The jurisdiction of the Court
5 Section 44(1) of the Administrative Appeals Tribunal Act 1975 (Cth) ("the AAT Act") provides:
A party to a proceeding before the Tribunal may appeal to the Federal Court of Australia, on a question of law, from any decision of the Tribunal in that proceeding.
6 Section 44(3) of the AAT Act provides:
The Federal Court of Australia has jurisdiction to hear and determine appeals instituted in that Court in accordance with subsections (1) and (2) and that jurisdiction:
(a) may be exercised by that Court constituted as a Full Court;
(b) shall be so exercised if:
(i) the Tribunal's decision was given by the Tribunal constituted by a member who was, or by members at least one of whom was, a presidential member; and
(ii) after consulting the President, the Chief Justice of that Court considers that it is appropriate for the appeal from the decision to be heard and determined by that Court constituted as a Full Court; and
(c) shall be so exercised if the Tribunal's decision was given by the Tribunal constituted by a member who was, or by members at least one of whom was, a Judge.
7 The term "presidential member" is defined by s 3(1) of the AAT Act to mean the President, a member who is a judge or a deputy president of the Tribunal.
8 Prior to 1 December 2005, s 483 of the Migration Act provided:
Section 44 of the Administrative Appeals Tribunal Act 1975 does not apply to a privative clause decision
9 The expression "privative clause decision" is defined in s 474(2) of the Migration Act to mean, relevantly, "a decision of an administrative character made...under this Act". In accordance with well-established authority, the view was taken that s 483 of the Migration Act did not apply to a decision of the Tribunal that was not a privative clause decision because of jurisdictional error on the part of the Tribunal. As a consequence, the Court could entertain an appeal from the Tribunal on a question of law, where the Tribunal's error of law amounted to jurisdictional error. See, for instance, VWYJ v Minister for Immigration & Multicultural & Indigenous Affairs [2006] FCAFC 1 at [19] per Gray J, with whom Kiefel and Lander JJ concurred.
10 On 1 December 2005, s 483 of the Migration Act was repealed and replaced by the current s 483, which provides:
Section 44 of the Administrative Appeals Tribunal Act 1975 does not apply to privative clause decisions or purported privative clause decisions.
11 The amendment was effected by item 27 of Pt 1 of Sch 1 to the Migration Litigation Reform Act 2005 (Cth) ("the Migration Litigation Reform Act"), to which effect was given by s 3 of the Migration Litigation Reform Act. The relevant provisions as to the commencement of the amendment are found in s 2 of, and items 40 and 41 of Pt 2 of Sch 1 to, the Migration Litigation Reform Act. The addition of the reference to "purported privative clause decisions" in s 483 of the Migration Act makes it clear that s 44 of the AAT Act has no application at all to any decision of the Tribunal to which the definition of "privative clause decision" in s 474(2) of the Migration Act does, or might, apply.
12 It seems clear from this reasoning that the purported appeal brought by the applicant, in reliance on s 44 of the AAT Act, falls outside the jurisdiction of the Court. On this basis, the appeal would have to be dismissed as incompetent.
13 The Migration Litigation Reform Act also inserted, in s 5E of the Migration Act, a definition of "purported privative clause decision". Relevantly, that definition means:
a decision purportedly made...under this Act...that would be a privative clause decision if there were not:
(a) a failure to exercise jurisdiction; or
(b) an excess of jurisdiction;
in the making of the decision.
For the Tribunal to reach a decision, purportedly pursuant to s 500(1)(c) of the Migration Act, in reliance on irrelevant considerations would amount to jurisdictional error. Such an error results in the Tribunal exceeding its power and authority (see Minister for Immigration and Multicultural Affairs v Yusuf [2001] HCA 30 (2001) 206 CLR 323 at [82] per McHugh, Gummow and Hayne JJ) and consequently to an excess of jurisdiction. Alternatively, such an error could be regarded as a failure to exercise jurisdiction, because the applicant has not had the review to which s 500(1)(c) of the Migration Act entitles him. It seems clear, therefore, that s 44 of the AAT Act can have no application to the decision of the Tribunal in the present case. Either that decision is a privative clause decision within the meaning of s 474(2) of the Migration Act, or (if the Tribunal took into account irrelevant considerations) it is a purported privative clause decision, because the Tribunal has exceeded or failed to exercise the jurisdiction conferred on it. In either case, s 483 of the Migration Act operates to deprive s 44 of the AAT Act of any operation in relation to the Tribunal's decision.
14 The Migration Litigation Reform Act also inserted into the Migration Act a new section, s 476A (see item 17 in Sch 1 to the Migration Litigation Reform Act). Relevantly to this case, s 476A(1) provides:
(1) Despite any other law, including section 39B of the Judiciary Act 1903 and section 8 of the Administrative Decisions (Judicial Review) Act 1977, the Federal Court has original jurisdiction in relation to a migration decision if, and only if:
...
(b) the decision is a privative clause decision, or a purported privative clause decision, of the Administrative Appeals Tribunal on review under section 500; or
...
(d) the Federal Court has jurisdiction in relation to the decision under subsection 44(3)...of the Administrative Appeals Tribunal Act 1975.
(2) Where the Federal Court has jurisdiction in relation to a migration decision under paragraph (1)(a), (b) or (c), that jurisdiction is the same as the jurisdiction of the High Court under paragraph 75(v) of the Constitution.
15 In the light of the combination of the provisions of ss 483, 474(2) and 5E of the Migration Act, it is difficult to imagine to what decisions of the Tribunal s 476A(1)(d) could apply. In any event, it seems clear that it could not apply to the decision of the Tribunal in the present case, which falls squarely within ss 483, 474(2) and 5E. The consequence is that any challenge by the applicant to the validity of the Tribunal's decision could only be brought to this Court in reliance on the grant of jurisdiction in s 476A(1)(b) of the Migration Act. It would be necessary for the applicant to seek relief of a kind or kinds for which s 75(v) of the Constitution provides. The most obvious of the remedies would be a writ of mandamus, directed to the Tribunal, requiring it to hear and determine according to law the applicant's application for a review of the Minister's decision to refuse him a protection visa. Usually, this remedy would be sought in conjunction with an application for a writ of certiorari, designed to remove into the Court the decision of the Tribunal and to quash that decision, to make way for the lawful exercise of the Tribunal's jurisdiction.
16 Although the proceeding is in form an appeal pursuant to s 44 of the AAT Act, it has some unusual features. One is the naming of the Tribunal as the second respondent to the proceeding. Ordinarily, when an appeal on a question of law is instituted pursuant to s 44 of the AAT Act, it is necessary only to name as a respondent or respondents any other party or parties to the proceeding in the Tribunal. The Tribunal itself is not expected to be a contradictor in respect of such an appeal. Section 44(4) of the AAT Act gives the Court wide powers to make "such order as it thinks appropriate" by reason of the decision on the appeal. Section 44(5) gives specific examples of orders that the Court may make. The examples include orders setting aside the decision of the Tribunal and remitting the case to be heard and decided again.
17 In the present case, in both the original notice of appeal filed on 20 June 2012 and the amended notice of appeal filed on 2 August 2012, the orders sought are as follows:
1. A declaration that the respondent's decision is invalid and of no effect.
2. An order that a writ of certiorari issue quashing the respondent's decision.
3. An order that the matter be remitted to the Administrative Appeals Tribunal, differently constituted, to be heard and determined according to law.
4. An order that the First Respondent pay the Appellant's [sic] costs of and incidental to the application.
5. Such other or further order as the Court thinks fit.
The references to "the respondent's decision" in paras 1 and 2 of the orders sought presumably mean the decision of the Tribunal, which is the second respondent to the proceeding. The balance of the notice of appeal, and the amended notice of appeal, suggest that no attention is to be paid to the decision of the Minister, the first respondent to the proceeding, which was affirmed by the Tribunal. The application for a writ of certiorari to quash the Tribunal's decision is an unusual feature if the proceeding is an appeal under s 44(1) of the AAT Act. The order sought in para 3 appears to have its genesis in s 44(5) of the AAT Act, although it departs from the form of remittal order referred to in that subsection by using the word "determined" instead of the word "decided" and the words "according to law" instead of the word "again". The addition of the words "differently constituted" might be thought to be intended to invoke the power of the Court, conferred expressly by s 44(5) of the AAT Act, to give directions to the Tribunal as to how the case should be heard and decided again.
18 Importantly, for present purposes, there is no claim for a writ of prohibition, a writ of mandamus, or an injunction, one or more of which is necessary to invoke the jurisdiction conferred on the High Court by s 75(v) of the Constitution, and consequently on this Court by s 476A(2) of the Migration Act.
19 In the course of the hearing, issues were raised as to the adequacy of the statement of questions of law in the amended notice of appeal, on the assumption that the proceeding was in truth an appeal on such questions. As a result of an invitation of the Court, counsel for the applicant formulated the question they saw the appeal as raising, in the following terms:
In determining that a person falls within paragraph (b) of Article 1F of the Convention on the Status of Refugees, can a decision-maker rely on evidence of matters which have no probative weight in relation to the question whether a person has committed a serious non-political crime?
This formulation is open to objection in at least two ways. First, it is based on the assumption that the Tribunal did rely on matters which have no probative weight, in reaching its decision. Second, it misstates the question for the Tribunal to determine, which was not whether the applicant had committed a serious non-political crime, but whether there were serious reasons for considering that he had committed such a crime. The form of the question nevertheless makes clear (as did the arguments put on behalf of the applicant) that the applicant wishes to rely on the proposition that the Tribunal relied on irrelevant considerations. As appears below, if the Tribunal did rely on irrelevant considerations in reaching its conclusion, its decision would be the result of jurisdictional error. The real question is whether the considerations to which the applicant pointed are in truth irrelevant to the Tribunal's deliberations.
20 In written submissions filed on 8 February 2013, junior counsel for the applicant submitted that the notice of appeal and the amended notice of appeal do invoke the jurisdiction of the Court, referring to the orders sought in paras 2 and 3. Alternatively, the applicant sought leave to amend the notice of appeal, to make it an application for writs of certiorari and mandamus, directed to the Tribunal. The first respondent submitted that neither of those documents could be regarded as an application for the exercise of the jurisdiction of the Court conferred by s 476A(1)(b) of the Migration Act. This submission is clearly correct, in light of the absence of any reference to a writ of prohibition, a writ of mandamus, or an injunction, in the orders sought.
21 While contesting the proposition that the question formulated during the hearing (referred to in [19] above) raised any issue of jurisdictional error, the first respondent conceded that the notice of appeal could be treated as invoking the Court's jurisdiction under s 476A(1)(b) of the Migration Act, or amended so as to invoke it expressly, because the substance of the argument at the hearing was concerned with what, if the argument is made out, is an example of jurisdictional error. In written submissions in reply, counsel for the applicant argued that jurisdictional error was claimed in clear enough terms. This dispute is somewhat arid. Clearly, it would be more satisfactory to allow the applicant to amend, in order to regularise the record of the proceeding, than simply to regard the notice of appeal or the amended notice of appeal as having invoked the jurisdiction of the Court when, on its face, neither document has done so. There is no point in dealing with the application to amend the notice of appeal, however, if the substantive argument put on behalf of the applicant is not capable of succeeding.
22 There is another issue. On the incorrect assumption that this proceeding could be a valid appeal under s 44 of the AAT Act, the Chief Justice consulted with the President of the Tribunal in accordance with s 44(3)(b)(ii) and made a determination that the Court be constituted as a Full Court for the purposes of the hearing and determination of the appeal. That determination is dated 27 July 2012. Because the effect of s 483 of the Migration Act, in conjunction with s 474(2) and s 5E, is to oust the operation of s 44 of the AAT Act altogether in relation to the Tribunal's decision, it appears that the purported determination pursuant to s 44(3)(b)(ii) of the AAT Act has been made without any power to make it. The determination might be invalid.
23 By s 19(2) of the Federal Court of Australia Act 1976 (Cth) ("the Federal Court Act"), the original jurisdiction of the Court includes any jurisdiction vested in it to hear and determine appeals from decisions of persons, authorities or tribunals other than courts. As a consequence, a valid appeal under s 44 of the AAT Act, although designated as an "appeal", requires an exercise of the Court's original jurisdiction. The conferral on the Court of jurisdiction by s 476A(1)(b) of the Migration Act is also a conferral of original, not appellate, jurisdiction. Section 20(1) of the Federal Court Act provides:
Except as otherwise provided by this Act or any other Act, the original jurisdiction of the Court shall be exercised by a single Judge.
24 Section 20 also contains provisions concerning the exercise of the original jurisdiction of the Court by a Full Court. The power found in s 20(1A) could have been exercised by the Chief Justice, if the original jurisdiction had been invoked validly in the present case. Section 20(1A) provides:
If the Chief Justice considers that a matter coming before the Court in the original jurisdiction of the Court is of sufficient importance to justify the giving of a direction under this subsection, the Chief Justice may direct that the jurisdiction of the Court in that matter, or a specified part of that matter, shall be exercised by a Full Court.
25 Unlike s 44(3)(b)(ii) of the AAT Act, s 20(1A) of the Federal Court Act does not require any consultation with the President of the Tribunal. The criterion by reference to which any determination of the Chief Justice as to the exercise of the Court's jurisdiction is to be made differs as between the two provisions. Under s 44(3)(b)(ii) of the AAT Act, the question for the Chief Justice is whether it is "appropriate" for the appeal to be heard and determined by a Full Court. Under s 20(1A) of the Federal Court Act, the question is whether the matter is of sufficient importance to justify the giving of a direction for the exercise of the jurisdiction of the Court by a Full Court. It is not clear that, in making a determination under s 44(3)(b)(ii) of the AAT Act, the Chief Justice's mind was directed to the criterion in s 20(1A) of the Federal Court Act, so that his Honour would have made a direction in any event.
26 A subsidiary question to that of the validity of the determination made by the Chief Justice is whether it is open to the Chief Justice to make another determination, pursuant to s 20(1A) of the Federal Court Act (if his Honour should see fit to do so), when the purported exercise of the original jurisdiction of the Court has already been embarked upon by a Full Court. The applicant's written submissions suggest that there is power to revoke the original determination and to make a further determination pursuant to s 20(1A) of the Federal Court Act. Those submissions seem to be based on the assumption that the power to make either determination as to the exercise of the original jurisdiction of the Court by a Full Court (and therefore the power to revoke such a determination) is a power of the Court. This is not so. The power is exclusively that of the Chief Justice, exercisable only by him, or by the Acting Chief Justice in the absence of the Chief Justice (see s 7 of the Federal Court Act). The first respondent contended that the case would fall within the line of authority under which a purported exercise of one statutory power, which turns out to have been inapplicable, has been held to give rise to a valid exercise of another statutory power, which would have been applicable but was not considered expressly. See Eastman v Director of Public Prosecutions of the Australian Capital Territory [2003] HCA 28 (2003) 214 CLR 318 at [124] per Heydon J, with whom Gleeson CJ and Gummow, Kirby, Hayne and Callinan JJ agreed, and Australian Education Union v Department of Education and Children's Services [2012] HCA 3 (2012) 285 ALR 27 at [34]. The obstacle to the application of that line of authority in the present case is the subtle, but nonetheless real, difference between the criteria in the respective provisions that are the sources of the powers to make a determination or give a direction.
27 For practical purposes, the question of validity of the determination of 27 July 2012 does not need to be determined. On 26 February 2013, the Chief Justice gave a direction pursuant to s 20(1A) of the Federal Court Act. His Honour stated that he considered that this matter is of sufficient importance to justify the giving of a direction under that subsection, and directed that the original jurisdiction of the Court in relation to the whole of the matter be exercised by a Full Court. The Court can proceed to consider the substance of the proceeding on that basis.