Sections 501(1) and 501A(2) & BAL19
12 In refusing to grant the Applicant a protection visa in February 2020, the reasons for that decision record the Minister as having decided "to exercise [his] discretion under s 501A(2) of the Act to set aside the original decision and refuse to grant [the Applicant's] Safe Haven Enterprise (Class XE) visa…". Those reasons also record the acceptance by the Minister "that the Department has found [the Applicant] is a person in respect of whom Australia has non-refoulement obligations". Those reasons, it will be noted, come after the December 2019 decision in BAL19.
13 It was that decision of the Minister which was quashed by consent.
14 More immediately relevant are the terms of the 2 June 2020 letter and the consideration again being given to s 501A(2) when deciding whether or not to set aside the decision of the Tribunal when entertaining an application to review a refusal to grant a protection visa.
15 The course envisaged to be followed in the June 2020 letter, it is respectfully concluded, is precluded by the decision in BAL19 and the analysis there set forth of the relevant statutory provisions.
16 The provisions of immediate relevance to the circumstances in which a decision may be made (or refused) in respect to a visa and (in particular) a protection visa are relevantly to be found in ss 36, 65, 501 and 501A of the Migration Act. It is sufficient for present purposes to simply set forth the terms in which these provisions are expressed.
17 Section 36 provides in part as follows:
Protection visas - criteria provided for by this Act
(1A) An applicant for a protection visa must satisfy:
(a) both of the criteria in subsections (1B) and (1C); and
(b) at least one of the criteria in subsection (2).
(1B) A criterion for a protection visa is that the applicant is not assessed by the Australian Security Intelligence Organisation to be directly or indirectly a risk to security (within the meaning of section 4 of the Australian Security Intelligence Organisation Act 1979).
(1C) A criterion for a protection visa is that the applicant is not a person whom the Minister considers, on reasonable grounds:
(a) is a danger to Australia's security; or
(b) having been convicted by a final judgment of a particularly serious crime, is a danger to the Australian community.
…
(2) A criterion for a protection visa is that the applicant for the visa is:
(a) a non-citizen in Australia in respect of whom the Minister is satisfied Australia has protection obligations because the person is a refugee; or
(aa) a non-citizen in Australia (other than a non-citizen mentioned in paragraph (a)) in respect of whom the Minister is satisfied Australia has protection obligations because the Minister has substantial grounds for believing that, as a necessary and foreseeable consequence of the non-citizen being removed from Australia to a receiving country, there is a real risk that the non-citizen will suffer significant harm; or
(b) a non-citizen in Australia who is a member of the same family unit as a non-citizen who:
(i) is mentioned in paragraph (a); and
(ii) holds a protection visa of the same class as that applied for by the applicant; or
(c) a non-citizen in Australia who is a member of the same family unit as a non-citizen who:
(i) is mentioned in paragraph (aa); and
(ii) holds a protection visa of the same class as that applied for by the applicant.
…
18 Section 65(1) provides in relevant part as follows:
Decision to grant or refuse to grant visa
(1) …, after considering a valid application for a visa, the Minister:
(a) if satisfied that:
(i) the health criteria for it (if any) have been satisfied; and
(ii) the other criteria for it prescribed by this Act or the regulations have been satisfied; and
….
is to grant the visa; or
(b) if not so satisfied, is to refuse to grant the visa.
19 Section 501 provides in relevant part as follows:
Refusal or cancellation of visa on character grounds
Decision of Minister or delegate - natural justice applies
(1) The Minister may refuse to grant a visa to a person if the person does not satisfy the Minister that the person passes the character test.
…
(2) The Minister may cancel a visa that has been granted to a person if:
(a) the Minister reasonably suspects that the person does not pass the character test; and
(b) the person does not satisfy the Minister that the person passes the character test.
Decision of Minister - natural justice does not apply
(3) The Minister may:
(a) refuse to grant a visa to a person; or
(b) cancel a visa that has been granted to a person;
if:
(c) the Minister reasonably suspects that the person does not pass the character test; and
(d) the Minister is satisfied that the refusal or cancellation is in the national interest.
…..
(4) The power under subsection (3) may only be exercised by the Minister personally.
…
Character test
(6) For the purposes of this section, a person does not pass the character test if:
(a) the person has a substantial criminal record (as defined by subsection (7)); or
…
Substantial criminal record
(7) For the purposes of the character test, a person has a substantial criminal record if:
…
(c) the person has been sentenced to a term of imprisonment of 12 months or more; or
(d) the person has been sentenced to 2 or more terms of imprisonment, where the total of those terms is 12 months or more; or
…
20 Section 501A(1) and (2) provide as follows:
Refusal or cancellation of visa - setting aside and substitution of non-adverse decision under subsection 501(1) or (2)
(1) This section applies if:
(a) a delegate of the Minister; or
(b) the Administrative Appeals Tribunal;
makes a decision (the original decision):
(c) not to exercise the power conferred by subsection 501(1) to refuse to grant a visa to the person; or
(d) not to exercise the power conferred by subsection 501(2) to cancel a visa that has been granted to a person;
whether or not the person satisfies the delegate or Tribunal that the person passes the character test and whether or not the delegate or Tribunal reasonably suspects that the person does not pass the character test.
21 It was these provisions, and related provisions, which were considered in BAL19.
22 As explained by Rares J in BAL19, the application then before the Court was:
[1] … an application for Constitutional writ relief in respect of the decision that the first respondent, the Minister for Home Affairs, made personally on 12 July 2019 to refuse to grant a temporary protection (class 785) visa to the applicant in exercise of his power under s 501(1) of the Migration Act 1958 (Cth), even though the Minister accepted that Australia owed the applicant non-refoulement obligations.
(emphasis in original).
No difference was there sought to be drawn between "s 501 and its analogues in Pt 9" of the Migration Act: [2019] FCA 2189 at [3]. Both ss 501 and 501A are to be found within Pt 9. Although the source of power being invoked in BAL19 was s 501 - and the power in the present case being s 501A(2) - that distinction assumes no relevance to the issues agitated and resolved in BAL19.
23 Of present relevance is the manner in which Rares J in BAL19 resolved what he characterised as the "inconsistency issue". The question was whether s 36(1C) of the Migration Act "displaced" or "precluded" the Minister from relying upon s 501(1) as a basis for refusing to grant a protection visa. Section 36(1C) assumed relevance in the reasoning in BAL19 because it was a new provision introduced by way of legislative amendment in 2014 and subsequent to previous decisions which had concluded that s 501 could be relied upon when refusing a protection visa: e.g., Akpata v Minister for Immigration & Multicultural & Indigenous Affairs [2004] FCAFC 65 at [114]-[115] per Lander J (Carr and Sundberg JJ agreeing). In BAL19 it was concluded that s 501 could not be relied upon when deciding a protection visa application.
24 In BAL19 the Minister's argument was summarised as follows:
The inconsistency issue
…
(a) The Minister's submissions
[57] The Minister argued that s 36(1C) did not displace, as a source of power to refuse or cancel a protection visa, the availability of s 501 and its analogues. He contended that, although a person might meet all the criteria for a visa in s 36, the Minister was not bound to grant the visa under s 65(1)(a) unless, relevantly, s 501 prevented its grant, in the sense that the Minister (or a delegate) had made a decision in exercise of the power in s 501 to refuse it.
Although it is somewhat extensive, it is at least convenient to set forth some of the "Consideration" given by Rares J to this contention because of the submission made in the present case that the relevant conclusion in BAL19 was "plainly wrong" and should not be followed. Many of the arguments relied upon by Senior Counsel in advancing that submission to this Court were the same as the arguments considered, resolved and rejected in BAL19. Although extensive, the "Consideration" given to the Minister's submission in BAL19 thus proceeded (in part) as follows (without alteration):
(b) Consideration
[61] The criterion in s 36(1C) is both specific and substantively narrower than the discretions created by s 501 and its analogues in Pt 9 of the Act under which the Minister has a variety of discretions to refuse to grant or to cancel a visa of a person who does not satisfy the Minister that he or she passes the character test (as defined in s 501(6)). Hence, the discretionary power to refuse a visa under s 501(1) is unconstrained, except by the subject matter, scope and purpose of the Act, once the person has not satisfied the Minister that he or she passes the character test: cf. Reg v Australian Broadcasting Tribunal; Ex parte 2HD Pty Ltd (1979) 144 CLR 45 at 49 per Stephen, Mason, Murphy, Aickin and Wilson JJ. Other provisions, such as s 501(3), create additional criteria that, for example, require the Minister also to be satisfied that the refusal to grant, or the cancellation of, a visa is in the national interest. And, s 501(1), together with its analogues, appear to apply generally as a power exercisable in respect of all categories of visa.
[62] In addition, the character test prescribes criteria that could include those amounting to a "particularly serious offence" as defined in s 5M. But the character test also includes much less serious situations. For example, s 501(7)(c) and (d) include within the definition of "substantial criminal record" one or more sentences to a term of, or totalling, 12 months imprisonment or more, and s 501(6)(d)(ii) and (11) refer to a risk of a person harassing or molesting another even though the conduct does not include actual or threatened violence.
[63] However, s 36(1C) creates a specific criterion for one class of visa, namely a protection visa, that contains disqualifying grounds. Those grounds in s 36(1C) are much more restrictive than those available under s 501(1) (and its analogues) in the event that a person does not pass, or does not satisfy the Minister that he or she passes, the character test. In particular, s 36(1C) is not a discretionary power. The Minister, relevantly under s 36(1C)(b), must have objectively reasonable grounds to consider that a person, first, has not been convicted of a particularly serious offence and, secondly, is not a danger to the Australian community. In contrast, the aspect of the character test in s 501(6)(d)(v), which the Minister found the applicant had not satisfied him that he (the applicant) passed, cast an onus on the applicant to satisfy the Minister of a negative state of affairs. Yet, s 36(1C)(b) prescribed a mandatory criterion for a protection visa that the applicant here satisfied.
[64] In enacting s 36(1C), the Parliament determined, consistently with Art 33(2) of the Refugees Convention, that a person would be eligible to be granted a protection visa if he or she is not a person whom the Minister considers, on reasonable grounds, to be a danger to the Australian community on the premise that the person had been convicted of a particularly serious crime. The criterion in s 36(1C)(b) required the existence of reasonable grounds for the Minister to consider that the person was actually (as opposed to the criterion in s 501(6)(d)(v) of there being a risk that he or she would represent) a danger to the Australian community, and that could occur only in the context of the Minister having reasonable grounds to consider that the person had been convicted of a particularly serious crime.
[65] The particular importance of s 36(1C)(b) is that it gives effect to the Parliament's stipulation that a person whom the Minister does not have reasonable grounds to consider had been convicted of a particularly serious crime, was eligible to be granted a protection visa, regardless of the danger he or she may be to the Australian community. The legislative purpose of that stipulation was to ensure that such a person would not be refouled (subject, of course, to other protective criteria in s 36(1B), (1C)(a) and (2)), despite the danger he or she may be to the Australian community, because that person, in those prescribed circumstances, consistently with Art 33(2) of the Refugees Convention, was not to be exposed to the real chance of persecution of which he or she had a well-founded fear.
[66] In contrast, s 501(6)(d)(v) provided that a person did not pass the character test if there were a risk that he or she would represent a danger to the, or a segment of the, Australian community. That criterion operated by reference to the existence of a (i.e. any) risk that the person would represent a danger to the whole, or a segment of the, Australian community without any additional qualification of a past conviction or the existence of reasonable grounds to consider the existence of the risk.
[67] There would be no intelligible statutory purpose for the mandatory criterion for a grant of a protection visa in s 36(1C), reflecting as it does the Parliament's interpretation of Art 33(2) of the Refugees Convention, if the Minister were free to apply a less stringent criterion under s 501(1) and its analogues, involving his exercising a very broad discretion, to refuse to grant the very same visa: Australian Securities and Investments Commission v DB Management Pty Ltd (2000) 199 CLR 321 at 338 [34]-[35] per Gleeson CJ, Gaudron, Gummow, Hayne and Callinan JJ.
[68] That raises the question whether the Minister can use the general power in s 501(1) or its analogues in Pt 9 of the Act to refuse to grant or to cancel a protection visa, on a basis other than that specifically provided in s 36(1C). Ordinarily, general provisions conferring a power in an Act will not apply to another power that the Act confers that also prescribes the conditions for its exercise. Gavan Duffy CJ and Dixon J held in Anthony Hordern & Sons Ltd v The Amalgamated Clothing and Allied Trades Union of Australia (1932) 47 CLR 1 at 7 (and see too: David Grant & Co Pty Ltd (receiver appointed) v Westpac Banking Corporation (1995) 184 CLR 265 at 276 per Gummow J, with whom Brennan CJ, Dawson, Gaudron and McHugh JJ agreed at 269):
When the Legislature explicitly gives a power by a particular provision which prescribes the mode in which it shall be exercised and the conditions and restrictions which must be observed, it excludes the operation of general expressions in the same instrument which might otherwise have been relied upon for the same power.
(emphasis added)
[69] The Parliament enacted ss 36(1C) and 197C, as part of a suite of measures in the 2014 Amendments, to define Australia's non-refoulement obligations and their limits. Importantly, a person who satisfied the criterion in s 36(1C), together with the other criteria prescribed in s 36 and any relevant regulation, was entitled, as of right, to be granted a protection visa under s 65(1)(a), unless, relevantly, s 501 "prevented" its grant (s 65(1)(a)(iii)). As I explained (in respect of the analogous s 501A) in Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs v CPJ16 [2019] FCA 2033 at [82]-[87], s 501(1) does not prevent the grant of a visa within the meaning of s 65(1)(a)(iii); it creates a discretionary power to refuse one in certain defined circumstances.
[70] The criteria that s 36(1C)(b) prescribes require the Minister to act on "reasonable grounds" in considering whether a person is a danger to the Australian community, if, and only if, the Minister also considers on reasonable grounds that the person has been convicted by a final judgment of a particularly serious crime. That is, the Minister can only act under s 36(1C)(b) if facts exist which are sufficient to induce a reasonable person in the position of the Minister to consider that the applicant for the protection visa has been so convicted and also is a danger to the Australian community: George v Rockett (1990) 170 CLR 104 at 112 per Mason CJ, Brennan, Deane, Dawson, Toohey, Gaudron and McHugh JJ; Liversidge v Anderson [1942] AC 206 at 244-245 per Lord Atkin.
[71] Importantly, s 36 does not provide that an applicant for a protection visa who satisfies the criteria in s 36(1B), (1C) and (2) may nevertheless be refused the visa under s 501(1). If that were the intention of the Parliament, then the specific and narrow criteria in s 36(1B) and (1C) that give statutory effect to Australia's non-refoulement obligations would have no useful function since these could be overridden in every protection visa application by the use of the general power in s 501(1), regardless that the different criteria in s 36(1B) and (1C) had been met. And, equally, s 197C could then apply to a person who actually met the criteria in s 36(1B) and (1C) that the Parliament specifically enacted as objective preconditions for the grant of a protection visa, if the Minister were free to use a different power with different and less stringent standards (namely, that in s 501(1) or an analogue) in a manner that would put Australia in breach of its international obligations under Arts 32 and 33(2) of the Refugees Convention.
Justice Rares concluded as follows:
[88] I am of opinion that, since the 2014 Amendments, s 501(1) is not, and is not intended or expressed to be, relevant to determining whether or not a person, in accordance with ss 35A(6) and 36, is entitled to (or may be refused) under s 65(1) a protection visa as a refugee (as now defined in the Act) or to whom Australia otherwise owes protection obligations. Rather, s 36(1C) is a specific criterion applicable only to an applicant for a protection visa and it precludes the Minister using s 501(1) or its analogues as a basis to refuse to grant a protection visa: …
25 Notwithstanding the persuasive manner in which Senior Counsel for the Respondent Minister repeated the same submissions - and developed the same submissions in this Court - it is respectfully concluded that the rejection of those submissions in BAL19 was not "plainly wrong".
26 The decision in BAL19, it is understood, is the subject of a notice of appeal.
27 Having concluded that the decision in BAL19 is not "plainly wrong", it is a decision which should thus be applied and followed by this Court in resolving the present proceeding.
28 Irrespective of whether the Respondent Ministers consider the decision to be "plainly wrong", and irrespective of any personal assessment by the Respondent Ministers as to their prospects of success on appeal, the decision in BAL19 represents the law which those Ministers are bound to apply. A course not open to the Respondent Ministers, but a course which they seem to unlawfully and repeatedly persist in pursuing, is to continue to administer the law on their own understanding of what the law is (or what it "should be"), and not as settled in BAL19, or to equally unlawfully administer the law in a manner which they hope will be settled by the Full Court on appeal.
29 It should further be noted that Colvin J in BFW20 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2020] FCA 562 ("BFW20") has similarly concluded that the decision in BAL19 is not clearly wrong: [2020] FCA 562 at [132]. In so concluding Colvin J expressed the following views in respect to some of the reasoning of Rares J in BAL19:
Specific and general powers
[96] Rares J also referred to established principle to the effect that an explicit statutory provision that prescribes the mode in which a specific power may be exercised operates to exclude general provisions which might otherwise have been relied upon for the exercise of the same power: at [68]. With due respect, there are issues with the application of those authorities as between the provisions that set out the criteria for a protection visa and s 501(1) which confers a discretion to refuse a visa application if the applicant does not pass the character test specified in s 501(6). The difficulty arises because there is no specific power to grant a protection visa. Rather, the source of the power to grant a visa is to be found in the general provision in s 65 which confers upon the Minister the power to grant a visa if the Minister is satisfied as to certain matters there specified. Section 65 is not confined to protection visas.
[97] Therefore, s 65 is not aptly described as a source of specific power for protection visas. As a general source of power for the grant of all visas it may be expected that it would operate with s 501 in the same manner for all types of visas. Therefore, the principles identified in Anthony Hordern & Sons Ltd v Amalgamated Clothing & Allied Trades Union of Australia [1932] HCA 9; (1932) 47 CLR 1 and subsequent cases may not be germane.
[98] However, there remains the principle of statutory construction to the effect that each provision of an enactment is to be construed in a manner that is consistent with the language and purpose of all the provisions of the statute such that they give effect to harmonious goals: Project Blue Sky Inc v Australian Broadcasting Authority [1998] HCA 28; (1998) 194 CLR 355 at [69] [70]. It is that broader principle that underpins the particular instance invoked by Rares J: Plaintiff S4/2014 at [43]. So, there was no error in Rares J considering whether a construction of s 501(1) that would allow its application in the case of a protection visa would be harmonious with the terms of the protection visa provisions. That is especially so when account is taken of the Parliament's stated intention to give effect to the Convention (an instrument which does not allow the refusal of protection to refugees on the basis of the exercise of a discretion that arises if the general language of the character test expressed in s 501(6) applies).
[99] The Minister submitted that there was no ambiguity introduced by the statutory language. However, the ambiguity is introduced by the overlap in the subject matter of the protection visa provisions on the one hand (expressing criteria which if met may lead to the Minister being required to issue a visa) and the terms of s 501(1) on the other hand (expressing a broad discretion of a kind that mean that issues as to character that would not be sufficient to cause an applicant not to meet the criteria nevertheless give rise to a discretion to refuse the grant of the visa).
30 It does a considerable disservice to the reasoning of both Rares J and Colvin J to extract but part of their Honours' detailed consideration of the arguments there sought to be advanced in both BAL19 and again in BFW20. The purpose served, however, in referring to parts of that reasoning is to both disclose the reasoning followed by both Rares J and Colvin J, and also to disclose the submissions advanced on behalf of the Respondent Ministers in each of those cases. It serves no useful purpose, with respect, to again set forth the same submissions advanced by the Respondent Ministers in the present proceeding. It is sufficient to note the submissions which have hitherto been advanced on behalf of the Respondents and to conclude that the manner in which those submissions have been resolved by Rares J and Colvin J is not "plainly wrong". As observed by Colvin J:
[73] The second question raises the application of a further principle that is fundamental to the effective administration of the law, namely one judge should follow the considered decision of another judge unless of the view that the decision is plainly wrong: Hicks v Minister for Immigration & Multicultural & Indigenous Affairs [2003] FCA 757 at [75]; and Australian Securities Commission v Marlborough Gold Mines Ltd [1993] HCA 15; (1993) 177 CLR 485 at 492. Indeed, there is a judicial duty to do so: CAL No 14 Pty Ltd v Motor Accidents Insurance Board [2009] HCA 47; (2009) 239 CLR 390 at [49]. It is a duty that arises unless a judge is 'convinced' that the earlier decision is plainly or clearly wrong: Farah Constructions Pty Ltd v Say-Dee Pty Ltd [2007] HCA 22; (2007) 230 CLR 89 at [135].
That summary of the general principles to be applied when resolving the submission again repeated to this Court that the decision in BAL19 is "plainly wrong" is endorsed.