Jurisdictional Nature of the Proceedings and the Consequences of Determining Questions of Validity in Class 1 Proceedings
13 Ms Duggan and Mr Norton, for reasons which are not entirely clear to me, seek to meet the applicant's submissions by referring to the nature of the appeal. The relevance of the respondent's submissions to the questions which I have to determine is elusive, but I should nevertheless record them since they are somehow relied upon. Those submissions are as follows.
a) By raising the question of law in Class 1 of the Court's jurisdiction, the applicant seeks to challenge the validity of the s 47 notice and by inference suggest that the consequence of the alleged invalidity is to deny the Court the jurisdiction to proceed to determine the appeal.
b) Pursuant to s 17(g) of the Land and Environment Court Act 1979 (NSW) ("the Court Act "), appeals brought under s 48 of the NVC Act , such as this, are to be conducted in Class 1 of the Court's jurisdiction, and, accordingly, s 39 of the Court Act applies.
c) Class 1 proceedings are by way of hearings de novo where the merits of the case may be fully considered and as such the Court has all the functions and discretions of the respondent in respect of the notice: Court Act, s 39(2).
d) Thus, the Court may, inter alia , make directions different from the directions in the notice and may cure defects in the initial notice given by the respondent: Twist v Randwick Municipal Council (1976) 136 CLR 106.
e) The respondent accepts the proposition that in exercising the functions of the respondent on appeal, the Court is incapable of curing a defect which is an essential statutory precondition to the exercise of the power which cannot be cured by the exercise of the functions of the respondent: Helman v Byron Shire Council (1995) 87 LGERA 349 at 359; J & J O'Brien Pty Limited v South Sydney City Council (2002) 121 LGERA 223. In Buttsworth v Director-General of Department of Land and Water Conservation (2003) 127 LGERA 170, Talbot J at par [29]-[30] accepted this approach. In that case, however, which also considered the validity of a s 47 notice, his Honour concluded that the appeal under s 48 could proceed irrespective of whether the original notice was valid, and that any injustice, ambiguity, or uncertainty could be cured by the Court exercising the power of the Director-General and by causing a further notice to issue.
f) The determination of the applicant's question of law is only capable of affecting the Court's jurisdiction to determine the appeal if the applicant can demonstrate that the alleged defects are essential statutory preconditions to the exercise of the discretion and are therefore incapable of being cured by the Court on appeal. The applicant cannot so demonstrate and accordingly even if the applicant's allegations as to the defects in the directions are upheld, the determination would have no consequence in the hearing of the appeal: Calvin v Carr [1980] AC 574 at 589-590, Cox v Hazell Pty Limited v Gidney [1981] NSWLR 468, per Hutley JA at 476-477. The Court remains seized of the power and discretion to issue a new notice and can only do this after a full hearing on the merits.
Criteria for Validity of the s 47 Notice
14 The respondent submits that the notice is not ultra vires, either in whole or in part, in so far as:
a) it does not require work to be done in positive terms;
b) it does not properly specify the time in which any such work is to be carried out;
c) it does not specify the work to be carried out sufficiently so that a third party could carry out the work in default of the applicant;
d) it includes requirements that are not permitted by law.
15 In support of the submission that the notice is intra vires, Ms Duggan and Mr Norton rely upon on the following submissions:
a) The applicant's construction of s 47, requiring work to be done in positive terms, is too narrow and is not warranted by the terms of the NVC Act . Accordingly, to this extent, the Court should decline to follow the decision of Justice Talbot in Slack-Smith .
b) As the term "work" is not defined in the NVC Act, a purposive approach to construction must be applied to ascertain its meaning from the actual language and context of the NVC Act : Interpretation Act 1987 (NSW), s 33; Kingston v Keprose Pty Limited (1987) 11 NSWLR 404 per McHugh JA; Mulcahy v Blue Mountains City Council (1993) 81 LGERA 302; and Project Blue Sky Inc & Ors v Australian Broadcasting Authority (1998) 194 CLR 355 at 384 [78].
c) The purpose of s 47 is the attainment of the objects set out in s 47(2) of the NVC Act , and more generally the objectives set out in s 3 of that Act. In applying a purposive approach, however, it is clear that the restrictive interpretation given to the meaning of "work" in Slack-Smith would not facilitate the achievement of the objects of the NVC Act or the purposes set out in s 47(2) of the Act. Thus, the legislature cannot possibly have intended to confine the types of actions that can be required under a s 47 notice to positive actions. In particular, it may be difficult to formulate a direction not to undertake any work on land and to permit natural regenerative process to take place. Moreover, in Buttsworth Talbot J recognised that the process of revegetating an area by natural processes may fit a description of work to rehabilitate land, even though the positive "work" involved may have been minimal, comprising merely the erection of fences and quarantining the remediation area. Furthermore, a restrictive construction may allow absurdities where a particular rehabilitation outcome could be within power if couched in positive terms, but ultra vires if couched in negative terms and this clearly could not have been the intent of the legislature.
d) The preferential construction of the term "work", as used in s 47, is that of the type of "work" which may be specified in the order is any form of injunction, whether mandatory or prohibitory, which is a designed to achieve any of the outcomes prescribed by s 47(2), rather than the processes to be followed in order to attain that result: Parramatta City Council v Brickworks (1972) 128 CLR 1, per Gibbs J at 24; Mulcahy v Blue Mountains City Council [No 2] (1995) 87 LGERA 422 at 428. Therefore, the test of validity of a particular direction is whether the requirement under the direction is directed at attaining one of those outcomes.
e) The applicant's submission that the notice is ultra vires on the ground that the directions cannot be carried out by a third person entering upon the land pursuant to s 47(5) of the NVC Act , is incorrect. There is no warrant for construing s 47(5) as imposing such a criteria on the works. Further, if there is a failure to comply with a s 47 direction there are other remedies available, such as civil enforcement proceedings under s 63, injunctive relief, or prosecution under s 47(4) of the Act.
Pursuant to these Criteria Is the Notice Authorised by s 47?
i. Applying the Respondent's Preferred Construction: Purposive Approach
16 On the respondent's preferred construction of s 47 outlined above, Ms Duggan and Mr Norton submit that the directions (a) to (d) in the notice are, on their face, directed towards the objectives set out in s 47(2) of the NVC Act.