Alleged Failure To Take into Account Relevant Considerations.
76 The relevant consideration said not to have been taken into account is some information and evidence put before the Tribunal. A letter of the appellant's solicitor of 19 November 1999 sets out a body of factual information and submissions concerning evidence of danger to Tamils in Sri Lanka by reason of their ethnicity and about extortion which is said to occur to Tamils by reason of that ethnicity. It is plain that the Tribunal was cognisant of that letter and its contents. At page 6 of the decision it said:
The applicant's adviser's [sic] submitted a letter to the Tribunal on 19 November 1999. It repeats the applicant's prior claims.
77 Later in the reasons, having dealt with country information quite extensively, the Tribunal deals with the issue of the appellant's fear of return to Sri Lanka based on her Tamil ethnicity. This is dealt with, albeit briefly, in the paragraph emboldened in paragraph [69] above and in the succeeding paragraphs in the decision as set out in that paragraph. The emboldened portion of those paragraphs makes it plain to me that the subject matter or element of the claim based on her Tamil ethnicity was dealt with. Equally, the first sentence of the emboldened paragraph set out in paragraph [69] above makes it plain that the Tribunal was referring to the letter of 19 November 1999. In this light, it simply cannot be gainsaid that the Tribunal dealt with the issue of fear of persecution based on the Tamil ethnicity of the appellant. Equally, I cannot accept the proposition sought to be made under paragraph 4 of the further amended notice of appeal that there was a failure to identify relevant Convention reasons out of conduct said to be dually motivated. The paragraphs of the Tribunal's reasons set out in paragraph [69] above, especially the emboldened paragraph, make it plain, especially in the context of the letter of 19 November 1999, that the Tribunal is dealing with the Convention-based claim of feared harm based on Tamil ethnicity.
78 Once it is accepted that the Tribunal dealt with the subject matter or element of the claim, it becomes apparent that the real complaint of the appellant must be that the Tribunal failed to expressly deal with the evidence referred to in the letter of 19 November 1999 and should have, somehow, preferred that material to the countervailing evidence (which it was accepted existed) which supported or tended towards the position adopted by the Tribunal in the emboldened paragraph referred to in paragraph [69] above. Thus expressed, it becomes plain that it cannot be a question of the failure to take into account a consideration made compulsorily relevant by the Act or regulations: see Minister for Aboriginal Affairs v Peko Wallsend Ltd (1986) 162 CLR 24 and Yusuf, supra.
79 Whatever may be the outer boundaries of relevant and irrelevant considerations at the point of jurisdiction (as to which issue see generally and not exhaustively, Minister for Immigration and Multicultural Affairs v X [2001] FCA 858; Minister for Immigration and Multicultural Affairs v Tedella [2001] FCA 832; Khan v Minister for Immigration and Multicultural Affairs [2001] FCA 736; Chhour v Minister for Immigration and Multicultural Affairs [2001] FCA 911; Iyer v Minister for Immigration and Multicultural Affairs [2001] FCA 929 and Thirukkumar v Minister for Immigration and Multicultural Affairs [2001] FCA 864) they do not, in my view, encompass a failure expressly to mention or grapple with part of the competing body of evidence before the Tribunal relevant to a finding made, in circumstances where the elements or integers of the claim for asylum are addressed. It may be that if the element of the appellant's claim for asylum based on her Tamil ethnicity was not addressed at all, that is if the Tribunal had only directed its attention to her claim based on her association with her husband, then in those circumstances relevant considerations might not have been addressed because an element or integer of the claim put forward by her would not have been dealt with. In such circumstances it may be that, in a jurisdictional sense, a relevant consideration had not been addressed. However, it is unnecessary to decide this given that the Tribunal did address the elements or integers of her claim.
80 In these circumstances, I am of the view that the grounds set out in paragraphs 3A and 4 of the further amended notice of appeal are not made out.
81 In my view leave should be granted to the appellant to file a further amended notice of appeal, but, in respect of these matters, the appeal should be dismissed.
Alleged Procedural Defects
82 I now turn to the question of the alleged procedural defects in the conduct of the hearing. These procedural defects are based on assertions contained in grounds 1 and 2 of the amended notice of appeal to which I have referred in paragraph [72] above. The arguments raise issues about the operation of ss 424A, 424B and 441A.
83 Part 7 Division 4 of the Act prescribes various procedures to be followed in the conduct of review undertaken by the Tribunal of protection visa decisions.
84 Part 7 contains ss 424A and 424B which are in the following terms:
S 424A Applicant must be given certain information
(1) Subject to subsection (3), the Tribunal must:
(a) give to the applicant, in the way that the Tribunal considers appropriate in the circumstances, particulars of any information that the Tribunal considers would be the reason, or a part of the reason, for affirming the decision that is under review; and
(b) ensure, as far as is reasonably practicable, that the applicant understands why it is relevant to the review; and
(c) invite the applicant to comment on it.
(2) The invitation must be given to the applicant by one of the methods specified in section 441A. However, this subsection does not apply if the applicant is in immigration detention.
(3) This section does not apply to information:
(a) that is not specifically about the applicant or another person and is just about a class of persons of which the applicant or other person is a member; or
(b) that the applicant gave for the purpose of the application; or
(c) that is non-disclosable information.
S 424B Invitation to give additional information or comments
(1) If a person is:
(a) invited under section 424 to give additional information; or
(b) invited under section 424A to comment on information;
the invitation is to specify the way in which the additional information or the comments may be given, being the way the Tribunal considers is appropriate in the circumstances.
(2) If the invitation is to give additional information or comments otherwise than at an interview, the information or comments are to be given within a period specified in the invitation, being a prescribed period or, if no period is prescribed, a reasonable period.
(3) If the invitation is to give information or comments at an interview, the interview is to take place:
(a) at the place specified in the invitation; and
(b) at a time specified in the invitation, being a time within a prescribed period or, if no period is prescribed, a reasonable period.
(4) If a person is to respond to an invitation within a prescribed period, the Tribunal may extend that period for a prescribed further period, and then the response is to be made within the extended period.
(5) If a person is to respond to an invitation at an interview at a time within a prescribed period, the Tribunal may change that time to:
(a) a later time within that period; or
(b) a time within that period as extended by the Tribunal for a prescribed further period;
and then the response is to be made at an interview at the new time.
85 Division 7 of Part 7 contains various miscellaneous provisions which include s441A which deals with the method of dispatch of certain documents and which is in the following terms:
S 441A
Methods of dispatch of certain documents
(1) A document specified in subsection (3) is taken to be duly given to an applicant for review if:
(a) the document is sent (physically, electronically or otherwise) to:
(i) the last address for service provided by the applicant in connection with his or her application for review; or
(ii) the last residential address provided by the applicant in connection with his or her application for review; and
(b) the Tribunal has a receipt or other evidence indicating the date of dispatch.
(2) A document specified in subsection (3) is taken to be duly given to an applicant for review if the document is given:
(a) by giving it to the applicant or to a person authorised by the applicant to receive documents of that kind on behalf of the applicant; or
(b) by leaving it at the applicant's place of residence with a person who appears to live there and appears to have turned 16.
(3) The documents specified for the purposes of subsections (1) and (2) are:
(a) an invitation to an applicant under section 424 (other than an invitation to an applicant who is in immigration detention); and
(b) an invitation under section 424A ((other than an invitation to an applicant who is in immigration detention); and
(c) a notice under section 425A (other than a notice to an applicant who is in immigration detention); and
(d) a notice under section 430A; and
(e) a statement given under subsection 430B(6).
(4) It is sufficient compliance with the requirement to give a document referred to in subsection (3) if a facsimile, or a certified copy, of the document is so given.
(5) A document posted in accordance with paragraph (1)(a) must bear correct prepaid postage and, if the document is posted to an overseas address, the postage must be at the full airmail rate.
86 Sections 424A and 424B are mirrored by ss 57 and 58 of the Act which place similar obligations upon the Minister and his or her delegate in considering a visa and by ss 359A and 359B of the Act concerning the review by the Migration Review Tribunal of decisions of the Minister and his or her delegate.
87 There was no issue raised about the information in question here being "non-disclosable information" as defined by s 5 of the Act.
88 There are two elements to the procedural complaint: one substantive and one formal. The substantive complaint is that appellant was not given particulars of relevant information for the purposes of para 424A(1)(a) and the relevance of that information was not conveyed to her for the purposes of para 424A(1)(b). The particulars of information or information which were not provided can be seen in, or by reference to, the emboldened portion of the Tribunal's reasons recited in paragraph [67] above. As is seen from that passage the Tribunal accepted the evidence of Mr John Knight concerning the date of death of the appellant's husband in preference to the evidence of the appellant, of Mr Henry Knight and of Mrs Princy Knight and said that his (Mr John Knight's) evidence was acceptable "as he was able to relate the date of death to other events", which "other events" included the date of death of his wife's brother which he recalled to have been in 1986. As can be seen from question 117 set out in paragraph [62] above the Tribunal orally gave to the appellant and her legal adviser particulars of the fact that Mr John Knight had given evidence that the appellant's husband had died in the 1980s, of the fact that he (Mr John Knight) had gone on to give details about the appellant's son being looked after by other people, of the fact that he (Mr John Knight) had given evidence that after her (the appellant's) husband had died the appellant had gone to work in Saudi Arabia and of the fact that Mr John Knight was quite specific that the appellant's husband had died before the appellant went to work in Saudi Arabia. It should also be noted that the then solicitor for the appellant indicated that the information in question 117 coincided with his note of the evidence of Mr Knight from the morning's hearing. However, what is evident from all the exchanges referred to in paragraphs [62] and [63] above, and in particular question 117, is that the Tribunal did not say, specifically, that Mr John Knight had said, that he recalled that his wife's brother had been killed in 1986 and that the appellant's husband had died before that event; in other words, the Tribunal did not say that Mr John Knight had been able to relate the date of death of the appellant's husband to his recollection of the date of death of his wife's brother, that is he recalled his wife's brother dying in about 1986 and the appellant's husband dying before then.
89 These matters last mentioned formed part of the critical reasoning of the Tribunal referred to in the emboldened passages in paragraph [67] above in resolving the conflict of testimony about a fact placed by the appellant at the centre of her claim. It is common ground that these matters were not specifically identified to the appellant for the purposes of para 424A(1)(a) or para 424A(1)(b). The question tendered for decision is whether they should have been.
90 The appellant says that the reasons of the Tribunal set out in paragraph [67] above reveal that the factual matters, that is Mr John Knight's ability to relate the death of the appellant's husband to other events including his recollection of the date of the death of his wife's brother and that the appellant's husband had died before that event, were central to the acceptance of Mr John Knight's evidence and the rejection of the appellant's evidence and the evidence of Henry Knight and the appellant's sister-in-law Princy Knight. Thus, it is said, particulars of information were not disclosed nor was the relevance of the information made relevant.
91 The appellant referred the Court to the Full Court decision of Minister for Immigration and Multicultural Affairs v Al Shamry [2001] FCA 919. In Al Shamry Merkel J referred to his reasons for judgment in Carlos v Minister for Immigration and Multicultural Affairs [2001] FCA 301 where he had considered the operation of s 424A. In Carlos Merkel J had said the following at para [21]:
The operation of s 424A of the Act, which is the counterpart of s 359A in relation to the Refugee Review Tribunal ("the RRT"), has been considered in a number of cases. The following propositions can be taken to have established:
· the obligation to provide the information in question is enlivened when the Tribunal forms the view that there is knowledge communicated about some fact or circumstance that is material to the review and is adverse to the applicant: see Naing v Minister for Immigration and Multicultural Affairs (2000) 97 FCR 336 at [32], Nader v Minister for Immigration and Multicultural Affairs (2000) 175 ALR 548 at [58]-[59]; Tin v Minister for Immigration and Multicultural Affairs [2000] FCA 1109 at [52]-[54], Bhasani v Minister for Immigration and Multicultural Affairs [2000] FCA 1773 at [8]-[9];
· if information adverse to an applicant is relied upon in the reasons of the Tribunal, a failure to have complied with the statutory requirements in respect of that information will found a ground of review: see Naing at [33];
· untested assertions communicated to, or received by, the Tribunal can constitute information irrespective of whether the information received is reliable or has a sound factual basis; thus, the section can apply when the Tribunal has received information "regardless of its source" if it considers the information would be a reason or part of the reason for affirming the delegate's decision: see Win v Minister for Immigration and Multicultural Affairs [2001] FCA 56 at [18]-[20];
· the section is concerned with information of which the Tribunal becomes aware, rather than with its subjective decision making process: see Tin at [54].
92 Mr Lloyd on behalf of the respondent said a number of things about this issue. First, he said that as a matter of substance and fairness the Tribunal squarely put the appellant and her legal adviser upon notice of the importance of the evidence of Mr John Knight as to the date of death of the appellant's husband and that that was all that was required to be identified, together, of course, with an explanation of its relevance which, he said, was manifestly done. I agree that if this was all that had to be conveyed it was squarely brought to the attention of the appellant and her adviser in compliance with para 424A(1)(a) and that its relevance was made plain for the purposes of para 424A(1)(b). Mr Lloyd says that no further information was necessary for a satisfaction of para 424A(1)(a) or para 424A(1)(b)
93 Secondly, Mr Lloyd also submitted that para 424A(1)(a) was not breached because the dealing with Mr John Knight's evidence and its part in the rejection of the appellant's evidence was not the reason or a part of the reason for affirming the decision since the Tribunal also later in the decision rejected the claim and affirmed the decision of the delegate on the hypothesis, amongst other things, that it did accept the applicant's evidence as to the date of death of her husband: see the extract of the reasons at paragraph [71] above. For the reasons expressed in paragraph [102] below I reject this submission.
94 It is necessary to say something about s 424A. First, the word "would" is used, not "could". I see no warrant to view the section as "crystallising" or "enlivening" any obligation merely because the Tribunal member in considering the matter forms the view that information could, or could possibly, be relevant to the determination of the claims. The Tribunal must give the particulars which have a certain character: particulars of any information that the Tribunal considers would be the reason, or a part of the reason, for affirming the decision. It is not just a question of general adverse relevance. No time for compliance is identified. I have difficulty in seeing how there can be a failure to observe a procedure unless and until a decision is handed down without compliance with s424A. To this extent I disagree with the views of Hill J in Naing v Minister for Immigration and Multicultural Affairs (2000) 97 FCR 336; [2000] FCA 344, at [32] and in Nader v Minister for Immigration and Multicultural Affairs (2000) 101 FCR 352 at [58] and [59] and of Merkel J in Carlos, supra and Al Shamry, supra as to the time of the obligation arising and their Honours' views of the general nature of the relevance of the information. If the Tribunal delivers its decision without complying with the requirement of s 424A, it will have failed to observe procedures laid down for it by the Act.
95 Secondly, I agree with the distinction drawn by Sackville J in Tin v Minister for Immigration and Multicultural Affairs [2000] FCA 1109 at [54] that the information of which particulars must be provided is information or knowledge that has come to or been gained by the Tribunal and is not the subjective appraisal or thought process of the Tribunal. For example, as in Tin, supra, "information" does not extend to the subjective view in the mind of the Tribunal of the evidence, in that case that the applicant was "not credible" or, as here, that Mr John Knight appeared to give his evidence honestly. However, the distinction can become very fine. If the subjective thought processes of the Tribunal are as they are because of the perceived importance of some piece of knowledge, those thought processes may merely reveal the relevance (for the purposes of para 424A(1)(b)) of information (for para 424A(1)(a)), requiring the Tribunal to give particulars of that information and to explain its relevance.
96 Thirdly, the Tribunal must consider that the information would be the reason or a part of the reason for affirming the decision. It is first necessary to identify the reason for the affirmation of the decision of the delegate. In that enquiry it is necessary to bear in mind the context of s 424A in the Act and the use otherwise of the word "reason" or "reasons", for example in s 430.
97 Here, the decision of the delegate was to refuse a protection visa because the delegate was not satisfied that one of the criteria set under s 65, subs 36(2) and the regulations was present: that the applicant was a person to whom Australia had protection obligations under the Convention.
98 The Tribunal affirmed that decision. It affirmed the decision because it concluded that the appellant did not have a well-founded fear of persecution for reasons of a Convention ground. It might just have said that it was not satisfied of that matter. This conclusion was the reason for affirmation. An examination of the decision of the Tribunal discloses that it expressed a number of reasons for coming to the conclusion it did about the lack of a well-founded fear. One of the reasons for coming to the conclusion just mentioned was that the Tribunal, after hearing all the evidence, rejected the claims of the appellant, in part because it rejected her evidence about a central factual proposition she made about the date of her husband's death. It rejected her evidence (and that of others) about this central factual matter because it accepted or preferred the evidence of Mr John Knight about the matter. One of the reasons upon which that acceptance or preference was based was because (the word "as" was used by the Tribunal) he (Mr John Knight) "was able to relate the date of the death of other events… He said that his wife's brother had been killed in 1986 and that applicant's husband had died before that event."
99 For information "to be the reason or a part of the reason" for the affirmation of the delegate's decision, some unbundling of the immediate reason for the affirmation is required. As can be seen above, the immediate or ultimate reason is the finding, or state of satisfaction, about the lack of protection obligations. Section 424A is intended to be directed to information being the reason or a part of the reason for that conclusion.
100 In any given circumstance it may not be straightforward to identify from an expressed reasoning process whether information was the reason or a part of the reason for affirmation.
101 Mr Lloyd submitted that the information, being Mr John Knight's evidence about the date of death of his wife's brother and his recollection that the appellant's husband died before then, was not a part of the reason for affirming the decision because the Tribunal, after dealing with the matter as set out in paragraph [67] above, came to the conclusion that it would reject the appellant's claim that Australia owed her protection obligations under the Convention quite independently of the rejection of her evidence about the date of death of her husband: see paragraph [71] above. I do not agree. The Tribunal based its conclusion on a number of matters. One was the conclusion it reached, for the purposes of her claims under (c) and (d) in paragraph [60] above, of the falsity of her evidence of the date of death of her husband. The existence of an alternative basis for rejecting her claim, even one that stands independently of the others, does not lead to the conclusion that the information was not a part of the first reason for concluding that protection obligations were not owed. That is not to say that this matter is not relevant for the purposes of subs 481(1) of the Act, to which I will come.
102 Mr Lloyd also submitted that sufficient particulars of the information were provided to the appellant by the Tribunal. He said that the Tribunal drew the importance of the evidence of Mr John Knight to the attention of the appellant. In one sense this is quite correct. The appellant's solicitor heard, and took notes of, Mr John Knight's evidence. In that sense it is true that the appellant (through her solicitor) knew of the evidence of Mr John Knight about the date of death of his wife's brother and his recollection that the appellant's husband died before then. This submission is not without force. It appealed to the primary judge who found that the Tribunal did refer to the "essence of the impact of the evidence of John Knight and indeed its significance". In substance, if I may respectfully say so, it encapsulates at least one element of the views of Emmett J on this part of the appeal.
103 It is, I think, a finely balanced question. The Tribunal placed emphasis in its reasons on the evidence of Mr John Knight as to the date of death of his wife's brother and his ability to relate that event in his recollection to the date of death of the appellant's husband. The relevance of that aspect of Mr John Knight's evidence was not conveyed to the appellant, though the appellant was directed to Mr John Knight's evidence generally. It might be said that if elements of Mr John Knight's evidence were to assume the significance they did for rejecting the claims, the appellant was entitled to have particulars of those elements given to her and to understand their relevance. In this respect the obligations under paras 424A(1)(a) and (b) are necessarily intertwined.
104 The evident purpose of s 424A is to play its part in the provision of a procedural analogue to the common law of procedural fairness. I think s 424A should be looked at with a purpose in mind of ensuring that the claimant is fairly informed of information adverse to his or her case (in the manner described by the section) so that investigation may be made, and steps may be taken, somehow, if possible, to meet it. The extent of particulars of any information should be looked at in a common sense way in the context of the matter in hand and with fairness to the applicant in mind. A consideration of these matters is obviously affected by the chosen approach of the Tribunal. Particulars of information need to be provided to the applicant so that the applicant understands what is the relevant information to the review. This very much depends upon what the Tribunal takes to be relevant (cf Tin, supra at [52] to [54]).
105 However, at the risk of repetition, it should not be forgotten that the applicant is to be given particulars of information that the Tribunal considers would be the reason or a part of the reason for affirming the decision. Assistance as to the meaning of the word "reason" can, perhaps, be obtained from s 430.
106 It may well be that the obligation under s 430 to set out the reasons for the decision does not involve an obligation to set out the reasons for preferring one witness over another; see generally Ahmed v Minister for Immigration and Multicultural Affairs [1999] FCA 811, Addo v Minister for Immigration and Multicultural Affairs [1999] FCA 940, Sivaran v Minister for Immigration and Multicultural Affairs [1999] FCA 1740 and McHugh J in Re Minister for Immigration and Multicultural Affairs; Ex parte Durairajasingham (2000) 168 ALR 407 at [64]-[66]; but cf Paramananthan v Minister for Immigration and Multicultural Affairs (1998) 160 ALR 24; Logenthiran v Minister for Immigration and Multicultural Affairs [1998] FCA 1691; and Thevendram v Minister for Immigration and Multicultural Affairs [1999] FCA 182.
107 With these considerations in mind one needs to ascertain whether there is information which the Tribunal considered would be the reason or part of the reason for affirmation. This perhaps can be expressed as seeing how far one can remove oneself from the ultimate conclusion about the failure to meet the relevant criterion or criteria for the grant of the protection visa and still, sensibly, in accordance with the evident purpose of s 424A, be able to identify "information that the Tribunal considered would be the reason or a part of the reason" for affirmation.
108 Further explication requires analysis of a specific situation. Here, while it is true that the Tribunal quite clearly identified to the appellant the importance of Mr John Knight's evidence about the date of death of the appellant's husband, the Tribunal did not specifically inform the appellant or her legal adviser about Mr John Knight's evidence about his wife's brother's death in 1986 and that he recalled the appellant's husband died before that event and its relevance to the fact finding process. It is true that the appellant's adviser was aware of the nature of Mr John Knight's evidence in that he had been present when that evidence was given.
109 The evidence of Mr John Knight that his wife's brother died in 1986 and that the appellant's husband died before then was information. It was knowledge which came to the Tribunal. It had a relevance to the review because it assisted Mr John Knight to fix the date of death of the appellant's husband. It provided a reason for preferring one witness over others. It thereby provided a reason for the finding of a fact central and adverse to the appellant's claim.
110 In one sense, it is perfectly accurate to say that this information and its assessment was a reason for preferring one witness over others. But I think it can be also said, because of its importance in the reasoning process, that it was a part of the reason for finding the date of death of the appellant's husband to be before 1986 and not in 1995. Thus expressed, it was a part of the reason for rejecting her claims, because of the central importance of the assertion of the date of death.
111 A point able to be made with force, I think, is that if s 430 does not require reasons to be set out for preferring one witness over another it, that is s 430, provides the clue for the cut off point for the identification of information for s 424A. Information, particulars of which are to be provided, must be that which goes to the fact or proposition contended for, acceptance or rejection of which must be set out in the decision and which would be the reason or a part of the reason for affirmation. Information going to the preference of one witness over another does not have to be the subject of particulars under s 424A because s 430 does not require this subject matter (the preference of one witness over another) to be a part of the reasons of the Tribunal. In this way s 430 assists in identifying the limit of the "reason" for s 424A as excluding information going to this subject matter.
112 So, here, the information, particulars of which had to be provided, was that Mr John Knight had given evidence that the appellant's husband died in the early 1980's and not in 1995. (Of course, particulars of this and an explanation of the relevance of it were provided.) However, information that John Knight also gave evidence that he recalled the date of death of his wife's brother in 1986 and that he recalled the appellant's husband dying before that date would not have to be the subject of particulars (for s424A(1)(a)) and some communication as to relevance (for s424A(1)(b)), because that information was a part of the reason for preferring Mr John Knight over the appellant and others.
113 The point can be reinforced by saying that the Tribunal could have just said: "I prefer Mr John Knight's evidence as to the date of death of the appellant's husband. I reject the appellant's evidence on this fact."
114 The above has the virtues of apparent clarity and certainty. However, I do not think that it is the proper way to approach the problem. I think the solution should not be found in a putative application of s 430, but from an application of s 424A and its evident purpose. My view is that one needs to see from the decision what was the reason or a part of the reason for affirmation and, in the light of the reasoning process which in fact drew the Tribunal to that conclusion, assess what, in fairness, the claimant (here the appellant) needed to be apprised of in order that he or she could deal with issues that were of a relevance to the review as determined by the phrase "would be the reason or a part of the reason".
115 Analogy, or example, sometimes only misleads by posing a false analogue, but it can highlight a proposition. What if, here, Mr John Knight had not only recalled the date of death of his wife's brother, but also produced a document which, on its face, seemed to indicate a date of death of that person in 1986? On the above analysis, using the distinction thrown up by the jurisprudence on s 430, this was information going to the reason to prefer his evidence, since it did not go directly to the date of the appellant's husband's death and particulars of its existence would not have to be provided. This cannot be. That document, upon analysis and investigation might be a forgery or contain a mistaken numeral. The records of the relevant authority in Sri Lanka, upon enquiry, might show a date of death of John Knight's wife's brother as 1996, not 1986. This highlights, it seems to me, that the evidence (with or without the posited documentary support) is of relevance, not only to the choice between witnesses, but also to the resolution of the important factual matter and something which fairness dictated or would dictate that the appellant be told of. This would be so, not because it did not relate to the preference of Mr John Knight's evidence over the appellant's and that of others it did but because it was also of central importance in the reasoning process of the Tribunal leading to the rejection of the claimed date of death of the appellant's husband and to the finding that he died not in 1995, but before 1986. Its relationship to these central findings was direct.
116 The question as to whether information would be the reason or a part of the reason for affirmation is ultimately decided, in my view, by whether it can be characterised as sufficiently important to the reasoning process in the rejection of the appellant's claims, for fairness to warrant that the applicant be told of it so that he or she can understand and be able to meet the integers or elements that make up the Tribunal's reason or conclusion thusfar reached (hence "would") for finding adversely to the applicant.
117 Sometimes, if, as here, sufficiently central, that will extend to information the most immediate relevance of which is to the assessment of one witness over another.
118 I do not need to decide whether there would have been a breach of s 430 if the Tribunal had not in its reasons explained why it preferred Mr John Knight's evidence. I am prepared to assume for the disposition of the matter that there would not have been. That, however, does not answer the question whether, if what was in fact written about that matter did reflect the reasoning of the Tribunal, there would nevertheless have been, without the explanation, a non-observance of s 424A (albeit one which would never have become apparent to the appellant).
119 In my view, for the above reasons, there was a failure to observe the procedures in paras 424A(1)(a) and (b). Particulars should have been provided of the evidence of Mr John Knight of his recollection of the date of death of his wife's brother in 1986 and that he could recall that the appellant's husband died before then. Further, a communication of its relevance should have been made to ensure para 424A(1)(b) was satisfied. This is not a matter of giving particulars of the thought processes of the Tribunal. Rather, because of the Tribunal's views, information came to have a central and specific relevance for the review and for the resolution of a question at the heart of the appellant's claims.
120 I do not think that Mr Fergus' presence at Mr John Knight's evidence relieved the Tribunal from the obligation. It may be seen, perhaps, as a factor ameliorating the need for particulars under para 424A(1)(a), but Mr Fergus cannot be expected to have understood how the Tribunal would take the relevance of these particular aspects of Mr John Knight's evidence for the purposes of para 424A(1)(b).
121 However, it is clear from the transcript that any omission was by oversight. There is no suggestion of any intentional oversight and I make no criticism of the Tribunal which appeared at all times to endeavour to comply fully with s 424A.
122 The breach of s 424A, because of its centrality, was, subject to my comments on subs 481(1) below, clearly one which could, in this part of the claims, prejudice the appellant. She did not have the relevance of evidence about an extrinsic event (the date of the death of Mr John Knight's wife's brother, at least as recalled by Mr John Knight) drawn to her attention before the decision, denying her the opportunity of investigating it and possibly tendering material about it for consideration by the Tribunal. However, prejudice is not the sole test of the legal consequences of the failure to observe procedures. Section 424A lays down a procedure. Paragraph 476(1)(a) provides that non-observance of a procedure is a ground of review. Subsection 481(1) enables the Court to affirm the decision, notwithstanding the existence of the ground of review being made out. The statutory enquiry called for by McHugh, Gummow, Kirby and Hayne JJ in Project Blue Sky v ABA (1998) 194 CLR 355 at 390-91 [93], is, I think, satisfied by the recognition of this interrelationship between s 424A, para 476(1)(a) and subs 481(1). Nothing in Project Blue Sky requires, in this context, some assessment of the seriousness of the failure to follow procedures laid down by the Act before moving to para 476(1)(a) and subs 481(1).
123 Before moving to subs 481(1) I need to address the other ground of procedural complaint. The second ground of procedural complaint arising is an alleged failure to comply with the procedures set out in ss 424B and 441A. It is first necessary to deal with a matter considered by his Honour, but which was agreed by the parties not to be relevant. His Honour saw an inconsistency between the phrase "in the way that the Tribunal considers appropriate in the circumstances" in para 424A(1)(a) and the requirement to follow s 441A set out in subs 424A(2). No such inconsistency exists. The requirement to follow s 441A referred to in subs 424A(2) is as to the invitation referred to in para 424A(1)(c) not the giving of particulars in para 424A(1)(a) or the ensuring of the matters in para 424A(1)(b).
124 The submission by the appellant that there had been a failure to follow ss 424B and 441A, to the extent that it existed independently of the complaints about the lack of particulars and information being provided for the purposes of paras 424A(1)(a) and (b) discussed above, revolved around the complaint that the letter of 13 March 2000 referred to in paragraph [64] above only specified fourteen days for response, when in fact the relevant regulation made under s 424B (reg 4.35) required the invitation to give twenty eight days. If this were the only complaint, I would unhesitatingly affirm the decision under subs 481(1) notwithstanding any such breach. It is plain that not one ounce of prejudice could possibly have flowed from this. No prejudice was put as having flowed.
125 Therefore, the only remaining matter to consider is the question as to whether notwithstanding the failure of the Tribunal to observe procedures in connection with the making of the decision by the failure to comply with paras 424A(1)(a) and (b) in the manner I have discussed, this Court should dismiss the appeal on the basis that his Honour was otherwise entitled to dismiss the application.
126 As set out in paragraph [71] above the Tribunal, towards the end of its reasons, dealt with the applicant's claims independently of the adverse finding concerning the date of her husband's death and independently of the other findings there expressed. The Tribunal had already rejected her claim based on her Tamil ethnicity. I have dealt with this earlier. In passages referred to in paragraph [71] above the Tribunal specifically set out an alternative course leading to the affirmation of the decision of the delegate on the basis of the acceptance of evidence earlier rejected. Mr Karp, on behalf of the appellant, submitted that the error in application of s 424A infects the whole of the reasons, at least on credit. He also said that the passages referred to in paragraph [71] above are unreliable and should be recognised to be infected by the impugned credit findings. Mr Lloyd, on behalf of the Minister, said that the Tribunal has said what it would have done had it found differently about the question, amongst other things, of the date of death of the appellant's husband. He said that the existence of procedural error as to one factual finding does not entitle an otherwise impermissible factual (or merits) review of another part of the decision said to be expressly predicated on the reversal of the finding of fact affected by the procedural error. He said that the consideration by the Court of the exercise of the discretion under subs 481(1) as to whether to affirm the decision or set it aside does not entitle the Court to go behind the ex facie independent factual finding of the Tribunal, which is not otherwise said to be vulnerable under s 476 of the Act.
127 In the part of the decision referred to in paragraph [71] above the Tribunal approached the matter on the basis of acceptance (and so acceptability) of the appellant's evidence about the date of her husband's death and acceptance of her evidence that she had had money extorted from her by the Tamil Tigers. These were central matters as to her subjective fear to be determined, in significant part, by her reliability or credibility. However, the Tribunal went on to say that there was no well-founded basis for the subjective fear. It then set out a number of reasons for so finding. These reasons are not the subject of separate attack under s 476. They are independent, on their face, from the unfavourable findings earlier made about the appellant's evidence, because they rest on the foundation of acceptance of the evidence previously rejected.
128 Mr Karp also referred to evidence given by the appellant about a false signature in signing over land to the Tamil Tigers, which the Tribunal, even in the alternative, refused to accept. (See the extract in paragraph [71] above.) He also referred to evidence given by the appellant that in 1991, while in Saudi Arabia, she received a letter from her husband to the effect that the army was harassing him, for reasons which included a desire to find out her whereabouts, and that even after she was known to be in Saudi Arabia she was thought to be assisting the Tamil Tigers by sending them money from there. This was not mentioned by the Tribunal in the passages in paragraph [71]. Mr Karp submitted that the statement referred to in paragraph [71] to the effect that
There is no suggestion nor evidence to support any inference that the authorities in Sri Lanka suspect the applicant of anything, there is no reason to suspect they would harm her.
implied a rejection of this evidence given by the appellant about the army seeking her out. This, Mr Karp said, reflected a continuing role for adverse credit findings in the decision, notwithstanding the acceptance, at this point of the decision, of her evidence about the date of her husband's death and the extortion by the Tamil Tigers. So, Mr Karp said, the alternative foundation for the making of the decision cannot be seen as unaffected by the procedural error, because that alternative foundation had within it the rejection of evidence which she had given and because the procedural error went not just to the specific finding about the date of death of her husband, but to her credit generally.
129 I do not think that the consideration of the exercise of discretion under subs 481(1) in assessing what ought to be the consequence of my views as to the non-observance of procedures for the purposes of para 476(1)(a) should include a review of the reliability and correctness of factual findings of the kind set out in the passages referred to in paragraph [71] above. An objective lack of a well-founded fear was addressed. An ability to move to, and be safe in, the south of the country was found. To the extent that it can be said that credit continued to infuse this part of the reasons it must be realised that the Tribunal was the trier of fact and it had the appellant before it and it felt able to assess, and did assess, what it would have done if it had found the appellant's evidence about the date of death of her husband and about the claimed extortion to be acceptable.
130 While it can be said, without distorting the position, that the procedural error went to credit, specifically it went to rejecting her evidence about the date of death of her husband and the preference for Mr John Knight's evidence. In the passages referred to in paragraph [71] above, the Tribunal was positing the acceptance of her evidence in that regard and, on that basis (including the hypothesised acceptability of her evidence compared to Mr John Knight), expressing what the evidence otherwise led it to find.
131 There may or may not have been residual credit considerations leading to the findings in the passages referred to in paragraph [71], but such considerations cannot be said to arise from the rejection of her evidence about the death of her husband and the preference for Mr John Knight's evidence without affording her an opportunity to deal with one aspect of that evidence, because this part of the decision is formulated on the basis of the acceptance and acceptability of her evidence about the date of death of her husband, necessarily, over the evidence of Mr John Knight.
132 Thus, it seems to me that this part of the decision, which otherwise supports the conclusion reached by the Tribunal, is to be seen as independent from, and unaffected by, the procedural error, which I think occurred.
133 His Honour was of the view that there had been sufficient essential and substantial compliance with s 424A and that any further necessity to comply with the procedures contained in ss 424A and 441A was a matter of technicality only. For the reasons earlier expressed, I respectfully disagree. However, his Honour's use of subs 481(1) can, in my view, be supported in the way I have described.
134 For the above reasons I am of the view that the learned primary judge was correct in dismissing the application, but for reasons different to those upon which his Honour relied.
135 In my view the orders should be:
(a) leave be granted to further amend the notice of appeal;
(b) the appeal be dismissed; and
(c) the appellant pay the respondent's costs.
I certify that the preceding eighty (80) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice Allsop.