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[2021] NSWCA 283
Court of Appeal (NSW)
2021-10-22
Meagher JA, Gleeson JA, Hulme J, Ms P
Original judgment source is linked above.
Background
The Complaint
The course of the hearing before the Tribunal
Legislative scheme
The findings of the Tribunal
Right of appeal to Supreme Court
Grounds of appeal
Challenge to the finding of professional misconduct: ground 5
The Tribunal's reasons
Consideration
Not competent to practise medicine and protective orders: grounds 1-4
Tribunal's reasons
Consideration
Not competent to practise
Protective orders
Inadequate reasons
Conclusion
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Hampshire
Health Care Complaints Commission
New South Wales Land and Housing Corporation v Orr (2019) 100 NSWLR 578; [2019] NSWCA 231 Sabag v Health Care Complaints Commission [2001] NSWCA 411 Wingfoot Australia Partners Pty Ltd v Kocak (2013) 252 CLR 480; [2013] HCA 43 Category: Principal judgment Parties: Dr Robert Bernard Hampshire (Appellant) Health Care Complaints Commission (Respondent) Representation: Counsel: Mr M Hutchings / Ms C Coventry (Appellant) Ms P Lowson (Respondent)
Solicitors: McConnell Jaffray Lawyers (Appellant) Health Care Complaints Commission (Respondent) File Number(s): 2020/236175 Decision under appeal Court or tribunal: Civil and Administrative Tribunal of New South Wales - Occupational Division Health Practitioner Division List Jurisdiction: Civil Citation: [2020] NSWCATOD 79 Date of Decision: 16 July 2020 Before: Balla ADCJ, Dr J Saunders, Dr E Bernardi, S Lovorich File Number(s): 2019/214150
HEADNOTE [This headnote is not to be read as part of the judgment] The appellant, Dr Robert Hampshire, was a registered medical practitioner who commenced general practice in 1976 and as a consultant psychiatrist in 1988. Dr Hampshire has been the subject of several disciplinary proceedings and investigations prior to the conduct giving rise to the current proceedings. In May 2010, practice conditions were imposed on his registration, including conditions limiting his alcohol consumption and requiring that he abstain from taking sedative medications. The present appeal relates to a complaint made in 2017 by a former patient (patient A), that Dr Hampshire sent sexually inappropriate text and voice messages to her following a consultation in relation to a medico-legal report in April 2017. Dr Hampshire's registration was suspended by the Medical Council on 4 August 2017. Subsequently, in July 2019, the Health Care Complaints Commission filed a complaint in the NSW Civil and Administrative Tribunal (the Tribunal) alleging two counts of unsatisfactory professional misconduct (one relating to the boundary violation involving patient A and the other involving breaches of conditions of his registration limiting his consumption of alcohol and sedative medications), one count of professional misconduct, and further alleging that Dr Hampshire has an impairment and that he is not competent to practise. At the hearing in November 2020, Dr Hampshire's treating psychiatrist agreed that Dr Hampshire fulfilled the criteria for the diagnosis of an alcohol use disorder. The diagnosis had not previously been made. The alcohol use disorder was added as a particular of the complaints of impairment and not competent to practise and the proceedings were adjourned to permit further evidence to be adduced. Dr Hampshire relied on the expert opinion of Dr Apel who expressed the view that Dr Hampshire's alcohol use disorder could be managed with conditions, but acknowledged that Dr Hampshire had not yet commenced a period of abstinence and that three years of abstinence would have to be demonstrated before the disorder could be said to be in remission. On 16 July 2021, the Tribunal found Dr Hampshire guilty of the complaints and found that he was impaired because his alcohol use disorder can grossly impair his judgement and clinical ability, and that for that reason he was not competent to practise. The Tribunal cancelled Dr Hampshire's registration with immediate effect and made a further order that he not make an application for review for a period of three years. Dr Hampshire's appeal against the Tribunal's decision challenges: the finding of professional misconduct; the finding that he is not competent to practise; and the protective orders as being excessive; or, in the alternative, that the Tribunal's reasons for rejecting the evidence of Dr Apel were inadequate. Held, dismissing the appeal (per Gleeson JA, Meagher JA and R A Hulme J agreeing): As to the first challenge The challenge to the finding of professional misconduct does not raise any question of law. Whilst the finding involved an evaluative judgement by the Tribunal, it was not a discretionary decision to which error in the House v The King sense would apply: [51]-[52]. The finding that Dr Hampshire's conduct in relation to patient A was both "significant" and "serious" was well-open to the Tribunal; the conduct was directed to a vulnerable and much younger patient, was not fleeting, went on for several hours, it was overtly sexualised and unwanted, and Dr Hampshire's persistence and conduct appeared to have a tone of harassment: [56]. The Tribunal did not fail to consider the evidence attributing Dr Hampshire's conduct in relation to patient A to his alcohol use disorder. The weight to be given to that evidence in assessing the serious nature of the conduct was a matter for the Tribunal: [57]. As to the second challenge The Tribunal's finding that Dr Hampshire is not competent to practise is not a discretionary decision to which the principles in House v The King apply. No question of law is raised by this challenge: [75]. Lee v Health Care Complaints Commission [2012] NSWCA 80 referred to. The Tribunal did not fail to consider the effect of Dr Hampshire's addiction to alcohol on his conduct; rather, it was only after considering the effect of his addiction, including the evidence of Dr Apel, that the Tribunal came to the conclusion that Dr Hampshire is not competent to practise: [81]-[82]. As to the third challenge The challenge to the exercise of a discretionary power by the Tribunal to cancel Dr Hampshire's registration and order a three-year non-review period raised a question of law insofar as it was demonstrated that there was error in the House v The King sense: [76]. Dr Hampshire's conduct in relation to patient A was the result of the consumption of alcohol and sedative medication in breach of the conditions of his registration on a single day. The Tribunal addressed the risk that similar conduct could occur at any time during the remission phase of his alcohol use disorder. The Tribunal did not address the wrong question or fail to address the question at all: [85]-[86]. Whether there was no appropriate alternative to cancellation of registration was a matter of judgement for the Tribunal. The Tribunal had regard to the relevant evidence, including Dr Apel's opinion; it was not required to accept his opinion that monitoring and supervision was appropriate. It was well-open to the Tribunal to find that the proposed conditions did not address the risk to the health and safety of the public: [90]-[92]. Lee v Health Care Complaints Commission; Director-General, Department of Ageing, Disability and Home Care v Lambert (2009) 74 NSWLR 523; [2009] NSWCA 102; Health Care Complaints Commission v Litchfield (1997) 41 NSWLR 630; Sabag v Health Care Complaints Commission [2001] NSWCA 411 referred to. The Tribunal gave adequate reasons for rejecting Dr Apel's opinion that Dr Hampshire's impairment because of his alcohol use disorder could be addressed by imposing conditions on his practice. Gautam v Health Care Complaints Commission [2021] NSWCA 85; New South Wales Land and Housing Corporation v Orr (2019) 100 NSWLR 578; [2019] NSWCA 231 referred to.
[2013] NSWCATOD 17
(1997) 48 NSWLR 430
(2017) 95 NSWLR 334
(1960) 104 CLR 186
(2009) 74 NSWLR 523
(2020) 102 NSWLR 303
(1997) 41 NSWLR 630
(1936) 55 CLR 499
(2019) 100 NSWLR 578
(2013) 252 CLR 480
(2001) 113 FCR 396
(2013) 212 FCR 99
(2017) 263 CLR 85
(2006) 67 NSWLR 372
[1936] HCA 40