa pursuant to s 65(1)(a)(iii) but rather the exercise of the power to refuse to grant a visa under s 501: Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs v CPJ16 [2019] FCA 2033 at [82] (Rares J) and BAL19 at [69] (Rares J). The power conferred by s 501 to refuse to grant a visa to a person is exercised in the performance of the duty imposed by s 65(1)(b) to refuse to grant the visa for the reason that the grant of the visa is prevented by s 501.
27 As the majority said in Plaintiff S297 at [34], the decision to be made by the Minister in the performance of the duty imposed by s 65 is "binary" requiring one or other of two mutually exclusive legally operative acts. Their Honours explained (at [34]) that (emphasis added):
the Minister is to do one or other of two mutually exclusive legally operative acts - to grant the visa under s 65(1)(a), or to refuse to grant the visa under s 65(1)(b) - depending on the existence of one or other of two mutually exclusive states of affairs (or 'jurisdictional facts') - the Minister's satisfaction of the matters set out in each of the sub-paragraphs of s 65(1)(a), or the Minister's non-satisfaction of one or more of those matters. The decision is not made, the duty is not performed, and the application is not determined, unless and until one or other of those legally operative acts occurs: that is to say, unless and until the Minister either grants the visa under s 65(1)(a) or refuses to grant the visa under s 65(1)(b).
28 A refusal to grant a visa is, as their Honours explained, a single legally operative act. That act must be based upon the Minister's non-satisfaction of any one or more of the matters set out in the subparagraphs of s 65(1)(a). Insofar as they are applicable to the visa in question, each of those matters provides a ground (or perhaps a number of grounds) for the state of non-satisfaction required to justify the act of refusal. It may be seen therefore that the duty imposed by s 65 provides for a single process to be exercised under a single duty but permits several exit points by "refusal".
29 In that context, it may be surprising if s 65(1) was intended to provide the same basis or ground twice for a single act of refusal available in the process for determining whether a visa ought be granted or refused. In the absence of some apparent purpose, such a circumstance may create discord and incoherence. It may be even more surprising if the same ground of refusal was intended to be available under s 65(1) twice but in circumstances where the Minister's satisfaction of the existence of that same ground is to be assessed by reference to one or other of two different sets of considerations. A statutory duty or task with that feature may well result in incoherence. As Hayne J said in Plaintiff M47 at [180], the requirements in s 65(1) "cannot be contradictory or otherwise inconsistent".
30 In SAS Trustee Corp v Miles (2018) 265 CLR 137 at [41], Gageler J observed that "statutory text must be considered from the outset in context and attribution of meaning to the text in context must be guided so far as possible by statutory purpose on the understanding that a legislature ordinarily intends to pursue its purposes by coherent means". For that principle, his Honour relied on (what he had earlier referred to in Commissioner of Police for New South Wales v Eaton (2013) 252 CLR 1 at [98] as) the "principle of harmonious construction", a principle described in the following observations made by McHugh, Gummow, Kirby and Hayne JJ at [70]-[71] of Project Blue Sky Inc v Australian Broadcasting Authority (1998) 194 CLR 355:
[70] A legislative instrument must be construed on the prima facie basis that its provisions are intended to give effect to harmonious goals. Where conflict appears to arise from the language of particular provisions, the conflict must be alleviated, so far as possible, by adjusting the meaning of the competing provisions to achieve that result which will best give effect to the purpose and language of those provisions while maintaining the unity of all the statutory provisions. Reconciling conflicting provisions will often require the court 'to determine which is the leading provision and which the subordinate provision, and which must give way to the other'. Only by determining the hierarchy of the provisions will it be possible in many cases to give each provision the meaning which best gives effect to its purpose and language while maintaining the unity of the statutory scheme.
[71] Furthermore, a court construing a statutory provision must strive to give meaning to every word of the provision. In The Commonwealth v Baume Griffith CJ cited R v Berchet to support the proposition that it was 'a known rule in the interpretation of Statutes that such a sense is to be made upon the whole as that no clause, sentence, or word shall prove superfluous, void, or insignificant, if by any other construction they may all be made useful and pertinent'.
31 Referring to [70] of Project Blue Sky, French CJ, Hayne, Crennan, Kiefel and Keane JJ in Plaintiff S4/2014 v Minister for Immigration and Broder Protection (2014) 253 CLR 219 at [42] said "[c]onstruction should favour coherence in the law". To similar effect and also with a focus on coherence with the statutory scheme, in SAS Trustee Corp, Kiefel CJ, Bell and Nettle JJ said this at [20]:
Where the text read in context permits of more than one potential meaning, the choice between those meanings may ultimately turn on an evaluation of the relative coherence of each with the scheme of the statute and its identified objects or policies.
32 The appellant and the AHRC relied upon those authorities in support of their contention that s 36(1C) and s 501 essentially raised the same ground of refusal and that incoherence and disharmony would result if both were available pursuant to s 65(1)(b) as a ground for the refusal of an application for a protection visa. It was contended that the tension between s 36(1C) and s 501 is alleviated when it is recognised that s 501 was not intended to operate as a ground of refusal in relation to an application for a protection visa. The appellant went further still and contended that s 501 was inapplicable in relation to both the power to refuse an application for a protection visa and the power to cancel a protection visa.
33 That s 501 gives way to s 36(1C) was supported by a number of considerations in the submissions put by both the appellant and the AHRC. I will deal with those shortly.
34 One of those considerations, in relation to which reference to further authority needs to be made, was that as a specific provision, s 36(1C), prevails over s 501, a general provision. That proposition was based on the principle that where there is a conflict between general and specific provisions in a statute, the specific provision displaces the general, unless there is a contrary intention - a rule embodied in the Latin maxim "generalia specialibus non derogant".
35 Addressing that maxim in Smith v The Queen (1994) 181 CLR 338, Mason CJ, Dawson, Gaudron and McHugh JJ (at 348) said that:
where there is a conflict between general and specific provisions, the specific provision prevails (generalia specialibus non derogant). That principle is based upon the presumed intention of Parliament and has, we think, a particular application where the conflict arises from different sections in the same Act…It is but common sense that Parliament having before it two apparently conflicting sections at the same time cannot have intended the general provision to have deprived the specific provision of effect.
36 In BAL19, Rares J relied upon the principle in Anthony Hordern and Sons Ltd v The Amalgamated Clothing and Allied Trades Union of Australia (1932) 47 CLR 1 at 7 (Gavan Duffy CJ and Dixon J) to hold that s 36(1C) prevails over s 501. As the Minister correctly contended, the principle in Anthony Hordern is directly concerned with a conflict between two statutory powers, and as the Minister further contended, s 36(1C) is not a "power" but rather a "criterion" that feeds into s 65. Whether, however, Rares J was wrong to consider that s 36(1C) was a source of power is really beside the point. The Anthony Hordern principle is an application of the broader maxim described above. Accepting that s 36(1C) is not a source of power does not deny its character as a specific provision, nor the character of s 501 as a general provision. Unless there is a reason for concluding otherwise, if s 36(1C) and s 501 are in conflict, the presumption that the general provision (s 501) was not intended to deprive the specific provision (s 36(1C)) of its effect may be given effect. Conformably with the principle of harmonious construction, the applicability of that presumption would provide a basis for concluding that, in relation to an application for a protection visa, s 36(1C) is "the leading provision" and s 501 "must give way" to it: Project Blue Sky at [70] (McHugh, Gummow, Kirby and Hayne JJ).
37 In light of its various amendments, the Act must be read together as a statement of the will of the legislature; the timing of amendments might assist in determining the "hierarchy" of apparently conflicting provisions of the Act as amended, but notions of "implied repeal" have no place: Plaintiff S297 at [25] (Crennan, Bell, Gageler and Keane JJ).
38 At the end of the day, it is important to keep in mind that all of the applicable principles of statutory construction are not "masters" but rather "tools of analysis" helpful in the task of discerning Parliament's intention: see Australian Mines and Metals Association Inc v Construction, Forestry, Maritime, Mining and Energy Union (2018) 268 FCR 128 at [78] (Allsop CJ, Griffiths and O'Callaghan JJ). The presumption that a specific provision ought not be deprived of its effect by a general provision may be rebutted and possible incoherence may be denied once Parliament's purpose is properly revealed.
39 The Minister accepted that the character test in s 501 is broader than the criterion in s 36(1C). Implicit in that acceptance is an acceptance of an overlap between the subject matter dealt with by both s 36(1C) and s 501. The existence of an overlap does not, however, of itself demonstrate conflict or disharmony which must be alleviated. There may be good reason for the Act to contemplate two overlapping statutory inquiries or assessments or for one such inquiry to subsume the second and thus deprive it of effect. Whether good reason is demonstrated can only be properly assessed once the nature and extent of any overlap is properly identified. It is to that matter that I turn next.
40 The terms of s 36(1C) reflect the terms of Art 33(2) of the Refugees Convention.
41 Like the definition of "refugee" in s 5H, and its use in s 36(2)(a) as part of the criteria for a protection visa for a person who is a "refugee", s 36(1C) was inserted by the 2014 Amending Act. Its insertion was "intended to codify Article 33(2) of the Refugees Convention which provides for an exception to the principle of non-refoulement in Article 33(1) of the Refugees Convention": Explanatory Memorandum at [1236].
42 The outline to the Explanatory Memorandum (at 12) stated:
The Government intends the codification of Article 33(2) of the Refugees Convention, which operates as an exception to the prohibition against refoulement, to make it clear that it is both appropriate and desirable for decision makers to consider this concept as part of the criteria for a protection visa. The statutory implementation of Article 33(2) of the Refugees Convention is through the new subsection 36(1C). Where a person is found to meet the definition of 'refugee' but does not meet the criterion under subsection 36(1C) they will be ineligible for grant of a Protection visa.
43 Article 33 of the Refugees Convention provides:
Prohibition of expulsion or return ('refoulement')
1. No Contracting State shall expel or return ('refouler') a refugee in any manner whatsoever to the frontiers of territories where his life or freedom would be threatened on account of his race, religion, nationality, membership of a particular social group or political opinion.
2. The benefit of the present provision may not, however, be claimed by a refugee whom there are reasonable grounds for regarding as a danger to the security of the country in which he is, or who, having been convicted by a final judgment of a particularly serious crime, constitutes a danger to the community of that country.
44 Articles 32 and 33 provide the non-refoulement obligations of a Contracting State under the Refugees Convention. As Allsop CJ and Katzmann J said in NBMZ v Minister for Immigration and Border Protection (2014) 220 FCR 1 at [12], Art 33(1) of the Refugees Convention "is central to the protection to be afforded to a refugee" and "is the cornerstone of the protection of refugees and those seeking asylum".
45 The non-refoulement obligation in Art 33(1) of the Refugees Convention is provided with respect to a person who is a refugee within the meaning of that Convention. However, Art 33(2) operates to exclude a refugee from claiming the benefit of Art 33(1) where the disqualifying criteria there specified is applicable. The scheme of Art 33 of the Refugees Convention is reflected in the criteria for a protection visa in s 36 of the Act. Thus, where a person is a refugee because the criterion in s 36(2)(a) is satisfied, s 36(1A) requires that the person is not excluded by the disqualifying criteria specified in s 36(1C) (as well as the disqualifying criteria in s 36(1B)). The disqualifying criteria in para (a) and para (b) of s 36(1C) mirror the criteria in Art 33(2). The scheme, as reflected in observations made in the Explanatory Memorandum at [1235] and [1237], is to the effect that, when read together with s 36(1A), the effect of s 36(1C) not being satisfied is to exclude a person who meets the statutory definition of a "refugee" from the grant of a protection visa.
46 Of some importance to the analysis which I make, is what Allsop CJ and Katzmann J identified in NBMZ as the function or purpose of Art 33(2). At [21] their Honours said this (emphasis added):
It is important to recognise not only the place of Art 33(1), but also of Art 33(2) in the contextual fabric for decision-making about those who have been recognised as refugees. It describes the serious conditions that justify the return of a refugee to a place where he or she may face persecution. Article 33(2) and the circumstances within it reflect the balance contained within the Refugees Convention between protection of those who need it, and the legitimate entitlement of Contracting States not to be required to give protection to those who pose a danger to the host State and its people.
47 That observation identifies the purpose of Art 33(2) of the Refugees Convention as the protection of the host State and its people from the danger that may be posed by requiring the host State not to refouler a refugee.
48 The operation of s 36(1C) is not, however, confined to a non-citizen in respect of whom Australia has protection obligations because the person is a refugee under s 36(2)(a). As s 36(1A) makes clear, its operation extends to the complementary protection regime provided for (in part) by the criterion specified in s 36(2)(aa). That provision applies in respect of a non-citizen in Australia (other than a non-citizen mentioned in s 36(2)(a), ie a refugee). It applies to a non-citizen in respect of whom "Australia has protection obligations because the Minister has substantial grounds for believing that, as a necessary and foreseeable consequence of the non-citizen being removed from Australia to a receiving country, there is a real risk that the non-citizen will suffer significant harm".
49 The complementary protection regime was inserted into the Act by the Migration Amendment (Complementary Protection) Act 2011 (Cth) ("2011 Amending Act"). In so doing, the 2011 Amending Act first introduced into the Act a provision in a form almost identical to that of the current s 36(1C) but operative only in relation to the complementary protection regime. That provision, then s 36(2C), relevantly provided:
(2C) A non‑citizen is taken not to satisfy the criterion mentioned in paragraph (2)(aa) if:
…
(b) the Minister considers, on reasonable grounds, that:
(i) the non‑citizen is a danger to Australia's security; or
(ii) the non‑citizen, having been convicted by a final judgment of a particularly serious crime (including a crime that consists of the commission of a serious Australian offence or serious foreign offence), is a danger to the Australian community.
50 The Explanatory Memorandum that accompanied the Bill which became the 2011 Amending Act (at [88]) stated that the "purpose of new paragraph 36(2C)(b) is to provide when a non-citizen is taken not to satisfy the protection visa criterion in new paragraph 36(2)(aa) on grounds which mirror Article 33(2) of the Refugees Convention". Reminiscent of the "balance" referred to by Allsop CJ and Katzmann J in NBMZ at [21], the 2011 Amending Act Explanatory Memorandum (at [90]) said:
Australia must, however, balance the delivery of its humanitarian program with protecting the Australian community and prevent Australia from becoming a safe haven for, for example, persons who have committed war crimes, and others of serious character concern.
51 It is clear then that the purpose of s 36(1C) is the same irrespective of whether the visa applicant is a person to whom Australia has protection obligations under s 36(2)(a) or s 36(2)(aa). Given the terms and the provenance of s 36(1C), the description of the purpose of Art 33(2) of the Refugees Convention as stated by Allsop CJ and Katzmann J in NBMZ (at [21]) can also be said to accurately describe the function or purpose of s 36(1C). In the context of the Act's scheme for the grant of a protection visa - a scheme which (at least in part) is designed to facilitate Australia meeting its protection obligations to persons who satisfy the criterion in s 36(2)(a) or s 36(2)(aa) - s 36(1C) serves to enable Australia to refuse a visa to such a person because the person poses a danger to Australia and its people.
52 That is the mischief or subject dealt with by s 36(1C) - the protection of Australia and the Australian community from persons who by reason of their past criminality pose a danger to the Australian community or alternatively are a danger to Australia's security. Each of those mischiefs provides a ground of refusal for an application for a protection visa.
53 Whether or not either of those mischiefs exist requires the Minister to make an assessment and to be satisfied of the existence of each mischief "on reasonable grounds". The criterion for determining whether either of the mischiefs exist is specific and mirrors the criterion in Art 33(2). It reflects the specific calibration adopted by Art 33(2) in the "balance" that Art 33 strikes between providing protection from refoulement to those who need it and protection to the host State and its people.
54 Section 36(1C) will not be engaged by any risk to Australia whatsoever. It requires a "danger" to Australia - a term suggestive of a high level of risk. In the view reached by Logan J in DOB18 v Minister for Home Affairs (2019) 269 FCR 636, the word "danger" in s 36(1C) means "present and serious risk" (see at [83]). Nor is any past criminality sufficient to engage s 36(1C)(b). To engage that subsection a person must have been convicted by a final judgment of a "particularly serious crime" (as defined by s 5M) and therefore be a "danger to the Australian community".
55 That a stringent level or standard is required by s 36(1C) in relation to the prerequisites that must exist to engage its operation is explained by the nature of the balancing exercise by which those standards have been formed. A host State's tolerance of the risk of harm is understandably higher in relation to people who are in need of protection and who, in the absence of being provided protection, may face significant harm.
56 I turn then to consider the nature and purpose of s 501.
57 The mischief at which s 501 is directed is the risk of harm to the Australian community from criminal or other undesirable conduct by non-citizens who may engage in such conduct. Relying on observations made in O'Keefe v Calwell (1949) 77 CLR 261 at 278 (Latham CJ) and Minister for Immigration and Ethnic Affairs v Pochi (1980) 31 ALR 666 at 668-669 (Smithers J), the Full Court (Tamberlin, Sackville and Stone JJ) in Djalic v Minister for Immigration and Multicultural and Indigenous Affairs (2004) 139 FCR 292 (at [68]) said that "the authorities recognise that the protection of the Australian community lies at the heart of the discretionary power to cancel the visa of, or deport a non-citizen convicted of serious criminal offences". At [71] and having referred to observations made by the Full Court in Akpata v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 65 at [104]-[105] (Lander J with Carr and Sundberg JJ in agreement), Tamberlin, Sackville and Stone JJ said that the Full Court's analysis in Akpata of the Parliamentary intention underlying s 501 "reinforces the view that the section aims to protect the Australian community from those who have committed or might commit serious criminal offences." Their Honours went on to say (at [71]) that:
the matters identified in s 501(6) show that the legislation is designed to protect the community from criminal or other undesirable conduct and to permit the Minister to give effect to what might loosely be described as community expectations that perpetrators of such conduct, should not be permitted to remain in Australia.
Those observations about the function or purpose of s 501 have been followed or applied by many judges of this Court including several Full Courts: see Moana v Minister for Immigration and Border Protection (2015) 230 FCR 367 at [50] (Rangiah J with North J in agreement); Tuncok v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 172 at [43] (Moore, Branson and Emmett JJ); and Minister for Immigration and Citizenship v Makasa (2012) 207 FCR 488 at [62] (Jacobson, Siopis and Murphy JJ).
58 In Tanielu v Minister for Immigration and Border Protection (2014) 225 FCR 424, Mortimer J held (at [154]) that the risk of harm to the Australian community is a matter that a decision-maker, including the Minister personally, is bound to take into account in the exercise of the discretion under s 501(2). Her Honour came to that view because, as Rangiah J (with North J in agreement) observed at [47] of Moana, "an assessment of such a risk is a necessary part of exercising the power for the purpose for which it has been conferred, namely, protection of the Australian community". At [48], Rangiah J (with North J in agreement) agreed with Mortimer J's view in Tanielu that the "risk to the Australian community posed by the continued presence of the visa holder in Australia is a consideration that the Minister is bound to take into account in the exercise of the discretion to cancel the visa under s 501(2)." At [56], Rangiah J stated that each of the criteria in the "character test" in s 501(6) "involves a risk of harm of some kind to the Australian community posed by a person entering or remaining in Australia". At [58] his Honour said this:
The common thread that underlies each of the criteria in s 501(6) is the risk of harm posed by a person coming into or remaining in the Australian community. In every case, the Minister's consideration of the character test necessarily involves consideration of the risk of harm, whether that consideration is undertaken by actively assessing the risk under paras (b), (c) and (d) or is implicit in the making of a finding that para (a) or para (aa) or para (ab) is satisfied. The discretion to cancel a person's visa is enlivened because the person will or may place the Australian community at risk of harm. I do not think that s 501(2) can be interpreted as requiring the Minister to consider the risk of harm at the threshold stage, but leaving it to the Minister to decide whether to take that same risk of harm into account when exercising the discretion.
59 The threshold of criminality necessary to engage s 501 is relatively low. Section 501 will be engaged if the Minister or his or her delegate is of the view that a person is not of good character and is therefore a risk to the Australian community. For example, character can be assessed merely by reference to a person's past and present criminal or general conduct (s 501(6)(c)), to whether a person has been convicted of any offence whatsoever while in immigration detention (s 501(6)(aa)(i)), or whether a person has been sentenced to a single or cumulative period/s of imprisonment totalling 12 months or more (s 501(7)(c) and s 501(7)(d)). Further, s 501 will be engaged if the Minister "reasonably suspects" that a person has had or has an association with a group, organisation or person that has been or is involved in criminal conduct (s 501(6)(b)). Section 501 can also be engaged if there is a risk that if the person were allowed to enter or remain in Australia that they would engage in criminal conduct (s 501(6)(d)(i)), or "represent a danger to the Australian community or to a segment of that community" (s 501(6)(d)(v)).
60 In BAL19, Rares J characterised (at [61]) s 36(1C) as a specific provision and s 501(1) as a general provision and I respectfully consider that he was right to do so. Whether a statutory provision is specific or general is a question of characterisation which depends upon context and on the understanding that specificity and generality are relative rather than absolute concepts. For the purposes of the maxim "generalia specialibus non derogant", it seems tolerably clear that s 36(1C) is the specific provision and that s 501 is the general provision. Section 36(1C) is concerned only with applications for protection visas, whereas s 501 is not confined to any particular class of visa. Whilst both address essentially the same kind of mischief, s 36(1C) is only concerned with the mischief that may be occasioned by non-citizens to whom Australia has protection obligations (and members of the family unit of such persons), whilst s 501 is not so limited.
61 On the basis of the discussion above, it seems evident that both s 36(1C) and s 501 are dealing with essentially the same mischief - protecting Australia and the Australian community from the risk that may be posed by reason of the presence in Australia of a non-citizen with criminal tendencies and/or who poses a risk to Australia's security. Each address that mischief by providing a ground for the refusal of a visa applied for by such a person. In addition to a ground for the refusal of a visa, s 501(2) also provides a ground for the cancellation of a visa.
62 The engagement of s 36(1C) and the "character test" in s 501 are each contingent upon the Minister's consideration as to whether certain prerequisites exist. Importantly and particularly in relation to the prior criminality of the visa applicant, different and less stringent standards apply to the prerequisites for the engagement of the refusal power under s 501 than those applicable to the engagement of s 36(1C).
63 On the basis of the matters discussed to this point, it may be said that there is some force to the conclusion reached by Rares J in BAL19 at [67] that:
There would be no intelligible statutory purpose for the mandatory criterion for a grant of a protection visa in s 36(1C), reflecting as it does the Parliament's interpretation of Art 33(2) of the Refugees Convention, if the Minister were free to apply a less stringent criterion under s 501(1) and its analogues, involving his exercising a very broad discretion, to refuse to grant the very same visa: Australian Securities and Investments Commission v DB Management Pty Ltd (2000) 199 CLR 321 at 338 [34]-[35] per Gleeson CJ, Gaudron, Gummow, Hayne and Callinan JJ.
64 Further, there is I think some force in the observation made by Rares J at [71], that if a protection visa could be refused under s 501(1), "the specific and narrow criteria in s 36(1B) and (1C) that gives statutory effect to Australia's non-refoulement obligations would have no useful function since these could be overridden in every protection visa application by the use of the general power in s 501(1), regardless of the fact that the different criteria in s 36(1B) and (1C) had been met".
65 That a specific provision like s 36(1C) can be deprived, or largely deprived, of its effect by a general provision like s 501 is a circumstance that does tend to suggest legislative tension or incoherence. As the appellant said in his written submissions in reply:
Rhetorically, why would Parliament have intended for the Minister to be mandated to form a state of mind with regard to the graver matters in s 36(1C), if the Minister could always refuse the grant of a protection visa, in the exercise of discretion, on a state of mind formed upon the lesser basis in the 'character test'?
66 The Minister denied the existence of tension or conflict. He contended that Rares J was wrong to hold that there would be no intelligible statutory purpose for s 36(1C) if s 501 extended to protection visas. The Minister contended that s 36(1C) specified a mandatory criterion going to "eligibility" for a visa and that the purpose of s 501 was to provide a more general discretionary power to refuse the visa on wider character grounds. In this respect, s 501 was suggested to be additional and s 36(1C) and s 501 to be cumulative requirements.
67 It must be accepted, as the Minister contended, that s 501 uses the term "visa" without qualification or limitation. That language (unassisted by context or purpose) suggests that s 501 is applicable to all classes of visa in relation to both the grant and cancellation of a visa. The term is used in s 501(1) and s 501(3)(a) dealing with the refusal of a visa. It is also used in s 501(2) and s 501(3)(b) which deals with the cancellation of a visa. As, in my view, there is no basis for the appellant's contention that s 501 is inapplicable to the cancellation of a protection visa, the appellant faces the constructional difficulty that the same expression has been used differently in the same provision.
68 Section 501 does not (as is done in s 84 and s 85) say in the body of the provision that the term "visa" includes protection visas. There is, however, Note 1 to s 501. The Note confirms what is already apparent, that grammatically, "visa" is used in s 501 without limitation. The Note, however, does assist the Minister's contention a little further because it exemplifies the absence of limitation by reference to a "protection visa".
69 All of those considerations demonstrate that the term "visa" is used in a manner apparently applicable to all classes of "visa". That so much flows from the language utilised must be accepted.
70 However, that acceptance is not determinative of how the word "visa" in s 501 is to be construed. It would ordinarily be the case that the text of a general provision (read without the assistance of context and purpose) will provide support for the proposition that the scope of that provision covers the subject matter of the specific provision. The apparent applicability of the general provision to that subject matter does not mean that its applicability is not confined by reference to the specific provision: Minister for Immigration and Multicultural Affairs v Nystrom (2006) 228 CLR 566 at [59] (Gummow and Hayne JJ). If that textual indication was of itself determinative, the maxim "generalia specialibus non derogant" would have little or no operation.
71 That is not to say that the text of the general provision is to be denied the weight that it deserves. But it is to say that despite the grammatical meaning of the text, the principle of harmonious construction may require the word "visa" in s 501(1) and s 501(3)(a) to be construed as not extending to a protection visa, as the High Court did in relation to the term "visa" in Plaintiff S297.
72 In Plaintiff S297 the principle of harmonious construction in [70] of Project Blue Sky was relied upon in each of the judgments of the Court (read with the related decision in Plaintiff M150 of 2013 v Minister for Immigration and Border Protection (2014) 255 CLR 199). The majority judgment of Crennan, Bell, Gageler and Keane JJ found a conflict between the fixing of a maximum number of visas pursuant to the former s 85 of the Act and the requirement that decisions under the former s 65 be made within 90 days pursuant to s 65A (see Plaintiff S297 at [64]-[65]). The conflict was resolved by giving primacy to s 65A and construing the reference to "visas" in s 85 as not applying to protection visas.
73 Beyond the text of s 501, the Minister also relied on the definition of "fast track decision" found in s 5 of the Act. The definition and its consequence for construction does not appear to have been a matter considered by Rares J in BAL19. The definition was introduced by the 2014 Amending Act, a matter of some importance. It provides (emphasis added):
fast track decision means a decision to refuse to grant a protection visa to a fast track applicant, other than a decision to refuse to grant such a visa:
(a) because the Minister or a delegate of the Minister is not satisfied that the applicant passes the character test under section 501; or
(b) relying on:
(i) subsection 5H(2); or
(ii) subsection 36(1B) or (1C); or
(iii) paragraph 36(2C)(a) or (b).
Note: Some decisions made in the circumstances mentioned in paragraph (a), or subparagraph (b)(i) or (iii), of the definition of fast track decision are reviewable by the Administrative Appeals Tribunal in accordance with section 500.
74 The definition expressly contemplates that a decision to refuse to grant a protection visa can be made "because the Minister or a delegate of the Minister is not satisfied that the applicant passes the character test under s 501", or (relevantly) "relying on" s 36(1C).
75 With some exception not necessary to here detail, the definition of "fast track decision" forms part of the scheme of provisions which, among other things provide that a decision made to refuse the grant of a visa under s 501 is reviewable by the AAT. Section 500(1)(b) provides that an application may be made to the AAT for review of a decision of the delegate of the Minister under s 501. The Note to that section confirms that whilst decisions to refuse to grant a protection visa to fast track applicants are generally not reviewable by the AAT, some decisions including those mentioned in para (a) or subpara (b)(i) or (iii) of the definition of "fast track decision" are reviewable by the AAT.
76 The appellant sought, but in my view failed, to diminish the significance of the express statement made in the definition that a protection visa may be refused under s 501. The appellant contended that "fast track decision" is a definition and that it therefore does not have a substantive effect. However, the significance of the definition to the exercise of construction here being addressed is not minimised by the fact that it is not a substantive enactment.
77 The AHRC contended that by reason of the definition of "fast track applicant", which is directed to a person "who is an unauthorised maritime arrival and who entered Australia on or after 13 August 2012, but before 1 January 2014, and who has not been taken to a regional processing country", that the applicability of the definition of "fast track decision" should be understood as being confined to visa applications made prior to the commencement Sch 4 of the 2014 Amending Act on 18 April 2015. That submission is, however, denied by Item 27 of Sch 4 of the 2014 Amending Act which states that the relevant amendments made by Sch 4 (which included both the definition of "fast track decision" and "fast track applicant") apply prospectively - that is "in relation to an application for a protection visa made by a fast track applicant on or after the commencement of [Sch 4]".
78 I appreciate that Item 28 of Sch 4, directed at applications made pursuant to the complementary protection criterion in the Act, may be said to introduce some ambiguity. However, if it does, that ambiguity would only serve to suggest that the amendments in question had prospective operation as well as some retrospective operation in relation to some applications for protection visas made prior to the commencement of Sch 4. The potential ambiguity does not deny the clear statement made by Item 27 of Sch 4 that the amendments apply prospectively.
79 That being so, it seems to me that the incorporation into the Act of the definition of "fast track decision" in s 5 of the Act (a provision introduced by the 2014 Amendment Act itself), recognises that protection visa applications can be refused under s 501, or alternatively, under s 36(1C). That recognition is not only a direct statement of the applicability of s 501 to the refusal of protection visa applications, it also supports an underlying proposition that the Act treats the two provisions as independent of each other, each providing an alternative basis upon which a protection visa may be refused.
80 There are other textual considerations upon which the Minister relied which are less persuasive. Section 65 of the Act refers to s 501 as a source of prevention of a visa being granted and s 501H relevantly states that a power under s 501 to refuse the grant of a visa or cancel a visa "is in addition to any other power under this Act". Both s 65 and s 501H operate as general provisions and, as Colvin J said in BFW20 (at [113]) in relation to s 501H, these provisions do not enlarge the powers conferred by the provisions to which they refer. If those provisions (and relevantly s 501) are confined in their operation, then s 65 and s 501H pick up those provisions and apply them accordingly. Neither provision, of itself, assists in determining whether s 501 is confined in its operation and therefore inapplicable to the refusal of a protection visa.
81 The Minister also relied on s 500(4)(b) which provides that a decision under s 501 is not reviewable under Pt 5 or Pt 7 of the Act. Because Pt 7 only applies to protection visas, and s 500(4) was amended by the 2014 Amending Act (although s 500(4)(b) was not amended) the Minister contended that excluding s 501 decisions from Pt 7 would only have been worth keeping in the Act if the class of decisions reviewable under Pt 7 might include a s 501 decision. Although this textual consideration points in favour of the Minister's contention, when considered on its own, it offers only limited persuasion.
82 The Minister referred to prior authority to the effect that s 501 could be exercised to refuse an application for a protection visa. Aside from BCR16 v Minister for Immigration and Border Protection (2017) 248 FCR 456 at [44]-[45] (Bromberg and Mortimer JJ), where oblique reference was made to that possibility, the authorities relied on predate the enactment of s 36(1C). Those authorities were Akpata at [114]-[115] (Lander J with Carr and Sundberg JJ in agreement), Plaintiff M47 at [39] and [42] (French CJ), at [136] (Gummow J), at [180] and [188] (Hayne J), at [266] (Heydon J), at [389] (Crennan J) and at [423] and [427] (Kiefel J), VWOK v Minister for Immigration and Multicultural and Indigenous Affairs (2005) 147 FCR 135 (Heerey, Finkelstein and Allsop JJ) and SZLDG v Minister for Immigration and Citizenship (2008) 166 FCR 230 (Lindgren J).
83 In Plaintiff M47 the weight of opinion supported the proposition that, at least as the Act relevantly stood prior to the amendments made by the 2014 Amending Act, s 501 had application to the refusal and cancellation of protection visas. It was not necessary for the Court to assess the extent of the applicability of s 501 to protection visas. Insofar as French CJ, Hayne and Crennan JJ identified the extent of that operation, their Honours held that s 501 was applicable to the refusal of a protection visa when such a refusal relied on Art 32 and Art 33(2) of the Refugees Convention: see at [42] (French CJ), at [191]-[192] (Hayne J) and at [389] (Crennan J). The other member of the Court who formed the majority, Kiefel J, did not consider that the Art 32 and Art 33(2) grounds were located in s 501. However, it is implicit from her Honour's judgment that her Honour regarded s 501 as applicable to protection visas. At [428] Kiefel J described s 501(1) as providing a power "additional to and separate from" a power of refusal reliant on Art 32 and Art 33(2). It is implicit that the "additional" and "separate" power referred to, was a power which extended to the refusal of a protection visa.
84 Historical considerations are also relevant. At the time Plaintiff M47 was decided, the High Court in NAGV v Minister for Immigration and Multicultural and Indigenous Affairs (2005) 222 CLR 161 had determined that Art 32 and Art 33 of the Refugees Convention did not qualify the reach of Art 1 and "therefore do not play a part in the application of the criterion in s 36(2)(a)": see Plaintiff M47 at [38] (French CJ). Although, as Kiefel J pointed out in Plaintiff M47 at [441], while the "obvious candidate" for the repository of a ground of refusal of a protection visa relying on Arts 1F, 32 and 33(2) was s 36(2), that conclusion was denied by NAGV.
85 NAGV was followed by the High Court in SZOQQ v Minister for Immigration and Citizenship (2013) 251 CLR 577, where the High Court directly rejected the proposition that the terms of Art 33(2) had been imported into s 36(2)(a) of the Act by the former s 91U of the Act, which defined the term "particularly serious crime", a term used in Art 33(2): at [31] (Keane J, all members agreeing). That conclusion confirmed that the contents of Art 33(2) were not part of the criterion for the existence of protection obligations under s 36(2)(a).
86 As the Minister contended, the enactment of s 36(1C) may be regarded as responsive to the decision in SZOQQ. The enactment of s 36(1C) makes the content of Art 33(2) an additional criterion for the existence of protection obligations under s 36(2)(a), thus reversing the conclusion in SZOQQ and so much of NAGV upon which SZOQQ relied. In so doing, the enactment of s 36(1C) decoupled the association of s 501 with Art 33(2) insofar as that association had been thought to rest (as it had by French CJ, Hayne and Crennan JJ in Plaintiff M47) on an Art 33(2) ground of refusal being reposed in s 501.
87 That then brings me to the Explanatory Memorandum. It is surprising that the Explanatory Memorandum does not acknowledge that the enactment of s 36(1C) is responsive to the judicial determinations made in SZOQQ and NAGV. That failure somewhat undermines the usefulness of the Explanatory Memorandum as an aide to construction of the relationship between s 36(1C) and s 501. The Explanatory Memorandum is silent on both the historical interaction between applications for protection visas and s 501 and the intended interaction (if any) put in place by the enactment of s 36(1C) in the context of the "new statutory framework relating to refugees" which the 2014 Amending Act was said to enact. Those failures somewhat diminish what I nevertheless consider to be a weighty consideration supportive of the Minister's construction. Given the historical applicability of s 501 to the refusal of protection visas, the construction contended for by the appellant and the AHRC requires an acceptance that by the 2014 amendments substantial reform was intended. Namely, that the prior applicability of s 501 to the refusal of a protection visa was reversed and thereby negated. The consequences of such a reversal are large, including because of the flow on effects upon ss 501A, 501B, 501C, 501BA and 501CA which each provide the Minister with a personal override power to refuse the grant of a visa where the visa applicant fails to pass the character test in s 501.
88 That is not to say that the Explanatory Memorandum provides no support for the appellant's position. In BAL19, Rares J considered (at [84]) that the position after the 2014 Amending Act "is substantively different". His Honour considered that the amendments made by the 2014 Amending Act "changed the Act in significant respects in relation to the powers and criteria under which a protection visa may be granted or cancelled". It was largely on that basis that his Honour regarded the judicial construction of provisions of the Act (which have supported the applicability of s 501 to protection visas) as not binding or applicable (at [84]). His Honour extensively relied upon the Second Reading Speech to the 2014 Amending Act ("Second Reading Speech") and the Explanatory Memorandum. The following excerpts from that extrinsic material were referred to and emphasised:
"Asylum seekers will not be removed in breach of any non-refoulement obligations identified in any earlier processes": Second Reading Speech at 10547;
"Schedule 5 of the bill will also create a new, independent and self-contained statutory refugee framework which articulates Australia's interpretation of its protection obligations under the refugees convention": Second Reading Speech at 10547;
"The new framework will also clarify those grounds which exclude a person from meeting the definition of a refugee or which, upon a person satisfying the definition of a refugee, render them ineligible for the grant of a protection visa": Second Reading Speech at 10548
"Let me be clear, the government is not changing the risk threshold required for assessing whether a person has a well-founded fear of persecution": Second Reading Speech at 10547
"The new framework will also clarify those grounds which exclude a person from meeting the definition of a refugee or which, upon a person satisfying the definition of a refugee, render them ineligible for the grant of a protection visa": Second Reading Speech at 10548
89 I have referred already (at [16] and also [41]) above, to similar statements made by the Explanatory Memorandum including statements which confirm an intention to create "a new, independent and self-contained statutory framework" articulating Australia's interpretation of its protection obligations under the Refugees Convention. The Explanatory Memorandum makes extensive use of the term "codify" (see at 2, 10, [1167], [1169], [1172], [1173] and [1236]. Further, as earlier stated, the Explanatory Memorandum confirms that s 36(1C) is an intended codification of Art 33(2).
90 Important to the analysis made by Rares J was this conclusion at [85]:
However, the 2014 Amendments carefully codified the criteria for a protection visa in ss 35A(6) and 36 in order to divorce other parts of the Act and the Refugees Convention. In my opinion, those criteria deal exhaustively with the criminal history and behaviours of an applicant for (or holder of) a protection visa so as now to exclude the availability or operation of s 501 and its analogues, including the pre-existing s 501H, as a basis to refuse to grant a protection visa: Nystrom 228 CLR at 571-572 [2].
91 As the discussion above suggests, there are strong considerations both for and against the proposition that s 501 has no application to the refusal of a protection visa.
92 It must be presumed that s 36(1C) was intended to be operative and effective in relation to applications for protection visas. Its criteria mirrors Art 33(2) of the Refugees Convention and must be seen to be responsive to Australia's international obligations and enacted to facilitate Australia's discharge of those obligations. As Allsop CJ stated in FCS17 v Minister for Home Affairs [2020] FCAFC 68 at [17], the legislative text is construed "against the background of the Refugees Convention which is still the matter of international concern to which the legislation is directed and the obligations which the codification seeks to embody". As a reflection of Art 33(2), the controlling criteria in s 36(1C) for making the assessment of character and consequent risk must be seen to have been carefully tailored to take into account not only the needs of the Australian community but, importantly, also the need of the visa applicant for protection. Having enacted specific criteria to deal with specific circumstances and done so in order to reflect Australia's international obligations to address a specific circumstance by specific measures, in the absence of good reason to the contrary, Parliament should be taken to have intended that its chosen criteria would be effective and would govern the specific subject matter with which it deals.
93 It is also apparent that the capacity for s 36(1C) to have effect may be substantially curtailed if a protection visa may be refused under s 501. That is so because of the overlapping nature of the subject matter which each of s 36(1C) and s 501 address. As I have said, both s 36(1C) and s 501 deal with essentially the same mischief and each requires an assessment of essentially the same subject - the risk to the Australian community posed by the non-citizen remaining in Australia which is to be assessed by reference to the non-citizen's character. It is not that s 501 provides an additional hurdle that would circumvent the operative effect of s 36(1C). Section 36(1C) may be circumvented because the lower bar for exclusion set by s 501 means that the higher bar provided for by s 36(1C) may be rendered otiose. If s 36(1C) was able to be circumvented, the basis or standard for exclusion from protection under the Act's processes for the grant of a visa for those persons who satisfy the criteria in s 36(2), would not be governed or controlled by provisions which comply with Australia's non-refoulement obligations under Art 33 of the Refugees Convention.
94 Those observations identify a discord, conflict or tension which would be resolvable if s 36(1C) were to be construed as intended to be exhaustive of the circumstances in which an applicant for a protection visa, who otherwise meets the protection criterion in s 36(2), may be refused a visa on the ground of character and consequent risk to the Australian community.
95 Those observations suggest that the issue should be determined in favour of the appellant. They are, however, not reliant upon the appellant's contention that the profuse use of the terms "codify" and "codification" in the extrinsic material to the 2014 Amending Act support the proposition that s 36(1C) was intended to be exhaustive over the subject matter with which it deals.
96 A code is a systematic collection or digest of laws. To codify is to create that collection or digest. The subject of the codification referred to by the extrinsic material was the Refugees Convention or, more particularly, those Articles of the Refugees Convention that were to be reflected in and embodied by the criteria in s 36 of the Act. Whilst the process of codification may suggest an intent to be exhaustive of the law (in this case the Refugees Convention), it does not necessarily suggest an intent that the subject matter of that law dealt with by the digest which embodies the codification (in this case s 36 of the Act) is exhaustively dealt with by the instrument in which that digest is found.
97 Turning then to those features supportive of the Minister's case, there are strong textual indications that s 501 was intended to have effect in relation to the refusal of protection visas. Those indications, particularly those given by the definition of "fast track decision" and the unqualified use of the word "visa" in s 501, as confirmed by Note 1 to that provision, support the proposition that, although s 501 and s 36(1C) are dealing with the same subject, the Minister may address that subject under s 36(1C) or alternatively under s 501.
98 The historical association of s 501 with that subject tends to confirm that proposition, as does the realisation that the enactment of s 36(1C) was responsive to the decision in SZOQQ. By enacting s 36(1C), the Minister was provided with a capacity to address the same mischief addressed by s 501 when refusing a visa under the mandatory protection criterion in s 36(2)(a). That a higher bar for exclusion was prescribed for addressing that subject is explained by the evident intent that s 36(1C) should reflect Art 33(2) of the Refugees Convention.
99 There is no tension or conflict between s 36(1C) and s 501 if they are true alternatives - that is two paths through which the Minister may address the same subject: see Plaintiff M47 at [321] (Heydon J).
100 It is somewhat surprising that a statute should provide two paths for dealing with the same subject matter in the one process under a single duty and do so differentially by requiring that subject to be addressed by different considerations. However, that is what I consider the Act does. That is done, in my view, because the Act intends to provide a path by which Australia's protection obligations may be discharged by the grant of a protection visa and a separate path in which the Minister is given the capacity not to discharge those obligations by the grant of a protection visa despite the visa applicant being a person in respect of whom Australia owes protection obligations.
101 Via the processes for obtaining a visa provided for under the Act, the Act seeks to facilitate, but not mandate, compliance with Australia's protection obligations. The Act provides the Minister with a means by which compliance with those obligations (as reflected in the Act) may be effectuated. A valid assessment of a protection visa application by reference to the criteria in s 36 (including s 36(1C)) will effectuate that option. The Act does not, however, require the Minister to take that path and therefore does not mandate that Australia's protection obligations (as referred to in s 36) be discharged through the process for obtaining a visa provided for by the Act. An alternative path is provided for by s 501. Australia's protection obligations including its non-refoulement obligations are not irrelevant to that path because, in the exercise of the discretion conferred by s 501, the Minister must take into account the statutory framework in which any refusal decision is made and (where relevant) the legal consequences which flow from Australia's protection obligations: NBMZ [6]-[10] and [17]-[18] (Allsop CJ and Katzmann J); DLJ18 v Minister for Home Affairs [2019] FCAFC 236 at [5] (Flick J) at [20] (Bromberg J) and at [81] (Snaden J). However, under this path in the process for obtaining a visa provided for by the Act, Australia's protection obligations including its non-refoulement obligations need not be discharged despite the visa applicant being a person in respect of whom Australia owes protection obligations.
102 That is what the Minister here did. As the Minister's decision states, the appellant is a national of Afghanistan and is of Hazara ethnicity and of the Shia religion. The appellant fears harm including death at the hands of the Taliban because he assisted international organisations and foreigners in Afghanistan. The Minister accepted that the appellant is a person in respect of whom Australia has non-refoulement obligations. Despite that acceptance, and by using the discretionary refusal power in s 501A(2) (an analogue of s 501(1)), the Minister did not utilise the process provided by the Act for obtaining a protection visa as a means of discharging Australia's non-refoulement obligations in respect of the appellant.
103 To the extent that either the Second Reading Speech or the Explanatory Memorandum suggested that the Act does not merely facilitate the discharge of Australia's protection obligation but mandates the discharge of those obligations, that suggestion is inaccurate.
104 For those reasons, I respectfully disagree with the holding in BAL19 that s 501 is not available or applicable in relation to a decision to refuse a protection visa. The appellant's second ground must be rejected.