FURTHER PROCEEDING BY A CONTEMNOR
12 The principal question in issue is:
whether an appellant may invoke the appellate process or prosecute an appeal where he or she is in contempt of an order of the Court; or
whether in those circumstances, the Court has a discretion to prevent the commencement or prosecution of an appeal.
The alternative questions reflect the diverging approaches taken by members of the Court of Appeal in Hadkinson v Hadkinson [1952] P 285. In that case a divorced woman had custody of a child of the marriage, a boy aged 13 years. However a court had ordered that he not be removed from the jurisdiction without its sanction. There was an informal arrangement between the boy's parents that the father have reasonable access to the child, and that the boy spend parts of the school holidays with each of them. After the decree became absolute the mother married a man who lived in Australia. In December 1951, without informing the father or his solicitors of her intention, and without applying to the court for an appropriate order, she took the child to Australia. The father applied for an order directing her to return him to the jurisdiction, and into the care of a named man. Such an order was made. The mother failed to comply with the order but sought to appeal against it. The father took the preliminary point that as she was in contempt of the original order she could not, whilst she remained in contempt, pursue the appeal. At 288 - 289 Romer LJ said (Somervell LJ concurring):
It is the plain and unqualified obligation of every person against, or in respect of whom, an order is made by a court of competent jurisdiction, to obey it unless and until that order is discharged. The uncompromising nature of this obligation is shown by the fact that it extends even to cases where the person affected by an order believes it to be irregular or even void. "A party who knows of an order, whether null and void, regular or irregular, cannot be permitted to disobey it … . It would be most dangerous to hold that the suitors, or their solicitors, could themselves judge whether an order was null and void - whether it was regular or irregular. That they should come to the court and not take upon themselves to determine such a question: that the course of a party knowing of an order which was null and irregular and who might be affected by it was plain. He should apply to the court that it might be discharged. As long as it existed it must not be disobeyed". (Per Lord Cottenham LC in Chuck v Cremer.)
Such being the nature of this obligation, two consequences will, in general, follow from its breach. The first is that anyone who disobeys an order of the court (and I am not now considering disobedience of orders relating merely to matters of procedure) is in contempt and may be punished by committal or attachment or otherwise. The second is that no application to the court by such a person will be entertained until he has purged himself of his contempt.
At 289 - 290 his Lordship identified exceptions to the rule as follows:
Is this case, then, an exception from the general rule which would debar the mother, as a person in contempt, from being heard by the courts whose order she has disobeyed? One of such exceptions is that a person can apply for the purpose of purging his contempt and another is that he can appeal with a view to setting aside the order upon which his alleged contempt is founded; neither of those exceptions is relevant to the present case. A person against whom contempt is alleged will also, of course, be heard in support of a submission that, having regard to the true meaning and intendment of the order which he is said to have disobeyed, his actions did not constitute a breach of it; or that, having regard to all the circumstances, he ought not to be treated as being in contempt. The only other exception which could in any way be regarded as material is the qualified exception which, in some cases, entitles a person who is in contempt to defend himself when some application is made against him … . The nature and limits of this exception were explained by this court in Gordon v Gordon. …
His Lordship then set out the facts of that case and continued:
The court entertained her appeal on grounds which Vaughan Williams LJ expressed as follows: "Taking it generally", he said, "it has not been disputed in the discussion before us that this rule, that a person who is in contempt cannot be heard, prima facie applies to voluntary applications on his part-when he comes and asks for something; and not to cases in which all that he is seeking is to be heard in respect of matters of defence. I do not for one moment suggest that every matter of defence entitles a person in contempt to be heard; for instance, if an order has been made in the exercise of the discretion of the court, and some one who is oppressed, or thinks himself oppressed, by that order, appeals, saying that the court has exercised its discretion wrongly, that person if he is in contempt cannot be heard to say anything of the kind until he has purged his contempt." Cozens-Hardy LJ, in concurring, limited his judgment to a case in which the party in contempt "is saying that the order complained of is outside the jurisdiction of the court as distinguished from the case of an order which, although it is within the jurisdiction of the court, ought not, it is said, to have been made."
Having regard to the nature of this exception to the general rule it was sought before us to bring the mother in the present case within it. It was represented that the summons … was one in which the father was asking that an order should be made against her; that accordingly, and notwithstanding her contempt, she was entitled to appear in order to resist the application; and that she is equally entitled to appear before this court and appeal against the order which the learned judge thought proper to make. In my judgment, this suggestion is untenable and fallacious. Assuming for the moment that all that the appellant is seeking to do before us is to adopt a defensive role, she is in fact appealing against an order which was made against her in the exercise of the discretion of the court and is thus within the exception to the exception (if one may so describe it) which Vaughan Williams LJ envisaged in Gordon v Gordon.
His Lordship continued:
Apart altogether from that, however, she is not, in my judgment, within the exception at all; and this for two reasons. First, the father was not, by his summons, asking the court to grant relief against the mother of a description which had not been granted before; all that he was asking for was a supplementary order for enforcing an order that had already been made. Secondly, the mother was not merely resisting the making of this supplementary order but was in effect seeking to utilize the father's application for the purpose of discharging or varying the previous order-an order against which she had not appealed and indeed could not have appealed, for she had obtained it herself.
13 Denning LJ (as his Lordship then was) took a somewhat different approach, observing at 295 that:
No matter how badly a litigant has behaved, nevertheless, generally speaking, if he has a right of appeal, he has a right to be heard; for the simple reason that, if he is not heard, his right of appeal is valueless.
14 Having considered the historical treatment of this problem at common law, in Chancery and in the ecclesiastical jurisdiction his Lordship observed at 298:
Those cases seem to me to point the way to the modern rule. It is a strong thing for a court to refuse to hear a party to a cause and it is only to be justified by grave consideration of public policy. It is a step which a court will only take when the contempt itself impedes the course of justice and there is no other effective means of securing his compliance. In this regard I would like to refer to what Sir George Jessel MR said in a similar connexion … "I have myself had on many occasions to consider this jurisdiction, and I have always thought that, necessary though it be, it is necessary only in the sense in which extreme measures are sometimes necessary to preserve men's rights, that is, if no other pertinent remedy can be found. Probably that will be discovered after consideration to be the true measure of the exercise of the jurisdiction."
Applying this principle I am of the opinion that the fact that a party to a cause has disobeyed an order of the court is not of itself a bar to his being heard, but if his disobedience is such that, so long as it continues, it impedes the course of justice in the cause, by making it more difficult for the court to ascertain the truth or to enforce the orders which it may make, then the court may in its discretion refuse to hear him until the impediment is removed or good reason is shown why it should not be removed.
15 In England Lord Denning's view appears to have prevailed. In X Limited v Morgan-Grampian (Publishers) Ltd [1991] 1 AC 1 Lord Bridge of Harwich said, concerning the decision in Hadkinson at 46 - 47:
I cannot help thinking that the more flexible treatment of the jurisdiction as one of discretion to be exercised in accordance with the principle stated by Denning LJ better accords with contemporary judicial attitudes to the importance of ensuring procedural justice than confining its exercise within the limits of a strict rule subject to defined exceptions. But in practice in most cases the two different approaches are likely to lead to the same conclusion as they did in Hadkinson itself … .
Certainly in a case where a contemnor not only fails wilfully and contumaciously to comply with an order of the court but makes it clear that he will continue to defy the court's authority if the order should be affirmed on appeal, the court must, in my opinion, have a discretion to decline to entertain his appeal against the order.
Lord Oliver of Aylmerton said at 50 - 51:
First, it is suggested that to decline to hear an appellant who is in contempt infringes the maxim "audi alteram partem" which lies at the root of every civilised system of law. A person whose very liberty is threatened by an order made against him ought, it is said, to have an absolute right to appeal against the very order that has put him in contempt. For my part, I think that this is too facile an analysis. The maximum "audi alteram partem" means not that a party has an absolute right in all the circumstances to be heard in his own defence but that he must be given a proper opportunity to be heard. So long as that opportunity is given upon terms with which the proposing appellant can reasonably comply, there is not and there should not be any impediment in principle to the imposition by the court of proper conditions which require to be complied with before the appeal is heard. It is no denial of justice, for instance, to strike out the pleading of a litigant who contumaciously fails to comply with interlocutory orders, so that the action goes by fault, or to impose a condition of bringing money into court as the price of giving leave to defend or even, in an appropriate case, of appealing. So I cannot, for my part, see why it should be considered a denial of justice to make it a condition of appealing that a litigant subject to an order should, before appealing, comply with the order to an extent which does not compromise his position in the event of his appeal succeeding. Whilst, therefore, there must clearly be a strong indication in favour of preserving a litigant's right to appeal, even though he may be in contempt of court, I am in entire agreement with my noble and learned friend Lord Bridge of Harwich in thinking that there must also be a discretion to refuse to hear the contemnor and in favouring the flexible approach suggested by the judgment of Denning LJ in Hadkinson v Hadkinson … . One can, of course, envisage, as he did in that case, circumstances in which the court would be unlikely to exercise its discretion in favour of hearing a contemnor-he instanced the case of an abuse of the process or of disobedience to the order impeding the course of justice-but I would not be in favour of laying down any rules for the exercise of discretion, though it can do no harm to give examples which may serve as guidelines. For instance, where the appeal is grounded on an alleged lack of jurisdiction to make the order at all, it would seem, in general, right that the contemnor should be heard. At the other end of the scale, if the contempt consisted of a contumacious refusal to reveal the whereabouts of a ward of court, it would be likely to require a strong case before the court would consider entertaining a contemnor's appeal.
16 In Australia the decision in Hadkinson has been treated in different ways. In Permewan Wright Consolidated Pty Ltd v Attorney-General (1978) 35 NSWLR 365 Reynolds JA said at 367:
Whilst no doubt a court may properly withhold relief to which a litigant is otherwise entitled in cases where that litigant is in contempt of the court's process, even assuming in this case that breaches of the court's order between the dates mentioned and made out and are continuing, that would not be a matter which should preclude the making of the particular order sought here. The contempt since 17 November is not of a serious order, and the order now sought is designed to avoid an undesirable conflict between the present state of the law and a subsisting order of this Court.
This passage suggests the approach adopted by Lord Denning in Hadkinson. However, at 369 Hutley JA recognized the divergence of opinion between Somervell and Romer LJJ, on the one hand and Lord Denning, on the other. His Honour preferred the former opinion. Mahoney JA also appears to have adopted the majority view (at 374). In Young v Jackman (1986) 7 NSWLR 97 Young J considered that the decision in Permewan Wright bound him to adopt the majority view in Hadkinson. His Honour also referred to an earlier decision of the Full Court of the Supreme Court of New South Wales in Burnett v Burnett (1903) 3 SR (NSW) 513. In that case, after a decree of dissolution of marriage had become absolute, the respondent wife petitioned for an order granting her access to a child of the marriage. The petition was dismissed with costs. She subsequently filed a similar petition on the same facts. Objection was taken to the hearing of the petition on the ground that the costs of the previous petition had not been paid. The objection was overruled. On appeal to the Full Court, the petitioner submitted that as the original order of the court (directing her to pay the costs) had not been shown to her, she could not be found to be in contempt. Owen J said at 514 - 515:
That might be a good argument if this was an application for attachment, but being a matter of contempt for disobedience to an order of the Court the fact that the petitioner had actual knowledge of the order having been made is in my opinion sufficient. It is perfectly clear that she was personally aware of the order made by the Court, the nature of the order, and that she was liable to pay the costs. I am quite clear that she is in contempt.
Walker J said at 515:
This is not an application to attach the petitioner, or our decision might have been different. It is a matter of contempt for disobedience to an order of the court. For that purpose the only question is-Is the petitioner in fact in contempt? This does not involve the liberty of the subject. From the facts it is clear that the petitioner knew she had to pay the costs, and in my opinion that is all that is necessary.
17 In Young v Jackman, Young J considered that Burnett bound him to follow that approach which was, as it happened consistent with that subsequently taken by the majority in Hadkinson.
18 It seems that the Full Court of the Family Court has, in a number of cases adopted Lord Denning's approach. See, for example, A v Z (2006) 198 FLR 152 at [79]. In some circumstances, this divergence of views amongst Australian appellate courts might be embarrassing for a Judge at first instance. The majority view in Hadkinson is well-established and is consistent with the earlier view in Burnett which was, itself, in the matrimonial jurisdiction. On the other hand, Lord Denning's discretionary approach has been adopted by the House of Lords and is, in some ways, more consistent with the flexible approach currently taken to case management. It may be that the significance of the divergence is minimized by the importance which must be given, in applying the discretionary approach, to the rights of the innocent party and the importance of protecting the integrity of the judicial system.
19 Mr Foster's counsel submits that formal proceedings for committal for punishment for contempt is a necessary condition precedent to there being an impediment to the commencement and prosecution of his appeal. The cases seem generally to be inconsistent with this submission. Burnett, Young v Jackman and Hadkinson suggest otherwise, as does the decision in Stokes (by a tutor) v McCourt [2013] NSWSC 1014. In that case Lindsay J concluded that he was bound by the view of Hadkinson taken by the Court of Appeal in Permewan Wright. At [44] his Honour observed that the operation of "the rule", was not conditional upon formal steps having been taken or foreshadowed for prosecution of the contemnor for contempt.
20 Counsel for Mr Foster also submits that the rule applies only to further proceedings in the suit or action in which the contempt occurred. In Burnett, the fresh proceedings were pursuant to a second petition. The Court held that the proposed proceedings were in the same suit, notwithstanding a different heading. Both proceedings were in the matrimonial jurisdiction and bore the same identifying number. Counsel for Mr Foster submits that the appeal proceedings are not in the same proceedings as those in which the order of 26 September 2013 was made. See also Short v Short (1973) 7 SASR 1 at 11.