Consideration and resolution of the grounds of appeal
- It is most convenient first to address those grounds which go to procedural fairness and the constitution of the proceedings; secondly, to address the remaining substantive submissions made by Mr Hastwell; thirdly, to resolve the proposed grounds of appeal and fourthly to make orders.
- Proposed ground B makes a complaint which Mr Hastwell candidly accepted had not been raised before the primary judge. Ordinarily, this Court would not grant leave to raise a point of law which had not been raised before the primary judge. However, the Commission is only in an attenuated sense an adjudicative tribunal to which the principles in Hardiman's case apply. As Ms Tronson, who appeared for the HCCC in this Court and at first instance, submitted, the Commission regularly undertakes the role of prosecuting proceedings where that is appropriate in accordance with the Act (see for example s 90B authorising the Director of Proceedings (an officer of the Commission) to determine whether a complaint should be prosecuted before a disciplinary body and, if so, whether the Commission should prosecute that complaint). In its role in the present case, the Commission exercised a gatekeeper function summarised in s 20 of the Act. Still further, if the Commission were not to appear in response to Mr Hastwell's proceedings for judicial review, who was to be the contradictor? Mr Hastwell did not identify any proper contradictor.
- For all of those reasons, I would refuse leave to appeal on the basis of ground B.
- In order to address grounds 1 and 5, which allege a denial of procedural fairness by the HCCC in failing to allow Mr Hastwell to see or reply to Dr Parmegiani's response, and apprehended bias based on the fact that Dr Parmegiani was a member of the Medical Council of New South Wales, the body consulted in the course of assessing his complaint, it is necessary to say something more about the (uncontroversial) facts. Mr Hastwell did in fact receive Dr Parmegiani's response. That only occurred after the completion of decision-making by the HCCC. However, the substance of that response had previously been conveyed to him, and I did not understand Mr Hastwell to complain that in essence the summary was inaccurate. This matter was addressed expressly in para (iii) of the Commissioner's decision of 20 February 2017.
- Mr Hastwell complains that the process that was adopted was not as transparent as it might have been, had Dr Parmegiani's actual response been conveyed to him, and I understood him to indicate that he could see no reason why that had not occurred. But the question is whether what was done sufficiently complied with the obligation to accord procedural fairness before resolving Mr Hastwell's complaint. It is to be borne in mind that the legislation imposes time limits upon the Commission for completing its assessment, that the Commission receives dozens of complaints most weeks, and that a medical practitioner against whom a complaint is made also has important rights. Further, as the primary judge noted at [59], it is the medical practitioner who is at risk of adverse findings by the process activated by a complainant; the legislation is not directed to the possibility of making adverse findings against a complainant.
- The primary judge considered that any unfairness in Mr Hastwell not seeing Dr Parmegiani's response was overcome by his capacity to respond to the issues raised in the report for the purposes of the review. His Honour saw no basis for setting aside the review decision on the basis that it was procedurally unfair. Nothing has been advanced by Mr Hastwell to cast doubt upon that conclusion.
- The Commission adduced evidence, based on the documents brought into existence in November 2016 responding to Mr Hastwell's complaint, concerning the role of the Medical Council and its member, Dr Parmegiani. An internal email within the Medical Council dated 10 November 2016, referred to the consultation process required by the Act and its application in connection with Mr Hastwell's complaint. The email stated:
"In the circumstances where a complaint is made against a Council member, the President and the Chair of the Conduct Committee are to assess the complaint on behalf of the Council. Please find attached to this email 2 signed assessment sheets. The recommendation is to discontinue.
Please add this matter for Commission's sign off on next Thursday's agenda."
- One of the assessment sheets was attached to the form of the email tendered. It stated, in handwriting, "Note: provider is a Council member" and summarised Mr Hastwell's complaint in a way which was not criticised by Mr Hastwell.
- Those documents disclose an awareness of the statutory regime and the difficulties that would arise when, inevitably, complaints were made against members of the Medical Council. There is no reason to doubt that what was stated in the email occurred. Indeed, Mr Hastwell made it clear, commendably, that he did not suggest that Dr Parmegiani had had any role in the consultation process. Once again, the gravamen of his complaint was that even with the evidence adduced by the Commission in this litigation, it was still less than transparent how the consultation took place.
- I agree with Mr Hastwell that what has been disclosed is less than a complete account of what occurred. But the only issue is whether the resolution of Mr Hastwell's complaint took place in a way that is vitiated on the basis of an apprehension of bias. I cannot see that there is any substance to this ground. The evidence discloses (and Mr Hastwell accepts) that Dr Parmegiani had no role in the consultation process. The reasoning of the primary judge reached the same conclusion. There is no basis for a grant of leave in respect of this ground.