Zraika v R [2016] NSWCCA 125
Brown v Bowden (1900) 19 NZLR 98
Crofts v The Queen (1996) 186 CLR 427
[1996] HCA 22
Curran v R [2017] NSWCCA 123
Driscoll v The Queen (1977) 137 CLR 517
[1977] HCA 43
Filippou v The Queen (2015) 256 CLR 47
Source
Original judgment source is linked above.
Catchwords
[2012] HCA 14
Barber v RZraika v R [2016] NSWCCA 125
Brown v Bowden (1900) 19 NZLR 98
Crofts v The Queen (1996) 186 CLR 427[1996] HCA 22
Curran v R [2017] NSWCCA 123
Driscoll v The Queen (1977) 137 CLR 517[1977] HCA 43
Filippou v The Queen (2015) 256 CLR 47[2015] HCA 29
Fleming v The Queen (1998) 197 CLR 250[1998] HCA 68
Gilbert v The Queen (2000) 201 CLR 414[2000] HCA 15
House v The King (1936) 55 CLR 499[1936] HCA 40
Hughes v R [2018] NSWCCA 2
Kalbasi v Western Australia [2018] HCA 792 ALJR 305
Lane v The Queen [2018] HCA 2892 ALJR 689
Maric v The Queen (1978) 20 ALR 513(1978) 52 ALJR 631
Miller v R [2015] NSWCCA 206252 A Crim R 486
Moubarak by his tutor Coorey v Holt [2019] NSWCA 102
Mraz v The Queen (1955) 93 CLR 493[1955] HCA 59
Nudd v The Queen [2006] HCA 9225 ALR 16180 ALJR 614
OKS v Western Australia [2019] HCA 10364 ALR 573
Papakosmas v The Queen (1999) 196 CLR 297
[1999] HCA 37
Qing An v Regina [2007] NSWCCA 53
R v Abou-Chabake [2004] NSWCCA 356
149 A Crim R 417
R v Ahola (No 6) [2013] NSWSC 703
R v Bartle [2003] NSWCCA 329
181 FLR 1
R v BD (1997) 94 A Crim R 131
R v Birks (1990) 19 NSWLR 677
R v Edwards [2009] HCA 20
255 ALR 399
R v Grills (1910) 11 CLR 400
192 A Crim R 251
Santo v R [2009] NSWCCA 269
Scott v R [2017] NSWCCA 296
The Queen v Glennon (1992) 173 CLR 592
[1992] HCA 16
Trieu v R [2012] NSWCCA 169
Webb v The Queen (1994) 181 CLR 41
[1994] HCA 30
Weiss v The Queen (2005) 224 CLR 300
[2005] HCA 81
Wilde v The Queen (1988) 164 CLR 365
[1988] HCA 6
Wilson v R [2019] NSWCCA 38
Younan v R [2016] NSWCCA 248
The appellant's parents resided in Proctor Parade, Sefton.
In November 2013, Mr Ayoub lived at an address in Bass Hill. His partner, Eman El Zamtar, and their children lived with her parents at an address in Proctor Parade, Sefton. The appellant was the cousin of Mr Ayoub's partner and her brother, Mr El Zamtar.
Mr Ayoub was stabbed in the late afternoon of 8 November 2013 and was observed lying stomach down in the front yard of the appellant's parents' property in Proctor Parade by police at about 5.30pm that day. Mr Ayoub told police that he had been attacked by "an Islander and two Asian" men who drove away in a Toyota Corolla. He was taken to Liverpool Hospital and was treated that night to control the bleeding from the stab wound, being a 3cm deep laceration to his lower back which breached both epidermis and dermis layers of skin.
On the following morning, police prepared a handwritten statement as to what Mr Ayoub, then in hospital, told them about the assault which was broadly consistent with what he had said to them the previous day (although in this statement, he referred to there being two Islanders and one Asian man). Mr Ayoub signed this statement which was to the effect that on the previous afternoon he had been on his way to a park nearby to Proctor Parade when he was approached by three males, two of whom were Islanders. He offered a description as to their build, approximate age, appearance and clothing. He also identified a third person as an Asian male and also gave a description as to his approximate age, appearance and clothing. The statement continued, as follows:
"The first Islander grabbed me at my shirt at the chest area. I am unsure whether he used his left or right hand. He pushed me onto the floor. He didn't say anything. I got back up to my feet and punched him to his face with my right fist. The Asian and the other Islander came up to me. The Asian said 'Fuck this!' and pulled out a knife from under his shirt in his waist. The knife was pulled out of a sheath I think. The blade looked about the width of a hand. The blade was shiney and straight. The handle was black. The Islanders came at me and the Asian stabbed me on my left hip area. I ran around a parked car nearby on the gutter. The car I ran around was on the footpath outside Omar HAMIDE's house.
The males then ran in the same direction they came from. They jumped in a car parked on the street on Proctor Parade. I think the Asian jumped in the back and the Islanders jumped in the front seats. The car then drove up the side street towards the train lines. The car the three men got into was a new white coloured Toyota Corolla hatchback with yellow and black plates. The vehicle was facing the same direction it was headed."
Significantly in his statement Mr Ayoub said that, although the incident happened outside the Proctor Parade home of the appellant's parents, he had "not spoken [to] or seen [the appellant] for months" and that "we're not friends but if we see each other we say hello". He said that he did not see the appellant or any of his family on the day of the stabbing.
Shortly before midnight on 9 November 2013, that is to say the day following the stabbing, a then anonymous source nominated the appellant as a person of interest in relation to the stabbing by making a report to Crime Stoppers.
In the course of his evidence during the trial, Mr El Zamtar gave evidence in chief that he visited Mr Ayoub in hospital in the early morning of 9 November 2013 and was told by Mr Ayoub that "Omar Hamide [the appellant] stabbed me… But I didn't tell the police that."
Mr El Zamtar said in his evidence that that day he made an anonymous complaint to Crime Stoppers reporting that the appellant was a person that they should look at in relation to the stabbing. This evidence was corroborated by other evidence from police at the trial, confirming the anonymous complaint to Crime Stoppers on the evening of 9 November 2013 and that it accorded with Mr El Zamtar's account of it.
Mr El Zamtar also gave evidence that in August 2014, the appellant solicited him to murder Mr Ayoub. That evidence, to which I will refer in more detail later in these reasons, was foundational to the second of the counts upon which the appellant was convicted.
In September 2014, some 10 months after Mr Ayoub was stabbed and had provided his initial statement to police, he and Mr El Zamtar provided statements to the police implicating the appellant as the person who had in fact stabbed Mr Ayoub. The appellant was not located by police until 2016 and the date of the indictment was 27 November 2017.
[2]
The course of the trial
The main witnesses in the Crown's case were Mr Ayoub, Mr El Zamtar and Eman El Zamtar.
Evidence was also given by a Natasha Micallef (Ms Micallef) and a Wyette Hancock (Ms Hancock), both of whom had been driving on Proctor Parade on the afternoon of 8 November 2013. Ms Micallef had told police she had observed about 10 males of Middle Eastern appearance in the street and heard loud yelling although she was less certain when giving evidence in the trial as to the ethnicity of the males she observed. She gave evidence that she observed some form of assault by one male upon another male of similar Middle Eastern appearance but did not recognise the appellant as having been one of the men she observed on that day. Ms Hancock gave evidence that she saw a group of men and that, whilst she did not see their faces, they appeared to be Lebanese. She also did not recognise the appellant as having been one of the men she observed on that day.
There was also some brief but, for the purposes of the appeal, significant evidence from a Detective Senior Constable Danielle Rogerson (Detective Rogerson). That is referred to at [54]−[55] below.
[3]
Mr Ayoub's evidence
Mr Ayoub gave evidence that he had known the appellant for about 10 or 11 years as at November 2013 and that he had also known another person by the name of Amin El Mir (Mr El Mir) for about the same period. Mr Ayoub gave evidence of a fight between Mr El Mir, a close friend of the appellant, and another unnamed person who Mr Ayoub knew. Mr Ayoub said that on the afternoon he was stabbed but before the stabbing, he had heard about this fight and had rung the appellant "to fix a problem up" and that he had said to the appellant that "we, you know, got to get together and sort out this problem for him, got to help him". He went on to say that the appellant had first responded that he was not getting involved but had then said "okay, let's just meet up" and that they had agreed to meet at Ms El Zamtar's parents' house in Proctor Parade. Mr Ayoub said that he was at Bass Hill Plaza when this telephone call occurred and that he thereafter drove to Proctor Place and initially saw the appellant in a car turning into Proctor Parade with two other people including Mr El Mir.
Mr Ayoub said that the appellant did not turn up at his partner's parents' house in Proctor Parade as had originally been arranged but that, after a further phone call, he agreed to meet at the appellant's parents' house and walked there. He said that there were about seven "blokes" together with the appellant standing on the verandah. He said that he spoke to Mr El Mir who had been bashed and had some bruises to his face. Mr Ayoub said that Mr El Mir had said that he wanted to fight "him". I interpolate that the "him" was not identified but was presumably Mr El Mir's assailant. Mr Ayoub then said "no, we should like - you should be friends." He then said that Mr El Mir said, "I want to shoot him, I want to shoot him." Mr Ayoub described Mr El Mir as being pretty angry at this point. There then followed this passage of Mr Ayoub's evidence:
"Q. So you told us you said something like "No-one's fighting, let's be friends," or something like that?
A. Yeah, yeah.
Q. What happened next?
A. You little cocksucker, what are you looking at … (foreign language) … he pulled out a knife and he stabbed me straight in the back.
Q. Who pulled out the knife?
A. Him, that little fucking backstabbing prick.
His Honour: Mr Ayoub, I can see you're a bit upset, but it's best if you just tell us what happened calmly and unemotionally, okay.
Crown
Prosecutor: Did you see where the knife came from?
A: He pulled it out of his - like he had it inside, between his - in his shorts, on his stomach.
Crown
Prosecutor: So you're pointing with your hand down to sort of like your waist area?
A: Yeah.
Crown
Prosecutor: Did he say anything? What brought your attention to Omar, what he said or what he did?
A: First it's what he said. He goes, 'Fuck this, I'm going to get this cunt, I'm going to kill this guy.' He pulled out and he got me straight in the back. He swung it with his right-hand side, right hand, and he got me straight in the back."
[4]
Mr El Zamtar's evidence
Part of Mr El Zamtar's evidence, in relation to his report to Crime Stoppers on the evening of 9 November 2013, has already been referred to at [28] above. Mr El Zamtar also gave evidence that some time after the stabbing, outside a restaurant at Chester Hill on a public holiday, he had met with the appellant and asked him why he had stabbed Mr Ayoub. Mr El Zamtar's evidence was that, on this occasion, the appellant asked him if Mr Ayoub was going to the police but that he, Mr El Zamtar, assured the appellant that Mr Ayoub had given the police the false story about the Islanders and an Asian being responsible for his stabbing.
In a significant passage relevant to the solicit to murder charge upon which the appellant was convicted, Mr El Zamtar reported that he had subsequently received a phone call from the appellant asking him to meet. Mr El Zamtar reported that they met at the appellant's house at Campbell Hill Road, Chester Hill and that, in a conversation there, he was again pressed by the appellant as to whether or not Mr Ayoub would or had gone to the police. Mr El Zamtar suggested that the appellant should pay "blood money" to Mr Ayoub to sort the matter out but that he refused. Mr El Zamtar then gave the following evidence:
"A. He refused he won't pay blood money and I kept telling him I made it clear to him if you don't pay blood money although Mark [Ayoub] hasn't put you in now you don't know what the future holds, you can't just stab someone and shoot someone and keep threatening and scaring them not to go to the police they will go then.
Q. And what did he say to that?
A. He acted real cocky like he doesn't care.
Q. What happened then was there further conversation about what should happen to resolve the matter?
A. No he just said that he made it clear that if anyone thinks of going to the police or he suspects anything he will just shoot him and that he... (Not transcribable)... that's all I just don't understand.
Q. Did he ask you to do anything in that conversation?
A. When we were there we didn't spoke me and Mark [Ayoub] were not on good terms back then and me and Omar [the appellant] were very close like young brother and old brother. As we were speaking he - Omar sees Mark as a problem in our life whether it be my personal life or his personal life he has always been like a problem for us somewhere. So he sort of persuaded me in a way that if we take him out and I help him I can benefit.
Q. Just pause when we take him out, you would benefit tell us what he actually said, first off how were you going to benefit?
A. Take him out means to kill him, murder him.
Q. Right and how were you going to benefit?
A. I benefit it in two ways really Mark don't get on with my sister we've got our own personal problems so all my problems will be solved and two, I benefit that he gives me money.
Q. Was money mentioned?
A. Yes."
Mr El Zamtar's evidence was that he was offered $20,000 if he was to set Mr Ayoub up so that he could be killed, or $50,000 if he, Mr El Zamtar, was to kill him or have him killed.
[5]
First discharge application
At the conclusion of the evidence in chief, defence counsel applied to discharge the jury by reason of Mr El Zamtar's reference in his evidence to "runners" in the passage set out above. The brief argument in support of and in opposition to this application was as follows:
"Levet: Your Honour, the other one he referred to runners. Your Honour, he talked about our runners and their runners. Your Honour, the terms runners is a term commonly understood, in my respectful submission, to mean persons who run drugs for drug dealers.
His Honour: Yes, so what's your application?
Levet: To discharge.
His Honour: Right. Runners can also mean other things.
Levet: A pair of Nike's, I suppose.
His Honour: No, people that go and run errands for people, errand boys, or errand girls. Anyway let me hear what the Crown says?
Crown
Prosecutor: Your Honour, the witness did actually say, when he said the word runners, I moved on, and he said, 'You know, people who do things for us'. So I understand the lawyers think of it in a certain way, but as the evidence has come out in the trial, the evidence is runners who do things for us, and the Crown says that that's no basis for discharging the jury.
Levet: It's also, your Honour, in the context of this witness talking about fears of being shot, and what we do in our community, et cetera, et cetera. 'Don't go to police. You automatically give a false story'.
His Honour: Well Mr Ayoub gave that evidence yesterday.
Levet: Yes, he did. But in the context of that, in my respectful submission, the terms runners would give this jury the impression that my client was involved in the drug trade."
The application was refused by the trial judge who stated his reasons as follows:
"We are part way through the evidence of one of the Crown's two essential witnesses, Ehmad [sic] El Zamtar. He has been giving evidence, which is of most relevance to count 3, in that he has just told the jury about an approach from the accused whereby the accused wanted him, Mr El Zamtar, to murder Mr Mark Ayoub, a person who, the Crown says, the accused had previously stabbed.
In the course of Mr El Zamtar's evidence he was explaining why there was bad blood between Mr Ayoub and the accused in the first place. He referred in that context to a fight which had taken place between a man known as Amin, who was a friend of Omar's, and a friend of Mr Ayoub's, whose name Mr El Zamtar could not remember. He said that there had been some conflict about "runners".
At the end of Mr El Zamtar's evidence-in-chief, Mr Levet, who appears for the accused, makes application that the jury be discharged. He is concerned that the use of the term runners suggests that the accused, in particular, was involved in drug dealing. This concern is heightened by other evidence given by Mr El Zamtar and Mr Ayoub along the lines that people in their community deal with matters amongst themselves and do not involve the police.
The Crown makes two points in reply. Firstly, that whilst those involved in the criminal law on a daily basis might be familiar with the term runners that is not necessarily the case for members of the wider community. The second thing the Crown says is Mr El Zamtar explained what he meant by the term runners when he said something along these lines, "People who do errands for us".
Certainly the jury would, even in the absence of the word runners, and even in the absence of evidence as to the attitude of the community in which Mr Ayoub, and Mr El Zamtar, and perhaps the accused, mix, that there was something more to this than has been made clear to them. So in that sense I do not see that the word runners, even if they think it does refer to drug dealing, really has much of an impact on the jury at all. In any case I accept the Crown submission that members of the wider community may not be familiar with the term runners as those who are involved in drug dealing.
I note that this trial has had some unusual features. Mr Ayoub only gave evidence after he was arrested, for example, and there is a strong community interest in the trial, once it has started, finishing if that can be done fairly.
The jury will be told to focus on the three counts on the indictment. They concern specific allegations, and it is only if those allegations are proved beyond reasonable doubt that they will be told they can find the accused guilty.
Whilst no doubt it would have been better had the word runners not been used before the jury, I do not consider that it prevents the accused getting a fair trial. The application to discharge the jury is refused."
[6]
Second discharge application
Following this evidence, defence counsel made a second application to the trial judge to discharge the jury, complaining about non-responsive answers to questions:
"Levet: …We've now got runners. We've got drug dealers… This jury has to … be forming the view that they are not being told something about my client's alleged involvement in drugs.
His Honour: Look, I think the stage has been reached where they would believe that the initial fight was over drugs. That Mr Ayoub went as a member of one drug dealing organisation to speak to your client who was a member of another drug dealing organisation. I suspect if the jury don't believe that they suspect that that's highly likely, given the state of the evidence. Mr El Zamtar has just talked about the devil life and gangs and loyalty.
Levet: Again, non-responsively, your Honour.
His Honour: Well, whether it's responsive or not. I mean he sometimes needs to -- when you question him, he needs to explain his answer."
The trial judge again refused the application:
"Following my earlier judgment in which I refused Mr Levet's application to discharge the jury, other things have happened. Mr El Zamtar was being asked about the idea that after some violence has occurred in his community, groups tend to split into two. In that context Mr El Zamtar explained that he was not talking about the mums and dads there, he was talking about drug dealers. I am comfortably satisfied that the jury would have had their suspicions confirmed as a result of that evidence. The jury now know that the accused was involved in one drug dealing group, whereas Mr Ayoub was in another.
Quite clearly it would have been better had the jury not had their suspicions confirmed, but they have. It is not all evidence of an accused's bad character which leads to a jury being discharged. In many cases it is inevitable, because of the very nature of the allegations or the circumstances in which they arise, that a jury is told about accused's bad character. Gaol violence is the classic example, but other examples can be given as well. I think I earlier said that the jury will be told to focus on these specific allegations. If Mr Levet asks me to I will even go so far as to say to the jury that Mr Hamide is not [on] trial for anything in relation to drugs or any other criminal offence, he is on trial because of the allegations made against him by Mr Ayoub and Mr El Zamtar, which form the basis of the three counts on the indictment, and they can only find Mr Hamide guilty if the jury are satisfied beyond reasonable doubt about those specific allegations.
Regrettable though it is that such evidence about Mr Hamide has been given, I am satisfied, especially if I do give an instruction such as I have foreshadowed, which I repeat I will give if Mr Levet asks me to, Mr Hamide's trial will still be a fair one. The renewed application for a discharge of the jury is refused."
[7]
Direction to jury
Following the judgment on the discharge application, the jury were given the following direction by the trial judge:
"Just before we resume with Mr El Zamtar, members of the jury, there is something I should say to you now, I was going to say it at the end of the trial anyway, but I may as well say it now.
The three charges that you are looking at concern two very specific allegations. The first is that the accused stabbed Mr Ayoub and the second allegation is that he solicited Mr El Zamtar to kill Mr Ayoub. They are very specific allegations and that's what you are being asked to decide has the Crown proved beyond reasonable doubt that those specific allegations are made out? So the accused isn't facing any other charge. He is facing those specific charges and that's what you should be looking at the end of the trial. As I say I will probably speak to you about this again a bit later, but it's probably a good idea to mention it in the light of some of the evidence you've just heard from Mr El Zamtar."
Again, no complaint per se is made in relation to the trial judge' refusal to discharge the jury on this occasion or as to the appropriateness of his Honour's direction to the jury.
[8]
Detective Rogerson's evidence
After Mr El Zamtar's evidence concluded, evidence was given by Detective Rogerson who had been stationed at Bankstown Police Station in 2013. It was this witness who corroborated the receipt of the anonymous identification of the appellant to Crime Stoppers on the evening of 9 November 2013. It was also Detective Rogerson who witnessed statements given to the police by Mr El Zamtar and Mr Ayoub in September 2014. Immediately after these statements had been marked for identification, Detective Rogerson was asked the following series of questions by the prosecution:
"Q. Following receipt of the information that was contained in those statements, did you make inquiries to locate Mr Hamide?
A. I did.
Q. Mr Hamide was eventually located, is that correct?
A. That's right.
Q. When was he located?
A. May. It was only 2016, it was by the Middle Eastern Organised Crime Squad.
Q. In May 2016?
A. That's right." (emphasis added).
Shortly after this exchange, defence counsel commenced his cross-examination of Detective Rogerson which finished relatively briefly and was followed by some exchanges between the judge and counsel as to what remained to be dealt with and what were the estimates for addresses in the event that the appellant did not go into evidence. Proceedings adjourned early that day, prior to the lunch adjournment.
[9]
Third discharge application
On the following morning but after further exchange between bench and bar and the tender of some further evidence, defence counsel made the third application for discharge of the jury. The relevant argument before the trial judge was brief and was as follows:
"His Honour: Did you want to say something, Mr Levet?
Levet: Yes, two things, your Honour. One, your Honour, in reading transcript last night, I note that one of the police officers in chief said something that was unfortunate.
His Honour: The Middle Eastern Organised Crime Squad?
Levet: Yes, your Honour.
His Honour: Yes, okay. We might delete that from the transcript.
Levet: I formally renew the application that I made for discharge.
His Honour: Yes. In philosophy there's the bald man paradox and we're sort of dealing with an element of that. Each little addition to the description of the character of your client adds to a picture which may - and you make this submission - eventually get to the stage where too much has been said about the accused for him to receive a fair trial. That's [as] I understand your application.
Levet: Yes, your Honour.
His Honour: Madam Crown?
Crown
Prosecutor: Well, your Honour -
His Honour: Have we reached that stage yet? My ears pricked up. It wasn't just the Middle Eastern Organised Crime Squad.
Crown
Prosecutor: Your Honour, unfortunately all the Crown was trying to elicit was when he was arrested.
His Honour: I know, I know. I don't blame you. I may blame the officer a bit but let's forget about blame at this stage.
Crown
Prosecutor: Your Honour, the Crown's submission is obviously each matter must turn on its own facts and in the context of the evidence which forms part of the trial the Crown submits that there isn't anything that has been led in evidence that prevents the accused from getting a fair trial given the directions your Honour clearly gives to the jury. The jury would not be oblivious to the fact that there are different squads in the police force that do different things. There is no issue here that the persons that have been called to give evidence are in fact of Middle Eastern origin. It says no more than that, your Honour."
This further exchange should also be noted:
"Levet: Your Honour, I pricked my ears up at the time but didn't necessarily want to draw attention to it.
His Honour: I understand, although we did have a bit of time yesterday. You could have made this application, but I don't hold that against you in any way in determining the application, of course, Mr Levet, and in any case we're not really delaying the jury because the witness isn't here. Do you want to say anything further, Mr Levet?
Levet: Your Honour, only that it was by a police officer, it was in-chief, it was purely gratuitous.
His Honour: Thank you."
[10]
Eman El Zamtar's evidence
The next witness in the Crown case was Eman El Zamtar. She gave evidence that on the afternoon of 8 November 2013 she and Mr Ayoub and their children were driving back to her parents' home in Proctor Parade when Mr Ayoub received a phone call from the appellant which she could overhear and in which the appellant said "Are you coming, are you coming? I'll meet you at my dad's". It will be recalled that the appellant's parents also lived in Proctor Parade. She gave evidence that Mr Ayoub then replied "Yeah, I'm on my way now" and the appellant then said "Good, cause we've got to sort this out before it gets any bigger." She gave evidence that after they arrived at her home in Proctor Parade, she saw the appellant together with two other men crossing the street and going to the appellant's parents' house in Proctor Parade.
For present relevant purposes, in the course of cross-examination by defence counsel, Eman El Zamtar was asked about a series of mobile phone calls on the first day of the trial between herself and her brother Ahmed who I have referred to in these reasons as Mr El Zamtar. After being taken through a log of mobile calls, this exchange occurred:
"Q. … So there was some communication between your phone and Ahmed?
A. That's correct.
Q. Was that your daughters or you?
A. Well part was me because I was trying to make sure Ahmed was aware that there was a warrant out for his arrest and also when he called me I do remember everyone was trying to make sure I was safe because my sister's house was set on fire and my family was concerned nobody could get in contact with me and I'm assuming that's why these calls were so short, it kept cutting out. I think we had, I don't know if it had left by 3 but that's probably why they were so short or not, I don't know. But I do remember he was the only one that was able to get in contact with me to make sure I was safe." (emphasis added).
This evidence was given around lunchtime, before the Court adjourned for the weekend on Friday 1 December 2017.
[11]
Fourth discharge application
On the morning of Monday 4 December 2017, counsel for the defence asked to take the judge "back to the sorites paradox, what your Honour referred to as the bald man paradox." The "bald man paradox" was referred to by the primary judge in the passage of argument set out at [56] above. The "sorites paradox" is also known as the paradox of the heap, the conundrum of "when, as between two heaps of grain, one large and one small, does the large one cease to be large, and the small become large, if a grain from time to time is taken from the one and added to the other": see Brown v Bowden (1900) 19 NZLR 98 at 102. Defence counsel then said, in the language of the latter paradox, "if I can take another grain of sand off the heap" and referred to the passage extracted at [61] above, submitting that it had "a colour about it." Whether there be any difference between the two paradoxes referred to, the point that both the trial judge and counsel for the defence were making concerned the cumulative effect of successive prejudicial events in the trial.
The trial judge then said:
"Well when you made your last application I had heard that and I took that into account in my judgment. I had already factored that in, having heard the reference to the house being set on fire, so unless there's something else you want to add.
Levet: No, your Honour.
His Honour: Then you're protected should things go further.
Levet: Indeed, thank you, your Honour."
It is plain enough that, although no discharge application was made in terms, the trial judge treated one as having been made. It is also plain that the trial judge was mistaken as to the sequence of the evidence about the fire and the third discharge application. Curiously, defence counsel was also mistaken because he did not correct the trial judge's statement as to timing and indeed acquiesced in what his Honour had said about the sequence of the evidence. It is to be noted that the impugned evidence was given shortly after the ruling on the third discharge application, and both had occurred in the previous week of the trial.
It should also be noted that the exchange set out at [64] above was the last "ruling" in the case prior to jury addresses and the summing up.
[12]
The addresses and the summing up
Counsel for the Crown addressed relatively briefly. The salient features of the address were as follows:
1. Mr Ayoub was stabbed outside the appellant's parents' house;
2. Mr Ayoub knew the appellant and identified him as the man who had stabbed him;
3. the fact that Mr Ayoub knew the Appellant militated against getting the identity wrong;
4. Mr El Zamtar, the appellant's cousin, gave evidence that the appellant had admitted to him that he had stabbed Mr Ayoub, and had offered him (Mr El Zamtar) $50,000 to kill Mr Ayoub;
5. the report to Crime Stoppers on the day following the stabbing in relation to the appellant was inconsistent with him being named by Mr El Zamtar because of a refusal to succumb to subsequent demands to pay haqq or blood money;
6. the sighting by two independent witnesses, Ms Micallef and Mr Hancock, of a group of young men of Middle Eastern or Lebanese appearance in Proctor Parade, "looking aggressive" and with one male on the ground, contemporaneous with the stabbing;
7. Eman El Zamtar's statement on the day of the stabbing that Mr Ayoub went down Proctor Parade to meet the appellant;
8. the paradoxical significance of Mr Ayoub's false story of being assaulted by two Islanders and an Asian looking man. In this context, the Crown Prosecutor said:
"In this trial, members of the jury, you've been given an insight into a culture which existed amongst some people in the community that Mr Ayoub and Mr El Zamtar lived in. A culture where people resolved matters amongst themselves, they didn't go to police. Mr Ayoub and Mr El Zamtar were quite upfront with you about that. Clearly crime should be reported to police, people shouldn't take the law into their own hands, the police and the courts should deal with these issues, but Mr Ayoub and Mr El Zamtar told you that's not the way things operated in their community."
It should be noted that it was no part of the Crown's address that the appellant was a drug dealer, involved with drugs or any other criminal activity. Nor was there any mention of "runners" or any reference to the Middle Eastern Organised Crime Squad.
Obviously enough, defence counsel's address contained no reference to any of these matters either. What was noted in the defence address to the jury, however, was the evidence in relation to "haqq" which has been extracted at [44] and [49] above. Defence counsel said:
"There's some discussion about haqq. There's discussion about payment of haqq et cetera and he denies in essence that he is the one or has been involved in the offering of haqq. He does say something else though that's important. You've heard about some evidence about this subculture, that people don't go to the police, that people don't report to the police, et cetera, and he said, 'If anyone gets hurt there's automatic split, 99% of the time in the environment we are in.' He goes on to say, 'Everyone starts splitting into two groups.' It may be that this is what happened here."
[13]
Legal principles
Appeals from convictions on indictment are only as of right if the grounds relied upon involve questions of law alone. In all other cases, leave must be granted to appeal from a conviction on indictment: the Criminal Appeal Act s 5(1).
The appellant's sole ground of appeal, as noted at [16] above, is that a substantial miscarriage of justice was occasioned as a result of irregularities in the evidence at the appellant's trial prejudicial to his interests, and the trial judge's failure to discharge the jury.
A decision not to discharge a jury is not, "in the strict sense", a decision on a question of law: R v TS [2004] NSWCCA 38 at [117] (TS). Rather, it is an exercise of a discretionary power: Crofts at 440-441; Santo v R [2009] NSWCCA 269 at [51]; Trieu v R [2012] NSWCCA 169 at [21] (Trieu); R v Ahola (No 6) [2013] NSWSC 703 at [18] (Ahola). Accordingly, the appellant required leave to appeal from his conviction. As noted at [15] above, that leave should be given.
It should be emphasised, however, that the appeal "is not against the failure to discharge the jury but against the conviction": Maric v The Queen (1978) 20 ALR 513 at 520; (1978) 52 ALJR 631 (Maric); see also Samadi v The Queen [2008] NSWCCA 330; 192 A Crim R 251 at 278 [134] (Samadi).
[14]
Miscarriage of justice and substantial miscarriage of justice
The starting point for determining this appeal is therefore the same as any other appeal from a conviction on indictment - namely, the terms of s 6(1) of the Criminal Appeal Act: Maric at 520 (ALR); 634-5 (ALJR); Samadi at 278 [134]; Trieu at [26], cited in Scott v R [2017] NSWCCA 296 at [186] (Scott). That section provides that:
"The court on any appeal under section 5(1) against conviction shall allow the appeal if it is of opinion that the verdict of the jury should be set aside on the ground that it is unreasonable, or cannot be supported, having regard to the evidence, or that the judgment of the court of trial should be set aside on the ground of the wrong decision of any question of law, or that on any other ground whatsoever there was a miscarriage of justice, and in any other case shall dismiss the appeal; provided that the court may, notwithstanding that it is of opinion that the point or points raised by the appeal might be decided in favour of the appellant, dismiss the appeal if it considers that no substantial miscarriage of justice has actually occurred." (emphasis added)
In [16] of these reasons, I drew attention to the appellant's use of the phrase "substantial miscarriage of justice" in his Notice of Appeal. In Crofts, which was an appeal from a decision of the Victorian Court of Criminal Appeal, the majority said at 441:
"…The appellate court must also decide for itself whether, in these circumstances, the result of the refusal to discharge the jury occasioned the risk of a substantial miscarriage of justice." (emphasis added)
In 1996 when Crofts was decided, the Victorian provision governing the determination of conviction appeals (s 568 of the Crimes Act 1958 (Vic)) was in terms that were relevantly similar to s 6(1) of the Criminal Appeal Act. Specifically, the provision distinguished between a miscarriage of justice and substantial miscarriage of justice in the same way that the current NSW legislation does.
In oral submissions, the Crown submitted that the use of the language of "risk of substantial miscarriage of justice" in the passage from Crofts extracted at [80] above, "conflates the proviso test with the miscarriage test". In Filippou v The Queen (2015) 256 CLR 47; [2015] HCA 29 (Filippou), the High Court paid close regard to the words of s 6(1) of the Criminal Appeal Act, distinguishing between the question of whether there has been a miscarriage of justice, and whether there has been a substantial miscarriage of justice: Filippou at 54-5 [15].
[15]
Irregularities
Various terms are used in the cases on miscarriages of justice to describe the kinds of events in trials that can give rise to a miscarriage. The multiplicity of verbal formulae is unsurprising; as Gleeson CJ noted in Nudd at 163 [6] (ALR); 618 [6] (ALJR), "it is impossible and undesirable to attempt to reduce miscarriages of justice to a single formula."
In Crofts (at 440-1), there are references to "an inadvertent or potentially prejudicial event", "slips", "mishap[s]", and "conduct". There is also a reference to the particular event that occurred in Crofts, namely "the admission of … inadmissible evidence". In Miller v R [2015] NSWCCA 206; 252 A Crim R 486 (Miller) at 511, that event is recast in terms of "the statements said to have given rise to the prejudice", and the Court, citing Maric, also referred to "wrongly admitted evidence". In Ahola, Button J referred to "the accidental receipt of prejudicial material" (at [17]).
Many other cases refer compendiously to "irregularities" (see, eg: Maric; Wilde v The Queen (1988) 164 CLR 365; [1988] HCA 6 (Wilde); R v Marsland (NSWCCA, 17 July 1991, unreported) (Marsland); R v Young & Phipps (NSWCCA, 31 October 1995, unreported) (Young & Phipps); Webb v The Queen (1994) 181 CLR 41; [1994] HCA 30 (Webb); Weiss; Qing An v Regina [2007] NSWCCA 53 (Qing An); Younan v R [2016] NSWCCA 248; 316 FLR 122 (Younan)).
The term 'irregularities' has no fixed meaning beyond being a general term to describe a departure from the 'regular' course of a criminal trial. And what is meant by the 'regular' course of a criminal trial can only be understood in historical and systemic context: see, for example, Mraz at 514 and Birks at 685.
Not every irregularity will be prejudicial, and not every prejudicial piece of evidence will be irregular. There is prejudice, and there is unfair prejudice: Papakosmas v The Queen (1999) 196 CLR 297; [1999] HCA 37 at 325 [91]. Prejudicial evidence will have the quality of unfairness where there is a real risk that the evidence will be misused by the jury in some unfair way: R v BD (1997) 94 A Crim R 131 at 139 per Hunt CJ at CL.
Though not directly concerned with the meaning of 'irregularity', the following passage from Wilde is a clear example of the use of 'irregularity' as a general term for describing departures from the normal course of a criminal trial. At 373, Brennan, Dawson and Toohey JJ said:
"…The proviso has no application where an irregularity has occurred which is such a departure from the essential requirements of the law that it goes to the root of the proceedings. If that has occurred, then it can be said, without considering the effect of the irregularity upon the jury's verdict, that the accused has not had a proper trial and that there has been a substantial miscarriage of justice. Errors of that kind may be so radical or fundamental that by their very nature they exclude the application of the proviso: see Reg. v. Hildebrandt; Reg. v. Henderson; Reg. v. Couper.
There is no rigid formula to determine what constitutes such a radical or fundamental error. It may go either to the form of the trial or the manner in which it was conducted. There are those cases which identify irregularities which are sufficient to vitiate a trial and afford a basis for a writ of venire de novo. They are concerned more with the form of the trial but even in that area they provide no real touchstone for determining when an irregularity is so serious as to cause a mistrial: see Cooke, "Venire de Novo" Law Quarterly Review, Vol. 71 (1955) 100, at p. 128; Reg. v. Rose; and, in the House of Lords. But the wording of the proviso is quite general and it is clear that it may be applied notwithstanding a misdirection concerning the law or the wrongful admission of evidence. In the end no mechanical approach can be adopted and each case must be determined upon its own circumstances." (footnotes omitted)
[16]
Crofts and principles relating to jury discharge
Crofts is a key authority concerning the exercise of a trial judge's discretion whether to discharge a jury. It is also a key authority concerning the approach to be taken by an appellate court when a conviction is challenged on the basis that a miscarriage of justice was occasioned by a trial judge's refusal to discharge the jury.
In an oft-quoted passage, the majority in Crofts (Toohey, Gaudron, Gummow and Kirby JJ) said (at 440-441):
"…No rigid rule can be adopted to govern decisions on an application to discharge a jury for an inadvertent and potentially prejudicial event that occurs during a trial. The possibilities of slips occurring are inescapable. Much depends upon the seriousness of the occurrence in the context of the contested issues; the stage at which the mishap occurs; the deliberateness of the conduct; and the likely effectiveness of a judicial direction designed to overcome its apprehended impact. As the court below acknowledged, much leeway must be allowed to the trial judge to evaluate these and other considerations relevant to the fairness of the trial, bearing in mind that the judge will usually have a better appreciation of the significance of the event complained of, seen in context, than can be discerned from reading transcript."
This passage concisely states the principles that guide the exercise of a trial judge's discretion whether to discharge a jury. Those principles are settled, though it should be emphasised that they are only guiding principles; there is "no rigid rule" prescribing how the discretion should be exercised. In Miller, Beazley P, Fullerton and Hamill JJ summarised the principles as follows (at 510-11 [126]):
"(1) In determining whether the jury must be discharged following the wrongful admission of evidence, there is no rigid rule to be applied: Crofts at 440.
(2) In deciding an application to discharge the jury, key considerations include:
(a) the fairness of the trial: Crofts at 440;
(b) the nature of the statements said to have given rise to the prejudice, including whether they were such as to "have been left vividly etched on the mind of the jury": Crofts at 441;
(c) the seriousness of the occurrence in the context of the contested issues: Crofts at 440;
(d) the stage at which the mishap occurs: Crofts at 440; Maric at 635 [ALJR];
(e) the deliberateness of the wrongful conduct: Crofts at 440; Maric at 635;
(f) the likely effectiveness of a judicial direction designed to overcome the apprehended impact of the evidence, and particularly the difficulty of formulating a direction that does not refer specifically to the evidence and by doing so reinforce the prejudice: Crofts at 440-441; Maric at 635.
(3) Such damage as was caused by the wrongly admitted evidence may not be capable of remedy by trial directions: Maric at 635.
…
(5) Significant leeway must be allowed to the trial judge to evaluate these and other considerations, bearing in mind:
'… that the judge will usually have a better appreciation of the significance of the event complained of, seen in context, than can be discerned from reading transcript': Crofts at 440-441."
[17]
Appellate review of decision not to discharge jury
Subject to one point of clarification, the principles concerning appellate review of a trial judge's decision to refuse to discharge a jury are also settled.
The starting point is the following passage from the plurality judgment in Crofts (at 441):
"Nevertheless, the duty of an appellate court, where the exercise of discretion to refuse a discharge is challenged, is not confined to examining the reasons given for the order to make sure that the correct principles were kept in mind. The appellate court must also decide for itself whether, in these circumstances, the result of the refusal to discharge the jury occasioned the risk of a substantial miscarriage of justice. In other words, can the appellate court say with assurance that, but for the admission of the inadmissible evidence, the conviction was inevitable?" (footnote omitted)
In Miller, this Court distilled the principles in the following terms (at 511 [126]):
"…(4) The test to be applied by appellate courts reviewing the discretion to discharge has been stated in a variety of ways. However, in Maric, at 635, it was noted that '[a]t basis, the question is whether [the court] can be satisfied that the irregularity has not affected the verdict', and in Crofts, at 441, the question was put similarly as whether, in the circumstances, the appellate court can 'say with assurance that, but for the admission of the inadmissible evidence, the conviction was inevitable'.
(5) Significant leeway must be allowed to the trial judge to evaluate these and other considerations, bearing in mind:
'… that the judge will usually have a better appreciation of the significance of the event complained of, seen in context, than can be discerned from reading transcript': Crofts at 440-441.
(6) Nevertheless, the duty of an appellate court considering a challenge to the exercise of discretion to refuse a discharge 'is not confined to examining the reasons given for the order to make sure that the correct principles were kept in mind': Crofts at 441, but rather must apply the broader test stated at (4) above."
See also Samadi at 277-8, Trieu at [26]−[28] and Younan at 128-130 [32]−[40].
Additionally, the authorities are replete with statements expressing the trust that our legal system places in juries to follow judicial directions. In The Queen v Glennon (1992) 173 CLR 592; [1992] HCA 16 (Glennon), Mason CJ and Toohey J said at 603:
"The possibility that a juror might acquire irrelevant and prejudicial information is inherent in a criminal trial. The law acknowledges the existence of that possibility but proceeds on the footing that the jury, acting in conformity with the instructions given to them by the trial judge, will render a true verdict in accordance with the evidence."
[18]
Was there a substantial miscarriage of justice?
The appellant's submission was that, by the time of the third discharge application, prejudicial descriptions of the appellant such as "little cocksucker", "a little fucking backstabbing prick", "a little shit", "a little backstabber"; "an evil person" (on three different occasions); and "as having no remorse" (on two occasions) and allusions to the appellant's involvement in drug running and gang membership and being the object of interest of the Middle Eastern Organised Crime Squad precluded a fair trial.
As to the various descriptions of the appellant proffered gratuitously by various Crown witnesses, given the nature of the case and the allegations, it would hardly be surprising to the jury that Mr Ayoub would have feelings of considerable hostility to the man he had accused of attempting to murder him and subsequently seeking to procure his murder. That these hostile feelings manifested themselves in the strong and at times crude language used by Mr Ayoub which I have highlighted in [130] above did not in my opinion impact on the fairness of the trial nor do I consider that they would have had a prejudicial impact of any materiality on the jury's view of the accused or his guilt. Indeed, an agitated, fiery, emotional and argumentative witness will often lose credibility with a tribunal of fact. In that context, it may be noted that in relation to Mr Ayoub's description of the appellant as "that little backstabbing prick", the trial judge said, in the jury's presence, "Mr Ayoub, I can see you're a bit upset, but it's best if you just tell us what happened calmly and unemotionally, okay" (see [35] above). The trial judge made a similar intervention at a later point in Mr Ayoub's evidence, with an implicit reprimand and a direction to Mr Ayoub to answer the question: see [41] above.
I am fortified in my view as to the lack of material prejudicial impact of the various terms used by Mr Ayoub to describe the appellant by the fact that no complaint was raised with the trial judge about these terms, one of which ("you little cocksucker") may have been a term Mr Ayoub attributed to the appellant addressing him, Mr Ayoub, shortly before the stabbing: see [35] above. That evidence could not be described as an "irregularity".
Turning to the matters underpinning the first discharge application, the immediate background to this application is set out at [44]−[45] above with the short oral argument reproduced at [46]. The focus of the argument was on the use by Mr El Zamtar of the word "runners" which defence counsel said implied a connection with drug running and drug dealing.
[19]
Conclusion
It follows, in my opinion, that, whilst leave to appeal should be granted, the appeal should be dismissed.
DAVIES J: I agree with Bell P.
[20]
Amendments
13 July 2020 - Changes made due to a suppression order to reflect correct title of R v TS [2004] NSWCCA 38 in coversheet; Headnote at (ii); [77]; [91]; and [120]. Reference to publication of [2004] NSWCCA 38 in A Crim R has also been removed.
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply to this judgment or decision. The onus remains on any person using material in the judgment or decision to ensure that the intended use of that material does not breach any such order or provision. Further enquiries may be directed to the Registry of the Court or Tribunal in which it was generated.
Decision last updated: 13 July 2020
Elie Rahme & Associates (Appellant)
C Hyland, Solicitor for Public Prosecutions (Respondent)
File Number(s): 2014/376573
Publication restriction: N/A
Decision under appeal Court or tribunal: District Court
Jurisdiction: Criminal
Citation: [2018] NSWDC 172
Date of Decision: Date of jury verdict: 7 December 2017
Date of sentence: 16 February 2018
Before: Berman SC DCJ
File Number(s): 2014/376573
[This headnote is not to be read as part of the judgment]
After a jury trial in the District Court in late 2017, Mr Omar Hamide was convicted of one count of wounding with intent to cause grievous bodily harm and one count of soliciting a third-party to commit a murder. He was sentenced to an aggregate term of imprisonment consisting of a head sentence of 13 years with a non-parole period of 9 years and 6 months.
Mr Hamide sought leave to appeal against his conviction. His sole proposed ground of appeal was that a substantial miscarriage of justice was occasioned as a result of irregularities in the evidence at his trial prejudicial to his interests, and the trial judge's failure to discharge the jury. On several occasions, evidence which he considered to be unfairly prejudicial went before the jury. These events were the 'irregularities' complained of. Following that evidence coming out, his counsel at trial applied a number of times to have the jury discharged. Each such application was refused. The trial judge gave directions to the jury both during the trial and in his summing-up intended to cure any prejudice caused by these 'irregularities'.
The Court (Bathurst CJ, Bell P, and Davies J) granted leave to appeal, but dismissed the appeal, holding:
(Per Bathurst CJ, Bell P, and Davies J)
(i) Not all of the events complained of as being 'irregularities' could be so characterised, or would have had a prejudicial impact of any materiality: [1], [131]-[132], [154], [170].
Crofts v The Queen (1996) 186 CLR 427; [1996] HCA 22 referred to; Maric v The Queen (1978) 20 ALR 513; (1978) 52 ALJR 631 considered; Miller v R [2015] NSWCCA 206; 252 A Crim R 486 referred to; Nudd v The Queen [2006] HCA 9; 225 ALR 161 referred to; Qing An v Regina [2007] NSWCCA 53 considered; R v Ahola (No 6) [2013] NSWSC 703 referred to; R v Grills (1910) 11 CLR 400; [1910] HCA 68 referred to; R v Marsland (NSWCCA, 17 July 1991, unreported) considered; R v Young & Phipps (NSWCCA, 31 October 1995, unreported) considered; Webb v The Queen (1994) 181 CLR 41 [1994] HCA 30 considered; Weiss v The Queen (2005) 224 CLR 300; [2005] HCA 81 referred to; Wilde v The Queen (1988) 164 CLR 365; [1988] HCA 6 considered; Younan v R [2016] NSWCCA 248; 316 FLR 122 referred to.
(ii) To the extent that prejudicial evidence did come out during the trial, the trial judge's directions to the jury had a sufficiently curative effect, ensuring that Mr Hamide received a fair trial: [1], [142]-[143], [156], [160]-[162], [170].
Gilbert v The Queen (2000) 201 CLR 414; [2000] HCA 15 referred to; Samadi v The Queen [2008] NSWCCA 330; 192 A Crim R 251 referred to; Scott v R [2017] NSWCCA 296 referred to; R v Bartle [2003] NSWCCA 329; (2003) 181 FLR 1 referred to; R v TS [2004] NSWCCA 38 referred to; The Queen v Glennon (1992) 173 CLR 592; [1992] HCA 16 considered; Wilson v R [2019] NSWCCA 38 referred to.
(iii) In the context of the trial as a whole, and in light of the directions given, the trial judge's refusals to discharge the jury did not occasion a substantial miscarriage of justice or, indeed, a miscarriage of justice: [1], [168], [170].
Criminal Appeal Act 1912 (NSW) ss 5(1), 6(1) applied.
(Per Bathurst CJ)
(iv) When a person appeals against a conviction and challenges the trial judge's refusal to discharge a jury, the appellate court must be satisfied that the result of the refusal to discharge the jury occasioned the risk of a substantial miscarriage of justice. If the appellate court is satisfied that there was a risk of a substantial miscarriage of justice, it follows that there is no need to find any separate error of law in the House v The King (1936) 55 CLR 499; [1936] HCA 40 sense, and nor, it seems, would there be any room for the operation of the proviso to s 6(1) of the Criminal Appeal Act: [8].
Barber v R; Zraika v R [2016] NSWCCA 125 referred to; Crofts v The Queen (1996) 186 CLR 427; [1996] HCA 22 considered; Curran v R [2017] NSWCCA 123 referred to; House v The King (1936) 55 CLR 499; [1936] HCA 40 referred to; Maric v The Queen (1978) 20 ALR 513; (1978) 52 ALJR 631 considered.
(Per Bell P, Davies J agreeing)
(v) In view of the way that the ground of appeal was pleaded, it was unnecessary to decide how to resolve the possible tensions between the decisions in Maric and Crofts, and between Crofts and the language of s 6(1) of the Criminal Appeal Act 1912 (NSW): [84], [170].
Crofts v The Queen (1996) 186 CLR 427; [1996] HCA 22 considered; Maric v The Queen (1978) 20 ALR 513; (1978) 52 ALJR 631 considered.
(vi) In an appeal against conviction where one of the grounds is that a miscarriage of justice was occasioned by a trial judge's refusal to discharge the jury, the relevant principles to be applied in determining that ground are those in Crofts not those in House v The King: [127], [170].
Crofts v The Queen (1996) 186 CLR 427; [1996] HCA 22 considered; Curran v R [2017] NSWCCA 123 referred to; House v The King (1936) 55 CLR 499; [1936] HCA 40 referred to; Hughes v R [2018] NSWCCA 2 considered; Wilson v R [2019] NSWCCA 38 considered.
Judgment
BATHURST CJ: I have had the advantage of reading the judgment of the President in draft. His Honour has set out the facts and it is unnecessary to repeat them. I agree with the orders proposed by him and subject to what I have written below with his reasons.
However, I wish to deal with two issues. First, whether to succeed on an appeal on the ground of miscarriage of justice arising from the failure to discharge the jury, it is necessary to show error in the sense described in House v The King (1936) 55 CLR 499; [1936] HCA 40; and second, whether any conclusion on this ground should be based on the jurisprudence concerning the proviso to s 6(1) of the Criminal Appeal Act 1912 (NSW).
Section 6(1) of the Criminal Appeal Act is in the following terms:
"6 Determination of appeals in ordinary cases
(1) The court on any appeal under section 5(1) against conviction shall allow the appeal if it is of opinion that the verdict of the jury should be set aside on the ground that it is unreasonable, or cannot be supported, having regard to the evidence, or that the judgment of the court of trial should be set aside on the ground of the wrong decision of any question of law, or that on any other ground whatsoever there was a miscarriage of justice, and in any other case shall dismiss the appeal; provided that the court may, notwithstanding that it is of opinion that the point or points raised by the appeal might be decided in favour of the appellant, dismiss the appeal if it considers that no substantial miscarriage of justice has actually occurred."
Subject to the proviso, it can be seen that the Court has power to set aside a conviction in three types of cases:
1. Where the verdict of the jury is unreasonable or cannot be supported having regard to the evidence.
2. Where there is a wrong decision on a question of law.
3. On any other ground whatsoever there was a miscarriage of justice.
In Maric v The Queen (1978) 52 ALJR 631, Gibbs CJ emphasised at 634-635 that when a trial judge has refused an application to discharge a jury, and the accused has been convicted, the appeal is "not against the failure to discharge the jury but against the conviction". His Honour, with whom Mason and Jacobs JJ agreed, went on to say that he could not see any justification in dealing with appeals in such cases on any different principles than those which apply in criminal appeals generally.
That, with one qualification, was the approach adopted in Crofts v The Queen (1996) 186 CLR 427; [1996] HCA 22 (Crofts). In that case, the plurality made the following remarks at 440-441:
"It may be accepted that the Court of Criminal Appeal approached the matter with the correct principles in mind. No rigid rule can be adopted to govern decisions on an application to discharge a jury for an inadvertent and potentially prejudicial event that occurs during a trial. The possibilities of slips occurring are inescapable. Much depends upon the seriousness of the occurrence in the context of the contested issues; the stage at which the mishap occurs; the deliberateness of the conduct; and the likely effectiveness of a judicial direction designed to overcome its apprehended impact. As the court below acknowledged, much leeway must be allowed to the trial judge to evaluate these and other considerations relevant to the fairness of the trial, bearing in mind that the judge will usually have a better appreciation of the significance of the event complained of, seen in context, than can be discerned from reading transcript.
Nevertheless, the duty of the appellate court, where the exercise of discretion to refuse a discharge is challenged, is not confined to examining the reasons given for the order to make sure that the correct principles were kept in mind. The appellate court must also decide for itself whether, in these circumstances, the result of the refusal to discharge the jury occasioned the risk of a substantial miscarriage of justice. In other words, can the appellate court say with assurance that, but for the admission of the inadmissible evidence, the conviction was inevitable? In our view, in the particular circumstances of this case, that could not be said."
Mr Ayoub said he started running after he had been stabbed and that he was followed by, amongst others, Mr El Mir. Mr Ayoub gave some evidence about a number of the men standing around him and that the appellant was saying "Fucking kill him, kill him, let's get him, fucking kill him".
It then appears that Mr Ayoub lost consciousness and that when he came to people were preparing to take him to hospital. He also said that he could remember the appellant saying not to go to the police "or we'll get you" whilst he was being kicked.
Mr Ayoub then gave evidence that the police came and the police officer asked him who had stabbed him but that he, Mr Ayoub, lied to the police officer, coming up with the story that it was two Islanders and an Asian.
There was then this passage of evidence:
"Q. And why did you lie to him?
A. Not down the road it was straight up ahead. Because I was scared, like you can't - but you can't do that.
Q. When you say you can't do that you can't what?
A. I was scared.
Q. What were you scared of?
A. Him.
Q. And who's him?
A. That little shit."
This was a reference to the appellant.
Mr Ayoub gave evidence that, whilst he was in hospital, he was visited by Mr El Zamtar and that he told him the truth about what had happened. It will be recalled that he had previously told a false story to the police.
Mr Ayoub then gave evidence that, in September 2014, Mr El Zamtar told him that the appellant had offered to pay him money to have Mr Ayoub killed. Mr Ayoub said it was this that caused him to go to the police and provide them with a statement as to what he said in truth occurred when he was stabbed. There then followed this passage of evidence:
"Q. Did you speak to Ahmed about whether or not he would be prepared to make a statement?
A. I don't care what he would have done but I had to do - I felt like that that's it, I couldn't - what am I supposed to do?
Q. No --
A. I wasn't going to be violent towards him, okay? I'm not a violent person and he had no remorse; this guy's an evil person so --
His Honour: Hold on a sec.
Q. Just answer the question, please, Mr Ayoub, if you wouldn't mind.
A. Yeah.
Crown
Prosecutor: So you went to the police and told them?
A. Yeah."
In his evidence in chief, Mr Ayoub explained that he had initially lied to the police as to the identity of his assailant because he was scared of the appellant. He explained, however, that he went to the police in September 2014 because he had been told by Mr El Zamtar that the appellant was trying to kill him.
In the course of Mr El Zamtar's evidence in chief, the following exchange occurred:
"Q. Well first off when he [Mr Ayoub] told you Omar had stabbed him now Omar was someone you knew for a long time?
A. Yes very good.
Q. Did you ask Mark why Omar had stabbed him?
A. Yes I did.
Q. And what did Mark say?
A. There was a conflict between Mark and Omar about runners. They've both got friend like who do stuff and they conflict of these and the boys had had a fight."
The trial judge gave no directions to the jury in relation to the reference to "runners" or what was said to be implied from its use. No complaint per se is made in relation to that, and the trial judge no doubt considered that to do so may only have drawn unnecessary attention to the matter and compounded the situation in relation to which defence counsel had complained.
Mr El Zamtar's cross-examination then commenced. He was obviously a critical witness. He was asked about his suggestion to the appellant that he pay Mr Ayoub "blood money" and agreed that it was often referred to as "haqq." There then followed this passage of evidence:
"Q. When was it that you first talked to Omar about haqq?
A. Look if I'm not mistaken I probably would have brought it up at the first meeting in Chester Hill I would of and spoke about it the second time and the third time, I would have brought up all those to him, I would have given him that option many times about when I kept seeing the evilness in him, he didn't care like he's not going to abide by no law, no heart no ..(not transcribable).. or nothing like he doesn't like he's in his own world, that's what was happening with him and his mentality."
Almost immediately following this, the following occurred:
"Q. You have been trying to get revenge against Omar and his family haven't you?
A. Me?
Q. Yeah?
A. No.
Q. You say that when something like this happens everybody splits into two groups?
A. I'm talking about the gangs, the drug dealers not our parents I'm talking about street life our mums and dads don't sell drugs on the streets and carry guns.
Q. Can you listen to the questions and answer the questions, is it the case that people split up when there are issues of haqq involved?
A. That's nothing to do with haqq, can you put haqq aside people split up when any violence involved. I call it the devil life whenever you're involved in that life and there's a dispute where a knife or a gun and blood is shed there's an automatic split with the gangs automatically and it's like loyalty to even support automatically. There's nothing to do with haqq, haqq comes at the end if you're not going to end up seeking revenge haqq has nothing to do with this in the beginning."
The trial judge delivered the following ruling:
"Mr Levet makes a third application that the jury be discharged. I do not mean any criticism of him at all in beginning this judgment that way because each application has been made after developments in the evidence put before the jury. This third application is prompted by some evidence given by the officer-in-charge of this matter. Yesterday afternoon the Crown was asking that officer when it was that Mr Hamide was located. The following question and answers appear:
Q. Mr Hamide was eventually located. Is that correct?
A. That's right.
Q. When was he located?
A. May. It was only in 2016, it was by the Middle Eastern Organised Crime Squad.
The volunteering by the officer that the section of the police which located Mr Hamide was the, 'Middle Eastern Organised Crime Squad,' was something which caused me to prick up my ears at the time. I am sure others in particular, the jury, noticed as well. If the jury asks for a transcript I will make sure that there is a full stop after the year 2016 so that the words, 'It was by the Middle Eastern Organised Crime Squad,' are deleted, but that is very much a partial solution to the problem which the police officer has caused.
This reference to the Middle Eastern Organised Crime Squad comes on top of other matters which had been referred to, in particular, by Mr Ayoub and Mr El Zamtar concerning the relationship between them and the accused and the reasons for any bad blood between them arising out of an altercation between what were described as, "Runners," associated with two separate groups of people with a Lebanese background. The stage has been reached that it is clear that the jury will understand that Mr Hamide was involved in, or at least suspected by police to have been involved in, criminal activities of a kind which attracted the Middle Eastern Organised Crime Squad and of a kind which probably involved drug supply.
To put matters bluntly, it is highly likely that the jury will believe that the accused was involved in the supply of drugs not just as an individual but as part of a group engaged in that enterprise.
A jury should only be discharged where there is a necessity for that to happen.
The Crown is to call its last witness as soon as she arrives in a few minutes. There may be another witness depending on whether police can execute a warrant for that witness' arrest but the Crown case is almost closed. There is a need to continue with the trial if that can be done fairly to the accused. As I said in one of my earlier judgments there are many cases where it is an essential part of the case against an accused that he or she has a criminal record or is being involved in criminal activity beyond that for which they are facing trial.
It is regrettable that this circumstance has come about but I remain of the opinion that I expressed earlier. The trial of Mr Hamide will still be fair. I have directed the jury already that these charges relate to very specific criminal activity alleged by the Crown. I will amplify that direction if requested by Mr Levet or the Crown by saying that it does not matter if they think that Mr Hamide may have been involved in other criminal activity. They cannot find him guilty of the charges on the indictment unless those particular charges are made out by the Crown.
The criminal law proceeds on that basis that juries follow judge's directions. Research into the behaviour of juries bears out the assumptions which are made by the criminal law. The work done by Professor Warren Young in New Zealand and by the Royal Commission into Institutional Responses to Child Sexual Abuse which has involved examining juries has shown how seriously jurors take their duties and that they attempt to apply the law as the judge directs them. Academic research suggests the accuracy of the assumption that the criminal law makes about juries following judges' directions.
The result is that the application to discharge this jury is again refused."
The reference to the "Middle Eastern Organised Crime Squad" was struck from the transcript before it was provided to the jury in the course, and for the purposes, of its deliberation.
A little later in his address he said:
"But in terms where everyone starts splitting into two groups where compensation is being talked about, where revenge is one of the things that is being considered, you might think that that has some degree of significance. You've also heard from Mr Ayoub in relation to this, he says that a couple of people spoke to him in relation to compensation. He talks to you about a person called Ahmed and that is a person called Ahmed Adja who came to see him, he says, after he went to the police. He's not able to tell us what Ahmed Adja's address is. He goes on to talk about someone called Arch as being one of the people who had discussed with him this concept of haqq. I mean, ladies and gentlemen, it's entirely a matter for you, but you might think that the person Arch or the name Arch, whose last name he didn't know and whose address he didn't know, was simply a figment of Mr Ayoub's imagination."
Defence counsel continued:
"You've heard from Mr El Zamtar that automatically people split into two sides. You may have formed the view that things are occurring that you don't know about, about which evidence has not been led. That's not a matter about which you can or should speculate."
A strong attack was made on the credibility of Mr Ayoub, Mr El Zamtar and Eman El Zamtar with defence counsel putting to the jury that they needed to be sure of the truthfulness of these witnesses before they could enter a conviction.
The trial judge then summed up for the jury over the course of a little over an hour. No criticism is made of the summing up on this appeal. In the course of his summing up, the trial judge said:
"I am now going to repeat and elaborate a bit on something I said to you during the trial. You will recall that during the trial I told you that these allegations are very specific. These charges concern very specific allegations the prosecution makes against the accused.
They concern whether the Crown has proved that the accused stabbed Mr Ayoub and whether the Crown has proved that he asked Mr El Zamtar to kill Mr Ayoub. You are deciding those allegations and nothing else. Also you have heard some evidence which might suggest that there is something of a feud going on between two branches of this family, I make it clear to you that if there is any bad blood between the members of the extended family, that does not really help you resolve the issues in this trial. After all, the feud may or may not be related to these charges.
It may have predated the matters which you are considering. That is, it may have been of longstanding. And even if bad blood has arisen because of these charges, it could just [as] easily arisen because the charges were false as arising from the allegations being true. But in any case, the accused is not on trial for any of the actions of any member of his family. So focus your attention, members of the jury, on matters which deal specifically with the issue of whether the accused has been proved beyond reasonable doubt to have stabbed Mr Ayoub and to have asked Mr El Zamtar to kill him. Do not get sidelined into irrelevant matters such as other things which may or may not have been going on within the family." (emphasis added).
The jury deliberated over the course of four days before returning its verdict.
On its terms, s 6(1) distinguishes between a "miscarriage of justice" and a "substantial miscarriage of justice". The attention to statutory language in Filippou has been a consistent feature of the High Court's recent jurisprudence on the common form criminal appeal statutes: see, for example, Fleming v The Queen (1998) 197 CLR 250; [1998] HCA 68 at 256 [12]; Weiss v The Queen (2005) 224 CLR 300; [2005] HCA 81 at 305 [9], 312-3 [31] (Weiss); Baiada Poultry Pty Ltd v The Queen (2012) 246 CLR 92; [2012] HCA 14 at 102 [21] (Baiada).
Whether Crofts involves some conflation, as the Crown submitted, need not be resolved in the present case, even if that were an appropriate task upon which this court, as an intermediate court of criminal appeal, could embark, because of the way in which the ground of appeal is formulated. In this context, the Crown's non-invocation of the proviso in the present case may well have been in recognition of the fact that, if the ground of appeal were made out, the appellant would have established that a substantial miscarriage of justice occurred (cf. Filippou at 54-5 [15]).
In R v Birks (1990) 19 NSWLR 677 (Birks) at 685, Gleeson CJ said that "[a] Court of Criminal Appeal has a power and a duty to intervene in the case of a miscarriage of justice, but what amounts to a miscarriage of justice is something that has to be considered in the light of the way in which the system of criminal justice operates."
Gleeson CJ later observed in Nudd v The Queen [2006] HCA 9; 225 ALR 161 at 164 [7]; 80 ALJR 614 at 618 [7] (Nudd) that:
"The concept of miscarriage of justice is as wide as the potential for error. Indeed, it is wider; for not all miscarriages involve error. Process is related to outcome, in that the object of due process is to secure a just result. Justice, however, means justice according to law, and the observance of the requirements of law according to which a criminal trial is to be conducted has a public as well as a private purpose. An unjust conviction is one form of miscarriage. Another is a failure of process of such a kind that it is impossible for an appellate court to decide whether a conviction is just. Another is a failure of process which departs from the essential requirements of a fair trial."
The criminal justice system in its practical operation is not perfect, and it must be remembered and appreciated that a fair trial is not synonymous with a perfect trial: R v Edwards [2009] HCA 20; 255 ALR 399 at 405 [31]; Moubarak by his tutor Coorey v Holt [2019] NSWCA 102 at [89].
In R v Abou-Chabake [2004] NSWCCA 356; 149 A Crim R 417, Kirby J (with whom Mason P and Levine J agreed) said at 428 [63]:
"…the concept of a miscarriage of justice is not an abstract investigation of truth (cf an Inquiry under s474D Crimes Act 1900). It is an investigation in the context of the adversarial nature of a criminal trial. Where deliberate tactical decisions are made on the part of the accused as to the evidence that should or should not be called, and the issues that should or should not be pursued, there is nothing unfair, and there will be no miscarriage, in holding an accused to such decisions, even though it is conceivable that other decisions or something else may have worked rather better…" (emphasis added)
The appellant bears the onus of showing that his convictions were affected by a miscarriage of justice (Driscoll v The Queen (1977) 137 CLR 517 at 526; [1977] HCA 43 (Driscoll); Samadi at 278 [135]), though it is, of course, ultimately for the court "on its own review of the evidence to be satisfied that a miscarriage has occurred": Driscoll at 526.
The appellant does not bear an onus to show that the miscarriage was substantial (although that is the task the appellant appears to have assumed for himself by the terms of the Notice of Appeal: see [16] above). It may be that the reason for the formulation of the ground of appeal recognises the matter observed in Filippou at 54-5 [15], namely that at least as concerns the third limb of s 6(1) of the Criminal Appeal Act, if an appellate court determines that the appellant has not received a fair trial, it will follow that it has concluded that there has been a substantial miscarriage of justice.
In circumstances like those at hand, an appellant will have shown that a miscarriage occurred if he or she can satisfy the Court that, as a result of the trial judge's refusal of the discharge application or applications, he or she may have "lost a chance which was fairly open to him [or her] of being acquitted": Mraz v The Queen (1955) 93 CLR 493; [1955] HCA 59 (Mraz) at 514 (Fullagar J); see also TS at [118] and Samadi at 277-8 [133], [135].
Though, as noted, this is not a case where the proviso to s 6(1) arises for direct consideration, in light of the way in which the appeal ground was framed, some guidance as to what constitutes a "substantial miscarriage of justice" may nonetheless be gleaned from the jurisprudence on the proviso.
Whilst loss of a chance of acquittal that was fairly open may amount to a miscarriage of justice, that possibility does not mean or require a conclusion that the miscarriage of justice was substantial. So much follows, in my view, from the following passage in Weiss at 314 [36]:
" … where evidence that should not have been adduced has been placed before the jury, it will seldom be possible, and rarely if ever profitable, to attempt to work out what the members of the trial jury actually did with that evidence. In cases, like the present, where the evidence that has been wrongly admitted is evidence that is discreditable to the accused, it will almost always be possible to say that that evidence might have affected the jury's view of the accused, or the accused's evidence. … recognition of the possibility that the trial jury might have used wrongfully received evidence against the accused cannot be treated as conclusive of the question presented by the proviso." (italics in original)
Where what is being considered is whether a substantial miscarriage of justice (relevant in the present case by reason of the terms of the Notice of Appeal - see [16] above) occurred, Weiss at 315 [39] sets forth three fundamental propositions that "must not be obscured". These are:
"First, the appellate court must itself decide whether a substantial miscarriage of justice has actually occurred. Secondly, the task of the appellate court is an objective task not materially different from other appellate tasks. It is to be performed with whatever are the advantages and disadvantages of deciding an appeal on the record of the trial; it is not an exercise in speculation or prediction. Thirdly, the standard of proof of criminal guilt is beyond reasonable doubt."
Without being prescriptive or exhaustive, the cases establish that in assessing whether there has been a substantial miscarriage of justice:
1. the appellate court's task must be undertaken on the whole of the record of the trial including the fact that the jury returned a guilty verdict (Weiss at 317 [43]);
2. it cannot be said that no substantial miscarriage of justice has actually occurred unless the appellate court is persuaded that the evidence properly admitted at trial proved, beyond reasonable doubt, the accused's guilt of the offence on which the jury returned its verdict of guilty (Weiss at 317 [44]). This negative proposition states a necessary but not sufficient condition for applying the proviso; some errors can constitute a substantial miscarriage of justice even if the appellate court considers that conviction was inevitable (Lane v The Queen [2018] HCA 28; 92 ALJR 689 (Lane) at 695-6 [38], citing Baiada);
3. the terms of the proviso permit the appellate court to dismiss an appeal from a judgment of the court which gives effect to the verdict of the jury. The proviso does not allow the appellate court to exercise the function of the jury. In a case where a jury has not performed its function in some way (for example, where it has not performed its function of reaching a unanimous verdict), the terms of the proviso do not permit an appellate court to dismiss an appeal on the basis that it is satisfied of the guilt of the accused: Lane at 697 [48], 698 [54]; OKS v Western Australia [2019] HCA 10; 364 ALR 573 at 582 [36].
The question of whether or not a substantial miscarriage of justice occurred in the present case is also informed by a consideration of the principles relating to discharge of a jury and the approach properly to be taken by appellate courts on review of failures so to do. Before turning to consider those principles, it is necessary to consider the concept of "irregularities" which is employed in the appellant's Notice of Appeal.
Events described as 'irregularities' come in many different forms.
Maric was an application for special leave to appeal brought by Angelo Maric from a decision of the New South Wales Court of Criminal Appeal, dismissing his appeal against his convictions for three charges relating to explosions in George Street, Sydney in September 1972. The main ground of appeal in the Court of Criminal Appeal and in the High Court was that inadmissible evidence of a prejudicial kind had been placed before the jury. A majority of the Court of Criminal Appeal had held that no substantial miscarriage of justice had occurred, and had dismissed the appeal. The evidence in question was a witness' account of conversations he had with a third party, Brbic. In his evidence, the witness stated that Brbic had told him that Maric had done "a good job for him in Sydney", that the job was done in George Street, and that Maric was good at making bombs. The High Court held that the event described as an irregularity, the wrongful admission of the evidence, was so prejudicial that it amounted to a miscarriage of justice, and that it was impossible to conclude that no substantial miscarriage of justice had occurred: Maric at 520, 522, and 524 (ALR); 635 and 637 (ALJR). Accordingly, special leave was granted, and the appeal was allowed.
Marsland was an appeal brought against convictions for seven charges relating to violent events that occurred over the course of a night in October 1987. Various grounds of appeal were raised, though none were accepted. The event described as an irregularity was the tender of a document which referred to allegations of sexual misconduct committed by the accused that were not the subject of the trial and which disclosed the name of the complainant in relation to those allegations. The jury asked who the named woman was, and why she had not given evidence before them. The trial judge gave a direction to the jury to the effect that they should put the name of that woman out of their minds entirely, and that it was a mistake on the part of the author of the document that her name was there at all. On appeal, Gleeson CJ (with whom Lee CJ at CL and Hunt J agreed) saw no reason to doubt that the jury would have obeyed that direction, and so concluded that the irregularity had not given rise to a miscarriage of justice.
Webb was an appeal from a decision of the South Australian Court of Criminal Appeal which upheld convictions arising from a joint murder trial. Two events that occurred during the trial were described (at 53-4, 62, and 80) as "irregularities" in the High Court. First, a juror requested that a person in the courthouse pass on a bunch of flowers to the mother of the deceased. The trial judge refused to discharge the juror or the jury as a whole, and directed the jury not to be swayed by feelings of sympathy, but rather, to dispassionately weigh the whole of the evidence. The High Court held that the trial judge had erred in his statement of the law regarding when a juror (or the jury as a whole) should be discharged after being involved in an irregular incident. But by majority, the Court held that the trial judge did not err in refusing to discharge the juror (or the whole jury) in this case, and that the detailed direction given by the trial judge in response to the incident was sufficient to overcome any potential prejudice. The second event described as an "irregularity" was the inadvertent disclosure to the jury that one of the accused had previously been in prison. That disclosure occurred during the examination-in-chief of a prosecution witness. The trial judge refused an application to discharge the jury following this disclosure, and gave a direction to the jury to cure any prejudice that it caused. In the High Court, only Deane and Toohey JJ mentioned this incident, and both of them considered that no miscarriage of justice was occasioned in the circumstances: see at 80 and 90.
Young & Phipps was an appeal from convictions entered after a joint trial of two co-accused on charges relating to the theft of tailings that may have contained opals. The event described as an irregularity was inadmissible evidence of a prejudicial kind being placed before the jury. During his summing-up, the trial judge accidentally read statements from a document that had not been admitted to evidence which attributed to one of the accused a reputation of being an opal thief. The trial judge refused an application to discharge the jury, and, significantly, made no direction seeking to cure the irregularity. On appeal, Gleeson CJ (with whom Badgery-Parker and Abadee JJ agreed) was satisfied that the irregularity gave rise to a miscarriage of justice, and the convictions were quashed and retrials were ordered.
In Wilde, the accused was tried on an indictment containing eight counts, including breaking and entering, stealing, and sexual offences. The counts related to three incidents. The event described as an irregularity was the trial judge's refusal to split the indictment and order separate trials, and relatedly, her direction that evidence concerning two incidents could be used as similar fact evidence to establish the attacker's identity in relation to a third incident. The accused was convicted on charges relating to the second and third incidents. He appealed, arguing that the irregularity identified occasioned a miscarriage of justice. The New South Wales Court of Criminal Appeal held that the trial judge had erred in allowing evidence relating to the first incident to be admitted in relation to the third incident and in refusing to sever the charges arising out of the first incident, but applied the proviso and dismissed the appeal. In the High Court, the question was whether the Court of Criminal Appeal had erred in applying the proviso. Brennan, Dawson and Toohey JJ considered that, in the context of the trial as a whole, the irregularity was not an error "of a fundamental kind" (so there was scope to apply the proviso), and that the evidence was such that a reasonable jury would inevitably have convicted had the error not been made (so the CCA was right to apply the proviso): see at 374.
Qing An was an appeal against convictions and the sentences imposed following a trial for eight counts of robbery whilst armed with an offensive weapon. The event described as an irregularity was that the jury, in the course of its deliberations, found a syringe in the pocket of the accused's jacket, an exhibit in the case. Following this discovery, the accused's solicitor made an application for the discharge of the jury. That application was refused, and the trial judge gave a direction seeking to cure any prejudice that may have been caused. On the conviction appeal, the appellant submitted that the trial judge erred in failing to discharge the jury. Beazley JA (as she was then), with whom Hislop J agreed, held that the directions given by the trial judge were adequate to cure any potential prejudice, and that there was therefore no error in the trial judge's refusal to discharge the jury.
Clearly enough, not all irregularities will produce a miscarriage of justice, let alone a substantial miscarriage of justice, and the prejudicial effects of some can be cured by appropriate directions: Qing An at [21]−[24]. More than 100 years ago, in R v Grills (1910) 11 CLR 400; [1910] HCA 68 at 410, in a passage cited with approval in Weiss at 308 [17], Griffith CJ noted that
"It happens ... in innumerable cases that, by inadvertence, irrelevant evidence (which, strictly speaking, is not admissible) is admitted, and passes without notice and without mischief. But there is no case which decides that a conviction is necessarily bad on the ground that the jury had not been expressly directed to disregard such evidence."
As is implicit in this passage, many (albeit not all) irregularities will be capable of cure or at least mollification, by a direction to the jury (see further at [115] below) and juries are assumed to heed judicial directions (see further at [119]−[120] below).
I turn now to consider the more narrowly focused principles concerning trial judges' decisions relating to the discharge of juries and the approach that appellate courts should take when reviewing convictions said to be compromised by a refusal to discharge a jury.
Additionally, in Ahola, Button J said at [17] that, on his review of the relevant decisions of the High Court and the New South Wales Court of Criminal Appeal, trial judges are neither required nor encouraged "to take an overly sensitive approach to the accidental receipt of prejudicial material", as in "many circumstances a direction is an appropriate remedy, not the discharge of the whole jury". This statement was cited with apparent approval by Beazley P (with whom R A Hulme J and R S Hulme AJ agreed on this point) in Younan at 129 [39].
In the same case, Brennan J (as he then was) said at 614-5:
"Of necessity, the law must place much reliance on the integrity and sense of duty of the jurors. The experience of the courts is that the reliance is not misplaced. In Munday, Street CJ repeated an unreported passage from one of his Honour's earlier judgments:
'…it is relevant to note that the system of jury trial is geared to enable juries to be assisted in every possible way to put out of mind statements made outside the court, whether in the media or elsewhere. There is every reason to have confidence in the capacity of juries to do this. Judges do not have a monopoly on the ability to adjudicate fairly and impartially. Every Australian worthy of citizenship can be relied upon to discharge properly and responsibly his duty as a juror. Particularly is this so in the context of being one of a number or group of others all similarly charged with this responsible duty. I have great faith in the multiple wisdom and balance reflected in the verdict of a jury.'
If the courts were not able to place reliance on the integrity and sense of duty of jurors, not only would notorious criminals or heinous crimes be beyond the reach of criminal justice but there would have to be a change in venue for many trials now held in circuit cities or towns where knowledge of the crime and of the alleged criminal easily acquires a wide currency outside the courtroom. Our system of protecting jurors from external influences may not be perfect, but a trial conducted with all the safeguards that the court can provide is a trial according to law and there is no miscarriage of justice in a conviction after such a trial." (footnotes omitted)
See also Gilbert v The Queen (2000) 201 CLR 414; [2000] HCA 15 at 425 [31]; R v Bartle [2003] NSWCCA 329; 181 FLR 1 at 16-7 [82]−[83]; TS at [21]; Samadi at 278 [136]; Scott at [188]; and Wilson v R [2019] NSWCCA 38 at [173]−[175] (Wilson).
The point of clarification of principle I referred to in [116] above concerns the relationship between the principles in Crofts and the well-known principles in House v The King (1936) 55 CLR 499; [1936] HCA 40 (House v The King).
In written submissions, the Crown made reference to the decisions of this Court in Curran v R [2017] NSWCCA 123 at [29]−[31] (Curran) and Wilson at [171]−[175]. In Curran, the Court (Beazley P, R A Hulme and Fagan JJ) said at [28]−[31]:
"[28] The test for the discharge of a jury is well established. In Crofts v The Queen (1996) 186 CLR 427; [1996] HCA 22 Toohey, Gaudron, Gummow and Kirby JJ stated, at 440:
'No rigid rule can be adopted to govern decisions on an application to discharge a jury for an inadvertent and potentially prejudicial event that occurs during a trial. The possibilities of slips occurring are inescapable. Much depends upon the seriousness of the occurrence in the context of the contested issues; the stage at which the mishap occurs; the deliberateness of the conduct; and the likely effectiveness of a judicial direction designed to overcome its apprehended impact.'
[29] This Court may only interfere if error is established in accordance with the principles in House v The King (1936) 55 CLR 499; [1936] HCA 40: see Barber v R; Zraika v R [2016] NSWCCA 125 at [24].
[30] In R v Bartle [2003] NSWCCA 329, Mason P and Barr J observed, at [80], citing Crofts, that '[t]he criterion for the exercise of the discretion [to discharge the jury] was the maintenance of the fairness of the trial' and that '[t]he test for the discharge of the jury was one of necessity'. In their Honours' view, at [82], the trial judge in that case had been 'correct in observing that a jury is generally likely to follow an instruction to ignore evidence which has been struck out', and they rejected the appellant's argument that the jury would have been unable to comply with a direction to put certain prejudicial material out of their mind.
[31] Likewise, in Qing An v R [2007] NSWCCA 53, Beazley JA (as her Honour then was) observed, at [51], that it is clear from the authorities 'that it is a matter for the discretion of the trial judge as to what course to take when an irregularity has occurred' and that 'appropriate directions may, in certain circumstances, be sufficient'."
Paragraphs [29]−[31] of Curran were cited as a statement of the "principles in relation to the discharge of a jury" in Wilson at [172] by Walton J (with whom Hoeben CJ at CL and Button J agreed). It was noted there that the same paragraphs from Curran had also been "cited with approval" in Hughes v R [2018] NSWCCA 2 (Hughes) at [35].
Curran was an appeal brought against a decision to discharge a jury, pursuant to s 5G of the Criminal Appeal Act. So too was Barber v R; Zraika v R [2016] NSWCCA 125, the decision which is cited as authority for the proposition in paragraph [29] of Curran. Wilson and Hughes, by contrast, were both, so far as is relevant for present purposes, appeals against conviction under s 5(1).
In the course of argument, the Crown was asked whether it accepted the correctness of the proposition in paragraph [29] of Curran that the Court of Criminal Appeal "may only interfere [with a trial judge's exercise of discretion whether to discharge a jury] if error is established in accordance with the principles in House v The King". The Crown did not accept that proposition, and submitted that "[it] seems clear from the decision in Crofts itself that that is not the test."
So far as appeals under s 5G are concerned, it is readily understandable why an error of the kind identified in House v The King needs to be established before the Court of Criminal Appeal may interfere with the trial judge's exercise of discretion in discharging the jury. But appeals under s 5G should not be conflated with appeals under s 5(1). Under s 5G, the appeal is against the trial judge's discretionary decision to discharge the jury. Under s 5(1), the appeal "is not against the failure to discharge the jury but against the conviction": Maric at 520 (ALR); 634 (ALJR). That difference is fundamental, and grounds the difference in the tests that this Court applies on appeal.
In an appeal against conviction under s 5(1) where one of the grounds is that a miscarriage of justice was occasioned by a trial judge's refusal to discharge the jury, the relevant principles that this Court should apply in determining that ground are those in Crofts, not those in House v The King, even though a decision not to discharge the jury is a discretionary one. This is because, as I have stated at [126] above, the appeal under s 5(1) is against conviction; it is not against the failure to discharge the jury.
It follows that, in my view, insofar as the statement in Curran at [29] was cited in Hughes and Wilson as articulating the principles applicable to an appeal against conviction on the ground that a miscarriage of justice had been occasioned by the trial judge's refusal to discharge the jury, those two cases, in endorsing the application of House v The King, do not, with respect, accurately state the law. It should be noted, however, that in neither case does this appear to have affected the outcome as in both cases the relevant grounds of appeal were rejected on the basis that the trial judge had not erred in refusing to discharge the jury.
It is with the above principles in mind that I turn to consider whether or not there was a substantial miscarriage of justice as a result of irregularities in the evidence at the appellant's trial prejudicial to his interests, and the trial judge's failure to discharge the jury.
The first point to be made is that the evidence given which involved the use of the word "runners" was, in my opinion, responsive to the question asked of Mr El Zamtar. He was asked whether or not he had asked Mr Ayoub why the appellant had stabbed him. He said "yes" and was then asked what Mr Ayoub had said. It was in response to this non-leading question that the reference to "runners" was made: see [45] above. Whilst not in direct speech, the answer was an attempt to convey the gist of what was said. As such, whilst potentially prejudicial (if comprehended in the way asserted by defence counsel, and it is by no means certain that it would have been, as the trial judge held - see [47] above), it is difficult to characterise the evidence complained of as an "irregularity": it was responsive and relevant evidence, albeit potentially prejudicial, which came out in an answer to a non-leading question.
Further, it is to be noted that the sentence following that in which a reference was made to "runners" began "They've both got friend who like do stuff …". Whilst the syntax of this answer is not a model of English grammar, what it appears to be seeking to convey was not that Mr Ayoub and the appellant were involved with "runners" but that it was a mutual friend who was and who Mr El Zamtar described as a person "who like do stuff". The stuff was unspecified but for present purposes, whatever it was, it was not "stuff" done by either Mr Ayoub or the appellant.
It is also necessary to give weight, when considering the matters of prejudice underpinning the attack on conviction and the asserted miscarriage, to the trial judge's assessment of the matter at the time of complaint and with all of the benefits of his familiarity with the course of the trial and the jury empanelled before him. I have quoted the trial judge's reasons for rejecting the first discharge application at [47] above. In my opinion, his Honour was correct to do so, and the reasons given for so doing were cogent.
Although the trial judge made no direction to the jury immediately after the first discharge application, in point of time the direction he did give following the second discharge application (see [52] above) followed closely upon the rejection of the first discharge application and was expressed by reference to Mr El Zamtar's evidence in general terms i.e. it did not refer to any specific evidence that had fallen out. In this context, it is to be noted that his Honour had foreshadowed in the penultimate paragraph of his ruling on the first discharge application that the jury would be told to focus on the three specific counts on the indictment, and that it was only by reference to these allegations that they would be told that they could find the appellant guilty. As it happened, they were told this not long after the first discharge application, and a similar direction was made in the summing up.
If, as I consider was the case for the reasons given in [142]-[143] below, the direction to the jury given after the second discharge application had a salutary impact on the trial and the jury's focus upon the real issues for its determination, that salutary impact was just as effective in relation to the asserted irregularity that had been said to found the first discharge application as it was in relation to those underpinning the second application.
Turning to the second discharge application, the immediate background to this application is set out at [49] above with the short oral argument reproduced at [50].
As with the first discharge application, it is not without significance that the trial judge's assessment of the matter at the time of complaint and with all of the benefits of his familiarity with the course of the trial and the jury empanelled before him, resulted in its rejection. He considered that discharge was not necessary and that any prejudice could be corrected or cured by a direction.
The trial judge's reasons for rejecting the second discharge application have been set out at [51] above. His Honour explained that the evidence founding the application emerged from a series of questions put to Mr El Zamtar in cross-examination in which the witness repudiated a suggestion that there was a family feud and explained the true origins of any tension between two groups of young men. He also made the point that evidence as to bad character cannot always be excluded and a trial kept fully sanitised, as it were. He indicated a preparedness to give a direction to the jury at this point in the trial if asked to do so, and such a direction was given.
As I have pointed out above, this direction counselled the jury to focus exclusively on the three charges that were before it for consideration, and the specific nature of the allegations in relation to those charges. It was a clear, measured and wholly intelligible direction. The trial judge was astute not to compound any prejudice that may have been perceived to arise from Mr El Zamtar's evidence by making reference to any specific aspects or elements of it.
That this direction was efficacious in righting any imbalance that may have developed in terms of fairness to the appellant is reflected in the fact that senior counsel for the appellant put that it was not until the evidence that animated the third discharge application that the trial was in the realms of miscarriage. It is to that matter and the third discharge application that I now turn.
It will be recalled that the third discharge application was based upon Detective Rogerson's reference to the appellant having been located by the Middle Eastern Organised Crime Squad. That passage of evidence is set out at [54] above. A number of points may be made in relation to it.
First, that the appellant was of Middle Eastern ethnicity was well known to the jury.
Second, that the appellant had been located by the Squad did not necessarily imply that his location was in connection with some matter other than the very serious offences with which he had been charged and which were being considered by the jury.
Third, the reference by Detective Rogerson to the location of the appellant by the Squad was, in my opinion, more innocuous and perhaps less gratuitous than was suggested on behalf of the appellant when read in its context. In particular, the answer was given in circumstances where the Detective was making it clear that she had not personally located the appellant - she had been asked whether she had made inquiries to locate the appellant. Her answer conveyed that she had not done so personally by identifying who had.
Fourth, although defence counsel said in making submissions on the discharge application that the reference to this matter by Detective Rogerson "pricked [his] ears" (see [57] above), he made no application in relation to the remark until the following day of the trial, even though the proceedings adjourned prior to lunch on the day on which the remark was made.
Fifth, the reference to the phrase Middle Eastern Organised Crime Squad was removed from the transcript provided to the jury.
Sixth, the statement came only a day after the trial judge had given a clear direction to the jury as to what its limited and specific task was, and only a matter of days before he repeated this in his summing up to the jury.
Seventh, the trial judge's assessment that the fairness of the trial had not been compromised, or not irretrievably so, in that a direction to the jury was capable of focussing its attention on the precise charges, is a further matter that needs to be taken into account and, consistent with the authorities, although by no means determinative, is a matter that he was well placed to assess.
In this context, the trial judge's ruling in relation to the third discharge application is set out at [58] above. The last five paragraphs of his Honour's ruling reflect his assessment that the trial would still be a fair one notwithstanding the reference to the Middle Eastern Organised Crime Squad. His Honour emphasised, consistent with the authorities, that a jury should only be discharged when there is the necessity for doing so, that the matter arose late in the course of the trial, that there was a need to continue if that could be done fairly, and that directions to the jury may be curative and the criminal law proceeds on the basis that juries follow a judge's directions. His conclusion was that the appellant's trial would still be fair. I agree.
In written submissions, senior counsel for the appellant embraced as apt the trial judge's reference to the "bald man paradox" at the time of the third discharge application (see [56] above), contending that whilst individual prejudicial statements might not individually and even collectively, up to a point, have compromised the fairness of the trial, by the time of the third discharge application, and certainly by the time of the fourth application that did not result in any discharge or formal ruling by reason of the trial judge's mistake (see [65] above), the balance had tipped too far.
This submission carried with it an assumption that all of the matters complained of were irregularities and that their impact was not evanescent or, at least in the case of the matters the subject of the second discharge application, were not capable of correction or recalibration by the trial judge's clear direction to the jury. This assumption was, in my view, not correct. Some of the matters about which complaint was made and which I have referred to above could not fairly be characterized as irregularities or even as inadmissible evidence. Moreover, as pointed out at [101] above, not every prejudicial piece of evidence will be irregular.
Further, I do not accept the premise implicit in the appellant's submission that this was a case involving ever increasing prejudice. The consequence of a corrective direction to the jury is to arrest and reverse any prejudice that may have arisen in the course of the trial. As indicated above at [142]-[143], in my view, the direction the trial judge gave after the second discharge application (reproduced at [52] above) would have had the desired curative effect.
Turning to the fourth discharge application, it will be recalled that this arose out of evidence given by Eman El Zamtar at the very end of the trial: see [61] above. This evidence was extraneous and prejudicial. Moreover, the trial judge appears mistakenly to have assumed that it came prior to his ruling on the third discharge application. I have referred at [65] how this may have come about and noted that defence counsel seems to have been similarly mistaken. It may be, however, that the trial judge had in mind, by his reference to the earlier ruling on the third discharge application, that any prejudice arising could be cured satisfactorily by a clear direction to the jury in his summing up. As it transpired, the summing up contained such a direction (see [73] above).
In addition to the foregoing analysis in relation to the various discharge applications and the irregularities said to have justified their being made, a number of more general points need to be made.
First, none of the matters complained of by the appellant including the evidence which underpinned the discharge applications was adduced as a result of deliberate questioning by the Crown Prosecutor (cf. Crofts at 442).
Second, none of the irregularities found their way into the Crown's address nor were any questions asked by the jury in their four day deliberation on the charges in relation to any of the extraneous matters.
Third, unlike some of the cases in which an irregularity has led to a finding of a miscarriage of justice, there was a direction to the jury in relation to some of the matters complained of, and this direction, focussing the jury's attention on the very specific allegations before it as well as to the jury's specific and essential task, and directing attention away from any extraneous matters, was repeated in clear terms in the summing up: see [73] above. Moreover, it did not "refer specifically to the [impugned] evidence and by doing so reinforce the prejudice": Younan at 130 [40(2)(f)].
Fourth, I am satisfied that, contrary to one of the appellant's submissions, the trial judge's directions and summing-up would have focussed the jury's attention on the principal contested issues in the trial and mitigated any possibility that the evidence of the appellant's bad character that had come out in the trial had impermissibly bolstered the Crown case. The jury deliberated over a period of 4 days following the summing up and the trial judge's clear direction was only to focus on the precise charges and "not [to] get sidelined into irrelevant matters". The jury was directed to keep to the straight and narrow of the charges in the plainest of terms. It could have been left in no doubt as to what their task was and by reference to what considerations it was or was not to be performed.
Fifth, the jury should be taken to have followed the direction given in the course of the trial and the summing up: Glennon at 603; Scott at [188]. Further, this was not a case in which there was any reason to believe that the jury had not performed its function: Lane at 697 [48], 698 [54].
Sixth, the Crown submitted, and I agree, that the Crown case against the appellant was very strong. The strength of it is reflected in the matters that were put clearly and relatively concisely to the jury, which I have summarised at [67] above.
Seventh, consistent with Weiss, I have closely reviewed the transcript of proceedings at trial and the material put before the Court and am persuaded that the evidence properly admitted at trial proved, beyond reasonable doubt, the accused's guilt in respect of the charges on which the jury returned its verdict of guilty.
In this regard, the evidence both of Mr Ayoub and Mr El Zamtar was of central significance. If Mr Ayoub and Mr El Zamtar were accepted as credible witnesses of truth (which they must have been), the jury had direct evidence that Mr Ayoub was stabbed by the appellant, that the appellant had confessed this to Mr El Zamtar and that Mr El Zamtar was solicited by the appellant to murder Mr Ayoub.
Strong attacks were made on their credit. Defence counsel placed great emphasis on this in his address. Those credit attacks were evidently rejected by the jury. The rejection of those attacks on their credit could not, in my opinion, materially have been affected by the matters underpinning the unsuccessful discharge applications.
Nor was the evidence placing the appellant at the scene of the stabbing affected in any way, shape or form by the matters underpinning the discharge applications and complained of on appeal. The same may be said of the near contemporaneous report to Crime Stoppers identifying the appellant as the person to whom police should direct their inquiries.
For all of these reasons, I do not consider that there was either a substantial miscarriage of justice (to use the language of the Notice of Appeal) or a miscarriage of justice.
Dawson J, although in dissent, made the following comment at 432:
"Whether or not a jury should be discharged by reason of some incident which occurs during the course of a trial is a matter within the trial judge's discretion. But it is a discretion which is to be exercised in favour of a discharge only when that course is necessary to prevent a miscarriage of justice. It is in that sense that it has been said that the underlying principle is that of necessity and that "a high degree of need for such discharge" must appear before a discharge will be ordered. When a trial judge's refusal to discharge a jury is called in question, it must be borne in mind that he or she is ordinarily in a better position than an appeal court to assess whether, having regard to the course which the trial has taken and the atmosphere in which it has been conducted, any prejudice may be dispelled by a clear warning to the jury."
The qualification is, as Bell P has pointed out, that the plurality stated what was required was "the risk of a substantial miscarriage of justice" rather than a "miscarriage of justice" as referred to in s 6(1). Two things follow. First, if the conclusion was reached that there was a risk of substantial miscarriage of justice in failing to discharge the jury, it was not necessary to find any separate error of law in the House v The King sense. Second, if the failure to discharge the jury led to such a risk, there does not seem to be any room for the operation of the proviso to s 6(1).
The two cases lending principal support to the proposition that to succeed on this ground of appeal it was necessary to show error in the House v The King sense are Curran v R [2017] NSWCCA 123 and Barber v R; Zraika v R [2016] NSWCCA 125 (Zraika). Each of these cases involved appeals under s 5G of the Criminal Appeal Act which empowers the Court of Criminal Appeal to review a decision of a trial judge to discharge a jury. Section 6(1) of the Act has no application to cases of this nature. Indeed s 5G(4) expressly preserves the right of appeal under s 6(1) if leave to appeal under s 5G is refused and a subsequent conviction ensues. It follows from Crofts that in an appeal under s 6(1) when the appellate court will have the complete record of the trial before it, there is no necessity to find a separate error of law once it is shown that a failure to discharge the jury led to "risk of a substantial miscarriage of justice" in the sense described by the plurality in Crofts.
The difference may not be significant. As the Court pointed out in Zraika at [24], error in the House v The King sense could include the exercise of a discretion which was unreasonable or plainly unjust.
Unlike Bell P, I do not think the jurisprudence on the proviso to s 6(1) arising from Weiss v The Queen (2005) 224 CLR 300; [2005] HCA 81 and subsequent cases on the issue including, most recently, Baiada Poultry Pty Ltd v The Queen (2012) 246 CLR 92; [2012] HCA 14; Kalbasi v Western Australia [2018] HCA 7; 92 ALJR 305 and Lane v The Queen [2018] HCA 28; 92 ALJR 689 (Lane), mandates the approach to be taken in cases of this nature. Subject to one reservation, the approach in Crofts which has not been the subject of criticism in this area should be followed where a conviction is sought to be set aside on the ground of miscarriage of justice arising from the failure to discharge a jury.
The only reservation is that there may be circumstances where a failure to discharge a jury leads to circumstances where the accused was deprived of a fair trial, that is a trial according to law. If the failure to discharge the jury affected the process of the trial sufficiently to warrant a conclusion that a "substantial miscarriage of justice" has occurred without the need for an inquiry into its effect on the outcome of the trial, then the appeal will be allowed: See Lane at [53] per Gageler J.
Subject to these matters, I agree with Bell P.
BELL P: After a trial before Berman SC DCJ and a jury in the District Court between 28 November and 7 December 2017, Mr Omar Hamide was convicted on two counts namely that:
1. on 8 November 2013 at Sefton, he wounded Mark Ayoub (Mr Ayoub) with intent to cause grievous bodily harm; and
2. that between 1 August 2014 and 26 September 2014 at Guilford, he solicited Ahmed El Zamtar (Mr El Zamtar) to murder Mr Ayoub.
He was sentenced to an aggregate term of imprisonment consisting of a head sentence of 13 years with a non-parole period of 9 years and 6 months: R v Hamide [2018] NSWDC 172. There is no appeal against sentence.
Mr Hamide seeks leave to appeal against his conviction. In light of the reasons that follow, leave should be granted, and I shall refer to him in the balance of these reasons as the appellant.
The single ground of appeal is that "a substantial miscarriage of justice was occasioned as a result of irregularities in the evidence at the appellant's trial prejudicial to his interests, and the trial judge's failure to discharge the duty." It may at once be noted that, whereas the ground of appeal refers to a "substantial miscarriage of justice", s 6(1) of the Criminal Appeal Act 1912 (NSW) (the Criminal Appeal Act) provides that an appeal shall be allowed if a "miscarriage of justice" occurred, subject to the operation of the proviso. The epithet "substantial" may have been added to anticipate the possible invocation of the proviso to s 6(1) or may simply have been picking up the language used in the plurality judgment in Crofts v The Queen (1996) 186 CLR 427; [1996] HCA 22 at 441 (Crofts), to which I will return.
As will be explained below, there were three applications to discharge the jury in the course of the trial which resulted in formal rulings by the primary judge. Those applications were thrice denied.
It was the appellant's submission that the trial judge's refusal to discharge the jury on the third application risked a substantial miscarriage of justice. That having been said, the "irregularities" which occasioned the first two unsuccessful applications for a discharge, together with particular descriptions of the appellant by one of the Crown witnesses, were said in argument to have contributed to the circumstances which meant, on the appellant's case, that a substantial miscarriage of justice was occasioned by the third refusal.
Reference was also made to what was in effect a fourth application for discharge, made not long after the third discharge application. I say "in effect" because, as shall be seen at [63]−[65] below, it was not in terms so characterised and was at best implicit. The primary judge did not formally rule on this implicit application but indicated, mistakenly it would appear, that he had taken into account the matters said to have warranted discharge on this application in making his formal ruling on the third application.
It is necessary to trace the course of the trial with particular focus on: the four unsuccessful applications for discharge; the trial judge's reasons for rejecting those applications; the direction given by the trial judge following on and occasioned by the second application for discharge; the apparent mistake with regard to the fourth discharge application and the summing up to the jury. Following this review, the relevant principles of law are identified and their application to the facts of the present case is addressed.