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[2020] FCA 1429
Federal Court of Australia
2020-09-17
Ms J, Burley J
Original judgment source is linked above.
REASONS FOR JUDGMENT 1 INTRODUCTION [1] 2 THE DECISION OF THE TRIBUNAL [5] 3 THE APPEAL [17] 3.1 Ground 2 - alleged failure to understand and determine the appellant's claims [18] 3.2 Ground 1 - alleged failure to have regard to the material in the mother's Department file [31] 3.3 Proposed Ground 3 - alleged denial of procedural fairness, Tribunal determined the matter unreasonably, illogically and without intelligible justification [51] 4 DISPOSITION [59]
3.1 Ground 2 - alleged failure to understand and determine the appellant's claims 18 In ground 2 the appellant contends that the Tribunal failed to understand the appellant's claim. In the particulars appended to the ground, he contends that the Tribunal: (a) failed to determine whether the Sri Lankan authorities were aware of his mother's role in intelligence for the LTTE; (b) failed to consider that M might expose the appellant's mother's role to the CID or other authorities and so expose (I interpolate) the appellant to future harm; and (c) failed to consider the possibility that the CID letter was genuine, and the consequences thereof. 19 A failure to make a finding on a "substantial, clearly articulated argument relying upon established facts" can amount to a failure to accord procedural fairness: Dranichnikov v Minister for Immigration and Multicultural Affairs [2003] HCA 26; 197 ALR 389 at [24] per Gummow and Callinan JJ, Hayne J agreeing at [95]; NABE v Minister for Immigration and Multicultural and Indigenous Affairs (No 2) [2004] FCAFC 263; 144 FCR 1 at [55] (Black CJ, French and Selway JJ). Whether or not a claim has been "clearly articulated" was considered by Allsop J (as his Honour then was) in NAVK v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCA 1695: [15] The Full Court in NABE v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 263 at [55]-[63] dealt with the question of what claims must be dealt with by the Tribunal to complete its statutorily required task (its jurisdiction) even though they may not be expressly articulated. See also Dranichnikov v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 197 ALR 389, 394 [24], 408 [95] and Applicant S395/2002 v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 203 ALR 112. From NABE I take it that the Tribunal is not required to consider a claim that is not expressly made or does not arise clearly on the materials before it: NABE at [61]. As the Full Court said at [63] much depends on the circumstances. Whatever adverb or adverbial phrase is used to describe the apparentness of the unarticulated claim, it must, it seems to me, either in fact be appreciated by the Tribunal or, if it is not, arise sufficiently from the material as to require a reasonably competent Tribunal in the circumstances to appreciate its existence. A practical and common sense approach to everyday decision-making requires the unarticulated claim to arise tolerably clearly from the material itself, since the statutory task of the Tribunal is to assess the claims by reference to all the material, not to undertake an independent analytical exercise of the material for the discovery of potential claims which might be made, but which have not been, and then subjecting them to further analysis to assess their legitimacy. 20 In his submissions the appellant developed his arguments by contending that the Tribunal failed to understand the appellant's mother's role in the intelligence unit of the LTTE. He submits that the Tribunal recited the nature of the tasks that she had done, but did not engage with the implications of those claims that as an intelligence official she not only participated in the conflict in a significant way, but was also likely in possession of information concerning the networks of diaspora donors and the members of the intelligence unit. A broad assertion is made that the Tribunal did not have a real and meaningful engagement with the appellant's submissions and the evidence concerning his mother's role. 21 In oral submissions, the appellant contended that the Tribunal had a "serious misunderstanding" of the evidence. In essence, he submits that it misunderstood the cause of the persecution of his mother as being her gender, rather than her link with the LTTE. The error lay in the findings at [55], [56] and [60] that the harassment of the mother was purely because of unwanted sexual advances from the SLA, but not because she had been actively involved in the LTTE. 22 There are several difficulties with this submission. First, as the Tribunal found at [55], [59], [60] and [71], the mother's evidence was that the authorities detained and interviewed her not for any political or strategic purpose, but rather in order to make inappropriate sexual advances that were not related to her involvement in the LTTE. During the course of oral submissions the appellant appeared to challenge that finding. That challenge must fail. It was a finding supported by the oral evidence of the appellant's mother, to which I was taken in the course of submissions, who gave evidence to the effect that it was her understanding that she was requested to attend interrogations not for the purpose of being questioned, but basically for "improper" (or sexual) purposes. That evidence came against a background of a statutory declaration provided by the mother in support of her own SHEV application, during which she referred to her concerns that the SLA would misbehave sexually with her and her daughters even though she was unable to assist them. The oral evidence of the mother was directed to determining whether the interest of the authorities was, as she understood it, because of her affiliation with the LTTE. The answer provided was sufficient to leave it open to the Tribunal to make the conclusion that it did. 23 Secondly, it is apparent from the reasoning of the Tribunal at [56] that it understood that a component of the appellant's claim arose from his mother's involvement in the LTTE. That component of the claim was addressed at [56] to [61]. It cannot be said that the claim about the mother's role in the intelligence service was not addressed: to the contrary, it was addressed explicitly, with the Tribunal finding at [56] that his mother was a low level employee of the LTTE who did not have a position of responsibility and was not a member or cadre of the LTTE. Furthermore, at [59] the Tribunal acknowledged that the mother had faced threats and interrogations from at least one Sri Lankan authority, namely the SLA, who used her links with the LTTE as an "excuse" for questioning her. 24 The appellant next submits that the Tribunal did not have a real and meaningful engagement with the appellant's submissions and the evidence concerning M and his associates in the CID and the possibility that he might suffer harm in the future. This argument must also fail. The Tribunal clearly articulates in several places the claim advanced by the appellant. At [38] it notes that the appellant specifically confined his claim to threats and intimidation, and fear of persecution upon his return to Sri Lanka, on the basis of the threats and intimidation by M. Whilst in oral submissions in reply the appellant contended that there was a broader claim advanced to the effect that he feared persecution generally from the Sri Lankan authorities, I do not accept that this claim was made. The transcript of argument before the Tribunal reveals that the claim was indeed limited in the manner summarised by the Tribunal at [38]. 25 The claim was rejected because the premise for the allegedly threatening behaviour by M was that M had worked with the appellant's mother in the LTTE and M had a belief that she knew where LTTE jewellery and money was hidden. The Tribunal rejected the premise, on the basis that it did not accept that there was anything in either the appellant's evidence or his mother's evidence that suggested she held a position within the LTTE which gave her knowledge as to where such assets had been hidden. Because M also worked with the appellant's mother, the Tribunal considered that he would also have known the mother did not hold a position which would give her knowledge of such matters. The Tribunal also rejected the appellant's claims to being harassed by M over a sustained period. 26 Furthermore, I reject the proposition set out in the appellant's written submissions that the appellant advanced a claim before the Tribunal that M had threatened to pass on to the authorities particular information about the appellant's mother, such as a claim concerning his mother's likely possession of information "concerning the network of diaspora donors and members of the intelligence unit". Having regard to the evidence and the submissions advanced before the Tribunal I do not consider that this claim was sufficiently raised on the face of the material in the sense described in NAVK. 27 The third limb of the argument advanced by the appellant is that the Tribunal failed to consider the possibility that the CID letter was genuine, and the consequences thereof. This was not addressed in either written or oral submissions. The Tribunal summarised the appellant's claims in relation to the CID letter at [20], [21], [36] and [37] of its reasons. It is to be noted that the appellant failed to provide any written translation of the CID letter to either the delegate or the Tribunal. The only translation of the document available to the Tribunal was an oral "confirmation" by the appellant's migration agent of the purported contents of the CID letter. 28 The Tribunal's findings as to the CID letter were as follows: [67] Finally, in relation to the CID letter the Tribunal gives this no weight. The applicant conceded that the letter may not be genuine, but rather may have been done to scare him into divulging the location of the jewellery. The letter purports to require him to report to the [CID] in Colombo. This seems improbable for the purposes of him divulging the information as to the location of the jewellery. Given the fact that the letter may not be genuine, the fact that the Tribunal does not accept that the applicant was threatened as claimed in relation to the jewellery and that it does not accept that the applicant was attacked by as [sic] claimed on 22 October 2018 the Tribunal gives the letter no weight in assessing the applicant's claims. 29 In circumstances where no official translation of the CID letter was available, where the appellant had accepted that he could not confirm whether the CID letter was genuine or a forgery, and where the Tribunal had made adverse credibility findings about the appellant, in my view the Tribunal was entitled to give the letter no weight. 30 The FCCA properly dismissed this ground on the basis that it was apparent that the Tribunal had properly appreciated the claims advanced by the appellant. There is no error in this finding. Ground 2 must be dismissed.
3.2 Ground 1 - alleged failure to have regard to the material in the mother's Department file 31 In ground 1 the appellant contends that the Tribunal fell into jurisdictional error by failing to have regard to material in his mother's departmental file, including the reasons for the granting of a protection visa, and the evidence she gave in relation thereto. In particular (a) to that ground, it is said that the error arose because the Tribunal was not provided with all documents relevant to the review of the decision of the delegate pursuant to s 418(3) of the Act. 32 Section 418(3) of the Act states that it is the Secretary's duty to provide to the Tribunal "each other document, or part of a document, that is in the Secretary's possession or control and is considered by the Secretary to be relevant to the review of the decision." 33 There is consistent authority for the proposition that there are limited circumstances in which a third party breach, not known to the Tribunal, may result in jurisdictional error. In SZOIN v Minister for Immigration and Citizenship [2011] FCAFC 38; 191 FCR 123 at [59] - [66] the Full Court (Bennett and McKerracher JJ, Rares J agreeing at [90]) found that in the absence of a contention that a part of the process has been tainted by fraud or that the action of the Secretary was other than inadvertent, a breach of s 418(3) will not amount to a jurisdictional error. That decision was recently followed in Ashraf v Minister for Immigration and Border Protection [2018] FCAFC 50; 261 FCR 97 where the Full Court (Tracey, Mortimer and Moshinsky JJ) found that it was not plainly wrong, and should be followed (at [63], [64]). 34 In BBS15 v Minister for Immigration and Border Protection [2017] FCAFC 61; 248 FCR 159 at [92] - [107], the Full Court (Griffiths, Kerr and Farrell JJ) considered a similar contention. After reviewing the authorities, including SZOIN, the Court concluded: (a) that a breach of s 418(3) will not of itself found jurisdictional error in the Tribunal, absent the taint to which the court in SZOIN referred (at [93]). (b) however, it is a failure to comply with s 425 of the Act if the failure to provide information causes the Tribunal, even innocently, to mislead an applicant to mistakenly believe that a state of affairs exists and that in turn affects the manner in which the case is conducted to the applicant's detriment (at [106]). 35 In relation to particular (a), the appellant contends that the Tribunal was unable to conduct a review as required under Part 7 of the Act by the failure on the part of the Secretary to provide relevant documents. The critical documents are said to "include" documents concerning the appellant's mother's arrival interview and the decision record documenting the reasons for the grant of the protection visa to the appellant's mother. He submits that the information provided to the Minister's department in relation to his mother's application was relevant and material to his own claims, because, as I understand the submission, it would serve to clarify that the mother's fear of persecution was not arising from fear of harm as a result of threatened sexual misconduct by the authorities towards her, but rather because she was a known affiliate of the LTTE. As the appellant puts it in his submissions, the reason he fled Sri Lanka was due to his mother's association with the LTTE, and M and the CID were claimed to have an adverse interest in the family due to his mother and father's role in the LTTE. Accordingly, he submits, his mother's evidence concerning her fear of persecution was clearly significant to his claims to fear persecution "because they provide the context in which he claimed to fear harm at the hands of the CID". 36 The ground identified in particular 1(a) must be rejected on three bases. First, it is not available as a matter of law. The appellant does not suggest that the process of the provision of information by the Secretary to the Tribunal has been tainted by fraud or that the action of the Secretary was other than inadvertent, or that there is any other aspect of the conduct that would suggest that the exceptions identified in SZOIN may be met. Further, no evidence supports such a contention and no pleading raises fraud. 37 Secondly, the appellant has not established that documents relevant to the applicant's mother's application are in any event documents that are relevant to the appellant's own application to the Tribunal within s 418(3). In this regard, as the Tribunal noted at [55] of its reasons, its decision was concerned with the mother's reasons for seeking protection in Australia, not with whatever it was that satisfied a delegate deciding her case that she should be granted a visa. Furthermore, it was conceded before the primary judge (at [52]) that the transcript and recording of the mother's arrival interview were not before the delegate in making the decision in relation to the appellant's SHEV application. The appellant also concedes that he could have obtained the entry interview material, and that he could have lodged a Freedom of Information request in order to access the reasons for the decision made in respect of the mother's SHEV application. Additionally, the applicant's mother provided a written authority to the Minister's department permitting the disclosure of any information she had provided as part of her own protection visa application. However the appellant and his advisors only sought to place the mother's statement dated 7 March 2016 before the delegate assessing the appellant's claims, and did not seek to draw attention to any other specific documents or information provided as part of the mother's SHEV application. In circumstances where he accepts that he could have sought access to other documents on the mother's file, he can therefore be taken to have made a forensic decision about which documents from his mother's application he wished the delegate considering his claims to have regard to. 38 Thirdly, the appellant has not established how the alleged breach could have had a material bearing on the outcome of the hearing before the Tribunal. The appellant's mother gave sworn evidence in the form of a statutory declaration in support of the appellant's application and provided oral evidence at the Tribunal hearing. Additionally, the statement dated 7 March 2016 which the appellant's mother gave in support of her own SHEV application was provided by the appellant to the delegate, and was in evidence before the Tribunal. The Tribunal made no adverse findings as to the credit of the mother, and accepted her evidence as to her role in the LTTE. Even were the material relevant to the mother's SHEV application available to the Tribunal, it is difficult to see how it could be material to the outcome of the Tribunal's decision. 39 Accordingly, the primary judge's rejection of the ground articulated by reference to particular (a) was not in error. 40 In particular (b) the appellant contends that the failure to provide documents under s 418(3) deprived him of a fair hearing under s 425 of the Act. 41 Section 425 provides: 425 Tribunal must invite applicant to appear (1) The Tribunal must invite the applicant to appear before the Tribunal to give evidence and present arguments relating to the issues arising in relation to the decision under review. (2) Subsection (1) does not apply if: (a) the Tribunal considers that it should decide the review in the applicant's favour on the basis of the material before it; or (b) the applicant consents to the Tribunal deciding the review without the applicant appearing before it; or (c) subsection 424C(1) or (2) applies to the applicant. (3) If any of the paragraphs in subsection (2) of this section apply, the applicant is not entitled to appear before the Tribunal. 42 The appellant submits that the Minister's department regularly accesses information such as the claims of family members when it can be used to establish inconsistencies of claims and that there is no reason why the information should not have been made available where it supported the appellant's claims. He submits that by reason of the absence, in particular, of the reasons for the grant of the protection visa in respect of the appellant's mother, the appellant was deprived of the hearing of the kind required under s 425 of the Act. 43 My findings in relation to particular (a) of ground 1 lead to the conclusion that this aspect of the ground must also fail. Further and separately, in my view this ground is also misconceived. As I have noted, the appellant's mother gave a statutory declaration in support of the appellant's claims and also gave oral evidence. The statement she had made in support of her own claims for protection was also in evidence before the Tribunal. Her evidence was not rejected on credit grounds. The appellant could have, but did not, obtain access to her entry interview materials. It was open to the Tribunal to accept the evidence of the mother (which it did) and to construe it in the context of the appellant's claims. As I have noted, the Tribunal's decision was concerned with the appellant's claims and the mother's evidence as to persecution. It was not concerned with the reasons of the delegate whereby it was determined that the mother was the subject of persecution or likely to fear harm. The primary judge did not err in rejecting this aspect of ground 1of the appeal. 44 Particular (c) of ground 1 of the appeal is that the Tribunal unreasonably failed to get the same information pursuant to s 424 of the Act. The appellant submits that neither the appellant nor his mother had access to the findings of the Minister as to why she had been assessed as a refugee. He submits that the lack of any consideration of the power under s 424 was unreasonable. 45 The appellant appears, by this ground, to contend that it may be inferred that the Tribunal failed to consider to exercise its power pursuant to s 424 of the Act to get information that it considers relevant. However, s 424 does not impose a duty to make inquiries: Minister for Immigration and Citizenship v SZGUR [2011] HCA 1; 241 CLR 594 at [20] (French CJ and Kiefel J). 46 Furthermore, as I have noted, the relevance of the mother's SHEV application to the decision of the Tribunal in respect of the appellant's SHEV application was limited to the mother's reasons for seeking protection in Australia, not with whatever it was that satisfied a delegate deciding her case that she should be granted a visa: see the Tribunal's reasons at [55] and [59]. In that context the reasons of the delegate for granting the protection visa were, at best, tangential. 47 Accordingly, the primary judge did not err in rejecting this aspect of ground 1. 48 In particular (d) of ground 1 the appellant contends that the Tribunal failed to make an obvious inquiry regarding a critical fact, being the reasons behind the granting of the appellant's mother's protection visa and the evidence relating thereto. This ground is apparently based on the possibility identified in Minister for Immigration and Citizenship v SZIAI [2009] HCA 39; 83 ALJR 1123 at [25]: [25] Although decisions in the Federal Court concerned with a failure to make obvious inquiries have led to references to a "duty to inquire", that term is apt to direct consideration away from the question whether the decision which is under review is vitiated by jurisdictional error. The duty imposed upon the Tribunal by the Migration Act is a duty to review. It may be that a failure to make an obvious inquiry about a critical fact, the existence of which is easily ascertained, could, in some circumstances, supply a sufficient link to the outcome to constitute a failure to review. If so, such a failure could give rise to jurisdictional error by constructive failure to exercise jurisdiction. It may be that failure to make such an inquiry results in a decision being affected in some other way that manifests itself as jurisdictional error... 49 The primary judge correctly held that the appellant has not identified any critical fact that could be the subject of any duty. The appellant had provided the Tribunal with his mother's statement in support of her SHEV application. Nor is it apparent from the reasons of the Tribunal that the basis upon which the delegate had granted the appellant's mother a protection visa was critical to its reasoning. To the contrary, it is apparent, for the reasons that I have explained, that the Tribunal was concerned to consider the mother's evidence which was led before it. 50 In my view the primary judge was correct to reject this aspect of ground 1. Accordingly, for the reasons given above, the primary judge was correct to reject ground 1 in its entirety.
3.3 Proposed Ground 3 - alleged denial of procedural fairness, Tribunal determined the matter unreasonably, illogically and without intelligible justification 51 In proposed ground 3, the appellant contends that he was denied procedural fairness and that the Tribunal determined the matter unreasonably, illogically and without intelligible justification or active intellectual consideration for six reasons set out in the particulars appended to the ground. The chapeaux to the ground also states that the decision "gives rise to a perception of gender bias". In oral argument, the appellant accepted that this should be understood as a particular of the ground, rather than a separate ground in itself. 52 The principles concerning the grant of leave to raise a new ground not raised before the primary judge are well established. In SZLPH v Minister for Immigration and Border Protection [2018] FCAFC 145; 266 FCR 105 the Full Court (Besanko, Gleeson and Burley JJ) said: [28] The appellant acknowledges that proposed grounds (1) and (2) are new grounds raised for the first time on appeal. Thus, the proposed amended notice of appeal does not in substance engage with the decision of the FCCA but rather focuses on that of the delegate. The appellant requires the leave of this Court to rely on them. The relevant principles for deciding whether to grant out are set out in VUAX v Minister for Immigration & Multicultural & Indigenous Affairs [2004] FCAFC 158; 238 FCR 588 ("VUAX") at [46]-[48], as follows: [46] Leave to argue a ground of appeal not raised before the primary judge should only be granted if it is expedient in the interests of justice to do so: O'Brien v Komesaroff [1982] HCA 33; (1982) 150 CLR 310; H v Minister for Immigration & Multicultural Affairs; and Branir Pty Ltd v Owston Nominees (No 2) Pty Ltd [2001] FCA 1833; (2001) 117 FCR 424 at [20]- [24] and [38]. [47] In Coulton v Holcombe [1986] HCA 33; (1986) 162 CLR 1, Gibbs CJ, Wilson, Brennan and Dawson JJ observed, in their joint judgment, at 7: It is fundamental to the due administration of justice that the substantial issues between the parties are ordinarily settled at the trial. If it were not so the main arena for the settlement of disputes would move from the court of first instance to the appellate court, tending to reduce the proceedings in the former court to little more than a preliminary skirmish. [48] The practice of raising arguments for the first time before the Full Court has been particularly prevalent in appeals relating to migration matters. The Court may grant leave if some point that was not taken below, but which clearly has merit, is advanced, and there is no real prejudice to the respondent in permitting it to be agitated. Where, however, there is no adequate explanation for the failure to take the point, and it seems to be of doubtful merit, leave should generally be refused. In our view, the proposed ground of appeal has no merit. There is no justification, therefore, for permitting it to be raised for the first time before this Court. 53 In evaluating the prospects of success of a proposed new ground of appeal, the Court is to consider the proposed ground at a reasonably impressionistic level and enquire whether it is "sufficiently arguable" or has "reasonable prospects of success": MZABP v Minister for Immigration and Border Protection [2015] FCA 1391; 242 FCR 585 at [62] to [63]. 54 The appellant provides no explanation for the new ground being raised now, and not before the FCCA. He was represented before the FCCA by counsel and solicitors. On appeal, he was represented by the same solicitor. 55 As to merits, the appellant submits that the Tribunal failed to afford him procedural fairness as a result of preventing his mother from giving evidence on the second day of the hearing. That submission, which is unsupported by any particular to the proposed grounds, is specious. The appellant's mother gave oral evidence on the first day of the hearing. She was given an opportunity to advance her evidence and answer questions asked of her. On the second day she appeared to interrupt an exchange between the appellant and the Tribunal member. The Tribunal asked her not to do so. It was this request that prompted the submission now advanced. 56 The contention of gender bias is also untenable, whether characterised as an alleged breach of procedural fairness or a failure to give the claims advanced active intellectual consideration. In his submissions the appellant contends that unintentionally and unwittingly the Tribunal fell into gender bias because it found that female members of the family were facing a threat of sexual assault but male members were not, rather than finding that all members of the family were facing persecution by reason of the mother's involvement with the LTTE. Particular (c) contends that there was a denial of procedural fairness of the type described in EZC17 v Minister for Immigration and Border Protection [2019] FCA 163; 163 ALD 580 (Yates J). Apparently this is a reference to [30] of that decision where a claim was found to be advanced by the appellant in that case and not addressed by the Immigration Assessment Authority. However, in this case there was no lack of engagement with the mother's claimed involvement in the LTTE. In its reasons at [56] the Tribunal accepted the mother's evidence about her tasks in the LTTE's communications unit. The appellant provides no explanation as to how that approach gives rise to jurisdictional error in any form. 57 The appellant next submits that there was no effective intellectual engagement or proper consideration of the appellant's claims as presented by his mother, in particular as to how her role within the LTTE intelligence unit was the reason for the persecution of her and her daughters and sons. This submission is apparently referable to particulars (a), (b), (c) and (e). It is not supported by a fair reading of the decision of the Tribunal, which attended to the evidence advanced by the mother, having regard to the claims as characterised by the appellant. No submission was advanced in relation to particular (f). However, having regard to the fact that the appellant attended the hearing, his evidence was received and he was represented at it, in the absence of any submission going to how a finding as to his uncle's role in the LTTE could have affected the appellant's claims it is completely Delphic as to how this particular sounds in jurisdictional error. 58 Having regard to the absence of a proper explanation for the failure to advance ground 3 before the FCCA, the lateness of the application to make the proposed amendments in this proceeding, and the poor prospects of success that the ground has, I decline leave to rely on it on appeal.
EIJ20
Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs
(2003) 197 ALR 389
(2003) 203 ALR 112
(1982) 150 CLR 310
(2001) 117 FCR 424
(1986) 162 CLR 1
[1986] HCA 33