Mining Act 1992
4The Minister was at all material times the Minister for Resources and Energy with functions under the Mining Act and by s 363 of that Act was authorised to delegate any function under the Mining Act to any person. In the Amended Points of Claim (APOC), a reference to the Minister includes any delegate of the Minister as so authorised.
5Newcrest's exploration licence was originally granted in 1991 under the Mining Act 1973. That Act was repealed by s 389(1) of the Mining Act 1992. An exploration licence granted under the 1973 Act and in force immediately before the commencement of the 1992 Act is taken to be an exploration licence granted under the 1992 Act: s 391 and Sch 6, Pt 2, cl 4(1).
6At the time of the application for a renewal of EL 3856 in March 2009 the Mining Act 1992 was in force. By the time the application was granted on 14 March 2011 the Mining Act had been amended. Transitional provisions in the Mining Amendment Act 2008 provided that applications properly made under the unamended Act as in force in 2009 were able to be considered under the amended Mining Act. Schedule 6, Pt 10, cl 101 of the Mining Act states that a pending application for the renewal of an authorisation, which includes an authority, not determined before the 2008 amending Act which complied with the unamended Act is taken to be duly made under the amended Act.
7There was no dispute that the application for renewal complied with the requirements of the Mining Act as in force in 2009 (the unamended Act). Under s 13 an application for an exploration licence had to contain certain information being the group of minerals in relation to which it was made, be accompanied by required particulars (s 13(3)(a)-(b)), the appropriate lodgment fee and be lodged with a mining registrar. Section 113 as in force in 2009 provided:
113 Applications for renewal
(1) The holder of an authority may, from time to time, apply for the renewal of the authority.
(2) An application for the renewal of an exploration licence or assessment lease must be lodged with the Director-General not earlier than 2 months and not later than 1 month before the licence or lease ceases to have effect.
(3) An application for the renewal of a mining lease must be lodged with the Director-General not earlier than 5 years and not later than 1 year (or, if the term of the mining lease is for 1 year or less, not earlier than 2 months and not later than 1 month) before the mining lease ceases to have effect.
(4) An application for the renewal of an authority must be accompanied by the appropriate lodgment fee.
(5) If an application for the renewal of an authority is in respect of part only of the land subject to the authority, the application must be accompanied by a description, prepared in the manner prescribed by the regulations, of the land over which renewal of the authority is sought.
(6) An application for the renewal of an exploration licence may be made in respect of one or more parts (but not more than such number of parts as may be prescribed by the regulations) of the exploration area.
(7) An application for the renewal of an assessment lease or a mining lease may be made in respect of the whole, or of any single part, of the assessment area or mining area.
(8) To avoid doubt, the holder of an exploration licence may apply for and be granted a renewal of the licence even if the holder is an applicant for or is granted an assessment lease or a mining lease with respect to some or all of the land in the exploration area.
8Section 374 provided:
374 False or misleading information etc
A person must not:
(a) in or in connection with an application under this Act, or
(b) in purported compliance with any requirement under this Act,
furnish information that the person knows to be false or misleading in a material particular.
Maximum penalty: 100 penalty units.
9Valid pending applications, as in this case, are determined under the Act as amended meaning as in force since 15 November 2010. The consideration of the renewal application under s 114 by the Minister falls under the amended Act now in force. The renewal was granted on 14 March 2011.
10The objects of the Mining Act (as now in force) provide in s 3A:
3A Objects
... to encourage and facilitate the discovery and development of mineral resources in New South Wales, having regard to the need to encourage ecologically sustainable development, and in particular:
(a) to recognise and foster the significant social and economic benefits to New South Wales that result from the efficient development of mineral resources, and
(b) to provide an integrated framework for the effective regulation of authorisations for prospecting and mining operations, and
(c) to provide a framework for compensation to landholders for loss or damage resulting from such operations, and
(d) to ensure an appropriate return to the State from mineral resources, and
(e) to require the payment of security to provide for the rehabilitation of mine sites, and
(f) to ensure effective rehabilitation of disturbed land and water, and
(g) to ensure mineral resources are identified and developed in ways that minimise impacts on the environment.
11The Dictionary to the Mining Act provides:
authority means an exploration licence, an assessment lease or a mining lease.
decision-maker means:
(a) in relation to a mineral claim or an opal prospecting licence, or an application for or with respect to such a claim or licence-the Director-General, or
(b) in relation to a mineral owner authority, or an application for or with respect to such an authority-the Director-General, or
(c) in relation to any other type of authority or an application for or with respect to any other type of authority-the Minister.
12Relevant sections of the amended Mining Act dealing with new exploration licence applications provide:
Part 3 Exploration licences
Division 1 Applications and tenders
13 Application for exploration licence
(1) Any person may apply for an exploration licence.
(2) To avoid doubt, the owner of privately owned minerals may apply for an exploration (mineral owner) licence or any other exploration licence with respect to those minerals.
Note. The owner of privately owned minerals may choose to apply for an ordinary exploration licence with respect to those minerals, rather than an exploration (mineral owner) licence. In relation to exploration (mineral owner) licences see section 24 (4).
(3) An application that relates to land in a mineral allocation area may not be made, except with the Minister's consent, in relation to any group of minerals that includes an allocated mineral.
(4) An application for an exploration licence must:
(a) specify the group or groups of minerals in respect of which the application is made, and
(b) be lodged with the Director-General, and
(c) be accompanied by the required information and the application fee prescribed by the regulations, and
(d) if the application is for an exploration (mineral owner) licence with respect to privately owned minerals that have more than one owner, be made by all the owners.
(5) The required information is as follows:
(a) a description, prepared in the approved manner, of the proposed exploration area,
(b) particulars of the financial resources and relevant technical advice available to the applicant,
(c) particulars of the program of work proposed to be carried out by the applicant in the proposed exploration area,
(d) particulars of the estimated amount of money that the applicant proposes to spend on prospecting in that area,
(e) if the application is for an exploration (mineral owner) licence, evidence that the minerals to which the application relates are owned by the applicant,
(f) any other information that is prescribed by the regulations.
(6) If there is more than one applicant for the licence, a reference in subsection (5) to the applicant is a reference to each applicant.
Division 3 Granting of exploration licences
22 Power of decision-maker in relation to applications
(1) After considering an application for an exploration licence, the decision-maker:
(a) may grant to the applicant an exploration licence over all or part of the land over which a licence was sought, or
(b) may refuse the application.
(2) Without limiting the generality of subsection (1) or any other provision of this Act, an application may be refused on any one or more of the following grounds:
(a) that the applicant (or, in the case of an applicant that is a corporation, a director of the corporation) has contravened this Act or the regulations (whether or not the person has been prosecuted or convicted of any offence arising from the contravention) or has been convicted of any other offence relating to mining or minerals,
(b) that the decision-maker reasonably considers that the applicant provided false or misleading information in or in connection with the application.
(3) The decision-maker may grant a single exploration licence in respect of 2 or more applications or 2 or more exploration licences in respect of a single application.
26 Conditions of exploration licence
(1) An exploration licence is subject to such conditions (if any) as the decision-maker imposes when the licence is granted, or at any other time under a power conferred by this Act.
(2) Without limiting the generality of subsection (1), the conditions of an exploration licence may include any of the following:
(a) a condition requiring the holder of the licence to pay royalty to the Minister on any minerals recovered under the licence (but only if it is not an exploration (mineral owner) licence),
(b) a condition with respect to cores and samples obtained in the course of drilling.
(3) Part 14 applies to royalty payable under a condition referred to in subsection (2) (a) in the same way as it applies to royalty payable on a mineral recovered under a mining lease.
27 Term of exploration licence
An exploration licence:
(a) takes effect on the date on which it is granted or on such later date, or on the occurrence of such later event, as the decision-maker may determine, and
(b) ceases to have effect on the expiration of:
(i) 2 years after the date on which it took effect, in the case of an exploration (mineral owner) licence, or
(ii) such period (not exceeding 5 years) as the decision-maker determines, in the case of any other exploration licence.
28 Form of exploration licence
An exploration licence is to be in the approved form and is to include the following particulars:
(a) a description of the land over which it is granted,
(b) a list of the group or groups of minerals in respect of which it is granted,
(c) the conditions to which it is subject,
(d) the period for which it is to have effect.
Division 4 Rights and duties under an exploration licence
29 Rights under exploration licence
(1) The holder of an exploration licence may, in accordance with the conditions of the licence, prospect on the land specified in the licence for the group or groups of minerals so specified.
(2) If an application for an assessment lease, mining lease or mineral claim made by the holder of an exploration licence is not finally dealt with before the date on which the licence would otherwise cease to have effect, the licence continues to have effect, in relation only to the land to which the application relates, until the application is finally dealt with.
(3) Subsection (2) does not operate to extend an exploration licence for more than 2 years, or such further period as the Minister may approve in a particular case, after the date on which it would otherwise expire
13Part 7 deals with the renewal, transfer and cancellation of exploration licences. Division 1 - renewal of authorities, includes s 113 - s 115. Section 113 concerns applications for renewal.
14Section 113 of the Mining Act currently provides:
113 Applications for renewal
(1) The holder of an authority may, from time to time, apply for the renewal of the authority.
(2) An application for the renewal of an authority must be lodged with the Director-General within the period set out below:
(a) in the case of the renewal of an exploration licence or an assessment lease-within the period of 2 months before the licence or lease ceases to have effect, or
(b) in the case of the renewal of a mining lease for 1 year or less-within the period of 2 months before the lease ceases to have effect, or
(c) in the case of the renewal of a mining lease for more than 1 year-not earlier than 5 years and not later than 1 year before the lease ceases to have effect.
(3) An application for renewal must be accompanied by the application fee prescribed by the regulations and any information that is prescribed by the regulations.
(4) (Repealed)
(5) If an application for the renewal of an authority is in respect of part only of the land subject to the authority, the application must be accompanied by a description, prepared in the manner prescribed by the regulations, of the land over which renewal of the authority is sought.
(6) An application for the renewal of an exploration licence may be made in respect of one or more parts (but not more than such number of parts as may be prescribed by the regulations) of the exploration area.
(7) An application for the renewal of an assessment lease or a mining lease may be made in respect of the whole, or of any single part, of the assessment area or mining area.
(8) To avoid doubt, the holder of an exploration licence may apply for and be granted a renewal of the licence even if the holder is an applicant for or is granted an assessment lease or a mining lease with respect to some or all of the land in the exploration area.
15Section 114 of the Mining Act provides:
114 Power of decision-maker in relation to renewal applications
(1) After considering an application for the renewal of an authority, the decision-maker:
(a) may renew the authority, or
(b) may refuse the application.
(2) Without limiting the generality of subsection (1) or any other provision of this Act, an application may be refused on any one or more of the following grounds:
(a) that the applicant (or, in the case of an applicant that is a corporation, a director of the corporation) has contravened this Act or the regulations or a condition of the authority (whether or not the person has been prosecuted or convicted of any offence arising from the contravention) or has been convicted of any other offence relating to mining or minerals,
(b) that a person has contravened a condition of the authority (whether or not the person has been prosecuted or convicted of any offence arising from the contravention),
(c) that the decision-maker reasonably considers that the holder of the authority provided false or misleading information in or in connection with the application or any report provided under this Act for or with respect to the authority.
(3) The period for which an authority is renewed may not on any one occasion exceed:
(a) 5 years in the case of an exploration licence or assessment lease, or
(b) 21 years (or such longer period as the decision-maker may, with the concurrence of the Premier, determine) in the case of a mining lease.
(4) On renewing an authority, the decision-maker may amend any of the conditions of the authority and may include further conditions in the authority.
(5) The area of land over which an authority is renewed may differ from the area of land over which the renewal of the authority is sought, but not so as to include any land that was not subject to the authority immediately before the renewal.
(6) The area of land over which an exploration licence may be renewed is not to exceed half the area over which the licence was in force when the application for renewal was made unless the decision-maker is satisfied that special circumstances exist that justify renewal of the licence over a larger area.
(7) The decision-maker may defer dealing with an application for the renewal of a mining lease over any land if the mining lease is the subject of action being taken under Part 6 in connection with the granting of a consolidated mining lease over that land.
...
16Decision-maker is defined to include the Minister in the Dictionary to the Mining Act.
17Section 117 provides:
117 Authority to have effect until application dealt with
(1) If an application for the renewal of an authority is not finally dealt with before the date on which the authority would otherwise cease to have effect, the authority continues to have effect, in relation only to the land to which the application relates, until the application is finally disposed of.
...
18Division 3 "Cancellation of authorities" provides in s 125(1):
125 Grounds of cancellation of authority
(1) The decision-maker may cancel an authority as to the whole or any part of the land to which it relates:
(a) if the holder of the authority requests the decision-maker to cancel the authority, or
(b) if the holder of the authority contravenes a provision of this Act or the regulations (whether or not the holder is prosecuted or convicted of any offence arising from the contravention), or
(b1) if a person contravenes a condition of the authority (whether or not the person is prosecuted or convicted of any offence arising from the contravention), or
(b2) if the decision-maker reasonably considers that the holder of the authority provided false or misleading information in or in connection with an application or any report provided under this Act for or with respect to the authority, or
(c) if the holder of the authority fails to comply with the requirements of any agreement or assessment under Part 13 in relation to the payment of compensation, or
(d) if the holder of the authority is convicted of any offence relating to mining or minerals, or
(e) if the land is required for a public purpose, or
(f) if the holder of the authority fails to use the land comprised in the authority in good faith for the purposes for which the authority has been granted, or uses the land for a purpose other than that for which the authority has been granted.
19Part 8 Div 1 "General procedures" includes s 135 "Waiver of minor procedural matters" provides:
135 Waiver of minor procedural matters
(1) The decision-maker may grant or renew an authority even though the applicant has failed to comply with a requirement of this Act or the regulations:
(a) as to the time within which anything is required to be done, or
(b) as to the details to be contained in any notice served, lodged or caused to be published by the applicant, or
(c) as to the information to accompany any application, or
(d) as to the furnishing of declarations and other information by the applicant.
(2) This section does not authorise the decision-maker to grant or renew an authority in the case of an applicant who has failed to comply with such a requirement unless the decision-maker is satisfied that the failure is unlikely:
(a) to adversely affect any person's rights under this Act or the regulations, or
(b) to result in any person being deprived of information necessary for the effective exercise of those rights.