"Close proximity"
74 As noted earlier, it was common ground that the phrase "close proximity" had no specialised technical meaning, nor any meaning defined in the specification, and that the words had their ordinary English meaning.
75 Airco submits that:
Taken together, the ordinary meaning of "close proximity" requires the fuel metering chamber to be located next, nearest and/or closely adjacent to the closure.
76 ITW submits that "close proximity" should be construed as the fuel metering chamber and the closure being nearby or close to each other in the context of the relative locations of each within the fuel cell as a whole.
77 Both parties relied upon the definitions of "close" and "proximity" from the third edition of the Macquarie Dictionary:
Close: 27. having the parts near together: a close texture… 29. Near, or near together, in space, time, or relation: in close contact
Proximity: noun nearness in place, time or relation.
78 Airco also relied on the definition of "proximate" from the same edition of the Macquarie Dictionary:
Proximate: adjective 1. next; nearest. 2. closely adjacent; very near…
79 Airco submitted that the expression is a tautology. Whilst the phrase "in close proximity" may be tautologous, it is a commonly used phrase. In common usage it is used to describe things which are near to each other. For example, one might say "the house is located in close proximity to schools and shops". In this example, the house is not next to or adjacent to the schools or shops, a short walk or drive may be involved.
80 In the JER, Dr Wallace referred to common-usage examples of "close proximity" where the concept of proximity is related to the scale of the object, such as close proximity to an airport, house, golf-hole or insect. In cross-examination, Dr Wallace elaborated that "close proximity" in relation to an airport could be a kilometre or two; while "close proximity" to a house (in relation to a shed or similar) might be 10 or 20 metres.
81 The Merriam-Webster dictionary lists the phrase "close proximity" as an idiom: an expression that cannot be understood from the meanings of its separate words but that has a separate meaning of its own.
82 The phrase must be construed in the context of the specification as a whole and not just in the particular integer of interest.
83 The use of the phrase "close proximity" imports a concept of relativity into the location of the fuel metering chamber with respect to its disposition in relation to the closure. The definitions of both words above refer to nearness in space or relation.
84 The phrase "disposed in said close proximity" in claim 1 calls for an assessment of the relative nearness of the fuel metering chamber and the closure within the context of the fuel cell as a whole, and bearing in mind the express functional objectives of the invention.
85 Claim 1 defines a fuel cell for use with a combustion tool. It is a product or apparatus that comprises a combination of features as set out in the following parts of the claim. Thus, the starting point is that the fuel cell as a whole provides the context for assessing the relationship of those features to each other. As the experts agreed, fuel cells may come in different shapes and sizes.
86 The phrase "close proximity" is used to describe the disposition of the fuel metering chamber relative to the closure in the context of the fuel metering valve in which the fuel metering chamber is located. Claim 1 defines a "fuel metering valve" which is associated with the said main valve stem, and which includes "a fuel metering chamber disposed in close proximity to said closure". The claim identifies the two components which are said to be disposed in "close proximity", being: (1) the fuel metering chamber; and (2) the closure of the fuel cell housing (as earlier defined in the claim). These two components (and the fuel cell and housing) are defined before any reference to a valve body.
87 The "said closure" is located at the open end of the housing, through which the main valve stem protrudes. From a functional perspective the fuel metering chamber needs to be sufficiently close to the closure to allow the same measured dose of fuel to be efficiently and safely metered by the valve and dispensed through the outlet in the stem for each combustion event. In other words, it needs to be sufficiently close to the closure to allow the fuel cell, including the fuel metering valve, to function effectively and meet the objectives of the Patent. This is consistent with the functional language that follows the integer "and configured so that when the stem is in said open position only a measured amount of fuel is dispensed through said outlet." This is also consistent with the evidence of both experts.
88 Mr MacDonald accepted that the role of the requirement of the "close proximity" feature was to ensure that the fuel metering chamber was sufficiently proximate to the closure to allow the fuel metering valve and fuel cell to function effectively.
89 In order for the fuel metering chamber to function effectively, it needs to be configured to receive delivery of a designated amount of fuel in the closed position and to allow a measured amount of fuel to be dispensed each time the valve is actuated. The fuel metering chamber does not need to be positioned adjacent to, or as close as possible to, the closure in order for the internal valve fuel cell of the invention to be configured in a manner that operates more efficiently and effectively than the fuel cells described in the prior art incorporated by reference into the Patent. The words "in close proximity" do not require this.
90 Claim 1 does not impose any limitation on the location of the fuel metering valve or valve body within the housing of the fuel cell. This is apparent from the language of the claim and was accepted by the experts. Mr MacDonald's understanding of the phrase in the JER was that the fuel metering chamber was positioned at the end of the fuel metering valve that is crimped to the closure. However, Mr MacDonald accepted in his oral evidence that claim 1 does not require that there is an end of the fuel metering valve that is adjacent to, or engages the closure.
91 The claim does not require that the valve body, or any part of it such as the fuel metering chamber, be adjacent to the closure, or that the valve body have a "first end" which engages the closure. Requirements of that kind are introduced in later claims. In claim 1, however, it is the requirement that the fuel metering chamber be "disposed in close proximity to said closure" that performs the function of ensuring that the fuel metering chamber is sufficiently close to the closure to allow the fuel cell to function effectively. Mr MacDonald agreed that the valve body could be located away from the closure to some degree.
92 Subsequent claims 3 and 7, which are ultimately dependent upon claim 1, support the "relative" construction. Claims 3 and 7 add limitations which provide for a fixed relationship between components.
93 Claim 3 introduces a "first end" of the valve body and provides "wherein a first end of said valve body engages said closure". This emphasises that no such requirement appears in claim 1. So, in claim 1, subject to the requirement that the fuel metering chamber be in "close proximity" to the closure, the fuel metering valve itself may be located anywhere along the length of the fuel cell.
94 "Engaging" is used in claim 7 in relation to the position of the fuel metering chamber. Claim 7 provides that the fuel metering chamber "includes a first end engaging a main seal". This provides a specific requirement as to the location of an end of the fuel metering chamber, including that it engages a main seal in the fuel metering valve. Again, this emphasises that no such requirement as to the positioning of the fuel metering chamber appears in claim 1.
95 The omnibus claim, claim 22, expressly incorporates the features of the preferred embodiment described by reference to Fig 1. This underscores the fact that, consistent with general principle, the broader language of claim 1 is not so limited.
96 Finally, this construction of the claim is consistent with the description as a whole, including the description of the preferred embodiment by reference to the figures. The preferred embodiment is a specific, preferred example of a fuel cell that falls within the scope of claim 1, but does not impose a limitation on the more general language of the claim.
97 Consistent with a reading of the specification as a whole including the stated objectives over the prior art, the requirement that the fuel metering chamber be disposed in "close proximity" to the closure is to be determined by assessing the relative locations of the fuel metering chamber and the closure within the context of the fuel cell as a whole, with the two components being sufficiently nearby or close to each other in that context such that the same measured dose of fuel is dispensed for each combustion event.
98 Airco's construction of "close proximity" must be rejected.
99 As noted earlier, the construction of "close proximity" is derived from the definition of "proximate" rather than "proximity". I have extracted the definition of "proximate" from the Macquarie Dictionary above.
100 "Proximate" and "proximity" have different meanings. Comparing the Macquarie Dictionary definitions shows that "proximity" imports considerations of relationship or relativity, whereas proximate does not.
101 Airco substitutes the meaning of "proximity" with that of "proximate"; and uses that conflated definition for the purposes of construing the claim. Proximity has a different meaning to "proximate" which is defined in the Macquarie dictionary as "next; nearest", or "closely adjacent; very near". The phrase in the Patent is not "closely proximate" which is, in effect, the definition that Airco propounds. Airco elides the definition of proximate and proximity together to propound its construction. It is by this sleight of hand that Airco achieves a construction incorporating concepts of next and "adjacent".
102 By the time Airco came to its submissions on non-infringement, the common, ordinary meaning of the term "in close proximity" it propounded had evolved to "next, nearest or closely adjacent, very near" to the closure.
103 Airco also referred to the absence of any dimensions for the fuel cell in the specification and claims, in particular the length of the housing, to support its construction.
104 The absence of dimensions in the Patent is consistent with the evidence of both experts that fuel cells may come in all shapes and sizes. The use of a relative term such as "close proximity" avoids placing arbitrary numerical limits on the relative locations of the components in question, so as to ensure that the claim caters for the full range of shapes and dimensions of fuel cells.
105 The use of relative terms in patent claims, rather than arbitrary fixed dimensions, is common in patent claim drafting. Claiming by reference to arbitrary dimensions would allow potential infringers to avoid infringement by making a fuel cell marginally longer or wider than the dimensions claimed.
106 There was no challenge to the validity of the Patent on the basis of clarity, utility, lack of best method or any other ground of invalidity.
107 Patent language which uses terms expressing approximation or requiring assessment according to circumstances does necessarily not mean that the impugned claim lacks clarity. Exact expressions are not always essential: see Stena Rederi Aktiebolag v Austal Ships Sales Pty Ltd (2007) 73 IPR 257 at [21] (Stena Rederi).
108 A patentee's use of relative terms rather than precise dimensions is consistent with Dixon CJ's observation that a patentee does not have to express their claim with a precision that implies an arbitrary restriction on the inherent variability of a feature which is part of the invention: Martin v Scribal Pty Ltd (1954) 92 CLR 17 at 60; see also Stena Rederi at [22].
109 At [22]-[23] of Stena Rederi, Tamberlin J said:
In Leonardis v Sartas No 1 Pty Ltd; Olympic Products Pty Ltd t/as Remax (1996) 67 FCR 126 at 134; 35 IPR 23 at 32, the Full Court stated that it is not inadmissible to use an imprecise word in a claim where, in an appropriate context, it conveys the necessary meaning. The court there referred to the use in patent claims of imprecise expressions such as "relatively small", "a minor amount", "substantial effect" and "substantially above" as terminology which does not necessarily invalidate a patent. Relative expressions which require the exercise of judgment can be used but they must be understood in a practical commonsense manner…
In Melbourne v Terry Fluid Controls Pty Ltd (1993) 26 IPR 292, Jenkinson J decided that the words "substantial portion" used in a claim to describe a sleeve of a mechanical assembly did not apply to a situation where the portion was less than 50% of the total length. In that case it was 48%. In reaching this conclusion his Honour had regard to context of the complete specification and to the expert evidence concerning the functions which the sleeve was intended to perform in operation of the device.
110 In Stena Rederi, which also involved the construction of "substantial portion", Tamberlin J concluded at [38]:
In my view, the evidence indicates that it is not necessary to have numerical parameters to ascertain the meaning of "substantial portion". Having regard to the proposed practical operation of the vessels, and read in the context of the specification as a whole, I prefer the construction of Mr Soars to that of Mr Quigley. The meaning of the expression can be more closely defined when assessing the circumstances and objectives of the particular design of a vessel in the particular conditions in which it is expected to operate. The specification allows for a range of forms which will differ according to these variables. Accordingly, I do not consider that the expression is obscure or uncertain or otherwise inappropriate, regardless of whether considered in isolation from or in context of the other requirements in the specification.
111 Here, the experts agreed, and the Patent contemplated, that the fuel cells could be of varied dimensions. In order to sensibly claim the invention in all fuel cells in which it might be expected to operate, the claims of the Patent use relative terms, rather than fixed dimensions. Further, it is not just the dimensions of the fuel cell housing that may vary, none of the other components such as the valve stem or the valve body are defined by reference in claim 1 to a specific size or dimension. The components may also vary in dimension and still fall within the claims.
112 Airco also relied on paragraph [22] of the Patent as support for its construction. This is the only passage of the Patent, other than the abstract, consistory clauses, and claims, which makes any use of the phrase "in close proximity". That paragraph simply states that the fuel metering chamber is preferably located in a valve body, whilst in the same paragraph acknowledging that it may be located externally to the valve body, and more preferably in close proximity to the closure. The paragraph does not, and does not attempt to, set the limits of the relative term "close proximity". Nor does it require the fuel metering chamber to be adjacent or "as close as possible" to the closure.
113 Airco also refers to Figures 1 and 2, which depict the fuel metering valve as being immediately under and adjacent to, the closure as further support for its construction. Figure 2 is described in the Patent as being a split vertical cross-section of the fuel cell in Figure 1. Thus both Figures 1 and 2 depict the same preferred embodiment of the invention. Even if the Figures depicted different preferred embodiments, the presence of two depictions of preferred embodiments which have the fuel metering chamber in a particular position, does not support the importation of a limitation of such a position into the claims. Especially when, as in the Patent, the patentee expressly notes that the person skilled in the art will appreciate that changes and modifications can be made without departing from the invention.
114 Airco also submitted that there was no support in the specification for a construction of "in close proximity" which encompassed a fuel metering chamber being located in a part of the valve body that is remote from the closure. ITW did not advocate for a construction of "close proximity" that encompassed a fuel metering chamber that was remote from the closure. It is possible to reject Airco's "next, nearest and/or closely adjacent to" construction without adopting an alternative construction that encompasses the fuel metering chamber being remote from the closure. The relative construction that I have adopted above, does not encompass the fuel metering chamber being remote from the closure.
115 Airco also relied on Mr MacDonald's construction as set out in the JER, that he understood "disposed in close proximity" to mean positioned at the end of the fuel metering valve that is crimped to the closure. Mr MacDonald did not adhere to this construction in his oral evidence.
116 Mr MacDonald's evidence on the construction of "close proximity" was infected by both his knowledge of Airco's contentions of non-infringement, and the preferred embodiment described in the Patent.
117 Mr MacDonald accepted that he was aware of Airco's contentions as to why the Airco Fuel Cell did not infringe the claims of the Patent, and had those matters in mind when he prepared his evidence on construction. He also accepted that he took into account the features of the Airco Fuel Cell in forming his understanding of the phrase "close proximity".
118 Mr MacDonald also accepted that his construction of the phrase "close proximity" was influenced by Figure 1 and the description of the preferred embodiment. Many of his written and oral explanations of his understanding of the claim integers were similarly influenced. In his non-infringement analysis, Mr MacDonald said in relation to "close proximity":
Noting that the patentee's explanation is that it is preferable for the fuel metering chamber to be "within the valve body" and then, even more preferably, "in close proximity to the closure". I regard positioning the fuel metering chamber near the end of the valve body that is most distant from the closure as not positioning it in close proximity to the closure.
119 In his oral evidence, his response was based on the preferred embodiment as depicted in Figure 1:
In the 970 patent, the preferred design, the fuel metering chamber must be disposed in close proximity to the closure, in fact, in very close proximity because the two inlet holes only travel a very short distance from the outside of the housing to the inside of the fuel metering camber. If the fuel metering chamber of the 970 patent is located further from the top of the closure and the distance that the valve stem travels when depressed in normal operation of the combustion… then it doesn't work…
… [T]his is why the words "in close proximity" are used because it is this close proximity that allows the 970 patent to use the main seal as both a seal for the valve stem and as the part that closes the top fuel metering chamber. The Airco Fuel Cell is configured completely differently…
120 In relation to infringement, Mr MacDonald agreed to the proposition that the comparison he was giving was between the Airco Fuel Cell and what he understood to be a preferred embodiment in the Patent as shown in Figure 1.
121 Mr MacDonald also accepted in cross-examination that there may be arrangements in which the valve body did not engage the closure that would fall within claim 1.
122 Mr MacDonald also accepted that the role of "close proximity" in claim 1, having regard to the fact that claim 1 doesn't place any requirement as to the positioning of the fuel metering valve or the valve body, is to ensure that the fuel metering chamber is sufficiently proximate to the closure to allow the fuel metering valve and fuel cell to function effectively.
123 Mr MacDonald accepted that the assessment of "close proximity" does not involve a consideration of whether there are any intervening components. The only relevant measure is the distance between the fuel metering chamber and the closure.
124 For the reasons above, I consider that the requirement that the fuel metering chamber be disposed in "close proximity" to the closure is to be determined by assessing the relative locations of the fuel metering chamber and the closure within the context of the fuel cell as a whole, with the two components being sufficiently nearby or close to each other in that context such that the same measured dose of fuel is dispensed for each combustion event.