Determination of the appeal
46 In SZSXT v Minister for Immigration and Border Protection [2014] FCAFC 40; 222 FCR 73 (SZSXT), Perram, Robertson and Griffiths JJ summarised some relevant principles established in SZFDE relating to fraud in a public law context, including a migration case. Those principles are set out in [51] of SZSXT (the paragraph references are to SZFDE):
(a) in the framework of general legal principle, fraud can come in various guises and is 'infinite in variety' [8];
(b) different considerations may arise when fraud is alleged in a public law case, which involves the due administration of Commonwealth laws and has an important constitutional underpinning in Ch III of the Constitution [11];
(c) 'fraud' can attract different meanings in private and public law and in the latter context has been used in a broad sense which encompasses 'bad faith' [17];
(d) in a case seeking certiorari based on the fraud of a third party, there is no requirement that one of the parties to the litigation be privy to the fraud [20];
(e) another practical aspect of fraud in public law which may set it apart from fraud in civil law is that 'often a victim of it will have no useful remedy except to have the fraudulently affected result set aside and a fresh untainted hearing conducted' [22];
(f) in a public law case, fraud is not limited to that of a decision-maker, a party or a party's representative [25]-[27]; and
(g) there was no necessity in SZFDE to determine at large and in generally applicable terms the scope for judicial review for 'third party fraud' of an earlier administrative decision where the judicial review applicant did not collude in the fraud and was not aware of it at the time [28]. But in the particular circumstances in SZFDE the rogue's fraudulent dealings with the family had the effect of disabling the Tribunal from duly discharging its imperative statutory functions in conducting a review, such that there had also been a fraud 'on' the Tribunal which meant that the Tribunal's jurisdiction remained constructively unexercised [51]-[52].
47 The first and last of those principles from SZFDE have particular relevance in this appeal. Recognition that fraud can arise in a wide range of factual circumstances, such that it is apt to describe the range as "infinite in variety", highlights the undesirability of prescribing in generally applicable terms the scope for judicial review where there is third party fraud. It is critical to pay close attention to both the particular facts and circumstances in which the issue of fraud arises and also to the terms of any specific legislative provision which may be affected by the fraudulent conduct of a third party, such as a migration agent.
48 In our view, the primary judge erred in failing to address a question which was of central significance in the particular circumstances here, namely whether the appellant's "indifference" or imputed general authority to his agent extended to whether or not the agent's conduct in assisting the appellant to make his visa application went so far as to include unlawful or dishonest conduct. In our view, it is one thing to conclude, on the basis of relevant evidence, that a visa applicant, having retained the assistance of a migration agent, gives his or her general authority to that agent to do whatever is lawful and proper to achieve the visa applicant's objective of obtaining a particular visa, as opposed to a visa applicant placing such matters in the hands of a migration agent and being indifferent to whether the migration agent uses lawful or unlawful means to achieve the visa applicant's objective of obtaining a visa.
49 As emphasised above, the primary judge found that it was not possible for him to make a positive finding that the appellant was complicitous or colluded in the agent's fraud. Rather, the primary judge proceeded on the basis that his lesser findings relating to the appellant's "indifference" and the general authority he gave to his agent meant that the appellant had to bear responsibility for the agent's fraudulent conduct. In our respectful view, this approach fails to recognise and give effect to the relevant distinction between an indifference as to how the migration agent acting lawfully and properly can achieve a visa applicant's desired outcome, as opposed to an indifference as to whether or not that outcome is achieved by the agent acting unlawfully or dishonestly. This distinction is equally important in the context of considering the legal significance of any general authority given to a migration agent by a visa applicant. In our respectful view, the primary judge erred in failing to recognise and give effect to the significance of this distinction.
50 We accept the appellant's submission that the operation of provisions such as ss 45 to 48 and 98 of the Migration Act and PIC 4020 can be affected by the fraudulent conduct of a migration agent in circumstances where the visa applicant has not colluded in that fraud and there is no evidence to support a finding that the visa applicant was indifferent as to whether the agent used unlawful or dishonest means to obtain a visa. As noted above, the Minister ultimately did not contest that s 98 would not apply to a visa applicant who has relied upon a migration agent to fill out a visa application form and the agent perpetrates a fraud on the visa applicant. In our view, that acknowledgment was properly given.
51 It is entirely understandable that a person in the position of the appellant, who did not speak good English and who had no knowledge of the Australian legal or migration systems, which are technical and complex, would retain a registered migration agent to assist him in obtaining a visa and to rely upon the agent taking reasonable and proper steps in seeking to obtain the grant of a visa. Significantly, there was no finding by the primary judge that the appellant's "indifference" as to how his agent carried out his retainer to assist the appellant in obtaining a visa extended so far as to countenance or authorise the agent engaging in fraud or dishonesty. The position would be different if there was such a finding and that finding was one which was reasonably open. Whether or not there should be such a finding in this case will be a matter to be determined on the remittal and in the light of all the relevant evidence.
52 We do not accept the Minister's submission that the issue falls to be determined by the simple application of what the Minister described as "common law principles of agency" which, he contended, fixed the appellant with responsibility for the agent's conduct in making the skilled visa application on his behalf. As noted above, in SZFDE the High Court highlighted the fact that issues of fraud in a public law context were sui generis and are not to be equated with cases involving the creation and protection of personal and property rights in inter partes litigation where common and/or equitable principles concerning fraud arise for determination. Those principles cannot blindly be applied in a public law context without regard to the terms and effect of relevant legislative provisions, including but not limited to the extensive provisions in Pt 3 of the Migration Act relating to registered migration agents.
53 Neither of the two authorities cited by the Minister in support of his contention that common law principles of agency applied are of assistance. In WABZ v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 30; 134 FCR 271 (WABZ), the issue was whether the Refugee Review Tribunal denied procedural fairness in preventing a Legal Aid solicitor from appearing on behalf of the review applicant in proceedings before that Tribunal. The visa applicant was not highly educated and spoke little English, such that Hill J concluded that, without representation, she would have difficulty dealing with the issues in the review (at [110]).
54 The Full Court drew attention to various provisions in the then Migration Act concerning the provision of "immigration legal assistance" as defined in s 277 and the prohibition imposed by s 280 on a person who is not a registered migration agent giving immigration assistance. Justices French and Lee observed at [56] that, at common law, a person who has a right to appear before a statutory tribunal may appear by an agent and that that common law right may be removed, qualified or narrowed by statute expressly or by implication. Their Honours emphasised at [58] that the common law agency principle is conceptually distinct from that aspect of procedural fairness which may require that a person be given an opportunity to be represented by a lawyer or some other competent agent. Their Honours emphasised that, despite the restrictions in the Migration Act concerning who can give "immigration assistance", there was no provision which generally excluded legal or other representation at hearings conducted by the Refugee Review Tribunal. Their Honours explained why the Legal Aid solicitor was not prevented by s 280 from representing the review applicant in the Tribunal proceedings.
55 Their Honours then addressed the question whether the Tribunal's refusal to permit such representation trespassed upon the review applicant's entitlement to representation. Their Honours noted at [62] that where a statute restricts rights of representation by limiting the persons who may appear, it may nevertheless be the case that the common law agency principle (to the effect that a person who has a right to appear before a statutory tribunal may also appear by an agent) operates within those statutory restrictions. After noting that s 425 conferred a right on an applicant for a review to be heard by the Tribunal orally or otherwise (subject to the exceptions in s 425(2)), French and Lee JJ concluded that the common law principle would operate to allow the review applicant to be represented by another person where there was no contrary statutory provision.
56 WABZ does not support the Minister's contentions here. As is evident from the summary above, the facts and legal issues in WABZ were quite different from those here.
57 The other case relied upon by the Minister, which is a decision of the FCCA, takes the matter no further. In Sran v Minister for Immigration and Citizenship [2014] FCCA 37 (Sran), the same migration agent as in both Singh and here was found to have provided false or misleading information concerning a skills assessment in lodging another application for a visa, with the consequence that it was found that PIC 4020 applied. The appellant challenged the Tribunal's finding that there was an agency relationship between him and the migration agent. He claimed that, even if there was some agency relationship, the agent's fraud went beyond any authority which he had given to the agent. The applicant claimed that he had no knowledge of his agent's fraudulent conduct. The primary judge emphasised that there was no allegation that there was a fraud perpetrated during the conduct of the Tribunal's review. Rather, the allegation related to the process before the Minister's delegate.
58 A central issue as seen by the primary judge was whether the Tribunal erred in finding on the basis of the evidence before it that there was an agency agreement under which the agent acted on the visa applicant's behalf in making a sub-class 485 visa application. This finding was based on evidence which indicated that the visa applicant had instructed the migration agent to lodge the visa application and that a fee was discussed. This was found by the primary judge to be sufficient to ground the Tribunal's finding that there was an agency agreement. The primary judge stated at [44] that the visa applicant "plainly knew, as his evidence indicates, that an application was to be submitted on his behalf" and that he "plainly said he sent the fee and documents as discussed". The primary judge also found that it was open to the Tribunal to find that the visa applicant was "indifferent to the detail of the application" (at [45]).
59 But the matter did not stop there. Significantly, the primary judge rejected the visa applicant's contention that he was simply an innocent or gullible person who had been "duped" by the agent. The primary judge observed at [48] that the Tribunal had expressly addressed this matter and that it was not persuaded by the visa applicant's evidence having regard to his educational and migration circumstances over the preceding three years. The primary judge held that the Tribunal's findings were reasonably open to it on the basis of the evidence before it and that it was immaterial that another Tribunal member may have taken a different view. Perhaps reflecting the way in which the case was presented in Sran, it is evident that the primary judge determined the appellant's judicial review challenge on the basis of the appellant needing to establish jurisdictional error in the Tribunal's fact finding and not on the basis that the question whether or not there was a valid visa application involved a jurisdictional fact.
60 It is evident from this summary of Sran that the findings of fact were quite different from those here. In particular, it is notable that the FCCA in Sran rejected the challenge to the Tribunal's rejection of the visa applicant's claims that he was simply an innocent, gullible person who had been duped by his agent. The primary judge emphasised (at [64]) the Tribunal's finding that it did not accept that the visa applicant was "entirely unaware of the skills assessment requirement as part of a skilled visa application". Moreover, as noted above, Sran was not decided on the basis of there being a jurisdictional fact which the Court had to decide for itself on the basis of all the evidence before it but rather on the basis of the need for the appellant to establish jurisdictional error in the Tribunal's fact finding.
61 Sran is distinguishable in circumstances where, as noted above, the primary judge here expressly found that he was unable to make a positive conclusion that the appellant had colluded in his agent's fraud, but then proceeded on the erroneous basis that it was sufficient to find that the appellant was "indifferent" to what his agent did, without confronting the issue whether that indifference extended to whether or not the agent acted fraudulently or dishonestly. At [80] of Sran, the primary judge emphasised that the Tribunal had found that the visa applicant Sran was not "an innocent victim of criminal behaviour or a scam". That is to be contrasted with the more limited relevant findings made by the primary judge here. Those findings were insufficient to ground the dismissal of the appellant's application for judicial review.
62 As to the Minister's reliance upon Prodduturi, we consider that that decision is distinguishable for the reasons given in Singh. In particular, it is notable that the relief sought by the appellant below included a declaration that there was no MRT-reviewable decision because there was no valid visa application (see [14] above).